“[T]he decision that a complaint is based on an indisputably meritless legal theory for purposes of dismissal under section 1915(d
How later courts described this case
- “[T]he decision that a complaint is based on an indisputably meritless legal theory for purposes of dismissal under section 1915(d
- “In order to establish the last element of a prima facie case of retaliation, Treglia must show that the allegedly adverse actions occurred in circumstances from which a reasonable jury could infer retaliatory intent.”
- denying the pro se petitioner’s request for leave to Plaintiff’s notes from the investigation before the U.S. Equal Employment Opportunity Commission. (See generally Dkt. No. 1, Attach. 1 at 10-16.
- “[T]he decision that a complaint is based on an indisputably meritless legal theory for purposes of dismissal under section 1915(d), may be based upon a defense that appears on the face of the complaint.”
Written by the judges who cited it.
The opinion
UNITED STATES DISTRICT COURT
NORTHERN DISTRICT OF NEW YORK
_____________________________________________
JERAMIAH BROWN,
Plaintiff,
v. 5:22-CV-0761
(BKS/ML)
FAT DOUGH INCORP., doing business
as Dominos Pizza,
Defendant.
_____________________________________________
APPEARANCES: OF COUNSEL:
JERAMIAH BROWN
Plaintiff, Pro Se
22106 Lane Road
Watertown, New York 13601
MIROSLAV LOVRIC, United States Magistrate Judge
ORDER and REPORT-RECOMMENDATION
The Clerk has sent this pro se complaint (Dkt. No. 1) together with (1) an application to
proceed in forma pauperis (Dkt. No. 2), and (2) a motion to appoint counsel (Dkt. No. 3), filed
by Jeramiah Brown (“Plaintiff”) to the Court for review. For the reasons discussed below, I (1)
grant Plaintiff’s in forma pauperis application (Dkt. No. 2), (2) deny his motion for appointment
of counsel (Dkt. No. 3), and (3) recommend that Plaintiff’s Complaint (Dkt. No. 1) be dismissed
in its entirety with leave to amend.
I. BACKGROUND
Construed as liberally1 as possible, Plaintiff’s Complaint—which was completed on a
form complaint alleging violations of the Americans with Disabilities Act (“ADA”)—alleges
that his civil rights were violated by Fat Dough Incorp., doing business as Dominos Pizza. (See
generally Dkt. No. 1.)2 Plaintiff alleges that he is disabled due to thrombocytopenia-absent
radius syndrome, irritable bowel syndrome, traumatic brain injury, and chronic illness. (Dkt. No.
1 at 2.)
Plaintiff alleges that while employed by Defendant, another employee—named Eathan—
threw “mushroom water” at Plaintiff, while Plaintiff washed the dishes. (Id. at 3.) Plaintiff
alleges that an unnamed other employee stated that Plaintiff would allow other employees to
treat him poorly because Plaintiff is disabled. (Id.)
Plaintiff alleges that at some unspecified time, he sought to resign from Defendant by
providing two-weeks notice, but that his resignation was not properly documented, which
resulted in his employment review being affected. (Id.) In addition, Plaintiff alleges that the
general manager, Bryan, informed Plaintiff not to come back to Dominos to work after Plaintiff
put in his resignation. (Id.)
Plaintiff alleges that at some unspecified time, his car was broken into by another
employee who drew a smiley face in pizza grease on the car. (Id.) Plaintiff alleges that he filed
a police report with the military police on Fort Drum Army base as a result of the incident with
his vehicle. (Id.)
1 The court must interpret pro se complaints to raise the strongest arguments they suggest.
Soto v. Walker, 44 F.3d 169, 173 (2d Cir. 1995) (quoting Burgos v. Hopkins, 14 F.3d 787, 790
(2d Cir. 1994)).
2 Plaintiff’s Complaint also contained an attachment that included several exhibits. (See
generally Dkt. No. 1, Attach. 1.) Among those exhibits was, inter alia, what appears to be
Based on these factual allegations, Plaintiff appears to assert the following three claims
against Defendant: (1) a claim of termination of employment pursuant to the ADA, (2) a claim of
failure to make accommodations pursuant to the ADA, and (3) a claim of retaliation pursuant to
the ADA. (Dkt. No. 1 at 3.)
Plaintiff also filed an application for leave to proceed in forma pauperis. (Dkt. No. 2.)
II. PLAINTIFF’S APPLICATION TO PROCEED IN FORMA PAUPERIS
When a civil action is commenced in a federal district court, the statutory filing fee,
currently set at $402, must ordinarily be paid. 28 U.S.C. § 1914(a). A court is authorized,
however, to permit a litigant to proceed in forma pauperis status if a party “is unable to pay” the
standard fee for commencing an action.3 28 U.S.C. § 1915(a)(1). After reviewing Plaintiff’s in
forma pauperis application (Dkt. No. 2), the Court finds that Plaintiff meets this standard.
Therefore, Plaintiff’s application to proceed in forma pauperis is granted.4
Plaintiff is advised that the ability to litigate an action without prepayment of fees is a
privilege that can be denied, revoked, or limited based upon a showing of prior abuses. See In re
Anderson, 511 U.S. 364, 365-66 (1994) (denying the pro se petitioner’s request for leave to
Plaintiff’s notes from the investigation before the U.S. Equal Employment Opportunity
Commission. (See generally Dkt. No. 1, Attach. 1 at 10-16.) Construing the Complaint
liberally, as the Court must, the additional details contained in the attachment were considered.
3 The language of that section is ambiguous because it suggests an intent to limit
availability of IFP status to prison inmates. See 28 U.S.C. § 1915(a)(1) (authorizing the
commencement of an action without prepayment of fees “by a person who submits an affidavit
that includes a statement of all assets such prisoner possesses”). The courts have construed that
section, however, as making IFP status available to any litigant who can meet the governing
financial criteria. Hayes v. United States, 71 Fed. Cl. 366, 367 (Fed. Cl. 2006); Fridman v. City
of N.Y., 195 F. Supp. 2d 534, 536 n.1 (S.D.N.Y. 2002).
4 Plaintiff is reminded that, although the application to proceed in forma pauperis has been
granted, he will still be required to pay fees that he may incur in this action, including copying
and/or witness fees.
proceed IFP where the Court found that, like the previous twenty-two petitions filed during the
three immediately preceding years, the instant petition was “patently frivolous”); see also Cuoco
v. United States Bureau of Prisons, 328 F. Supp. 2d 463, 467 (S.D.N.Y. 2004) (“The ability to
proceed IFP is a privilege provided for the benefit of indigent persons.”). The authority of a
court to deny or limit a request to proceed IFP is implicit in the permissive, rather than
compulsory, language of the controlling statute, which provides that “any court of the United
States may authorize the commencement, prosecution or defense of any suit, action or
proceeding, civil or criminal, or appeal therein, without prepayment of fees or security
therefor[.]” 28 U.S.C. § 1915(a)(1) (emphasis added); In re McDonald, 489 U.S. 180, 183
(1989). For this reason, courts are regarded as possessing discretionary authority to deny IFP
status to litigants who have abused the privilege. See Hurt v. Soc. Sec. Admin., 544 F.3d 308,
309-310 (D.C. Cir. 2008) (quoting Butler v. Dep't of Justice, 492 F.3d 440, 444-45 (D.C. Cir.
2007) (“This Circuit grants IFP status to various plaintiffs, but asserts its discretion to deny or
revoke this privilege for abusive litigants, looking to ‘the number, content, frequency, and
disposition of their previous filings[.]’”).
Plaintiff's litigation history in this district suggests that he is on the brink of being found
to have abused the privilege of proceeding IFP. Plaintiff has filed five lawsuits against former or
potential employers, in approximately three years.5 In each of the other four actions, Plaintiff
requested, and was granted, permission to proceed without prepayment of fees. (Brown I, Dkt.
No. 6; Brown II, Dkt. No. 7; Brown III, Dkt. No. 10; Brown V, Dkt. No. 6.) In addition, Brown
5 Brown v. Tim Hortons, No. 5:19-CV-1160 (LEK/ATB) (“Brown I”); Brown v. 7-Eleven
Incorp., No. 5:20-CV-0553 (TJM/ML) (“Brown II”); Brown v. 7-Eleven Incorp., No. 5:20-CV-
1339 (TJM/ML) (“Brown III”); Brown v. Fat Dough Incorp., No. 5:22-CV-0761 (BKS/ML)
(“Brown IV”); and Brown v. UPS United Parcel Service Incorp., No. 5:22-CV-0762
(BKS/TWD) (“Brown V”).
II, Brown III, and Brown V, were dismissed following the Court's review of the factual
allegations in the complaints in accordance with 28 U.S.C. § 1915(e).6 (Brown II, Dkt. No. 9;
Brown III, Dkt. No. 15; Brown V, Dkt. No. 8.)
Common to the other dismissed actions filed by Plaintiff in this district (including, as will
be discussed below, the current Complaint under consideration in this report) is his failure to
include factual allegations in his complaints that demonstrate entitlement to relief, and the
vagueness concerning the claims that he purports to assert. Accordingly, Plaintiff is hereby
cautioned that (1) proceeding IFP is a privilege that is extended to litigants at the discretion of
the court, and (2) any further filing of patently frivolous lawsuits may result in the denial of any
request to proceed IFP in an action and/or a recommendation to the Chief District Judge that a
filing injunction be issued against Plaintiff, barring him from filing any future lawsuits in this
district without prior permission.7
III. LEGAL STANDARD FOR INITIAL REVIEW OF THE COMPLAINT
“Notwithstanding any filing fee, or any portion thereof, that may have been paid, the
court shall dismiss the case at any time if the court determines that . . . the action . . . (i) is
frivolous or malicious; (ii) fails to state a claim on which relief may be granted; or (iii) seeks
monetary relief against a defendant who is immune from such relief.” 28 U.S.C. § 1915(e)(2).
In addition, the Court shall dismiss any action where the Complaint fails to allege facts
plausibly suggesting subject matter jurisdiction. Fed. R. Civ. P. 12(h)(3); see Steel Co. v.
6 However, the Court notes that Plaintiff filed an amended complaint in Brown V, which is
currently pending before the Court for a review. (Brown V, Dkt. Nos. 9, 11.)
7 The Court notes that United States Magistrate Judge Dancks recommended that “the
Court consider imposing a bar Order under 28 U.S.C. § 1651(a).” (Brown V, Dkt. No. 11 at 17-
18.)
Citizens for a Better Env’t, 523 U.S. 83, 88-89 (1988) (holding that subject matter jurisdiction is
a “threshold question that must be resolved . . . before proceeding to the merits.”); Humphrey v.
Syracuse Police Dep’t, 758 F. App’x 205, 205-06 (2d Cir. 2019) (citing United States v. Bond,
762 F.3d 255, 263 (2d Cir. 2014)) (“[b]efore deciding any case on the merits, a district court
must determine that it has subject matter jurisdiction over the matter.”); Koziel v. City of
Yonkers, 352 F. App’x 470, 471 (2d Cir. 2009) (summary order) (affirming sua sponte dismissal
of complaint on initial review for lack of subject matter); Talley v. LoanCare Serv., Div. of FNF,
15-CV-5017, 2018 WL 4185705, at *5 (E.D.N.Y. Aug. 31, 2018) (dismissing on initial review,
action challenging state court mortgage foreclosure judgment because the court lacked
jurisdiction); Eckert v. Schroeder, Joseph & Assoc., 364 F. Supp. 2d 326, 327 (W.D.N.Y. 2005)
(citing Hughes v. Patrolmens Benevolent Assn of the City of N.Y., Inc., 850 F.2d 876, 881 (2d
Cir. 1988), cert. denied, 488 U.S. 967 (1988)) (“[a] court shall, sua sponte, dismiss a complaint
for lack of subject matter jurisdiction as soon as it is apparent that it lacks subject matter
jurisdiction.@).
In order to state a claim upon which relief can be granted, a complaint must contain, inter
alia, “a short and plain statement of the claim showing that the pleader is entitled to relief.” Fed.
R. Civ. P. 8(a)(2). The requirement that a plaintiff “show” that he or she is entitled to relief
means that a complaint “must contain sufficient factual matter, accepted as true, to ‘state a claim
to relief that is plausible on its face.’” Ashcroft v. Iqbal, 556 U.S. 662, 678 (2009) (emphasis
added) (quoting Bell Atl. Corp. v. Twombly, 550 U.S. 544, 570 (2007)). “Determining whether a
complaint states a plausible claim for relief . . . requires the . . . court to draw on its judicial
experience and common sense. . . . [W]here the well-pleaded facts do not permit the court to
infer more than the mere possibility of misconduct, the complaint has alleged–but it has not
shown–that the pleader is entitled to relief.” Iqbal, 556 U.S. at 679 (internal citation and
punctuation omitted).
“In reviewing a complaint . . . the court must accept the material facts alleged in the
complaint as true and construe all reasonable inferences in the plaintiff’s favor.” Hernandez v.
Coughlin, 18 F.3d 133, 136 (2d Cir. 1994) (citation omitted). However, “the tenet that a court
must accept as true all of the allegations contained in a complaint is inapplicable to legal
conclusions. Threadbare recitals of the elements of a cause of action, supported by mere
conclusory statements, do not suffice.” Iqbal, 556 U.S. at 678.
Courts are “obligated to construe a pro se complaint liberally.” Harris v. Mills, 572 F.3d
66, 72 (2d Cir. 2009); see also Nance v. Kelly, 912 F.2d 605, 606 (2d Cir. 1990) (per curiam)
(reading the plaintiff’s pro se complaint “broadly, as we must” and holding that the complaint
sufficiently raised a cognizable claim). “[E]xtreme caution should be exercised in ordering sua
sponte dismissal of a pro se complaint before the adverse party has been served and [the] parties .
. . have had an opportunity to respond.” Anderson v. Coughlin, 700 F.2d 37, 41 (2d Cir. 1983).
The Court, however, also has an overarching obligation to determine that a claim is not
legally frivolous before permitting a pro se plaintiff’s complaint to proceed. See, e.g., Fitzgerald
v. First East Seventh St. Tenants Corp., 221 F.3d 362, 363 (2d Cir. 2000) (holding that a district
court may sua sponte dismiss a frivolous complaint, notwithstanding the fact that the plaintiff
paid the statutory filing fee). “Legal frivolity . . . occurs where ‘the claim is based on an
indisputably meritless legal theory [such as] when either the claim lacks an arguable basis in law,
or a dispositive defense clearly exists on the face of the complaint.” Aguilar v. United States, 99-
MC-0304, 99-MC-0408, 1999 WL 1067841, at *2 (D. Conn. Nov. 8, 1999) (quoting Livingston
v. Adirondack Beverage Co., 141 F.3d 434, 437 (2d Cir. 1998)); see also Neitzke v. Williams,
490 U.S. 319, 325 (1989) (“[D]ismissal is proper only if the legal theory . . . or factual
contentions lack an arguable basis.”); Pino v. Ryan, 49 F.3d 51, 53 (2d Cir. 1995) (“[T]he
decision that a complaint is based on an indisputably meritless legal theory for purposes of
dismissal under section 1915(d), may be based upon a defense that appears on the face of the
complaint.”).
IV. ANALYSIS
In addressing the sufficiency of a plaintiff’s complaint, the court must construe his
pleadings liberally. Sealed Plaintiff v. Sealed Defendant, 537 F.3d 185, 191 (2d Cir. 2008).
Having reviewed Plaintiff’s Complaint with this principle in mind, I recommend that all causes
of action be dismissed.
A. Discriminatory Discharge
The ADA prohibits covered employers from discriminating against “a qualified
individual on the basis of disability in regard to,” among other things, “the hiring . . . or
discharge of employees.” 42 U.S.C. § 12112(a); see generally 42 U.S.C. §§ 12111(2), (5)
(defining “Covered entity” and “Employer”). To establish a prima facie case of discriminatory
discharge under the ADA, a claimant must show: “(1) his employer is subject to the ADA; (2) he
was disabled within the meaning of the ADA; (3) he was otherwise qualified to perform the
essential functions of his job, with or without reasonable accommodation; and (4) he suffered
adverse employment action because of his disability.” Woolf v. Strada, 949 F.3d 89, 93 (2d Cir.
2020); Reeves v. Johnson Controls World Servs., Inc., 140 F.3d 144, 149-50 (2d Cir. 1998).
I conclude that Plaintiff failed to adequately plead the fourth element of his claim, see 28
U.S.C. § 1915(e)(2)(B)(ii). Plaintiff fails to allege that he was discharged. Instead, Plaintiff
alleges that, at some unknown time, he tendered his resignation, which included a two-week
notice but that Bryan—an employee manager of Defendant—told Plaintiff that his resignation
was effective immediately. (Dkt. No. 1.) An employer is not required to permit an employee to
work beyond the employee’s resignation. See Guglielmo v. Marchon Eyewear, Inc., 02-CV-
5434, 2006 WL 398617, at *12 (E.D.N.Y. Feb. 16, 2006) (holding that where the plaintiff
“tendered her resignation to [the d]efendant on . . . August 24, 2001 and, though she indicated
therein that . . . August 31 would be her last day, under the circumstances of this case, she was
not entitled by law to work a day beyond August 24, 2001.”); Wynn v. Paragon Sys., 301 F.
Supp. 2d 1343, 1354 (S.D. Ga. 2004) (“The customary two weeks notice period is a traditional
courtesy the employee extends to the employer. Here [defendant] informed [plaintiff] that it did
not need [her] to serve out this two week period.”); Leyva v. Computer Scis Corp., 04-CV-0002,
2005 WL 196557, at *5 (D. Del. Jan. 25, 2005) (citing Wynn v. Paragon Sys., 301 F. Supp. 2d
1343, 1354 (S.D. Ga. 2004)) (“An employer’s decision to accept a resignation immediately,
rather than accepting an employee’s request that the resignation be effective at a future date, does
not constitute an adverse employment action.”). Because Plaintiff failed to adequately plead his
discriminatory discharge claim, the undersigned recommends that the Court dismiss the claim
with leave to amend. 28 U.S.C. § 1915(e)(2)(B)(ii).
B. Failure to Accommodate
The ADA prohibits covered employers from discriminating against a “qualified
individual on the basis of disability” in the “terms, conditions, and privileges of employment.”
42 U.S.C. § 12112(a). This extends to an employer’s failure to make “reasonable
accommodations to the known physical or mental limitations of an otherwise qualified individual
with a disability who is an applicant or employee.” 42 U.S.C. § 12112(b)(5)(A); see also
McBride v. BIC Consumer Prod. Mfg. Co., 583 F.3d 92, 96 (2d Cir. 2009). To make out a prima
facie case of failure to accommodate under the ADA, a claimant must show: “(1) the plaintiff is a
person with a disability for purposes of the ADA; (2) an employer covered by the statute had
notice of the plaintiff’s disability; (3) with reasonable accommodation, the plaintiff could
perform the essential functions of the job at issue; and (4) the employer has refused to make such
an accommodation.” Laguerre v. Nat’l Grid USA, No. 20-3901-CV, 2022 WL 728819, at *1 (2d
Cir. Mar. 11, 2022); Frantti v. New York, 850 F. App’x 17, 19 (2d Cir. 2021).
Here, Plaintiff failed to adequately plead the third and fourth elements of his claim, see
28 U.S.C. § 1915(e)(2)(B)(ii). Plaintiff made no allegation about the reasonable accommodation
(or accommodations) Defendant could have made to permit him to perform the duties of a
delivery driver, nor did he advance allegations concerning the existence of an alternative vacant
job he was qualified to perform. (See generally Dkt. No. 1); see also McBride, 583 F.3d at 97
(“The plaintiff bears the burdens of both production and persuasion as to the existence of some
accommodation that would allow her to perform the essential functions of her employment,
including the existence of a vacant position for which she is qualified.”). Moreover, Plaintiff did
not allege he specifically requested an accommodation, nor did he allege Defendant refused such
a request. (See generally Dkt. No. 1); see, e.g., Frantti, 850 F. App’x at 20 (dismissing
plaintiff’s claim where there was “no evidence in the record that [he] requested these
accommodations from his employer.”). Because Plaintiff failed to adequately plead his failure to
accommodate claim, the undersigned recommends that the Court dismiss the claim with leave to
amend. 28 U.S.C. § 1915(e)(2)(B)(ii).
C. Retaliation
The ADA prohibits covered employers from discriminating “against any individual
because such individual has opposed any act or practice made unlawful by [the ADA] or because
such individual made a charge, testified, assisted, or participated in any manner in an
investigation, proceeding, or hearing under [the ADA].” 42 U.S.C. § 12203(a); see also Treglia
v. Town of Manlius, 313 F.3d 713, 719 (2d Cir. 2002). To make out a prima facie case of
retaliation under the ADA, a claimant must show: “(1) he engaged in an activity protected by the
ADA; (2) the employer was aware of this activity; (3) the employer took adverse employment
action against him; and (4) a causal connection exists between the alleged adverse action and the
protected activity.” Treglia, 313 F.3d at 719; see also Frantti, 850 F. App’x at 21. “A plaintiff's
burden at this prima facie stage is de minimis.” Treglia, 313 F.3d at 719.
Plaintiff failed to allege facts plausibly suggesting the first and fourth elements of his
claim. See 28 U.S.C. § 1915(e)(2)(B)(ii). As discussed above, Plaintiff’s Complaint lacks any
allegation that he requested an accommodation from Defendant. (See generally Dkt. No. 1.) In
addition, the Complaint lacks facts plausibly suggesting that Plaintiff complained to Defendant
of disability discrimination before Plaintiff was directed not to work after the notice of his
resignation. (See id).; see, e.g., Frantti, 850 F. App’x at 21 (concluding an email plaintiff sent to
the defendant did not constitute a protected activity “because [Franti] . . . neither complains of
discrimination nor seeks an accommodation.”). Absent some allegation that Plaintiff engaged in
a protected activity before Defendant’s decision that Plaintiff’s resignation was effective
immediately, there is no reasonable inference of causation—there can be no causal connection if
the protected activity, the fundamental precipitating event, never occurred. See generally
Treglia, 313 F.3d at 720 (“In order to establish the last element of a prima facie case of
retaliation, Treglia must show that the allegedly adverse actions occurred in circumstances from
which a reasonable jury could infer retaliatory intent.”). Plaintiff accordingly failed to
adequately plead the causation element of his retaliation claim. Because Plaintiff failed to
adequately plead his retaliation claim, the undersigned recommends that the Court dismiss the
claim with leave to amend. 28 U.S.C. § 1915(e)(2)(B)(ii).
V. OPPORTUNITY TO AMEND
Generally, a court should not dismiss claims contained in a complaint filed by a pro se
litigant without granting leave to amend at least once “when a liberal reading of the complaint
gives any indication that a valid claim might be stated.” Branum v. Clark, 927 F.2d 698, 704-05
(2d Cir. 1991); see also Fed. R. Civ. P. 15(a)(2) (“The court should freely give leave when
justice so requires.”). An opportunity to amend is not required, however, where “the problem
with [the plaintiff's] causes of action is substantive” such that “better pleading will not cure it.”
Cuoco v. Moritsugu, 222 F.3d 99, 112 (2d Cir. 2000); see also Cortec Indus. Inc. v. Sum Holding
L.P., 949 F.2d 42, 48 (2d Cir. 1991) (“Of course, where a plaintiff is unable to allege any fact
sufficient to support its claim, a complaint should be dismissed with prejudice.”). Stated
differently, “[w]here it appears that granting leave to amend is unlikely to be productive, . . . it is
not an abuse of discretion to deny leave to amend.” Ruffolo v. Oppenheimer & Co., 987 F.2d
129, 131 (2d Cir. 1993); accord, Brown v. Peters, 95-CV-1641, 1997 WL 599355, at *1
(N.D.N.Y. Sept. 22, 1997) (Pooler, J.).8
It is not clear whether better pleading would permit Plaintiff to assert a cognizable claim.
Out of deference to Plaintiff’s pro se status, I recommend that Plaintiff be granted leave to
amend the Complaint.
8 See also Carris v. First Student, Inc., 132 F. Supp. 3d 321, 340-41 n.1 (N.D.N.Y. 2015)
(Suddaby, C.J.) (explaining that the standard set forth in Gomez v. USAA Fed. Sav. Bank, 171
F.3d 794, 796 (2d Cir. 1999)—that the Court should grant leave to amend “unless the court can
rule out any possibility, however unlikely it might be, that an amended complaint would be
successful in stating a claim”—is likely not an accurate recitation of the governing law after Bell
Atl. Corp. v. Twombly, 550 U.S. 544 (2007)), rev’d on other grounds, 682 F. App’x 30.
If Plaintiff chooses to avail himself of an opportunity to amend, such amended pleading
must set forth a short and plain statement of the facts on which he relies to support any legal
claims asserted. Fed. R. Civ. P. 8(a). In addition, the amended complaint must include
allegations reflecting how the individuals named as Defendants are involved in the allegedly
unlawful activity. Finally, Plaintiff is informed that any amended complaint will replace the
existing Complaint, and must be a wholly integrated and complete pleading that does not rely
upon or incorporate by reference any pleading or document previously filed with the Court. See
Shields v. Citytrust Bancorp, Inc., 25 F.3d 1124, 1128 (2d Cir. 1994) (“It is well established that
an amended complaint ordinarily supersedes the original, and renders it of no legal effect.”
(internal quotation marks omitted)).
VI. PLAINTIFF’S MOTION TO APPOINT COUNSEL
Plaintiff has also submitted a request for appointment of counsel. (Dkt. No. 3.) The
application indicates that Plaintiff has been unsuccessful in his efforts to obtain counsel on his
own from the private sector. (Id.)
As an initial matter, “[a] party has no constitutionally guaranteed right to the assistance of
counsel in a civil case.” Leftridge v. Connecticut State Trooper Officer No. 1283, 640 F.3d 62,
68 (2d Cir. 2011) (citations omitted). Courts cannot utilize a bright-line test in determining
whether counsel should be appointed on behalf of an indigent party. Hendricks v. Coughlin, 114
F.3d 390, 392-93 (2d Cir. 1997). Instead, a number of factors must be carefully considered by
the court in ruling upon such a motion. As a threshold matter, the court should ascertain whether
the indigent’s claims seem likely to be of substance. A motion for appointment of counsel may
be properly denied if the court concludes that the plaintiff’s “chances of success are highly
dubious.” Leftridge, 640 F.3d at 69. If the court finds that the claims have substance, the court
should then consider:
[T]he indigent’s ability to investigate the crucial facts, whether conflicting
evidence implicating the need for cross-examination will be the major
proof presented to the fact finder, the indigent’s ability to present the case,
the complexity of the legal issues and any special reason in th[e] case why
appointment of counsel would be more likely to lead to a just
determination.
Terminate Control Corp. v. Horowitz, 28 F.3d 1335, 1341 (2d Cir. 1994) (quoting Hodge v.
Police Officers, 802 F.2d 58, 61-62 (2d Cir. 1986)). This is not to say that all, or indeed any, of
these factors are controlling in a particular case. Rather, each case must be decided on its own
facts. Velasquez v. O’Keefe, 899 F. Supp. 972, 974 (N.D.N.Y. 1995) (McAvoy, C.J.) (citing
Hodge, 802 F.2d at 61).
In the present matter, the Court has recommended dismissal of the action. As such, the
Court cannot find that Plaintiff’s claims are likely to be of substance. Plaintiff’s motion (Dkt.
No. 3) is therefore denied.
ACCORDINGLY, it is
ORDERED that Plaintiff’s application to proceed in forma pauperis (Dkt. No. 2) is
GRANTED; and it is further
ORDERED that Plaintiff’s motion for appointment of counsel (Dkt. No. 3) is DENIED;
and it is further respectfully
RECOMMENDED that the Court DISMISS WITH LEAVE TO REPLEAD
Plaintiff’s Complaint (Dkt. No. 1) for failure to state a claim upon which relief may be granted
pursuant to 28 U.S.C. § 1915(e)(2)(B); and it is further
ORDERED that the Clerk of the Court shall file a copy of this order, report, and
recommendation on the docket of this case and serve a copy upon the parties in accordance with
the local rules.”
NOTICE: Pursuant to 28 U.S.C. § 636(b)(1), the parties have fourteen days within
which to file written objections to the foregoing report.!° Such objections shall be filed with the
Clerk of the Court. FAILURE TO OBJECT TO THIS REPORT WITHIN FOURTEEN
DAYS WILL PRECLUDE APPELLATE REVIEW. 28 U.S.C. § 636(b)(1) (Supp. 2013);
Fed. R. Civ. P. 6(a), 6(d), 72; Roldan v. Racette, 984 F.2d 85 (2d Cir. 1993) (citing Small v.
Sec’y of Health and Human Servs., 892 F.2d 15 (2d Cir. 1989)).
Dated: October 17 , 2022
Binghamton, New York
Miroslav Lovric
U.S. Magistrate Judge
The Clerk shall also provide Plaintiff with copies of all unreported decisions cited herein
in accordance with Lebron v. Sanders, 557 F.3d 76 (2d Cir. 2009) (per curiam).
10 If you are proceeding pro se and served with this report, recommendation, and order by
mail, three additional days will be added to the fourteen-day period, meaning that you have
seventeen days from the date that the report, recommendation, and order was mailed to you to
serve and file objections. Fed. R. Civ. P. 6(d). Ifthe last day of that prescribed period falls on a
Saturday, Sunday, or legal holiday, then the deadline is extended until the end of the next day
that is not a Saturday, Sunday, or legal holiday. Fed. R. Civ. P. 6(a)(1)(C).
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