holding that access to judicial documents should not be permitted “to gratify private spite or promote public scandal with no corresponding assurance of public benefit”
How later courts described this case
- holding that access to judicial documents should not be permitted “to gratify private spite or promote public scandal with no corresponding assurance of public benefit”
- granting sealing of settlement agreement and noting that “the Second Circuit strongly endorses the confidentiality of settlement agreements in virtually all cases”
- “[I]n many—if not most—cases, a settlement agreement would not qualify as a ‘judicial document’….”
Written by the judges who cited it.
The opinion
New +Y1o.r2k1, 2N.8Y4 180.4002020-6069
D: 212.848.4424 sfishbein@shearman.com
D: 212.848.4432 christopher.lavigne@shearman.com
September 4, 2020
BY ECF AND EMAIL
The Honorable Katherine Polk Failla MEMO ENDORSED
United States District Judge
40 Foley Square
New York, New York 10007
Re: Rovier Carrington v. Brian Graden, et al., No. 18-cv-04609 (KPF)
Dear Judge Failla:
We write, pursuant to Rule 9(C) of Your Honor’s Individual Rules of Practice in Civil
Cases, on behalf of all Defendants in the above-captioned matter to seek leave to file under
seal Exhibit 3 to Defendants’ pre-motion letter filed on September 4, 2020 (the “Letter”).
As set forth in the Letter, Defendants request an expedited pre-motion conference in
advance of seeking an injunction against Mr. Carrington to prevent him from filing additional
claims related to the subject matter of this case without leave of this Court. Defendants
attached Exhibit 3 to the Letter, an August 27, 2020 “settlement demand” from Mr. Carrington,
because it demonstrates Mr. Carrington’s latest threat to file suit, his extortive demands, and the
need for an injunction to avoid potentially imminent litigation. Exhibit 3 also includes a litany of
inflammatory allegations against Defendants and their counsel that are directly related to those
that have already been litigated and resolved pursuant to the Court’s October 11, 2019 Order,
which imposed terminating sanctions upon Plaintiff, dismissed the action with prejudice against
all Defendants, and granted Defendants leave to submit applications for attorneys’ fees and
costs against Plaintiff. Dkt. No. 147. Exhibit 3 also asserts equally incendiary allegations
concerning non-parties to this action and identifies them by name (including public figures who
are not parties to this litigation).
Accordingly, Defendants request to file Exhibit 3 under seal. While a presumption of
public access attaches to all judicial documents, whether this presumption prevails over a
party’s request to seal requires a three part analysis: (i) whether the document is in fact a
judicial document, (ii) the strength of the presumption that attaches to the document in question,
and (iii) whether competing considerations outweigh the presumption that attaches to the
document. Olson v. Major League Baseball, No. 20-CV-632 (JSR), 2020 WL 3127313, at *2
(S.D.N.Y. June 12, 2020). Here, this analysis weighs in favor of sealing Exhibit 3.
First, as a private settlement communication between parties, Exhibit 3 does not
constitute a “judicial document” because it is not “relevant to the performance of the judicial
function [or] useful in the judicial process.” United States v. Amodeo, 44 F.3d 141, 145 (2d Cir.
1995); see also Wolinsky v. Scholastic Inc., 900 F. Supp. 2d 332, 337 (S.D.N.Y. 2012) (“[I]n
many—if not most—cases, a settlement agreement would not qualify as a ‘judicial
document’….”).
Second, even if Exhibit 3 were to be deemed a “judicial document,” the confidentiality
and privacy considerations attendant with the letter outweigh the presumption of public access.
For example, courts generally consider settlement communications such as Exhibit 3 to be non-
public and sensitive. See Schoeps v. Museum of Modern Art, 603 F. Supp. 2d 673, 676
(S.D.N.Y. 2009) (granting sealing of settlement agreement and noting that “the Second Circuit
strongly endorses the confidentiality of settlement agreements in virtually all cases”); Travelers
Indem. Co. v. Excalibur Reinsurance Corp., No. 3:11-CV-1209 (CSH), 2012 WL 13029602, at
*10 (D. Conn. May 10, 2012) (finding that confidential settlement negotiations were a
“compelling reason[]” to seal documents). In addition, Exhibit 3 includes allegations of
wrongdoing that have not been filed publicly, including ones relating to non-parties to this
litigation. These privacy interests “of innocent third parties ... should weigh heavily in a court's
balancing equation” in determining whether to allow a document to be filed under seal. United
States v. Amodeo, 71 F.3d 1044, 1050 (2d Cir. 1995) (internal quotation marks and alterations
omitted); see also Nixon v. Warner Commc’ns, Inc., 435 U.S. 589, 603 (1978) (holding that
access to judicial documents should not be permitted “to gratify private spite or promote public
scandal with no corresponding assurance of public benefit”).
We thank the Court for its attention to this matter.
Respectfully submitted,
SHEARMAN & STERLING LLP
s/ Christopher LaVigne
Stephen Fishbein
Christopher LaVigne
599 Lexington Avenue
New York, New York 10022-6069
Telephone: (212) 848-4000
sfishbein@shearman.com
christopher.lavigne@shearman.com
Attorneys for Defendants ViacomCBS Inc.,
Viacom International Inc., and
Paramount Pictures Corporation
RUSS AUGUST & KABAT
s/ Stanton L. Stein
Stanton L. Stein
Diana A. Sanders
12424 Wilshire Boulevard, 12th Floor
Los Angeles, California 90025
Telephone: (310) 826-7474
lstein@raklaw.com
dsanders@raklaw.com
Attorneys for Defendants Brian Graden
and Brian Graden Media, LLC
LOEB & LOEB LLP
s/ Wook Hwang
Wook Hwang
Sarah Schacter
345 Park Avenue
New York, New York 10154-1895
Telephone: (212) 407-4000
whwang@loeb.com
sschacter@loeb.com
Attorneys for Defendants Brad Grey,
Brad Grey Estate, and Brad Alan Grey Trust
Cc via email: Plaintiff (RovierCarrington@gmail.com); Counsel G. Scott Sobel
(GscottSobel@gmail.com)
Application GRANTED. The Clerk of Court is permitted to file under seal
Exhibit 3 to its letter at docket entry 174, viewable to the Court and
parties only.
Dated: September 8, 2020 SO ORDERED.
New York, New York
HON. KATHERINE POLK FAILLA
UNITED STATES DISTRICT JUDGE