White v. CSX Transportation, Inc.

UNITED STATES DISTRICT COURT

WESTERN DISTRICT OF NEW YORK

LARRY E. WHITE, II,

Plaintiff,

v. 19-CV-500 (HKS)

CSX TRANSPORTATION, INC., and

JOHN DOE 1 to John DOE 5,

Defendants.

DECISION AND ORDER

In accordance with 28 U.S.C. § 636(c), the parties have consented to have the

undersigned conduct all further proceedings in this case, including entry of final

judgment. Dkt. #19.

Plaintiff Larry E. White, II, commenced this negligence action against defendant

CSX Transportation, Inc. (“CSX” or “CSXT”), in New York State Supreme Court, County

of Erie, alleging that he was injured on March 9, 2018, while using a shortcut to cross

over CSX’s railroad tracks in the vicinity of Fay Street and Shepard Street in the City of

Buffalo, when a railroad switch closed on his foot. Dkt. #1-1. Defendant removed the

case to this Court on the basis of diversity jurisdiction in accordance with 28 U.S.C.

§ 1446(b)(2)(A). Dkt. #1.

Currently before the Court is CSX’s motion for summary judgment. Dkt. #23. For

the following reasons, CSX’s motion for summary judgment is denied.

FACTUAL BACKGROUND1

CSX owns more than 25,000 miles of railroad tracks in the United States,

including approximately 127 miles that run through incorporated cities in New York, such

as Buffalo. Dkt. #23-16, ¶¶ 5–6. There are approximately 63 remotely controlled

switches in the Frontier Yard, where White was injured. Dkt. #23-16, ¶ 10. Remotely

controlled power switches may move at any time without prior warning. Dkt. #23-16,

¶ 11. It is not necessary for CSX personnel to be located near a switch for it to function;

the switch that injured plaintiff is operated from a remote location approximately 1.25

miles away. Dkt. #23-16, ¶ 12.

There are stairs leading to an overpass with pedestrian sidewalks near where

plaintiff crossed the tracks. Dkt. #23-2, pp.117–18. Plaintiff could not remember a time

that he used the overpass, however, and testified at his deposition that he “didn’t see no

need to when [he] could go right across the tracks the easy way.” Dkt. #23-2, p.119. On

the date he was injured, plaintiff testified that he looked for trains as he approached the

railroad tracks but did not look down at the tracks before picking his bike up and starting

to jog across the tracks. Dkt. #23-2, pp.168–69. According to plaintiff, he slipped or

tripped on something and his foot went into the switch, which then closed on his foot.

Dkt. #23-2, pp.170–71.

1 The facts are taken from CSX’s statement of undisputed facts (Dkt. #23-17), Plaintiff’s

response to that statement (Dkt. #25), and the exhibits provided in support of the parties’

positions. Contrary to the local rules, White failed to file a separate statement of undisputed

facts in opposition the motion. See L. R. Civ. P. 56 (a)(1). Nonetheless, White included facts with

some record citations in his affidavit in opposition, which this Court has considered. See Holtz v.

Rockefeller & Co., 258 F.3d 62, 73 (2d Cir. 2001) (“A district court has broad discretion to

determine whether to overlook a party’s failure to comply with local court rules.”); see also

Repicci v. Jarvis, No. 17-CV-132S, 2022 WL 16745495, at *1 (W.D.N.Y. Nov. 7, 2022)

(considering facts in opposition papers supported by record citations).

Plaintiff testified that he had received permission from CSX workers to cross the

tracks at that location on more than one occasion, but he did not know how many times

or over what timeframe. Dkt. #23-2, pp.147–49. He also testified that CSX employees

never told him not to cross or to get off the tracks. Dkt. #23-2, p.244.

At his deposition, plaintiff responded in the affirmative when asked whether he

had even seen any signs in the vicinity of Shepard Street or Fay Street. Dkt. #23-2,

p.146. He could not, however, remember what those signs said or if they were related to

the railroad, but he testified that the signs probably said “danger.” Dkt. #23-2, p.146.

Plaintiff also testified that he had not seen any no trespassing signs in that area at any

time on or before the date of the incident. Dkt. #23-2, p.157.

CSX submitted affidavits from employees stating that the “CSXT property in the

vicinity of the area where plaintiff claims injury is posted with “NO TRESPASSING-

DANGER” signs and other warning signs indicating the danger of entering private

railroad property. Dkt. #23-16, ¶ 16. CSX also submitted an affidavit from Michael

Johnson, a Special Agent within the CSX Railroad Police Department, who states:

CSXT continuously posts “NO TRESPASSING-DANGER” and other

warning signs throughout the area where Plaintiff claims to have been

injured, including before, during and after the date of Plaintiff’s alleged

accident.

Examples of the type of signs that CSXT posts (and that were posted in

March 2018) in the immediate area of this alleged incident are attached to

the Bloom Declaration as Exhibit J. These ten photos are of the area at

QDB0.5 and are true and accurate depictions as of 2018 of the area

where Plaintiff alleges his incident took place.

“NO TRESPASSING-DANGER” signs are sometimes removed, damaged

or otherwise defaced as a result of vandalism and, when that happens,

they are replaced.

I personally have installed or replaced “NO TRESPASSING-DANGER”

signs in that area, including before the date of Mr. White’s alleged incident.

The photos attached to the Bloom Declaration as Exhibit J show the

presence of several “NO TRESPASSING-DANGER” and other warning

signs that were readily visible. These signs include language such as “NO

TRESPASSING, DANGER, KEEP OUT, PRIVATE PROPERTY” or

“WARNING, NO DUMPING-NO TRESPASSING, PRIVATE PROPERTY

OF CSX TRANSPORTATION, INC., VIOLATORS WILL BE

PROSECUTED” and some of the signs also include graphics indicating

that persons were not allowed to enter.

Regardless of whether a person entered railroad property from the end of

Shepard Street or Gatchell Street heading in a northerly direction, or

alternatively entering from Fay Street on the other side of the tracks

heading in a southerly direction, it would be impossible to cross the tracks

without having passed multiple “NO TRESPASSING-DANGER” or other

warning signs that were/are either posted on existing poles or were

freestanding metal signs.

I have personally observed and/or installed/reinstalled such signs before

and after the date of Plaintiff’s alleged injury of March 9, 2018.

Dkt. #23-15, ¶¶ 8–9, 12–16. Special Agent Johnson further states that CSX employees

are trained to report unauthorized persons on railroad property without confronting or

otherwise engaging them. Dkt. #23-15, ¶ 17. During the five-year period preceding

plaintiff’s injury, CSX Police Officers reported approximately 94 trespasser warnings

and/or arrests within that area. Dkt. #23-15, ¶ 22.

DISCUSSION AND ANALYSIS

SUMMARY JUDGMENT STANDARD

A court “shall grant summary judgment if the movant shows that there is no

genuine dispute as to any material fact and the movant is entitled to judgment as a

matter of law.” Fed. R. Civ. P. 56(a). The movant bears the initial burden of showing that

there is no genuine dispute of material fact. See Celotex Corp. v. Catrett, 477 U.S. 317,

323 (1986). It may satisfy this burden by relying on evidence in the record, “including

depositions, documents, . . . [and] affidavits,” Fed. R. Civ. P. 56(c)(1)(A), or by “point[ing]

to an absence of evidence to support an essential element of the nonmoving party’s

claim.” Goenaga v. March of Dimes Birth Defects Found., 51 F.3d 14, 18 (2d Cir. 1995)

(citing Celotex, 477 U.S. at 322–23); see Fed. R. Civ. P. 56(c)(1)(B). Once the movant

has satisfied its initial burden, “the nonmoving party must come forward with specific

facts” showing that there is a genuine dispute of material fact. Matsushita Elec. Indus.

Co. v. Zenith Radio Corp., 475 U.S. 574, 587 (1986) (internal quotation marks omitted).

A genuine dispute of material fact exists “if the evidence is such that a

reasonable jury could return a verdict for the nonmoving party.” Anderson v. Liberty

Lobby, Inc., 477 U.S. 242, 248 (1986). The court “must view the evidence in the record

in the light most favorable to the non-moving party” and must draw “all reasonable

inferences in that party’s favor.” Abdu-Brisson v. Delta Air Lines, Inc., 239 F.3d 456, 466

(2d Cir. 2001). However, “conclusory statements, conjecture, or speculation by the party

resisting the motion will not defeat summary judgment.” Kulak v. City of N.Y., 88 F.3d 63,

71 (2d Cir. 1996).

REQUESTS TO STRIKE

CSX requests that the Court disregard and strike certain portions of White’s

Affidavit, the Schmeltzer Affidavit in its entirety, and any unsupported factual assertions

in the Polak Affidavit. Dkt. #26-2, at 9–13.

Under Rule 56(c)(2), “[a] party may object that the material cited to support or

dispute a fact cannot be presented in a form that would be admissible in evidence.” Fed.

R. Civ. P. 56(c)(2). District courts have leeway on motions to strike in the context of

summary judgment motions. Nodoushani v. S. Conn. State Univ., 507 F. App’x 79, 80

(2d Cir. 2013) (summary order). “While a court is obliged not to consider inadmissible

evidence at the summary judgment stage, it remains in that court’s discretion whether to

strike the inadmissible portions or simply disregard them.” Pacenza v. IBM Corp., 363 F.

App’x 128, 130 (2d Cir. 2010) (summary order); accord Nodoushani, 507 F. App’x at 80

(“While a court is obliged not to consider inadmissible evidence at the summary

judgment stage, ‘[t]o the extent that an affidavit or declaration contains material that

does not comply with [Federal Rule of Civil Procedure] 56(e), the [c]ourt may strike

those portions, or may simply disregard them.’”) (citation omitted).

In the instant case, the Court need not rely on the challenged materials.

Therefore, CSX’s requests to strike are denied as moot. See Cabrera v. Stephens, No.

16CV3234, 2017 WL 4326511, at *9 (E.D.N.Y. Sept. 28, 2017) (“As the Court has not

relied on the Affidavits in arriving at its determination . . . striking the Affidavits is

unnecessary.”); Fubon Ins. Co. v. OHL Int’l, No. 12 CIV. 5035, 2014 WL 1383604, at *11

(S.D.N.Y. Mar. 31, 2014) (“Because the Court denies [Defendant’s] motion for summary

judgment without relying on the contested [material], [Defendant’s] motion to strike is

denied as moot.”); Roberts v. Los Alamos Nat. Sec., LLC, 942 F. Supp. 2d 359, 365

(W.D.N.Y. 2013) (denying motion to strike as moot where “the Court’s consideration of

that document, or lack thereof, would not alter the outcome”).

ABANDONMENT OF CLAIMS

CSX also argues that White conceded various arguments by failing to address

them in his opposition to the motion. Dkt. #26, at 6–7. A court “may, when appropriate,

infer from a [counseled] party’s partial opposition [to a motion for summary judgment]

that relevant claims or defenses that are not defended have been abandoned.” Jackson

v. Fed. Exp., 766 F.3d 189, 198 (2d Cir. 2014). Here, however, to the extent White fails

to adequately address any of CSX’s arguments, the Court will exercise its discretion to

consider the merits of plaintiff’s claims. See Keith M. v. Comm’r of Soc. Sec. Admin., No.

619CV1169, 2020 WL 6063738, at *8 (N.D.N.Y. Sept. 14, 2020) (“Rather than

determining whether plaintiff waived the argument, I will consider the merits.”), R&R

adopted, 2020 WL 6059745 (N.D.N.Y. Oct. 14, 2020); Estate of M.D. by DeCosmo v.

New York, 241 F. Supp. 3d 413, 423 (S.D.N.Y. 2017) (“[I]n the exercise of its discretion,

the Court will not deem the claim abandoned[.]”)

FAILURE TO WARN

CSX argues that it did not owe a duty to warn a trespasser of an open, obvious

and apparent danger such as a working railroad yard. Dkt. #23-18, pp.16-19. Even if

CSX had such a duty, it argues that such a failure to warn was not the cause of

plaintiff’s injury because plaintiff was aware of the danger.2 Dkt. #23-18, pp.19-22.

2 CSX contends that White “acknowledged that the switch at issue in this case ‘presented an

apparent danger to pedestrians.’” Dkt. #32-17, at ¶ 19. In his answers to CSX’s interrogatories

Plaintiff stated the following:

Upon information and belief, the dangerous/hazardous/defective “switch” that

caused injury to the Plaintiff was present for quite some time prior to the injury to

the Plaintiff. Its presence presented an apparent danger to pedestrians that

CSXT was aware of or should have been aware of that crossed the train tracks in

the area of Plaintiffs injury.

White argues that he “lacked the requisite understanding and appreciation for the

risks associated with these moving switches that were neither labeled nor identified in

any way shape or form.” Dkt. #25, at ¶ 14.

It is well settled that “a landowner has a duty to exercise reasonable care in

maintaining his own property in a reasonably safe condition under the circumstances.”

Galindo v. Town of Clarkstown, 2 N.Y.3d 633, 636 (N.Y. 2004). 3 The nature and scope

of that duty and the persons to whom it is owed require consideration of the likelihood of

injury to another from a dangerous condition on the property, the seriousness of the

potential injury, the burden of avoiding the risk and the foreseeability of a potential

plaintiff’s presence on the property. Id. Thus, under New York law, “a railroad, like any

other landowner, owes a duty to exercise reasonable care under the circumstances to

persons on its land.” Raspente v. Nat’l R.R. Passenger Corp., 111 F.3d 239, 242 (2d Cir.

1997); See Rhinehart v. CSX Transp., Inc., No. 10-CV-86, 2017 WL 3500018, at *3

(W.D.N.Y. Aug. 16, 2017) (“CSX owes a duty toward those on or near its tracks

regardless of their status—that is, regardless of whether they are trespassers or invitees

welcome on the property.”), reconsideration denied, 2018 WL 507155 (W.D.N.Y. Jan.

23, 2018).

The scope of an alleged tortfeasor’s duty is largely “a product of foreseeability

and fairness.” Rhinehart, 2017 WL 3500018, at *4. Ordinarily, “a landowner’s duty to

Dkt. #23-9, at 4. The Court does consider this to be an admission that the danger posed

by the railroad switch was open and obvious or known by White.

3 In a diversity case such as this, the Court applies the substantive law of the state whose law

would apply under choice-of-law rules - here, New York State. See, e.g., Lee v. Bankers Trust

Co., 166 F.3d 540, 545 (2d Cir. 1999).

warn of a latent, dangerous condition on his property is a natural counterpart to his duty

to maintain his property in a reasonably safe condition.” Galindo, 2 N.Y.3d at 636. While

New York “no longer frames duty of care in terms of the status of the entrant—such as

in invitee, licensee, or trespasser—the circumstances under which a person enters

another’s property [are] relevant to determining what would be reasonable to impose

upon landowners in terms of safety measures.” Bowen v. Nat’l R.R. Passenger Corp.,

363 F. Supp. 2d 370, 375 (N.D.N.Y. 2005). Accordingly,

the law has developed such that it recognizes a higher duty of care where

the railroad has knowledge of a person’s entry and the scope of the duty

expands in relation to the knowledge. Knowledge need not be actual but

may be imputed through notice of an entrant’s presence.

Id.; See Hendrickson v. Ryan, 262 A.D.2d 930 (3d Dep’t 1999) (“[A] landowner owes to

individuals who are foreseeably present on the property a duty to maintain the premises

in a reasonably safe condition and a duty to warn of concealed dangers of which the

landowner is or should be aware.”).

A landowner “has no duty to warn of an open and obvious danger.” Tagle v.

Jakob, 97 N.Y.2d 165, 169 (N.Y. 2001). As the New York Court of Appeals has

explained,

[w]here a danger is readily apparent as a matter of common sense, there

should be no liability for failing to warn someone of a risk or hazard which

he [or she] appreciated to the same extent as a warning would have

provided. Put differently, when a warning would have added nothing to the

user’s appreciation of the danger, no duty to warn exists as no benefit

would be gained by requiring a warning. On the other hand, the open and

obvious defense generally should not apply when there are aspects of the

hazard which are concealed or not reasonably apparent to the user.

Liriano v. Hobart Corp., 92 N.Y.2d 232, 242 (N.Y. 1998) (citations omitted). The hazard

or dangerous condition “must be of a nature that could not reasonably be overlooked by

anyone in the area whose eyes were open, making a posted warning of the presence of

the hazard superfluous.” Westbrook v. WR Activities-Cabrera Markets, 5 A.D.3d 69, 71

(1st Dep’t 2004) (citations omitted). The question of whether a condition is open and

obvious “is generally a jury question, and a court should only determine that a risk was

open and obvious as a matter of law when the facts compel such a conclusion.” Borley

v. United States, 22 F.4th 75, 81 (2d Cir. 2021) (citation omitted); accord Liriano, 92

N.Y.2d at 242.

In the instant case, CSX acknowledges that it “was aware that trespassers would

use the area to cut across the tracks[.]” Dkt. #26-2, at 14.4 Thus, “there is sufficient

evidence here for a reasonable jury to find that CSX knew, or should have known, that

the cut-through was frequently used by the public for a number of years.” Rhinehart,

2017 WL 3500018, at *7. CSX therefore owed White - who was “foreseeably present on

the property” - a “duty to warn of concealed dangers of which [CSX] is or should be

aware.” Hendrickson, 262 A.D.2d at 930.

The undisputed facts do not compel the conclusion that the danger posed by the

railroad switch was open and obvious as a matter of law such that it “could not

reasonably be overlooked by anyone in the area whose eyes were open, making a

4 CSX acknowledges that it “was aware that trespassers would use the area to cut across the

tracks,” but emphasizes that “it undertook multiple efforts to discourage/detain/intercept such

persons.” Dkt. #26-2, at 14. The adequacy of those measures, however, go to whether CSXT

breached its duty. Under New York law, “breach and proximate cause are questions for the

finder of fact.” Guzman v. Wackenhut Corp., 394 F. App’x 801, 804 (2d Cir. 2010) (summary

order); see Boria v. Port Auth. of New York & New Jersey, No. 95 CV 4912 (SJ), 1998 WL

34588, at *3 (E.D.N.Y. Jan. 29, 1998) (“Generally, once a duty is found, the question of breach

of duty is one of fact for the trier of fact to resolve unless reasonable minds could not differ as to

the conclusions to be drawn from the evidence.”).Thus, even if it were undisputed that warning

signs were posted in the vicinity on the date of the incident, there is no suggestion that any of

the signs warned about the railroad switch in particular. Moreover, the adequacy of CSX’s efforts

to deter trespassers is likewise an issue for a jury to decide.

posted warning of the presence of the hazard superfluous.” Westbrook, 5 A.D.3d at 71.5

There are “aspects of the hazard - including the risk that [the railroad switch could close

without warning] - which a jury could reasonably find were concealed or not reasonably

apparent to [White].” Brady v. Dunlop Tire Corp., 275 A.D.2d 503, 504 (3d Dep’t 2000).

According to White’s deposition testimony, he knew that trains ran on the railroad tracks,

that the trains could move at any given time, and that trains and railroad tracks could be

dangerous. Dkt. #23-2, at 149–151; Dkt. #23-17, at ¶ 18. White also testified that he

had lacked any knowledge of what railroad switches were before the incident. Dkt. #23-

2, at 243. White always wondered how trains changed direction, and he knew that

something had to happen to allow the train to turn, but he did not know how this

happened. Id. at 150.

Although White appreciated the risks from moving trains, it is not clear that a

warning that the railroad switches could close without warning “would have added

nothing to [his] appreciation of the danger” such that “no benefit would be gained by

requiring a warning.” Liriano, 92 N.Y.2d at 242; See Moody v. CSX Transp., No. 6:07-

CV-06398, 2016 WL 11630020, at *9 (W.D.N.Y. July 22, 2016) (“Although it is clear from

the facts that plaintiff appreciated the danger that train cars moved during the daytime

within the yard, it is not clear that a warning that the cars could move, at night and

without warning, ‘would have added nothing to [her] appreciation of the danger.’”)

(citation omitted); Cf. Galletta v. Valmet, Inc., No. 5:04-CV-0313, 2007 WL 963288, at *6

5 Special Agent Johnson’s conclusory assertion that “[r]ailroads, tracks, switches and trains

present open and obvious dangers to all persons on railroad property” is insufficient. Dkt. #23-

16, at ¶ 14; See Rhinehart v. CSX Transp., Inc., No. 10-CV-86, 2018 WL 507155, at *3

(W.D.N.Y. Jan. 23, 2018) (rejecting argument that railroad tracks themselves are an open and

obvious danger).

(N.D.N.Y. Mar. 30, 2007) (“[P]laintiff already knew at the time of his accident that he

should not reach for paper going into the nip point and yet, he did it anyway.”). “Because

jury questions exist regarding the extent of plaintiff’s knowledge of the hazard and

whether the hazard was open and obvious, defendant has not demonstrated its

entitlement to summary judgment dismissing plaintiff’s failure-to-warn claim.” Swiernik v.

Parker Hannifin Corp., No. 611CV238, 2014 WL 12599389, at *6 (N.D.N.Y. Mar. 17,

2014); See Liriano, 92 N.Y.2d at 241(Because “reasonable minds might disagree as to

the extent of [White’s] knowledge of the hazard, the question is one for the jury.”).

FAILURE TO FENCE/BARRICADE

CSX also argues that a railroad has no duty under New York law to fence or

patrol the right of way to prevent trespassers. Dkt. #23-18, pp.22-23 & 34-35.

Plaintiff argues that it is a jury question whether or not CSX should have erected

a fence or barrier at the cut through.

It is true that New York law does not require railroads to fence in or erect

barriers around their tracks, and that absent a statutory mandate or other

extraordinary circumstances, railroads have no duty to fence the railroad

tracks. See Bowen, 363 F. Supp. 2d at 378 (“Absent a statutory

requirement, railroad owners do not have a duty to fence their property to

prevent trespassing.”); see also Gil ex. Rel. v. Nat’l R.R. Passenger Corp.,

2007 WL 2230176 (E.D.N.Y. 2007). And common sense precludes the

notion that railroads must erect thousands of miles of fence—on both

sides of the tracks, no less—to prevent trespassers from crossings

anywhere. But the duty alleged here would not require such a nonsensical

result; the duty here is one of reasonable care to those using a known

shortcut across the tracks and therefore foreseeably on CSX’s property at

a particular location.

Rhinehart, 2017 WL 3500018, at *8 (footnote omitted); cf. Wilde v. CSX Transp., Inc.,

No. 14-CV-50, 2016 WL 7438839, at *4 (W.D.N.Y. Dec. 27, 2016) (“Because CSXT was

not on notice of trespassers in the area, the duty owed . . . was limited and did not

include a duty to fence the wingwall.”). Thus, even though “New York law does not

impose a duty to fence on railroads . . . New York law does not absolve railroads from

posting signs, erecting barriers, or otherwise taking reasonable steps to discourage

expected trespassers.” Rhinehart, 2018 WL 507155, at *2. Thus, “the issue of fencing –

or other barriers – remains a material issue of fact sufficient to preclude summary

judgment.” Rhinehart,2017 WL 3500018, at *8.

FEDERAL PREEMPTION

CSX argues that any attempt to impose a duty to warn or take other preventative

measures, including fencing, at unauthorized pedestrian crossings would conflict with

the Federal Railroad Safety Act (“FRSA”), 49 U.S.C. §§ 20101 et seq. and the Interstate

Commerce Commission Termination Act (“ICCTA”), 49 U.S.C. §§ 10101 et seq. Dkt.

#23-18, at 23–33.

The FRSA was enacted in 1970 “to promote safety in every area of railroad

operations and reduce railroad-related accidents and incidents.” 49 U.S.C. § 20101.

The statute contains an express preemption clause which provides that laws,

regulations, and orders related to railroad safety shall be nationally uniform to the extent

practicable. 49 U.S.C. § 20106(a). However, the statute permits a state to adopt or

continue to enforce a law, regulation, or order related to railroad safety until the

Secretary of Transportation prescribes a regulation or issues an order covering the

subject matter of the state requirement. 49 U.S.C. § 20106(a)(2). States may also adopt

a more stringent law where necessary to eliminate a local safety hazard so long as the

state law is not incompatible with a federal law, regulation or order and does not

unreasonably burden interstate commerce. 49 U.S.C. § 20106(a)(2)(A). In 2007, the

FRSA preemption provision was amended to clarify that the FRSA does not preempt an

action under state law seeking damages for personal injury, death, or property damage

alleging that a party: (A) failed to comply with the federal standard of care established

by a regulation or order issued by the Secretary of Transportation; (B) failed to comply

with its own plan, rule, or standard that it created pursuant to a regulation or order

issued by the Secretary of Transportation; or (C) failed to comply with a state law,

regulation or order that is not incompatible with 49 U.S.C.§ 20106(a)(2)(A).

In Zimmerman v. Norfolk Southern Corporation, the Third Circuit assessed how

to interpret the FRSA’s preemption provision in light of the 2007 amendment and

determined that the preemption analysis under the amended FRSA requires a two-step

process. 706 F.3d 170, 178 (3d Cir. 2013).6 First, the Court should determine “whether

the defendant allegedly violated either a federal standard of care or an internal rule that

was created pursuant to a federal regulation.”7 Id. “If so, the plaintiff’s claim avoids

preemption.” Id., citing 49 U.S.C. § 20106(b)(1)(A)-(B). If not, the Court moves to the

6 In Rhinehart, the Hon. Lawrence J. Vilardo recognized that although the Second Circuit had

considered Section 20106 after it was amended in 2007, it did not directly address the amended

subsection. 2017 WL 3500018, at *6 n.4, citing Island Park, LLC v. CSX Transp., 559 F.3d 96,

107 (2d Cir. 2009). Judge Vilardo proceeded to apply the Third Circuit’s two-step analysis in

Zimmerman because Zimmerman “is not inconsistent with the Second Circuit’s holdings

concerning Section 20106.”

7 The Court will not consider White’s conclusory allegations that CSX was required to follow

certain standards (Dkt. #25, ¶¶ 37, 44–45), because White has not identified how CSX violated

any statute, regulation, or internal rule.

second step and should determine “whether any federal regulation covers the plaintiff’s

claim.” Id., citing 49 U.S.C.§ 20106(a)(2).

“To prevail on the claim that the regulations have pre-emptive effect, [defendant]

“must establish more than that they ‘touch upon’ or ‘relate to’ that subject matter, for

‘covering’ is a more restrictive term which indicates that pre-emption will lie only if the

federal regulations substantially subsume the subject matter of the relevant state law.”

CSX Transp., Inc. v. Easterwood, 507 U.S. 658, 664 (1993) (citation omitted). “A court

should read the term “cover” in a restrictive manner because, as the Supreme Court has

recognized, the FRSA’s preemption provision ‘displays considerable solicitude for state

law.’” See Rhinehart, 2017 WL 3500018, at *7 quoting Easterwood, 507 U.S. at 665;

See also, MD Mall Assocs., LLC v. CSX Transp., Inc., 715 F.3d 479, 489 (3d Cir. 2013)

(“When interpreting the FRSA’s preemption provisions, we apply a general presumption

against preemption.”) (internal quotation omitted).

The ICCTA affords the Surface Transportation Board exclusive jurisdiction over

“transportation by rail carriers.” 49 U.S.C. §10501(b)(1). The statute’s jurisdictional

provision also contains an express preemption clause stating that “the remedies

provided . . . with respect to regulation of rail transportation are exclusive and preempt

the remedies provided under Federal or State law.” 49 U.S.C. §10501(b)(2). Although

the preemption clause “is unquestionably broad, it does not categorically sweep up all

state regulation that touches upon railroads – interference with rail transportation must

always be demonstrated.” Island Park, 559 F.3d at 104. Thus, the ICCTA “preempts all

state laws that may reasonably be said to have the effect of managing or governing rail

transportation, while permitting the continued application of laws having a more remote

or incidental effect on rail transportation.” Id. at 102–03 (2d Cir. 2009) (quotation marks

and citations omitted).

Upon examination of the interplay between the ICCTA and FRSA, courts have

consistently determined that the “FRSA provides the appropriate basis for analyzing

whether a state law, regulation or order affecting rail safety is pre-empted by federal

law.” BNSF Ry. Co. v. Hiett, 22 F.4th 1190, 1195 (10th Cir. 2022) quoting Island Park, 559

F.3d at 107 (collecting cases); See Rhinehart, 2017 WL 3500018, at *5 n.3. Where, as

here, plaintiff’s allegations “involve railroad safety procedures, which the FRSA - not the

ICCTA—was enacted to regulate . . . the ICCTA does not preempt [p]laintiff’s claims.”

Smith v. CSX Transp., Inc., 2014 WL 3732622, at *2 (N.D. Ohio July 25, 2014).

Failure To Warn

CSX contends that White’s failure to warn claim is preempted because it conflicts

with federal regulations covering pedestrian crossings over railroad tracks. Dkt. #23-18,

at 25–27. More specifically, CSX argues that 49 U.S.C. § 20153(f) “reflects a

congressional determination that railroads should not be required to issue warnings (or

take other preventative measures) at unauthorized crossings” and that the imposition of

such requirements under state law is an obstacle to nationally uniform standards that

Congress sought to preempt. Dkt. #23-18, at 26–27. This argument was expressly

rejected in Rhinehart:

The regulation of authorized crossings does not evidence an intent to

preempt safety measures anywhere along the tracks and does not

preclude a duty to [warn or] prevent or discourage crossing other than

where it is authorized. Again, CSX’s argument leads to the nonsensical

conclusion that (1) the federal safety regulations that apply at authorized

crossings do not apply to frequently used cut-throughs like the one here

because they are not authorized crossings, but (2) any safety measures a

state might adopt to protect pedestrians at such cut-throughs are

preempted. By establishing federal standards that apply only at authorized

crossings, Congress did not imply that no standards apply at known but

unauthorized crossings.

2017 WL 3500018, at *10.

CSX also points to regulations governing the use of locomotive horns at railroad

crossings. Dkt. #23-18, p.25, citing 49 C.F.R. §§ 222.21 and 222.27. But “Congress’s

judgment to require railroads to post warning signs in lieu of horns in quiet zones, see,

e.g., 49 C.F.R. §§ 222.25, 222.27, does not evidence an intent to ‘substantially

subsume’ warning requirements across the board.” Rhinehart, 2017 WL 3500018, at *9.

Moreover, unlike in Rhinehart, White’s claims do not revolve around warning of an

oncoming train, but rather warning of the danger posed by a railroad switch that may

suddenly close without warning. Cf. Rhinehart, 2017 WL 3500018, at *12 (“Unlike

warning signs, which are discussed tangentially, Section 222 expressly concerns the

use of locomotive horns and therefore covers and substantially subsumes state law

regulating when train horns must be sounded.”). In sum, “[a] common law duty to erect

warning signs is not incompatible with federal law.” Rhinehart, 2017 WL 3500018, at *9.

Failure To Fence/Barricade

CSX argues that federal law preempts any duty to fence a railroad right-of-way.

Dkt. #23-18, at 29–32. Specifically, CSX claims that “the subject matter of fencing

railroad tracks has been covered both affirmatively, through 49 CFR § 213.361, and

negatively, through the decision not to otherwise issue regulations pertaining to fencing

railroad ways.” Dkt. #23-18, at 31.

49 C.F.R. § 213.361 requires, in areas of demonstrated need, Federal Railroad

Administration approval of a barrier/right-of-way plan to prevent vandalism, launching of

objects from overhead bridges or structures into the path of trains, and intrusion of

vehicles from adjacent rights of way. CSX has not met its burden to establish that this

regulation substantially subsumes White’s failure to fence/barricade claim. To the

contrary, this Court agrees with Judge Vilardo that “a duty to construct barriers to deter

expected trespassers is not incompatible with federal law and therefore is . . . not

preempted.” Rhinehart, 2017 WL 3500018, at *10. As in Rihinehart, recognizing a

common law duty to discourage trespassers at a “well-known and established cut-

through” does not open the floodgates to impose the same duty anywhere along CSX’s

miles of railroad tracks. Id. at 10.

PROXIMATE CAUSE

CSX contends that plaintiff’s reckless behavior was the sole cause of his injury,

and therefore it is not liable for negligence. Dkt. #23-18, at 36.

Where “the sole legal cause of plaintiff’s injuries is his own reckless conduct,

which showed a disregard for an obvious hazard, a defendant is not liable in

negligence.” Brown v. Metro. Transit Auth., 281 A.D.2d 159, 160 (1st Dep’t 2001). The

“question of superseding cause itself generally is one for the jury[,]” and “[o]nly in rare

instances can the question be decided as a matter of law.” Parsons v. Honeywell, Inc.,

929 F.2d 901, 905 (2d Cir. 1991). As discussed above, Plaintiff’s deposition testimony

“suggest[s] that he did not appreciate and ignore a known danger, but that he

reasonably may not have recognized the dangers posed by [railroad switches] that

might [close].” Rhinehart, 2017 WL 3500018, at *14. Accordingly, a reasonable juror

could find that, if CSX did fail to warn Plaintiff of the danger posed by railroad switches,

“this breach of duty was sufficient to play some role in causing [White’s] injury[,] . . .

regardless of whether [White’s] actions rendered [him] negligent as well.” Moody, 2016

WL 11630020, at *8 (W.D.N.Y. July 22, 2016).

CONCLUSION

For the reasons set forth above, CSX’s motion for summary judgment (Dkt. #23),

is DENIED.

SO ORDERED.

DATED: Buffalo, New York

October 31, 2023

s/ H. Kenneth Schroeder, Jr.

H. KENNETH SCHROEDER, JR.

United States Magistrate Judge