finding that Title I of the ADA did not validly abrogate the States’ sovereign immunity under the Eleventh Amendment
How later courts described this case
- finding that Title I of the ADA did not validly abrogate the States’ sovereign immunity under the Eleventh Amendment
- ‘[T]he causal connection needed for proof of a retaliation claim can be established indirectly by showing that the protected activity was closely followed in time by the adverse action.”
- recognizing that objectionable conduct may be imputed to the employer upon a showing that “the employer knew (or reasonably should have known) about the harassment but failed to take appropriate remedial action’
Written by the judges who cited it.
The opinion
UNITED STATES DISTRICT COURT
NORTHERN DISTRICT OF NEW YORK
BERNADETTE RELLA,
Plaintiff,
v. 6:19-cv-723 (NAM/ATB)
4) NEW YORK STATE OFFICE OF MENTAL HEALTH,
Defendant.
APPEARANCES:
For Plaintiff:
James D. Hartt, Esq.
70 Linden Oaks, Third Floor
Rochester, New York 14625
For Defendant:
Attorney General of the State of New York
Brian W. Matula, Assistant Attorney General
The Capitol
Albany, New York 12224
Hon. Norman A. Mordue, Senior United States District Judge:
MEMORANDUM-DECISION AND ORDER
I. INTRODUCTION
Plaintiff Bernadette Rella brings this action under the Americans with Disabilities Act
(“ADA”), 42 U.S.C. 8§ 12101-12213, and the New York State Human Rights Law
(‘NYSHRL”), N.Y. Exec. Law $§ 290-301, alleging claims of discrimination, retaliation, and
hostile work environment. (Dkt. No. 1). Defendant New York State Office of Mental Health
moves now under Fed. R. Civ. P. 12(b)(6) to dismiss the Complaint for failure to state a claim.
(Dkt. No. 7). Plaintiff opposes the motion, and Defendant has also replied. (Dkt. Nos. 13, 14).
Defendant’s motion to dismiss is denied, for the reasons that follow.
Il. BACKGROUND'
Plaintiff worked as a Mental Health Therapy Aide for the New York State Office of
Mental Health at the Mohawk Valley Psychiatric Center. (Dkt. No. 1). Plaintiff alleges that she
has a learning disability and “requires instruction through demonstration of the actual task
instead of verbal explanation on how to complete the task.” (d., J 17). Plaintiff alleges that her
learning disability relates to “difficulties and delays in [her] writing abilities, and reading
comprehension skills, both of which cause her to learn differently than non-learning disabled
persons such that she is indeed able to learn new tasks necessary to complete her job, but the
method of teaching/assigning must be demonstrative as opposed to strictly in writing.” (Ud., |
40). Plaintiff alleges that her “learning disability was documented by Defendant as a result of
Plaintiffs membership on the 55b program.” (d., 4 34).
» Plaintiff alleges that prior to becoming a Mental Health Therapy Aide, she had been a
counselor at a Rehabilitation Center “at which she never had any problems with co-workers, and
at which she won an award for advocacy of persons with mental health disabilities.” (Ud., 4 30).
Plaintiff alleges that she “was able to complete the essential functions of her job as a counselor
notwithstanding her learning disabilities because her previous employer . . . accommodated her
in terms of her requirements for learning job tasks.” (d., § 31).
Plaintiff alleges that in June of 2018, she began to experience discrimination at the
Mohawk Valley Psychiatric Center based on her disability. Ud., 4] 15). Plaintiff alleges that a
Registered Nurse (“RN”) at her workplace, Michele Williams, “began to harass and intimidate
Plaintiff for the way in which Plaintiff was completing a Census assignment.” (/d., 4 16).
Plaintiff alleges that RN Williams knew about her learning disability and disregarded her needs.
facts are taken from the Complaint and documents incorporated by reference and are assumed to
be true for the purposes of this decision. Faber v. Metro. Life Ins. Co., 648 F.3d 98, 104 (2d Cir. 2011).
Ud., 417). Plaintiff claims that when she informed RN Williams about her disability and need
for hands-on learning, RN Williams “walked away from Plaintiff in an angry manner and
completely failed to engage in the required interactive process.” (Ud., 419). Plaintiff alleges that
RN Williams “completely ignored Plaintiff’ s request for accommodation and . . . began to shame
and humiliate Plaintiff as a result of her disabilities and need for specialized hands on learning.”
d., Jf 18, 21). Plaintiff alleges that this “mistreatment of Plaintiff also created a chilling effect
on Plaintiff in terms of her efforts to glean the proper way to complete the Census assignment.”
(Id., § 22).
Plaintiff alleges that on June 23, 2018, her supervisor Sue Evans “pulled Plaintiff into her
office to question her decision to divulge to Michele Williams the nature of her learning
disabilities to which Plaintiff responded that she was not ashamed of her learning disabilities nor
| stigmatized by them.” (/d., §] 23). According to Plaintiff, “Evans further asked Ms. Rella if her
job was too hard for her because of her learning disabilities, to which Plaintiff responded ‘no,’
but that she simply needed to ask more questions about assignments than non-learning disabled
employees in order to properly do her job.” Ud., 24).
Plaintiff further alleges that RN Williams continued to treat her poorly, “in the sense that
Plaintiff would receive angry glares from RN Williams while simply walking down the
hallway.” (/d., §[ 25). Plaintiff alleges that when she confronted RN Williams about the
mistreatment, RN Williams stormed out of the room. Plaintiff also alleges that in late June 2018,
she had to go out to her car to cry “as a result of the ongoing, outrageous harassment by
Williams, including the slamming of the door, the angry stares, the yelling and the minimization
of Plaintiff’s disabilities.” (Ud., §] 26). Plaintiff claims that she “complained to her supervisor
Sue Evans specifically about the hostile work environment,” but Ms. Evans refused to intervene
or stop the ongoing harassment. (d., {| 27).
On June 25, 2018, Plaintiff allegedly requested a shift-change “‘as a result of the...
hostile work environment and discrimination.” (d., 428). Plaintiff claims that she did not get
the desired shift-change, “thus forcing her to continue to be subjected to a hostile work
environment and disability discrimination in the workplace.” (d., § 29).
In late June 2018, Defendant allegedly “began to give Plaintiff negative feedback
concerning her performance,” which was “shortly after the issues regarding Plaintiff’ s
accommodation requests and related complaints came to light.” Ud., 32). On July 9, 2018,
Plaintiff submitted a complaint form directly to Mohawk Valley Psychiatric Center, wherein she
alleged discrimination based on her learning disability. (Dkt. No. 1-2). Plaintiff alleges that
“Defendant refused to work with Plaintiff, or to engage in the required interactive process
leading to Plaintiff’s inability to properly complete her Census assignment as expected through
no fault of her own.” (Dkt. No. 1, 4] 35).
On July 13, 2018, Plaintiff filed a complaint with the New York State Division of Human
Rights (‘NYSDHR’”) alleging that Defendant unlawfully discriminated against her in the course
of her employment on the basis of her disability. Ud., §] 13).
Plaintiff alleges that “in or about October of 2018, she was the subject of a positive
performance review by Sue Evans that was later covered up and/or destroyed by a new Nurse
Administrator and Head Supervisor named Gina Olivadese.” (d., 4] 36). Further, Plaintiff
alleges that on October 24, 2018, while the NYSDHR investigation remained open, “Defendant,
by and through Gina terminated Plaintiffs employment in retaliation for her then-ongoing
NYSDHR complaint as well as her internal complaints regarding Defendant’s failure to
accommodate her.” (d., Jf] 14, 37-38).
Plaintiff also alleges that she was “the victim of workplace violence for which she filed
complaints internally in the days prior to her termination, but Defendant did nothing to protect
her.” Ud., 444). Plaintiff alleges that the workplace violence included “Michele Williams
4| yelling and threatening Plaintiff outside of work on the day Plaintiff was terminated — October
24, 2018.” Ud.). Plaintiff claims that she suffered “‘severe emotional distress” and lost wages as
a result of the termination of her employment. (/d., 49] 49-50).
II. STANDARD OF REVIEW
To survive a motion to dismiss, “a complaint must provide ‘enough facts to state a claim
to relief that is plausible on its face.’” Mayor & City Council of Balt. v. Citigroup, Inc., 709 F.3
129, 135 (2d Cir. 2013) (quoting Bell Atl. Corp. v. Twombly, 550 U.S. 544, 570 (2007)). The
plaintiff must provide factual allegations sufficient “to raise a right to relief above the speculativ.
level.” Id. (quoting Twombly, 550 U.S. at 555). The Court must accept as true all factual
allegations in the complaint and draw all reasonable inferences in the plaintiff's favor. See
E.E.O.C. v. Port Auth. of N.Y. & N.J., 768 F.3d 247, 253 (2d Cir. 2014) (citing ATST Commc’ns,
Inc. v. Shaar Fund, Ltd., 493 F.3d 87, 98 (2d Cir. 2007)).
DISCUSSION
The Complaint alleges the following claims under the ADA: 1) disability discrimination;
2) hostile work environment; and 3) retaliation. (Dkt. No. 1). Plaintiff also alleges the same
three claims under the NYSHRL. (d.).
A. Discrimination
The ADA provides that “[nJo covered entity shall discriminate against a qualified
individual on the basis of disability in regard to job application procedures, the hiring,
advancement, or discharge of employees, employee compensation, job training, and other terms,
conditions, and privileges of employment.” 42 U.S.C. § 12112.
4 In general, a plaintiff can allege disability discrimination under one of three theories:
1) intentional discrimination (disparate treatment); 2) disparate impact; and 3) failure to make a
reasonable accommodation. Fulton v. Goord, 591 F.3d 37, 43 (2d Cir. 2009). To plead a prima
facie case of discrimination under the ADA, a plaintiff must allege that: “(1) her employer is
subject to the ADA; (2) she was disabled within the meaning of the ADA; (3) she was otherwise
qualified to perform the essential functions of her job, with or without reasonable
»| accommodation; and (4) she suffered adverse employment action because of her disability.”
McMillan v. City of New York, 711 F.3d 120, 125 (2d Cir. 2013) (quoting Sista v. CDC Ixis N.
Am., Inc., 445 F.3d 161, 169 (2d Cir. 2006)) (internal formatting and quotation marks omitted).
“While a plaintiff is not required to make out a prima facie case in order to survive a motion to
dismiss, the elements of the claim are instructive in analyzing whether a plaintiff has alleged
sufficient facts giving rise to a claim.” Stinnett v. Delta Air Lines, Inc., 278 F. Supp. 3d 599,
612-13 (E.D.N.Y. 2017).
Here, Defendant argues that Plaintiff’s discrimination claim must fail because she does
not allege that she has a qualifying disability. (Dkt. No. 7-1, p. 6). Defendant also contends that
any claim based on a failure to accommodate theory must fail because Plaintiff does not allege
that she requested any accommodation. (d., p. 4).
Under the ADA, “disability” is defined as: “(A) a physical or mental impairment that
substantially limits one or more major life activities of such individual; (B) a record of such an
impairment; or (C) being regarded as having such an impairment.” 42 U.S.C. § 12102(1).
Major life activities include performing manual tasks, eating, walking, standing lifting, and
working, as well as the operation of a major bodily function, including neurological and brain
4\ functions. 42 U.S.C § 12102(2)(A), (B). The term “substantially limits” is generally “construed
broadly in favor of expansive coverage, to the maximum extent permitted by the terms of the
ADA and is not meant to be a demanding standard.” Parada v. Banco Indus. De Venezuela,
C.A., 753 F.3d 62, 69 n.3 (2d Cir. 2014) (quoting 29 C.F.R. § 1630.2G)(1)G)). Thus, “[a]n
impairment need not prevent, or significantly or severely restrict, the individual from performing
a major life activity in order to be considered substantially limiting.” /d. (quoting 29 C.F.R. §
»| 1630.2G)C1)Gi)).
Plaintiff alleges that she has a learning disability that “requires instruction through
demonstration of the actual task instead of verbal explanation on how to complete the task.
(Dkt. No. 1, 717). Plaintiff further alleges that her learning disability relates to “difficulties and
delays in Plaintiffs writing abilities, and reading comprehension skills, both of which cause her
to learn differently than non-learning disabled persons such that she is indeed able to learn new
z| tasks necessary to complete her job, but the method of teaching/assigning must be demonstrative
as opposed to strictly in writing.” (Ud., 40). Notably, the relevant regulations recognize both
learning and reading as major life activities. 29 C.F.R. § 1630.2G)(1)@). Plaintiff alleges that
she has difficulties with reading comprehension, which impairs her ability to learn new tasks as
well as other people. Based on these facts and the broad coverage of the ADA, Plaintiff has
sufficiently alleged a qualifying disability.
Next, Plaintiff argues that she requested an accommodation for her disability, pointing to
the allegations that she told RN Williams of her need for hands-on learning. (Dkt. No. 13, p. 12).
Plaintiff also contends that the complaint she submitted to her employer in July 2018 was
sufficient to request an accommodation. (/d., p. 13). Defendant argues that Plaintiff’s request to
RN Williams was insufficient because she was a co-worker, not an employer or supervisor.
No. 14, p. 3). Further, Defendant points out that Plaintiff failed to check the box on the
complaint form to request a reasonable accommodation. (/d.).
Generally, “it is the responsibility of the individual with a disability to inform the
employer that an accommodation is needed.” Graves v. Finch Pruyn & Co., Inc., 457 F.3d 181,
184 (2d Cir. 2006) (citing 29 C.F.R. § Pt. 1630, App.). While a formal written request is not
required, the request “must be sufficiently direct and specific to give the employer notice of the
»| needed accommodation.” Dooley v. JetBlue Airways Corp., 636 F. App’x 16, 18-19 (2d Cir.
2015) (citation omitted). In other words, an employer cannot refuse an accommodation that it
was never asked to make. Id.
Here, Plaintiff claims that she informed RN Williams about her disability and need for
hands-on learning to complete an assignment, but RN Williams ignored her. (Dkt. No. 1, ¥f] 16,
19). Although RN Williams was not Plaintiffs supervisor, it is plausible that Plaintiffs request
should have put Defendant on notice because RN Williams held a higher position than Plaintiff,
who worked as an aide. Further, Plaintiff alleges that she met with her supervisor, Ms. Evans,
and said that she “needed to ask more questions about assignments than non-learning disabled
employees in order to properly do her job,” (Ud., §| 24), which could be interpreted as a request
for a reasonable accommodation. Plaintiff also described her learning disability in the workplac
discrimination complaint. (Dkt. No. 1-2). While it is true that she did not check the box to
request a reasonable accommodation on that form, it is plausible that her allegations still
conveyed the need for a reasonable accommodation. Accordingly, Plaintiff has sufficiently
alleged that she requested a reasonable accommodation.
B. Hostile Work Environment
Next, Defendant argues that Plaintiff’s hostile work environment claim is not cognizable
4\ under the ADA, and even if it is, Plaintiff fails to state a claim. (Dkt. No. 7-1, p. 10). The first
argument has been squarely rejected by the Second Circuit, which recognized that “disabled
Americans should be able to assert hostile work environment claims under the ADA, as can
those protected by Title VII under that statute.” Fox v. Costco Wholesale Corp., 918 F.3d 65, 74
(2d Cir. 2019).
As to the sufficiency of Plaintiffs allegations, she must allege: “‘(1) that the harassment
was ‘sufficiently severe or pervasive to alter the conditions of [his] employment and create an
abusive working environment,’ and (2) that a specific basis exists for imputing the objectionable
conduct to the employer.” Alfano v. Costello, 294 F.3d 365, 373 (2d Cir. 2002) (quoting Perry v.
Ethan Allen, Inc., 115 F.3d 143, 149 (2d Cir. 1997)). In other words, Plaintiff must allege
“either that a single incident was extraordinarily severe, or that a series of incidents were
sufficiently continuous and concerted to have altered the conditions of her working
| environment.” Jd. at 374. Relevant factors thus include “the frequency of the discriminatory
conduct; its severity; whether it [was] physically threatening or humiliating, or a mere offensive
utterance; and whether it unreasonably interfere[d] with [the plaintiffs] work performance.” Id.
(quoting Harris v. Forklift Sys., Inc., 510 U.S. 17, 23 (1993)).
Here, Plaintiff alleges that she was subjected to mistreatment by RN Williams on
multiple occasions, from June to October 2018. According to Plaintiff, the harassment included:
storming out when Plaintiff asked for help, “angry glares,” “‘slamming of the door,” “yelling and
the minimization of Plaintiff’s disabilities.” (Dkt. No. 1, □□□ 18-19, 21, 25-26). Plaintiff claims
that RN Williams “shamed and humiliated” her “as a result of her disabilities and the need for
specialized hands on learning.” (d., 18). And Plaintiff alleges that she sought to avoid further
harassment but was denied a shift-change. (d., {| 28-29). Plaintiff also alleges that on her last
day at work, RN Williams yelled and threatened her. Ud., J 44).
Although Defendant argues that this alleged treatment does not rise to the level of
creating a hostile work environment, (Dkt. No. 7-1, p. 12), the Second Circuit has cautioned
against “setting the bar too high” at the motion to dismiss stage. Terry v. Ashcroft, 336 F.3d 128,
148 (2d Cir. 2003). “While a mild, isolated incident does not make a work environment hostile,
the test is whether the harassment is of such quality or quantity that a reasonable employee
would find the conditions of her employment altered for the worse.” Id. (citation omitted).
Taking the above facts as true, Plaintiff has sufficiently alleged a hostile work environment that
altered the conditions of her employment for the worse.
The next question is whether Plaintiff has sufficiently alleged a nexus to her disability.
Defendant argues that the answer is no because, by Plaintiff’s own allegations, RN Williams
treated other staff poorly, regardless of whether they had a disability. (Dkt. No. 7-1, p. 13).
Plaintiffs allegations in her federal complaint suggest that RN William harassed Plaintiff “as a
result of her disabilities and need for hands on learning.” (Dkt. No. 1, § 18). On the other hand,
Plaintiff’s workplace complaint (which is incorporated into the federal one by reference) alleges
that RN Williams bullied and belittled her and “other staff members . . . making our work
environment unsafe.” (Dkt. No. 1-2, p. 7). The latter could indicate that the alleged harassment
was unrelated to Plaintiff's learning difficulties. However, drawing all reasonable inferences in
10
her favor, Plaintiff's allegations as a whole suggest that she was singled out for worse treatment
on account of her disability.
Plaintiff has also alleged a sufficient basis for imputing the objectionable conduct to her
employer. Specifically, Plaintiff alleges that her employer failed to intervene and stop the
harassment, even after she complained to her supervisor, made a workplace complaint, and filed
4\a NYSDHR complaint. (Dkt. No. 1, J§] 13, 27; Dkt. No. 1-2). These facts, if true, show a
specific basis for imputation. See Petrosino v. Bell Atl., 385 F.3d 210, 225 (2d Cir. 2004)
(recognizing that objectionable conduct may be imputed to the employer upon a showing that
“the employer knew (or reasonably should have known) about the harassment but failed to take
appropriate remedial action’). In sum, Plaintiff has stated a claim for hostile work environment
based on her disability.
C. Retaliation
Defendant also argues that Plaintiff fails to state a claim for retaliatory discharge. (Dkt.
No. 7-1, p. 13). In general, the ADA prohibits an employer from retaliating against an employee,
stating in relevant part that: “No person shall discriminate against any individual because such
individual has opposed any act or practice made unlawful by this chapter or because such
individual made a charge . . . under this chapter.” 42 U.S.C. § 12203(a).
“Tn order to establish a prima facie case of retaliation, [the Plaintiff] must show that: (1)
[s]he engaged in an activity protected by the ADA; (2) the employer was aware of this activity;
(3) the employer took adverse employment action against h[er]; and (4) a causal connection
exists between the alleged adverse action and the protected activity.” Treglia v. Town of
Manlius, 313 F.3d 713, 719 (2d Cir. 2002). The “allegations in the complaint need only give
11
plausible support to the reduced prima facie requirements.” Littlejohn v. City of New York, 795
F.3d 297, 316 (2d Cir. 2015) (citation omitted).
Here, Defendant argues that “Plaintiff has failed to allege that she was subjected to a
retaliatory discharge.” (Dkt. No. 7-1, p. 13). Defendant contends that “[t]here is nothing in the
Complaint establishing that the decision maker, Ms. Olivadese, was aware of any protected
A\ activity or that there was any causal connection between the protected activity and the adverse
employment action.” (d., pp. 13-14). But Plaintiff alleges that Ms. Olivadese “‘covered up
and/or destroyed” a positive performance review in October 2018, just before her termination,
which suggests an unlawful motive. Defendant’s argument is better suited for summary
judgment since it would be difficult at this stage for Plaintiff to say what Ms. Olivadese knew, or
when. Moreover, Plaintiff has alleged a close temporal proximity between her complaints in
July 2018 and her discharge in October 2018, which is sufficient to infer a causal connection at
this stage. See Infantolino v. Joint Indus. Bd. of Elec. Indus., 582 F. Supp. 2d 351, 359
(E.D.N.Y. 2008) (‘[T]he causal connection needed for proof of a retaliation claim can be
established indirectly by showing that the protected activity was closely followed in time by the
adverse action.”). Therefore, Plaintiff has stated a claim for retaliation based on her termination.
D. State Law Claims
The elements of Plaintiffs State Law claims are largely the same as the ADA. See
Wesley-Dickson v. Warwick Valley Cent. Sch. Dist., 586 F. App’x 739, 741 (2d Cir. 2014);
Krasner v. City of New York, 580 F. App’x 1, 3 (2d Cir. 2014). Accordingly, based on the
analysis above, Plaintiff has also stated claims for discrimination, hostile work environment, and
retaliation under the NYSHRL.
12
E. Sovereign Immunity
Before closing, the Court notes that the parties should at some point address whether
Plaintiff’s claims are barred by the Eleventh Amendment. See Bd. of Trustees of U. of Alabama
v. Garrett, 531 U.S. 356, 374 (2001) (finding that Title I of the ADA did not validly abrogate the
States’ sovereign immunity under the Eleventh Amendment). The Court declines to consider the
A\ issue of sovereign immunity sua sponte and takes no position at this time. See McGinty v. New
York, 251 F.3d 84, 90 (2d Cir. 2001).
V. CONCLUSION
For these reasons, it is
ORDERED that Defendant’s motion to dismiss (Dkt. No. 7) is DENIED; and it is
further
» ORDERED that the Clerk provide a copy of this Memorandum-Decision and Order to
the parties in accordance with the Local Rules of the Northern District of New York.
IT IS SO ORDERED.
Date: February 26, 2020
Syracuse, New York
Dla A Moclix
rman A, Mordue
Senior U.S. District Judge
13