“[I]t is clear that the Eleventh Amendment does not permit suit . . . for money damages against state officials in their official capacities.” (citation omitted)
How later courts described this case
- “[I]t is clear that the Eleventh Amendment does not permit suit . . . for money damages against state officials in their official capacities.” (citation omitted)
- “It is well-established that arguments may not be made for the first time in a reply brief.” (internal quotation marks and citation omitted)
Written by the judges who cited it.
The opinion
UNITED STATES DISTRICT COURT
NORTHERN DISTRICT OF NEW YORK
________________________________
MICHAEL TORRES,
9:20-cv-301
Plaintiff, (GLS/TWD)
v.
NEW YORK STATE
DEPARTMENT OF CORRECTIONS
AND COMMUNITY
SUPERVISION et al.,
Defendants.
________________________________
SUMMARY ORDER
Plaintiff Michael Torres commenced this action against defendant
New York State Department of Corrections and Community Supervision
(DOCCS), as well as defendants Timothy Mannocchi,1 Trevor Paton,2
Cheryl Morris,3 and Jason Gibson4 (collectively, hereinafter “individual
1 Mannocchi was Torres’ vocational instructor in the “Building Maintenance Program” at
Eastern Correctional Facility (hereinafter “Eastern C.F.”). (Compl. ¶ 10.)
2 Paton is the Educational and Vocational Supervisor at Eastern C.F., and “is
responsible for arranging accommodations for . . . Torres,” such as “allowing him to participate
in DOCCS’ programs to further his education and vocational training.” (Id. ¶ 11.)
3 Morris is the Deputy Superintendent of Programs at Eastern C.F., and “is responsible
for prison programs, providing disability accommodations to eligible inmates[,] and ensuring
the facility’s compliance with the ADA.” (Id. ¶ 12.)
4 Gibson is the Translator for Manual Communications for inmates with sensorial
disabilities at Eastern C..F., and has “oversight” over the Sensorial Disability Unit’s resource
room. (Id. ¶ 13.)
defendants”), alleging claims pursuant to Title II of the Americans with
Disabilities Act (ADA),5 Section 504 of the Rehabilitation Act of 1973,6 and
42 U.S.C. § 1983. (Compl., Dkt. No. 1.)
I. Background7
Torres is an inmate in the custody of DOCCS and is currently
confined at Eastern Correctional Facility (hereinafter “Eastern C.F.”) in
Napanoch, New York. (Id. ¶ 4.) He has struggled with learning disabilities
and cognitive difficulties all of his life, and has been diagnosed with
dyslexia and dyscalculia,8 which negatively affect his ability to learn, read,
concentrate, communicate, interact with others, speak, think, and work.
(Id. ¶¶ 5-6, 21-22.) Due to his disabilities, Torres needs “accommodating
devices” in order to properly partake in the educational programs offered at
Eastern C.F., and to do “legal work.” (Id. ¶¶ 40, 85.) Indeed, Torres
“cannot type or read text and simultaneously comprehend the content,” and
“needs to listen to what he is typing while viewing it on a screen in order to
5 See 42 U.S.C. §§ 12101-213.
6 See 29 U.S.C. §§ 701-96l.
7 The facts are drawn from Torres’ complaint, (Dkt. No. 1), and presented in the light
most favorable to him.
8 Torres notes that dyscalculia is a “brain disorder that negatively impacts one’s ability
to understand, interpret[,] or complete arithmetical calculations.” (Compl. ¶ 19.)
2
compose and edit documents.” (Id. ¶ 41.)
For reasons thoroughly explained throughout Torres’ complaint, he
alleges that Eastern C.F.’s policies create an environment where Torres
cannot: (1) do legal work or use the accommodating devices in the
Sensorial Disability Unit (SDU) resource room, (2) do legal work in the law
library, except such work that is related to his criminal conviction,
(3) conduct research on Westlaw, or (4) properly save the limited amount
of work he can do on an accommodating computer. (Id. ¶¶ 49-113).
Additionally, Torres alleges that his instructors in Eastern C.F.’s
“Building Maintenance Program” retaliated against him for filing grievances
by giving him poor ratings in his progress reports. (Id. ¶¶ 114-34.) Torres
was in the program for approximately two years, and had received positive
reviews from his instructors, despite a noted difficulty in using power tools.
(Id. ¶¶ 118-20.) However, after Torres filed two grievances regarding
instances with respect to the use of such tools, Mannocchi gave him
average and lower ratings in his progress report. (Id. ¶¶ 127-28.) Torres
alleges that these negative ratings were made in order to justify his
eventual removal from the program by Paton and Morris in June 2018—two
weeks before completion. (Id. ¶¶ 130-33.)
3
Torres filed his complaint on March 17, 2020. (Compl.) The
complaint alleges four causes of action: (1) violation of Title II of the ADA
against all defendants, including individual defendants in their official
capacities; (2) violation of Section 504 of the Rehabilitation Act against all
defendants, including individual defendants in their official capacities; (3) a
First Amendment claim pursuant to 42 U.S.C. § 1983, against Morris and
Gibson in their individual capacities, based on allegations that the
“Computer Usage Agreement”9 denies Torres the necessary
accommodations for completing legal work; and (4) a First Amendment
denial of access to the inmate grievance program and courts claim
pursuant to 42 U.S.C. § 1983 against Morris in her individual capacity. (Id.
¶¶ 135-58.)
Now pending is individual defendants’ motion to dismiss pursuant to
Fed. R. Civ. P. 12(b)(1) and (6), in which they seek dismissal of Torres’
ADA and Rehabilitation Act claims as against them, as well as his First
Amendment claim with respect to the alleged denial of Torres’ access to
9 Before an inmate can use the equipment in the SDU resource room, they must sign
the “Computer Usage Agreement,” which provides that any computer they use “will be used for
legitimate organizational, academic, or other duties, as assigned, that may pertain to [their]
program assignment.” (Id. ¶¶ 81-82.) According to Torres, this effectively prohibits him from
using the computers to do legal work. (Id. ¶ 83.)
4
the courts. (See generally Dkt. No. 15.)
II. Discussion
As an initial matter, in response to individual defendants’ motion to
dismiss, Torres voluntarily dismissed his denial of access to the courts
claim, pursuant to Fed. R. Civ. P. 41(a). (Dkt. No. 18 at 1 n.1.)
Accordingly, individual defendants’ motion to dismiss with respect to that
claim is granted, and the claim is dismissed without prejudice.
Consequently, the only claims subject to the remainder of this Summary
Order are Torres’ claims pursuant to Title II of the ADA and Section 504 of
the Rehabilitation Act, which he asserts against all defendants, including
individual defendants in their official capacities. (Compl. ¶¶ 135-50.)
Title II of the ADA provides that “no qualified individual with a
disability shall, by reason of such disability, be excluded from participation
in or be denied the benefits of the services, programs, or activities of a
public entity, or be subjected to discrimination by any such entity.” 42
U.S.C. § 12132. Similarly, Section 504 of the Rehabilitation Act provides
that “[n]o otherwise qualified individual with a disability in the United
States . . . shall, solely by reason of her or his disability, be excluded from
the participation in, be denied the benefits of, or be subjected to
5
discrimination under any program or activity receiving Federal financial
assistance.” 29 U.S.C. § 794(a).
Title II of the ADA and Section 504 of the Rehabilitation Act are
applicable to inmates in state prisons. See Allah v. Goord, 405 F. Supp. 2d
265, 274 (S.D.N.Y. 2005). The standards for an inmate’s claim under the
ADA and the Rehabilitation Act are “generally the same,” so the two
statutes are analyzed “identically.” Wright v. N.Y. State Dep’t of Corrs.,
831 F.3d 64, 72 (2d Cir. 2016) (citation omitted). In order to state a claim
under these acts, Torres must show that “1) he is a qualified individual with
a disability; 2) DOCCS is an entity subject to the acts; and 3) he was
denied the opportunity to participate in or benefit from DOCCS’s services,
programs, or activities or DOCCS otherwise discriminated against him by
reason of his disability.” Id. (citation omitted).
Torres alleges that defendants violated Title II of the ADA and
Section 504 of the Rehabilitation Act “by denying him access to the SDU
[r]esource [r]oom computers[,] which have the audio features he needs to
read and write unassisted,” and because defendants otherwise “failed to
reasonably accommodate . . . Torres so he could finish the Building
Maintenance [P]rogram.” (Compl. ¶¶ 137-40, 147-50.)
6
Individual defendants move to dismiss these claims as against them,
arguing that individuals in general “may not be held personally liable for
alleged violations of either the ADA or the Rehabilitation Act.” (Dkt. No. 15,
Attach. 3 at 4.) In response, Torres’ argues that he is not attempting to
hold individual defendants personally liable under these statutes, as he
brought these claims against them in their official capacities only. (Dkt. No.
18 at 3.) On reply, individual defendants contend, for the first time, that
there is “no need for official capacity litigation when a plaintiff can seek
relief directly against a government entity.” (Dkt. No. 21 at 3 (internal
quotation marks and citation omitted).) They also add that, if Torres’ claims
survive, they can only survive insofar as Torres seeks prospective
injunctive relief, and not declaratory relief or compensatory damages. (Id.
at 3-4.)
“It is well-settled that neither Title II of the ADA nor [Section] 504 of
the Rehabilitation Act provides for individual capacity suits against state
officials.” Hill v. LaClair, No. 9:20-CV-441, 2020 WL 2404771, at *7
(N.D.N.Y. May 11, 2020) (internal quotation marks and citation omitted).
Additionally, suits for money damages against state officials in their official
capacities are barred by the Eleventh Amendment. See Donohue v.
7
Cuomo, 980 F.3d 53, 77 n.15 (2d Cir. 2020); Severino v. Negron, 996 F.2d
1439, 1441 (2d Cir. 1993) (“[I]t is clear that the Eleventh Amendment does
not permit suit . . . for money damages against state officials in their official
capacities.” (citation omitted)).
However, the Supreme Court has established that plaintiffs can
properly bring a federal action “seeking injunctive relief against a state
official for an ongoing violation of law or the Constitution.” Hill, 2020 WL
2404771 at *5 n.4 (citing Ex Parte Young, 209 U.S. 123 (1908)). Under
this doctrine, an action may proceed against a state official when a plaintiff:
“(a) alleges an ongoing violation of federal law, and (b) seeks relief properly
characterized as prospective.” In re Deposit Ins. Agency, 482 F.3d 612,
618 (2d Cir. 2007) (internal quotation marks and citation omitted); see
Donohue, 980 F.3d 77 n.15 (“[F]ederal courts may hear claims for
prospective injunctive relief against state officials, but retroactive claims
seeking monetary damages . . . are barred by the Eleventh Amendment.”
(citation omitted)); CSX Transp., Inc. v. N.Y.S. Office of Real Prop. Servs.,
306 F.3d 87, 99 (2d Cir. 2002) (“Ex Parte Young allows for jurisdiction over
the Individual Defendants inasmuch as it is in the performance of their
duties that there may be an ongoing violation of federal law.”).
8
Here, Torres clearly brings his ADA and Rehabilitation Act claims
against individual defendants in their official capacities, and, thus, does not
attempt to improperly hold them personally liable under these statutes.
(Compl. ¶¶ 135-50; Dkt. No. 18 at 3-5.) Further, to the extent individual
defendants argue that official capacity litigation here is unnecessary given
that Torres sued the government entity, DOCCS, directly, (Dkt. No. 21
at 3), this argument was made for the first time on reply, and, thus, is not
considered by the court. See Zirogiannis v. Seterus, Inc., 221 F. Supp.
3d 292, 298 (E.D.N.Y. 2016), aff’d, 707 F. App’x 724 (2d Cir. 2017) (“It is
well-established that arguments may not be made for the first time in a
reply brief.” (internal quotation marks and citation omitted)).
Notably, however, Torres’ claims pursuant to the ADA and the
Rehabilitation Act against individual defendants in their official capacities
may be maintained only insofar as they seek prospective injunctive relief,
and not monetary damages or declaratory relief. See Donohue, 980 F.3d
at 77 n.15; In re Deposit Ins. Agency, 482 F.3d at 618; Hill, 2020 WL
2404771 at *5 n.4.
Accordingly, individual defendants’ motion to dismiss with respect to
Torres’ claims pursuant to Title II of the ADA and Section 504 of the
9
Rehabilitation Act is denied insofar as Torres seeks prospective injunctive
relief, and granted insofar as Torres seeks monetary damages or
declaratory relief against them.
Accordingly, it is hereby
ORDERED that individual defendants’ motion to dismiss (Dkt. No. 15)
is GRANTED IN PART and DENIED IN PART as follows:
GRANTED as to Torres’ claims pursuant to Title II of the ADA
and Section 504 of the Rehabilitation Act, as against individual
defendants, insofar as Torres seeks monetary damages or
declaratory relief against them; and
GRANTED as to Torres’ First Amendment claim with respect to
denial of access to the courts, which claim for relief is
DISMISSED WITHOUT PREJUDICE; and
DENIED in all other respects; and it is further
ORDERED that the following claims remain: (1) violation of Title II of
the ADA against all defendants, including individual defendants in their
official capacities insofar as Torres seeks prospective injunctive relief;
(2) violation of Section 504 of the Rehabilitation Act against all defendants,
including individual defendants in their official capacities insofar as Torres
10
seeks prospective injunctive relief; and (3) a First Amendment claim
pursuant to 42 U.S.C. § 1983, against Morris and Gibson in their individual
capacities, based on allegations that the Computer Usage Agreement
denies Torres the necessary accommodations for completing legal work;
and it is further
ORDERED that the parties shall contact Magistrate Judge Thérése
Wiley Dancks to schedule further proceedings; and it is further
ORDERED that the Clerk provide a copy of this Summary Order to
the parties.
IT IS SO ORDERED.
December 11, 2020 et
Albany, New York
S.Disttict Judge
11