[The Faragher/Ellerth] “defense consists of two elements: that (1) the employer exercised reasonable care to prevent and correct promptly any discriminatory harassing behavior, and (2
How later courts described this case
- [The Faragher/Ellerth] “defense consists of two elements: that (1) the employer exercised reasonable care to prevent and correct promptly any discriminatory harassing behavior, and (2
- “[W]e recognize that evidence of harassment directed at other co-workers can be relevant to an employee’s own claim of hostile work environment discrimination.”
Written by the judges who cited it.
The opinion
NEW YORK, N¥ 10001
a. EMPLOYMENT LAW FIRM TEL 646.664.1412
WWW.RISSMILLER.COM
Alex Rissmiller The Court will hold a conference on this dispute via Micros
arissmiller@rissmiller.com Teams on January 31, 2024 at_11AM. The parties should dial in
calling (646) 453-4442 and entering the Phone Conference ID: 730 359
January 25, 2024 followed by the pound (#) sign. Google should file any response to t
° letter by January 30, 2024 at SPM.
BY ECF ECF SO PRDERED.
The Honorable Arun Subramanian, U.S.D.J. ( .
United States District Court Arun Subr. USDJ.
Southern District of New York Date: January 26, 2024
500 Pearl Street
New York, New York 10007
Re: Olohan v. Google LLC et ano.; No. 22-cv-10163-AS
Dear Judge Subramanian:
I represent Plaintiff Ryan Olohan and write to request a conference with the Court
seeking an order compelling Google to produce documents, conduct ESI searches, and designate
a 30(b)(6) witness regarding its workplace investigation of individual Defendant Tiffany Miller.
Before seeking the Court’s intervention, I conferred with defense counsel telephonically for
approximately 45 minutes at 11:30 am on January 11, 2024, and for approximately 30 minutes at
12:00 pm on January 25, 2024, as required by Your Honor’s Individual Practice 5(B) in a good
faith effort to resolve this dispute. The other participants of those conferences include Sara
Tomezsko and Matthew Aibel. I have informed those participants that, due to the impasse
reached on this issue, Plaintiff would be requesting a conference with the Court.
Background
In this employment discrimination action, Mr. Olohan brings claims for sexual
harassment against Ms. Miller, which include groping and sexually suggestive comments at
Google events. See ECF No. 1 25-30, 44, 49-51. In March 2023, Google concluded its
investigation into Ms. Miller’s conduct, finding that, separate from any interaction with Mr.
Olohan, she had “made inappropriate comments about several junior male team members’
appearances” and “put[] [her] head on the shoulder of a junior team member and invited him to
[her] hotel room,” but only issued her a written warning. See Exhibit 1. Although those incidents
occurred in 2017 and 2021, another former Google employee has come forward confirming that
Ms. Miller’s inappropriate touching of junior team members and sexually suggestive comments
at Google date back over a decade. Ms. Miller remains employed by Google.
Google’s Privilege Claim Over Investigation Documents and ESI
Although Google has produced the concluding document of its investigative process, the
written warning referenced above, it continues to withhold 32 investigation documents and has
redacted numerous additional documents on the basis of attorney client and work product
privilege. See Exhibit 2. Google contends that because the investigation was initiated “at the
request” of its in-house counsel, all resulting documents constitute attorney work product. But a
lawyer’s initiation of an investigation is not sufficient to confer work product protection over all
resulting documents — the documents at issue must have been “prepared in anticipation of
litigation or for trial.” Fed. R. Civ. P. 26(b)(3)(A); see also In re Symbol Techs., Inc. Sec. Litig.,
No. 05-CV-3923, 2017 WL 1233842 (E.D.N.Y. Mar. 31, 2017) (“[T]he doctrine is not satisfied
merely by a showing that the material was prepared at the behest of a lawyer or was provided to
a lawyer. Rather the materials must result from the conduct of ‘investigative or analytical tasks to
aid counsel in preparing for litigation.’”) (quoting Wultz v. Bank of China Ltd., 304 F.R.D. 384,
393-94 (S.D.N.Y. 2015)).
The party asserting the work-product privilege “bears the heavy burden of establishing its
applicability.” In re Grand Jury Subpoena Dated July 6, 2005, 510 F.3d 180, 183 (2d Cir. 2007).
Google has not met this burden because it has not established that its investigation was
conducted for the purpose of obtaining legal advice, as opposed to business purposes such as
making personnel decisions, which is suggested by employee relations’ conducting the
investigation and the resulting warning document. Many of the withheld communications do not
involve any lawyer and were disclosed to Ms. Miller, waiving any purported work product
protection. See Exhibit 2 at 2-9, 11. Ms. Miller has not, however, produced any investigation-
related documents beyond the written warning.
Barring privilege, investigation documents pertaining to other sexual harassment
allegations against Ms. Miller are discoverable. See Leibovitz v. New York City Transit
Authority, 252 F.3d 179, 190 (2d Cir. 2001) (“[W]e recognize that evidence of harassment
directed at other co-workers can be relevant to an employee’s own claim of hostile work
environment discrimination.”). Withholding those documents — including the names of the
victims and the harassment alleged — prevents Mr. Olohan from obtaining related evidence
corroborating of his own sexual harassment claims. See Babbitt v. Koeppel Nissan, Inc., No. 18-
CV-5242, 2019 WL 3296984, at *7 (E.D.N.Y. July 23, 2019) (ordering that “defendants disclose
the names of the individuals interviewed for the investigation, ‘[t]o ensure that Plaintiff will have
full access to the facts underlying this action.’”) (quoting Robinson v. Time Warner, Inc., 187
F.R.D. 144, 148 (S.D.N.Y. 1999)). Mr. Olohan thus has a “substantial need for the materials”
and, as contemplated by Fed. R. Civ. P. 26(b)(3)(A), “cannot, without undue hardship, obtain
their substantial equivalent by other means.” As the investigation documents are likely to reflect
when Google learned of the harassment and any remedial steps it took, they are “crucial to the
determination of whether the defendant could be held liable for the acts alleged, or carr[y] great
probative value on contested issues.” Gucci Am., Inc. v. Guess?, Inc., 271 F.R.D. 58, 74-
75 (S.D.N.Y. 2010). Because the other claims of harassment mirror Mr. Olohan’s, the
investigation documents also hold substantial probative value as to his own harassment claims
and are therefore discoverable.
Were the investigation documents privileged as attorney work product, Google
nevertheless waived that privilege by asserting a Faragher/Ellerth defense in its Answer. See
Gorzynski v. JetBlue Airways Corp., 596 F.3d 93, 103 (2d Cir. 2010) ([The Faragher/Ellerth]
“defense consists of two elements: that (1) the employer exercised reasonable care to prevent and
correct promptly any discriminatory harassing behavior, and (2) the plaintiff employee
unreasonably failed to take advantage of any preventative or corrective opportunities provided by
the employer or to avoid harm otherwise.”); see also ECF No. 13 at 11 (asserting in tenth
affirmative defense that “Google exercised reasonable care to prevent and correct promptly
harassing behavior, if any, and Plaintiff unreasonably failed to take advantage of the preventative
or corrective opportunities …”). By asserting this defense, Google has “placed the
reasonableness of their investigation directly in issue, and [is] therefore obligated to turn over
‘any document or communication considered, prepared, reviewed, or relied on by in creating or
issuing the [investigatory report].’” Williams v. Fire Sprinkler Assocs. Inc., No. 15-CV-3147,
2017 WL 1155771, at *11 (E.D.N.Y. Mar. 27, 2017) (quoting Angelone v. Xerox Corp., No. 09-
CV-6019, 2011 WL 4473534, at *2 (W.D.N.Y. Sept. 26, 2011)). Given the waiver of work
product privilege, the Court should order that the investigation documents be produced. See
Malone v. Town of Clarkstown, No. 19-CV-5503, (S.D.N.Y. Dec. 23, 2020) (holding that
investigation documents be produced following in camera review because employer’s
Farragher/Ellerth defense placed reasonableness of the employer’s investigation at issue).
In response to Mr. Olohan’s document requests pertaining to the investigation, Google
agreed only to produce “responsive ESI pursuant to the parties agreed upon search terms.”
Exhibit 3. Because those search terms were agreed upon before Defendants disclosed the
existence of the investigation into Ms. Miller, however, they did not include relevant custodians.
Plaintiff has therefore requested that Google conduct additional ESI searches with the custodians
Google has since identified through interrogatory responses as having knowledge concerning the
investigation, using name search terms (Tiff*, Miller, TM) to be further narrowed as appropriate
after seeing an initial “hit” report and confined to the limited investigation time frame. Google
has declined at this time to conduct additional ESI searches and will not designate a 30(b)(6)
witness to testify regarding the investigation or conduct investigation-related ESI searches on the
same privilege grounds.
Conclusion
For these reasons, Plaintiff requests a conference with the Court to address his request for
an order compelling Google to (i) produce the investigation documents and previously redacted
portions of documents pertaining to the investigation, (ii) submit the investigation documents for
the Court’s in camera review of the purported attorney work product to the extent it finds that
privilege has not been waived, (iii) conduct ESI searches pertaining to the investigation, (iv)
designate a 30(b)(6) witness to testify on its behalf regarding the investigation, and (v) any
further relief that the Court deems appropriate.
Respectfully submitted,
/s/ Alex Rissmiller
Alex Rissmiller
cc: Counsel of record (via ECF)