Pittman v. Brown

UNITED STATES DISTRICT COURT

SOUTHERN DISTRICT OF NEW YORK

NADIRA A. PITTMAN,

Plaintiff, 24-CV-3093 (LTS)

-against- ORDER DIRECTING PAYMENT OF FEES

OR AMENDED IFP APPLICATION AND

ALI BROWN; DEONNA BROWN, SIGNATURE

Defendants.

LAURA TAYLOR SWAIN, Chief United States District Judge:

Plaintiff brings this action pro se. To proceed with a civil action in this Court, a plaintiff

must either pay $405.00 in fees – a $350.00 filing fee plus a $55.00 administrative fee – or, to

request authorization to proceed in forma pauperis (“IFP”), that is, without prepayment of fees,

submit a signed IFP application. See 28 U.S.C. §§ 1914, 1915.

Plaintiff submitted an IFP application, but her responses do not provide sufficient

information for the Court to conclude that she is unable to pay the filing fees. (See ECF 2.)

Plaintiff states that she was last employed on January 10, 2024, but she does not state her gross

monthly wages at the time. Plaintiff either writes “0.0” or “n/a” in response to the questions on

the application asking her to state the amount of money she has in the bank, any property she

owns, her monthly expenses (including housing, food, and transportation costs), any individuals

who are dependent on her, and how she is meeting her monthly living expenses. She does,

however, state that she has $75,000 in debt or financial obligations but she does not indicate to

whom she owns that debt. Because Plaintiff has not provided answers to most questions on the

IFP application, and she has not indicated how she is able to pay her living expenses without any

source of income, the Court does not have sufficient information to conclude that Plaintiff is

unable to pay the filing fees at this time.

Accordingly, within 30 thirty days of the date of this order, Plaintiff must either pay the

$405.00 in fees or submit an amended IFP application. If Plaintiff submits an amended IFP

application, she should provide answers to all relevant questions on the application and allege

facts to establish that she is unable to pay the filing fees. The amended IFP application should be

labeled with docket number 24-CV-3093 (LTS). If the Court grants the amended IFP application,

Plaintiff will be permitted to proceed without prepayment of fees. See 28 U.S.C. § 1915(a)(1).

Furthermore, the complaint that Plaintiff submitted is unsigned. Rule 11(a) of the Federal

Rules of Civil Procedure provides that “[e]very pleading, written motion, and other paper must

be signed . . . by a party personally if the party is unrepresented.” Fed. R. Civ. P. 11(a); see

Becker v. Montgomery, 532 U.S. 757, 764 (2001) (interpreting Rule 11(a) to require, “as it did in

John Hancock’s day, a name handwritten (or a mark handplaced)”).1

Plaintiff is directed to sign and submit the attached the attached “Plaintiff’s Certification

and Warnings” within 30 days of the date of this order. If Plaintiff returns the signed document

by mail or in person, it must have a handwritten signature that complies with Rule 11(a). If

Plaintiff submits the document by email, to ProSe@nysd.uscourts.gov, Plaintiff may use instead

an electronic signature or a typed name with /s/ (“/s/ John Doe”) on the signature line. The

signed document must be labeled with the docket number 24-CV-3093 (LTS).2

1 Although a “typed name” does not satisfy Rule 11(a)’s signature requirement, the

Supreme Court affirmed the right of courts “by local rule [to] permit papers to be filed, signed, or

verified by electronic means.” Becker, 532 U.S. at 764. Under this court’s local rules, where a

document is filed in accordance with the SDNY Electronic Case Filing (“ECF”) Rules &

Instructions, the filing complies with the local rules. See Local Civil Rule 5.2. The SDNY ECF

Rules & Instructions, at Rule 1.1 and Appendix C, authorize self-represented parties to sign

documents submitted to the court by email using an electronic signature or typed name with /s.

2 For registered ECF filers, “[t]he user log-in and password required to submit documents

to the ECF system serve as the Filing User’s signature on all electronic documents filed with the

Court.” Rule 8.1 of the SDNY ECF Rules & Instructions. Self-represented litigants must request

No further action will be taken in this case, and no summons shall issue or answer be

required, until Plaintiff provides a signature and the fees are paid or a completed and signed IFP

application is received. If Plaintiff complies with this order, the case shall be processed in

accordance with the procedures of the Clerk’s Office. If Plaintiff fails to comply with this order

within the time allowed, the action will be dismissed without prejudice.

CONCLUSION

The Court directs Plaintiff, within 30 days, to (1) either pay the $405.00 in fees or, if

Plaintiff is unable to pay such fees, she should complete, sign, and submit the attached amended

IFP application; and (2) sign and submit the attached the attached “Plaintiff’s Certification and

Warnings.”

If Plaintiff fails to comply with this order within the time allowed, or fails to seek an

extension of time to comply, the action will be dismissed without prejudice to refiling.

The Court certifies under 28 U.S.C. § 1915(a)(3) that any appeal from this order would

not be taken in good faith, and therefore IFP status is denied for the purpose of an appeal. Cf.

Coppedge v. United States, 369 U.S. 438, 444–45 (1962) (holding that appellant demonstrates

good faith when seeking review of a nonfrivolous issue).

SO ORDERED.

Dated: May 14, 2024

New York, New York

/s/ Laura Taylor Swain

LAURA TAYLOR SWAIN

Chief United States District Judge

permission to register for ECF by filing a Motion for Permission for Electronic Case Filing.

UNITED STATES DISTRICT COURT

SOUTHERN DISTRICT OF NEW YORK

(Full name(s) of the plaintiff or petitioner applying (each person

must submit a separate application)

CV ( ) ( )

-against- (Enter case number and initials of assigned judges, if

available; if filing this with your complaint, you will not

yet have a case number or assigned judges.)

(Full name(s) of the defendant(s)/respondent(s).)

AMENDED

APPLICATION TO PROCEED WITHOUT PREPAYING FEES OR COSTS

I am a plaintiff/petitionerin this case and declare that I am unable to pay the costs of these proceedingsand

I believe that I am entitled to the relief requested in this action. In support of this applicationto proceed in

forma pauperis(“IFP”) (without prepaying fees or costs), I declare that the responses below are true:

1. Are you incarcerated? Yes No (If “No,” go to Question 2.)

I am being held at:

Do you receive any payment from this institution? Yes No

Monthly amount:

If I am a prisoner, see28 U.S.C. §1915(h), I have attached to this document a “Prisoner

Authorization” directing the facility where I am incarcerated to deduct the filing fee from my account

in installments and to send to the Court certified copies of my account statements forthe past six

months. See 28 U.S.C. §1915(a)(2), (b). I understand that this means that I will be required to pay the

full filing fee.

2. Are you presently employed? Yes No

If “yes,” my employer’s name and address are:

Gross monthly pay or wages:

If “no,” what was your last date of employment?

Gross monthly wages at the time:

3. In addition to your income stated above(which you should not repeat here), have you or anyone else

living at the same residence as you received more than $200 in the past 12 months from any of the

following sources? Check all that apply.

(a) Business, profession, or other self-employment Yes No

(b) Rent payments, interest, or dividends Yes No

(c) Pension, annuity, or life insurance payments [] Yes [] No

(d) Disability or worker’s compensation payments [] Yes [] No

(e) Gifts or inheritances [] Yes [] No

Any oth blic benefit ] t ial it

(f) Any other public ene its (unemployment, social security, Yes No

food stamps, veteran’s, etc.)

(g) Any other sources [] Yes [] No

If you answered “Yes” to any question above, describe below or on separate pages each source of

money and state the amount that you received and what you expect to receive in the future.

If you answered “No” to all of the questions above, explain how you are paying your expenses:

4. How much money do you have in cash or in a checking, savings, or inmate account?

5. Do you own any automobile, real estate, stock, bond, security, trust, jewelry, art work, or other

financial instrument or thing of value, including any item of value held in someone else’s name? If so,

describe the property and its approximate value:

6. Do you have any housing, transportation, utilities, or loan payments, or other regular monthly

expenses? describe and provide the amount of the monthly expense:

7. List all people who are dependent on you for support, your relationship with each person, and how

much you contribute to their support (only provide initials for minors under 18):

8. Do you have any debts or financial obligations not described above? Ifso, describe the amounts owed

and to whom they are payable:

Declaration: | declare under penalty of perjury that the above information is true. I understand that a false

statement may result in a dismissal of my claims.

Dated Signature

Name (Last, First, MI) Prison Identification # {if incarcerated)

Address City State Zip Code

Telephone Number E-mail Address (if available)

IFP Application, page 2

V. PLAINTIFF’S CERTIFICATION AND WARNINGS

By signing below, I certify to the best of my knowledge, information, and belief that: (1) the

complaint is not being presented for an improper purpose (such as to harass, cause

unnecessary delay, or needlessly increase the cost of litigation); (2) the claims are supported

by existing law or by a nonfrivolous argument to change existing law; (3) the factual

contentions have evidentiary support or, if specifically so identified, will likely have

evidentiary support after a reasonable opportunity for further investigation or discovery;

and (4) the complaint otherwise complies with the requirements of Federal Rule of Civil

Procedure 11.

agree to notify the Clerk's Office in writing of any changes to my mailing address. I

understand that my failure to keep a current address on file with the Clerk's Office may

result in the dismissal of my case.

Each Plaintiff must sign and date the complaint. Attach additional pages if necessary. If seeking to

proceed without prepayment of fees, each plaintiff must also submit an IFP application.

Dated Plaintiff's Signature

First Name Middle Initial Last Name

Street Address

County, City State Zip Code

Telephone Number Email Address (if available)

I have read the Pro Se (Nonprisoner) Consent to Receive Documents Electronically:

LlYes UNo

If you do consent to receive documents electronically, submit the completed form with your

complaint. If you do not consent, please do not attach the form.

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