collecting cases holding that leave to amend may be denied where amendment would be futile because claims could not survive a motion for summary judgment
How later courts described this case
- collecting cases holding that leave to amend may be denied where amendment would be futile because claims could not survive a motion for summary judgment
- holding that dismissal under § 1915 is appropriate where a statute of limitations defense is apparent on the face of the complaint
Written by the judges who cited it.
The opinion
UNITED STATES DISTRICT COURT
WESTERN DISTRICT OF NEW YORK
___________________________________
JAHAD QUAWEE FITZGERALD,
Plaintiff, DECISION AND ORDER
v. 6:18-CV-06359 EAW
BENJAMIN OAKES and JANE DOE,
Defendants.
___________________________________
INTRODUCTION
Plaintiff Jahad Quawee Fitzgerald (“Plaintiff”), a prisoner previously confined at
Southport Correctional Facility (“Southport”), filed a pro se complaint asserting claims
under 42 U.S.C. § 1983 against former-defendant Wesley Canfield (“Dr. Canfield”) and
current defendants Physician’s Assistant Benjamin Oakes (“PA Oakes”), and Nurse Jane
Doe (“Nurse Doe”) (collectively “Defendants”) related to medical care he received at
Southport beginning in 2012. (Dkt. 1). Currently pending before the Court is a motion for
summary judgment filed by PA Oakes. (Dkt. 23). For the reasons that follow, the Court
grants PA Oakes’ motion. The Court further sua sponte dismisses Plaintiff’s claims against
Nurse Doe.
FACTUAL BACKGROUND
The factual background of this matter is set forth in detail in the Court’s Decision
and Order of December 13, 2019, granting summary judgment to Dr. Canfield. (Dkt. 22
(the “December 13th D&O”)). Familiarity with the December 13th D&O is presumed for
purposes of the instant Decision and Order. The Court summarizes the relevant facts
briefly below.
On April 20, 2012, during his intake at Southport, Plaintiff complained to medical
staff about stomach pains he was experiencing. (Dkt. 22 at 2). Blood testing revealed that
Plaintiff was positive for H. Pylori antibodies, and he was placed on “callout” to speak with
Dr. Canfield, but the appointment was cancelled as a matter of policy when Plaintiff was
transferred to a new cell block. (Id.). Plaintiff did not request a new callout appointment
and one was not scheduled. (Id.). Plaintiff was transferred out of Southport on or about
September 5, 2012, having not made any additional complaints about stomach or
abdominal pain. (Id.).
Plaintiff was transferred back to Southport on March 6, 2015. (Id. at 3). Plaintiff’s
history of H. Pylori was noted, but Plaintiff did not make any complaints regarding
abdominal pain at that time. (Id.). Without treatment, H. Pylori may resolve itself or it
may lay dormant for a number of years. (Id.). Plaintiff began to complain about abdominal
pain again in June 2015, and in July 2015 a stool test was performed and tested positive
for H. Pylori bacteria. (Id.). Plaintiff was treated for H. Pylori with antibiotics, and stool
tests performed in August and September of 2015 were negative for H. Pylori. (Id.).
PROCEDURAL BACKGROUND
Plaintiff commenced this action on May 11, 2018. (Dkt. 1). On September 12,
2018, the Court entered a Decision and Order granting Plaintiff leave to proceed in forma
pauperis and screening his Complaint pursuant to 28 U.S.C. §§ 1915(e)(2)(B) and
1915A(a). (Dkt. 5). The Court permitted Plaintiff’s claims for denial of medical care and
for violation of his right to substantive due process under 42 U.S.C. § 1983 to proceed to
service as to all Defendants. (Id.).
Dr. Canfield filed a motion for summary judgment in lieu of an answer on February
5, 2019. (Dkt. 11). Plaintiff failed to file any response to Dr. Canfield’s motion, and the
Court granted it on December 13, 2019. (Dkt. 22).
PA Oakes filed the instant motion for summary judgment in lieu of an answer on
December 18, 2019. (Dkt. 23). Plaintiff did not file any response, despite having been
warned by the Court that the failure to respond could result in the dismissal of his claims.
(See Dkt. 24 at 1).
DISCUSSION
I. Legal Standard
Rule 56 of the Federal Rules of Civil Procedure provides that summary judgment
should be granted if the moving party establishes “that there is no genuine dispute as to
any material fact and the movant is entitled to judgment as a matter of law.” Fed. R. Civ.
P. 56(a). The Court should grant summary judgment if, after considering the evidence in
the light most favorable to the nonmoving party, the Court finds that no rational jury could
find in favor of that party. Scott v. Harris, 550 U.S. 372, 380 (2007) (citing Matsushita
Elec. Indus. Co. v. Zenith Radio Corp., 475 U.S. 574, 586-87 (1986)).
“The moving party bears the burden of showing the absence of a genuine dispute as
to any material fact. . . .” Crawford v. Franklin Credit Mgmt. Corp., 758 F.3d 473, 486
(2d Cir. 2014). “Where the non-moving party will bear the burden of proof at trial, the
party moving for summary judgment may meet its burden by showing the evidentiary
materials of record, if reduced to admissible evidence, would be insufficient to carry the
non-movant’s burden of proof at trial.” Johnson v. Xerox Corp., 838 F. Supp. 2d 99, 103
(W.D.N.Y. 2011) (citing Celotex Corp. v. Catrett, 477 U.S. 317, 322-23 (1986)). Once the
moving party has met its burden, the opposing party “must do more than simply show that
there is some metaphysical doubt as to the material facts, and may not rely on conclusory
allegations or unsubstantiated speculation.” Robinson v. Concentra Health Servs., Inc.,
781 F.3d 42, 44 (2d Cir. 2015) (quoting Brown v. Eli Lilly & Co., 654 F.3d 347, 358 (2d
Cir. 2011)). Specifically, the non-moving party “must come forward with specific
evidence demonstrating the existence of a genuine dispute of material fact.” Brown, 654
F.3d at 358. Indeed, “the mere existence of some alleged factual dispute between the
parties will not defeat an otherwise properly supported motion for summary judgment; the
requirement is that there be no genuine issue of material fact.” Anderson v. Liberty Lobby,
Inc., 477 U.S. 242, 247-48 (1986).
In this case, PA Oakes has moved for summary judgment in lieu of filing an answer.
While the Court exercises additional caution in considering a motion for summary
judgment made before discovery has been taken, the Court may grant such a motion in
appropriate circumstances. See Morales v. Fischer, 46 F. Supp. 3d 239, 246 (W.D.N.Y.
2014) (collecting cases).
II. Statute of Limitations
In granting Dr. Canfield’s motion for summary judgment, the Court found that any
claims against Dr. Canfield based on medical care Plaintiff received in 2012 were barred
by the applicable statute of limitations. (Dkt. 22 at 5-6). PA Oakes argues that the same
analysis applies to any such claims against him. (Dkt. 23-3 at 2). The Court agrees.
Plaintiff’s claims against PA Oakes are brought pursuant to 42 U.S.C. § 1983. “For
§ 1983 actions arising in New York, the statute of limitations is three years.” Eagleston v.
Guido, 41 F.3d 865, 871 (2d Cir. 1994). “Federal law determines when a section 1983
cause of action accrues, and [the Second Circuit has] ruled that accrual occurs when the
plaintiff knows or has reason to know of the injury which is the basis of his action.” Pearl
v. City of Long Beach, 296 F.3d 76, 80 (2d Cir. 2002) (citations and quotations omitted).
As the Court explained in the December 13th D&O, Plaintiff was aware of the
alleged denial of medical care at the time it occurred, and the continuing violation doctrine
does not apply because Plaintiff was transferred out of Southport in September 2012, and
medical staff at Southport (including PA Oakes) ceased caring for him at that time. (See
Dkt. 22 at 6). Accordingly, the statute of limitations for any claims against PA Oakes based
on care Plaintiff allegedly did or did not receive in 2012 expired in 2015, well before this
action was commenced in 2018. PA Oakes is entitled to summary judgment on such
claims.
III. Denial of Adequate Medical Care Claim
Further, for substantially the same reasons set forth in the December 13th D&O,
Plaintiff’s claim that PA Oakes denied him adequate medical care, whether in 2012 or
2015, fails on the merits. The Eighth Amendment prohibits cruel and unusual punishment,
which encompasses deliberate indifference to an inmate’s serious medical needs. See
Estelle v. Gamble, 429 U.S. 97, 104-05 (1976). “The deliberate indifference standard
requires the plaintiff to prove that the prison official knew of and disregarded the plaintiff’s
serious medical needs.” Chance v. Armstrong, 143 F.3d 698, 703 (2d Cir. 1998).
“‘Deliberate indifference’ describes a mental state more blameworthy than negligence; but
a plaintiff is not required to show that the defendant acted for the very purpose of causing
harm or with knowledge that harm will result. Deliberate indifference is a state of mind
that is the equivalent of criminal recklessness.” Hernandez v. Keane, 341 F.3d 137, 144
(2d Cir. 2003) (internal quotations and citations omitted).
The Court concluded in the December 13th D&O that the medical records in this
case clearly established that Dr. Canfield had not acted with deliberate indifference to
Plaintiff’s medical needs. (Dkt. 22 at 7). The same is true of PA Oakes. PA Oakes did
not cancel Plaintiff’s appointment in 2012—it was cancelled as a matter of policy. Further,
Plaintiff’s medical records show that when he returned to Southport in 2015, his complaints
of abdominal pain were promptly investigated, and he was appropriately tested and treated
for H. Pylori. (See id.). No reasonable factfinder could conclude that PA Oakes was
deliberately indifferent to Plaintiff’s medical needs.
IV. Substantive Due Process
Plaintiff also cannot maintain a claim against PA Oakes for the alleged violation of
his right to substantive due process.1 In order to maintain a substantive due process claim
against PA Oakes, Plaintiff must show that he engaged in conduct that “shocks the
1 As the Court noted in the December 13th D&O, and as discussed in detail later in
this Decision and Order, Plaintiff’s substantive due process claims should have been
dismissed by the Court upon its review under 28 U.S.C. §§ 1915(e)(2)(B) and 1915A(a).
(See Dkt. 22 at 8 n.2).
conscience.” Cty. of Sacramento v. Lewis, 523 U.S. 833, 846 (1998). “The poles of the
range of states of mind that can support a determination that . . . conduct shocks the
conscience and can therefore constitute a substantive due process violation are clear,” and,
at a minimum, a plaintiff asserting a substantive due process claim must show that the
defendant acted with deliberate indifference. Correction Officers’ Benevolent Ass’n, Inc.
v. City of New York, No. 17 CV 2899-LTS, 2018 WL 2435178, at *3-4 (S.D.N.Y. May 30,
2018). The Court has already concluded that Plaintiff cannot show that PA Oakes acted
with deliberate indifference, and so Plaintiff cannot maintain a substantive due process
claim against him.
V. Claims Against Nurse Doe
As noted above, in addition to his claims against Dr. Canfield and PA Oakes,
Plaintiff has also asserted claims against unnamed defendant Nurse Doe. According to the
Complaint, in 2012 Nurse Doe dismissed Plaintiff’s complaints of stomach and chest pain,
falsely told Plaintiff that his blood was being taken for his “yearly physical examination,”
and did not inform him he had tested positive for H. Pylori. (Dkt. 1 at 6). The Complaint
contains no allegations related to actions by Nurse Doe in 2015. The Court allowed
Plaintiff’s claims against Nurse Doe to proceed to service and requested that the New York
State Attorney General’s Office produce information regarding her identity. (Dkt. 5).
However, Nurse Doe has never been identified or served.
Having further reviewed the Complaint, the Court sua sponte revisits its earlier
determination that Plaintiff’s claims against Nurse Doe were sufficient to proceed to
service. See 28 U.S.C. § 1915(e)(1)(B)(ii) (requiring court to dismiss action if the Court
determines at any time that the complaint fails to state a viable claim); Whitelaw v.
Kennedy, No. 04-CV-6626 CJS, 2010 WL 1741381, at *5 (W.D.N.Y. Apr. 28, 2010) (sua
sponte revisiting initial screening determination under § 1915 upon additional review of
the complaint).
As an initial matter, the Court finds that Plaintiff’s substantive due process claims
fail as a matter of law. “[W]here a particular Amendment provides an explicit textual
source of constitutional protection against a particular sort of government behavior, that
Amendment, not the more generalized notion of substantive due process, must be the guide
for analyzing these claims.” Cty. of Sacramento v. Lewis, 523 U.S. 833, 842 (1998)
(quotation and alteration omitted). Here, Plaintiff’s claims are within the purview of the
Eighth Amendment’s prohibition on cruel and unusual punishment, and so his substantive
due process claims are subject to dismissal. See, e.g., Kaminski v. Oniyuke, No. 3:19-CV-
58 (SRU), 2019 WL 1877075, at *4 (D. Conn. Apr. 26, 2019) (holding, in screening
complaint under 28 U.S.C. §§ 1915(e)(2)(B) and 1915A(a), that “if [the plaintiff’s]
substantive due process claim is based on the same action(s) that gave rise to his Eighth
Amendment claim for deliberate indifference to medical needs, then his due process claim
will be dismissed”); Guzman v. Albany Med. Ctr. Hosp., No. 16-CV-0087 GLS ATB, 2016
WL 3823492, at *2 (N.D.N.Y. July 12, 2016) (dismissing substantive due process claim
that was “based on the same allegations as the Eighth Amendment medical indifference
claim”).
Further, all of the factual allegations in the Complaint as to Nurse Doe relate to
actions taken in 2012. As the Court has now twice determined, any claim based on such
actions is time-barred. Further, the Complaint itself makes it clear that Plaintiff was
transferred out of Southport after his positive H. Pylori test and returned in 2015. (See Dkt.
1 at 6).2 It is therefore clear from the face of the Complaint that Plaintiff’s claims against
Nurse Doe are untimely. See Pino v. Ryan, 49 F.3d 51, 54 (2d Cir. 1995) (holding that
dismissal under § 1915 is appropriate where a statute of limitations defense is apparent on
the face of the complaint).
While the Court would ordinarily afford Plaintiff an opportunity to amend before
dismissing his claims against Nurse Doe on this basis, in this case, Plaintiff has twice been
afforded the opportunity to explain why his claims from 2012 are timely and has failed to
do so either time. In fact, with respect to Dr. Canfield’s motion, Plaintiff was given
multiple extensions of the deadline to respond and did not do so. (See Dkt. 16; Dkt. 20).
Under these circumstances, the Court finds it is not necessary to permit amendment. See
generally Islamic Soc’y of Fire Dep’t Pers. v. City of New York, 205 F. Supp. 2d 75, 80
(E.D.N.Y. 2002) (collecting cases holding that leave to amend may be denied where
amendment would be futile because claims could not survive a motion for summary
judgment).
2 The Complaint contains an apparent typographical error, stating that Plaintiff was
transferred out of Southport on “9-27-2013.” (Dkt. 1 at 6). This is contradicted by the
evidence of record, which shows that the transfer occurred in September 2012. (See Dkt.
11-4 at 105-106). However, even were the 2013 date correct, the statute of limitations
would have expired at the latest in 2016, and this action was not commenced until 2018.
Accordingly, this discrepancy in dates does not change the Court’s analysis.
CONCLUSION
For the foregoing reasons, the Court grants PA Oakes’ motion for summary
judgment. (Dkt. 23). The Court further sua sponte dismisses Plaintiff’s claims against
Nurse Doe pursuant to 28 U.S.C. § 1915(e)(2)(B). The Clerk of Court is instructed to enter
judgment in favor of Defendants and close the case.
The Court certifies pursuant to 28 U.S.C. § 1915(a)(3) that any appeal from this
Order would not be taken in good faith, and leave to appeal to the Court of Appeals as a
poor person is denied. See Coppedge v. United States, 369 U.S. 438 (1962). Requests to
proceed on appeal as a poor person should be directed, on motion, to the United States
Court of Appeals for the Second Circuit, in accordance with Rule 24 of the Federal Rules
of Appellate Procedure.
SO ORDERED.
________________________________
ELIZABETH A. WOLFORD
United States District Judge
Dated: June 1, 2020
Rochester, New York