“The ADA prohibits, inter alia, retaliation against any individual who has asserted rights under the ADA.”
How later courts described this case
- “The ADA prohibits, inter alia, retaliation against any individual who has asserted rights under the ADA.”
- noting that “[c]laims for retaliation under the ADA are analyzed under the same burden-shifting framework established for Title VII cases.”
- “leave to amend, though liberally granted, may properly be denied for .. . failure to cure deficiencies by amendments previously allowed”
- clarifying that “reliance on the terms and effect of a document in drafting the complaint is a necessary prerequisite to the court’s consideration of the document on a dismissal motion; mere notice of possession is not enough.” (emphasis in original)
Written by the judges who cited it.
The opinion
UNITED STATES DISTRICT COURT
EASTERN DISTRICT OF NEW YORK
-----------------------------------X
GIOVANNA GONZALEZ,
Plaintiff, MEMORANDUM & ORDER
- against - No. 22-cv-3577(KAM)(RML)
THE CITY OF NEW YORK,
Defendant.
-----------------------------------X
KIYO A. MATSUMOTO, United States District Judge:
Pro Se Plaintiff Giovanna Gonzalez (“Gonzalez” or
“Plaintiff”), an Emergency Medical Technician (“EMT”) formerly
employed by the New York City Fire Department (“FDNY”) commenced
the instant action on June 17, 2022 against the City of New York
(the “City” or “Defendant”) alleging violations of the Americans
with Disabilities Act (“ADA”), 42 U.S.C. § 12101 et seq. (ECF
No. 1, Complaint, “Compl.”)1
According to the operative Second Amended Complaint (ECF
No. 9, Second Amended Complaint, “SAC”), throughout 2021, FDNY,
1 Although Plaintiff alleges several bases for discrimination in the Second
Amended Complaint and attached exhibits, including discrimination on the
basis of religion, in her December 9, 2022 response to Defendant’s Motion for
a Pre-Motion Conference, Plaintiff confirms that “[h]er Complaint is only for
two counts of ADA violations.” (ECF No. 11 at 7.) Plaintiff clarifies that
her pleading does not state “a due process claim under the [Fourteenth]
Amendment” of the United States Constitution and also that “[a]ny collective
bargaining reference is not relevant[.]” (Id.) The Court takes notice of
Plaintiff’s clarification and construes the Second Amended Complaint as
alleging two claims under the ADA for purposes of resolving Defendant’s
motion to dismiss.
the New York City Health + Hospitals Corporation (“H+H”), and
the City implemented policies to curtail the spread of COVID-19,
including masking requirements, weekly COVID-19 testing, and
eventually, a vaccine mandate requiring all City employees to
show proof of at least one dose of a qualifying COVID-19
vaccine, or to secure an approved exemption through the City’s
reasonable accommodation request process. (SAC ¶¶ 1, 6.)
Plaintiff failed to comply with the vaccine mandate and, after
both her September 16, 2021 and October 27, 2021 exemption
requests were denied, as well as her appeals to the City,
Plaintiff was placed on leave without pay (“LWOP”) status on
April 26, 2022. (SAC ¶ 56.) Plaintiff was ultimately
terminated on or about June 10, 2022. (SAC ¶ 58.)
Plaintiff contends that Defendant’s COVID-19 precautions
contravened “established rights that form the bedrock of modern
society” and that Plaintiff had a “right to refuse the
defendant’s [COVID-19] Policy measures,” including because
Plaintiff believed Defendant’s policies failed to “comply with
the ADA.” (SAC ¶¶ 67, 149.) Specifically, Plaintiff first
alleges that Defendant discriminated against her, in violation
of the ADA, by “regarding her as disabled with a contagious
disease and misclassifying her as having an impaired immune
system,” thereby subjecting her to “non-job-related treatments,”
such as mask-wearing, COVID-19 testing, and the “experimental”
COVID-19 vaccine. (SAC ¶ 47.) Second, Plaintiff alleges that
Defendant retaliated against her in violation of the ADA by
“imposing punitive measures and adverse employment actions,”
including by preventing her from participating in an H+H
training program as well as other career advancement
opportunities, placing her on LWOP status, and ultimately
terminating her role as an FDNY EMT. (SAC ¶ 148.) Plaintiff
seeks injunctive as well as declaratory relief. (SAC at 1.)
Plaintiff also seeks damages in the form of back pay, front pay
or reinstatement of her prior position, compensatory damages,
liquidated damages, other monetary damages, punitive damages,
pre-judgment and post-judgment interest, and an award of costs
and “reasonable court fees.” (SAC ¶ 137.)
Presently before the Court is Defendant’s motion to dismiss
the Second Amended Complaint for failure to state a claim under
Fed. R. Civ. P. 12(b)(6). (ECF Nos. 20, “Def. Mot.”; 24, “Def.
Reply”.) Plaintiff opposes Defendant’s motion to dismiss the
Second Amended Complaint. (ECF No. 23, “Ptf. Opp.”) For the
reasons set forth below, Defendant’s motion to dismiss the
Second Amended Complaint with prejudice is GRANTED and
Plaintiff’s Second Amended Complaint is DISMISSED in its
entirety with prejudice.
BACKGROUND
I. Factual Background
A. The H+H Paramedic Training Program
Plaintiff first became employed as an EMT for the FDNY on
approximately October 31, 2016. (SAC ¶ 21.) In August 2021,
Plaintiff was offered the opportunity to participate in a
paramedic basic training class that was administered by H+H (the
“H+H Paramedic Training Program”). (SAC ¶ 22.) According to
the Second Amended Complaint, successful completion of the H+H
Paramedic Training Program would have resulted in Plaintiff’s
promotion to a paramedic role. (SAC ¶ 22.) However, the H+H
Paramedic Training Program required participants to work in
public hospitals throughout New York City, some of which
required proof of vaccination against COVID-19 for all
employees. (Id.) In light of the COVID-19 vaccination
requirement and Plaintiff’s unvaccinated status, Plaintiff
informed an FDNY Chief, Chief Darnowski, that she was
unvaccinated, but that she nevertheless wished to participate in
the training program. (SAC ¶ 23.) Chief Darnowski purportedly
reassured Plaintiff that her unvaccinated status would not be
prohibitive because she would be assigned to work in hospitals
that did not require a COVID-19 vaccination. (SAC ¶ 23.)
Plaintiff was subsequently informed that vaccination
against COVID-19 was in fact a requirement for participation in
the H+H Paramedic Training Program in accordance with an August
16, 2021 pronouncement by the Governor of the State of New York
of a vaccine mandate for “all healthcare workers in New York
State.” (ECF No. 9 at 53.) On September 9, 2021, Plaintiff was
again informed that “she would lose her seat in the [H+H
Paramedic Training Program] if she did not” show proof of
vaccination against COVID-19. (SAC ¶ 26.) During this
discussion, Plaintiff allegedly informed Chief Braun that her
opposition to the COVID-19 vaccine was “both religious in nature
and that no studies had been conducted to study the impact of
the vaccines on fertility.” (SAC ¶ 27.) Plaintiff alleges that
FDNY Chief Braun “ignored” her stated concerns “and told her she
could either take the vaccine and get paramedic training or go
back to recruitment to find a new job or leave [the FDNY].”
(SAC ¶ 28.) Plaintiff further alleges that Chief Braun
“threatened” to assign Plaintiff to “a previous assignment” or
to a “field position.” (Id.)
After Plaintiff complained to another FDNY Chief, Chief
Pistilli, that she “felt very uncomfortable” with her September
9, 2021 interaction with Chief Braun, Plaintiff was informed
again by Chief Pistilli on September 10, 2021 that she would not
be able to participate in the H+H Paramedic Training Program if
she did not show proof of vaccination against COVID-19 pursuant
to H+H’s COVID-19 policy. (SAC ¶¶ 30-31.) Chief Pistilli
purportedly reassured Plaintiff that the FDNY would endeavor to
find or create a different role for her if she did not complete
the required training to become a paramedic. (Id.)
B. Plaintiff’s September 16, 2021 Exemption Request
On September 16, 2021, Plaintiff submitted a “Legal Notice
of Vaccination Exemption” to the Equal Employment Opportunity
office of the FDNY (the “FDNY EEO”) detailing her belief that
“she was being denied a civil service title based on a policy
from another agency,” H+H (the “September 16, 2021 Exemption
Request”). (SAC ¶ 32.) In the September 16, 2021 Exemption
Request, Plaintiff stated that she did “not authorize any
person, government, institution, organization, [or] business to
force PCR/COVID19 Testing” and that Plaintiff “decline[d] all
vaccinations or COVID 19 related testing . . . due to religious
reasons.” (ECF No. 9 at 58) (cleaned up). Plaintiff also cited
several legal authorities as the basis for the September 16,
2021 Exemption Request, including Title VII of the Civil Rights
Act, the Nuremberg Code, the Universal Declaration on Bioethics
and Human Rights, Article 7 of the Rome Statute of the
International Criminal Court, and a lawsuit before the United
States District Court for the Northern District of Alabama,
America’s Frontline Doctors, etc. et al v. Becerra, et al., 20-
cv-702(CLM), as well as several non-legal sources. (ECF No. 9
at 58-82.) In her September 16, 2021 Exemption Request,
Plaintiff did not mention an actual or perceived disability or
any other basis for objection that in any way relates to the
ADA.
On September 23, 2021 and in response to Plaintiff’s
September 16, 2021 Exemption Request, Plaintiff received a
letter from the FDNY EEO informing her that the FDNY was not
empowered to grant an exception to a vaccine mandate implemented
by another agency, H+H, as it relates to the H+H Paramedic
Training Program. (SAC ¶ 33); (ECF No. 9 at 84) (“the FDNY does
not grant exemptions from vaccine mandates of other entities,
including the NYC Health + Hospitals Corporation.”) The notice
further stated that to the extent Plaintiff’s September 16, 2021
affidavit sought exemption from any COVID-19-related policy of
the FDNY, “Plaintiff [was] not required to be vaccinated as a
condition of employment with the FDNY.” (ECF No. 9 at 84.)
Nevertheless, the notice reiterated that pursuant to the FDNY’s
COVID-19 policy, Plaintiff was required to show proof of a
negative COVID-19 test on a weekly basis if she chose to remain
unvaccinated. (Id.) To the extent Plaintiff sought exemption
from weekly testing in lieu of vaccination, the letter informed
Plaintiff that the requested exemption from both the FDNY’s
weekly testing requirement and the alternative option to show
proof of vaccination would pose an undue hardship on the FDNY.
(Id.) The FDNY denied Plaintiff’s September 16, 2021 Exemption
Request on that basis. (Id.)
C. Weekly Testing
Plaintiff alleges that around the same time she received
notice from the FDNY that her September 16, 2021 Exemption
Request had been denied, Plaintiff received an email from the
FDNY stating that she would be required to provide information
about her vaccination status by the week of September 20, 2021.2
(SAC ¶ 34.) The FDNY notice seeking information about FDNY
employees’ vaccination status was sent to all FDNY employees in
advance of the FDNY’s return to office starting on September 27,
2021. (ECF No. 9 at 89.) The online program through which all
FDNY employees were required to answer questions about their
vaccination status provided three options for FDNY employees to
self-identify as: (1) “vaccinated,” (2) “unvaccinated,” or (3)
“do not wish to disclose.” (ECF No. 9 at 89.) The policy
further noted that for the purpose of coordinating mandatory
weekly testing upon the FDNY’s “Return[] to full-time” work in
office “at all locations [on] Monday, September 27, 2021,”
employees who were either unvaccinated or did not wish to
disclose their vaccination status “[would] be considered
unvaccinated” and would be required to submit to weekly testing.
(ECF No. 9 at 89, 91.)
Plaintiff states that “at [this] moment she understood that
2 The Second Amended Complaint states September 30, 2021 as the date by which
FDNY employees would be required to provide information about their
vaccination status, but the informational email regarding the FDNY COVID-19
policy is dated September 19, 2021 and identifies the week of September 20,
2021 as the effective date. (ECF No. 9 at 89.)
her employer’s vaccination policy regarded her as an infection
threat and . . . [as] so impaired that she needed experimental
medical treatments to be allowed to work.” (SAC ¶ 34.)
Plaintiff alleges that, in accordance with the policy requiring
identification of each employee’s vaccination status and weekly
testing for unvaccinated employees and employees with
undisclosed vaccination statuses, she was “coerced” into
disclosing her status by the return-to-office deadline of
September 27, 2021 and “coerced” into beginning weekly testing
thereafter. (SAC ¶ 35.) Plaintiff alleges that she was
“threatened . . . with termination” if she did not submit to
weekly testing, in accordance with the FDNY’s return-to-office
policy and that, starting on October 1, 2021, she began to
submit to weekly testing “under duress.” (SAC ¶¶ 36-37.)
Plaintiff alleges that during this time period, she “was
excluded from her unit and from work-related events.” (SAC ¶
40.) Plaintiff also alleged that she was harassed and cited
comments from her supervisors explaining that they were “running
[] a tab” of employees that required weekly testing and “jokes”
from certain colleagues revealing their belief that unvaccinated
individuals were more susceptible to contracting and spreading
COVID-19 as evidence of harassment. (SAC ¶ 41.)
D. Plaintiff’s October 27, 2021 Exemption Request
On October 20, 2021, pursuant to an executive order from the
Mayor of the City of New York requiring a “COVID-19 vaccination
. . . for all City workers,” the FDNY sent notice to all its
employees, including Plaintiff, that “all members of the FDNY
[would] be required to provide proof of at least one dose of
COVID-19 vaccin[ation] by November 1, 2021.” (ECF No. 9 at
120.)
The next week, on October 27, 2021, Plaintiff submitted
another “Legal Notice of Vaccination Exemption” (the “October
27, 2021 Exemption Request”). (SAC ¶ 44.) In her affidavit,
Plaintiff explained that “the vaccination POLICY force[d] [her]
to choose between [] continued employment [] and [] moral
convictions . . . [and] beliefs” as a member of “a community
church of like-minded men and woman standing collectively and
peaceably to preserve the natural and unalienable rights and
freedoms afforded . . . by Nature’s God.” (ECF No. 9 at 122-
23.) As in her first Exemption Request, dated September 16,
2021, Plaintiff cited several legal authorities as the bases for
her exemption request, including the Federal Food, Drug, and
Cosmetic Act, the Fifth and Fourteenth Amendments to the United
States Constitution, the Civil Rights Act of 1964, the Health
Insurance Portability and Accountability Act of 1996 (“HIPAA”),
and the Nuremburg Code. (ECF No. 9 at 123-26.) Plaintiff
stated clearly and consistently that she “[did] not consent to
forced vaccination for religious reasons, among other[]” reasons
(ECF No. 9 at 126), and elaborated that “[i]t is against [her]
faith and [] principled religious beliefs to accept compulsory,
forced, mandated, or other coerced health measures of any kind.”
(ECF No. 9 at 131.)
Plaintiff also informed “several supervisors” that she
wanted to transfer to another unit because she felt
“uncomfortable working with Chief Braun,” because she felt “left
out of her unit,” and because she was concerned that she was
being “pushed out” of her position. (SAC ¶ 45.) Plaintiff
received a letter from the FDNY EEO on December 14, 2021
informing her that her October 27, 2021 Exemption Request had
been denied. (SAC ¶ 46) (ECF No. 9 at 135.) Plaintiff also
received supplemental notice from the City, dated January 5,
2022, that specifically addressed Plaintiff’s request for an
exemption on the basis of her religious and moral opposition to
COVID-19 precautions. See (ECF No. 9 at 144) (Plaintiff’s
“request for a religious exemption from the vaccine mandate was
denied because the asserted religious basis seeking the
exemption was insufficient in light of the potential undue
hardship to the [FDNY].”) Both the original notice denying
Plaintiff’s October 27, 2021 and the supplemental notice
specifically addressing Plaintiff’s religious and moral
opposition outlined the procedure for appealing the City’s
decision. (SAC ¶ 46.)
Plaintiff acknowledges that the appeal process with respect
to her exemption request did not claim that cognizable rights
under the ADA were at issue. (SAC ¶ 48.) Instead, Plaintiff
understood that the exemption request pertained only to
religious or medical exemptions. (Id.) Plaintiff appealed the
denial and was later informed that the “New York City Appeals
Panel” had denied her appeal in a letter dated April 6, 2022.
(ECF No. 9 at 186.)
E. Plaintiff’ December 20, 2021 ADA Notice
Following the original notice on December 14, 2021 denying
Plaintiff’s October 27, 2021 Exemption Request, Plaintiff
submitted a “Notice of discrimination and harassment based upon
disability” on December 20, 2021 (the “December 20, 2021 ADA
Notice”) wherein she outlined her belief that she had been
improperly “regarded as” disabled by the FDNY based on her
unvaccinated status as well as the perception that she had “an
impaired immune system and impaired respiratory system.” (SAC ¶
47.) In her December 20, 2021 ADA Notice, Plaintiff explicitly
notes that she was no longer “fil[ing] a ‘medical’ or
‘religious’ exemption” request because she believed herself to
be “‘exempt’ from the new policy.” (ECF No. 9 at 140.) Indeed,
Plaintiff confirms in a later “charge of discrimination”
describing the December 20, 2021 ADA Notice that she “[had] not
[ever] requested reasonable modifications” with respect to her
December 20, 2021 ADA Notice. (ECF No. 9 at 162.)
F. Plaintiff’s Continued Failure to Comply with the
City’s COVID-19 Policy
Based on Plaintiff’s failure to comply with the H+H vaccine
mandate, Plaintiff was denied another opportunity to participate
in the H+H Paramedic Training Program in February 2022. (SAC ¶
49.) Plaintiff alleges that she was also “excluded from
activities and . . . events,” “given less work, and excluded
from conversations.” (SAC ¶ 50.) Plaintiff also alleges that
she was “continuously harassed . . . to take weekly PCR tests
under the threat of being terminated,” in accordance with the
FDNY’s weekly testing requirement for unvaccinated employees.
(SAC ¶¶ 51-52.)
Following the April 7, 2022 denial of Plaintiff’s appeal,
Plaintiff alleges that, on April 26, 2022, she was informed she
had been placed on LWOP status due to her failure to comply with
the City’s COVID-19 vaccine mandate, which was announced on
October 20, 2021 and went into effect on November 1, 2021.
Finally, in June 2022, Plaintiff received a letter dated June 9,
2022 informing her that because of Plaintiff’s “failure to
comply with the New York City Health Commissioner’s Order
requiring vaccination of all City of New York employees,”
Plaintiff was terminated as of June 10, 2022. (SAC ¶ 58) (ECF
No. 9 at 200.)
II. Procedural Background
On June 17, 2022, Plaintiff filed her original Complaint,
which named Plaintiff’s former employer, the FDNY as the sole
Defendant. On October 12, 2022, Plaintiff filed an Amended
Complaint, which also named the FDNY as the sole Defendant.
After a January 17, 2023 Pre-Motion Conference wherein the
FDNY’s counsel was instructed to identify the proper defendant
and inform the Court, the Court granted leave for Plaintiff to
file a Second Amended Complaint to name the City as the sole
Defendant. (Jan. 23, 2023 Order.) Accordingly, on January 23,
2023, the Second Amended Complaint became the operative
pleading.
LEGAL STANDARD
I. Motion to Dismiss
To survive a motion to dismiss pursuant to Rule 12(b)(6),
the Second Amended Complaint must contain sufficient factual
matter, accepted as true, to “state a claim to relief that is
plausible on its face.” Aschroft v. Iqbal, 556 U.S. 662, 678
(2009) (quoting Bell Atlantic Corp. v. Twombly, 550 U.S. 544,
570, (2007)). “A claim has facial plausibility when the
plaintiff pleads factual content that allows the court to draw
the reasonable inference that the defendant is liable for the
conduct alleged.” Id.
When considering a motion to dismiss under Rule 12(b)(6), a
district court must accept as true all factual allegations in
the complaint and draw all reasonable inferences in favor of the
non-moving party. Melendez v. City of New York, 16 F.4th 992,
1010 (2d Cir. 2021). Pleadings “filed by pro se litigants,”
require the Court to construe the pleadings “liberally and
interpret them to raise the strongest arguments that they
suggest.” Hunter v. McMahon, 75 F.4th 62, 67 (2d Cir. 2023)
(internal quotation marks and citation omitted). The Court,
however, is “not bound to accept as true a legal conclusion
couched as a factual allegation.” Drimal v. Tai, 786 F.3d 219,
223 (2d. Cir. 2015). Moreover, the Court “cannot invent factual
allegations that [the plaintiff] has not pled.” Chavis v.
Chappius, 618 F.3d 162, 170 (2d Cir. 2010).
The Court may refer to “documents attached to [the
complaint] or incorporated in it by reference, documents
‘integral’ to the complaint and relied upon in it, and facts of
which judicial notice may properly be taken.” Grant v. County
of Erie, 542 F. App’x 21, 23 (2d Cir. 2013) (summary order); see
also Chambers v. Time Warner, Inc., 282 F.3d 147, 153 (2d Cir.
2002) (clarifying that “reliance on the terms and effect of a
document in drafting the complaint is a necessary prerequisite
to the court’s consideration of the document on a dismissal
motion; mere notice of possession is not enough.” (emphasis in
original)). “[A] district court may [also] rely on matters of
public record in deciding a motion to dismiss under Rule
12(b)(6).” Pani v. Empire Blue Cross Blue Shield, 152 F.3d 67,
75 (2d Cir. 1998). Finally, the Court will not accept factual
allegations that are “contradicted by other matters asserted or
relied upon or incorporated by reference by a plaintiff in
drafting the complaint.” Tsinberg v. City of New York, No. 20-
cv-749 (PAE), 2021 WL 1146942, at *4 (S.D.N.Y. Mar. 25,
2021) (quoting Fisk v. Letterman, 401 F. Supp. 2d 362, 368
(S.D.N.Y. 2005)).
II. ADA
A. Discrimination
The ADA prohibits employers from “discriminat[ing] against
a qualified individual on the basis of disability” in hiring,
compensating, training, advancing, or discharging, or in any
“other terms, conditions, and privileges of employment.” 42
U.S.C. § 12112(a). At the motion to dismiss stage, Plaintiff
may establish a prima facie case of disability discrimination
under the ADA by showing that:
(1) the employer is subject to the ADA; (2) the plaintiff
is disabled within the meaning of the ADA or perceived
to be so by her employer; (3) [the plaintiff] was
otherwise qualified to perform the essential functions
of the job with or without reasonable accommodation; (4)
[the plaintiff] suffered an adverse employment action;
and (5) the adverse action was imposed because of [the
plaintiff's] disability.
Davis v. New York City Dep’t of Educ., 804 F.3d 231, 235 (2d
Cir. 2015). ADA discrimination claims are subject to the
burden-shifting analysis established by the United States
Supreme Court in McDonnell Douglas Corp. v. Green, 411 U.S. 792
(1973). Under that framework, Plaintiff must first “establish a
prima facie case” of discrimination. Cortes v. MTA N.Y.C.
Transit, 802 F.4d 226, 231 (2d Cir. 2015). If she does so,
Plaintiff’s employer must then offer evidence of “a legitimate
non-discriminatory reason” for the allegedly adverse employment
action, at which point the “burden of persuasion” shifts back to
Plaintiff to produce evidence demonstrating “that the proffered
reason is [] pretext[ual].” Id. (internal quotation marks and
citation omitted).
B. Retaliation
The ADA makes it unlawful to retaliate “against any
individual because such individual has opposed any act or
practice made unlawful by [the ADA] or because such individual
made a charge, testified, assisted, or participated in any
manner in an investigation, proceeding, or hearing” pursuant to
the ADA. 42 U.S.C. § 12203(a); see also Sarno v. Douglas
Elliman-Gibbons & Inves., Inc. 183 F.3d 155, 159 (2d Cir. 1999)
(“The ADA prohibits, inter alia, retaliation against any
individual who has asserted rights under the ADA.”). In order
to make out a prima facie case of retaliation under the ADA,
Plaintiff must allege that “(1) she engaged in an activity
protected by the ADA; (2) the employer was aware of this
activity; (3) the employer took an adverse employment action
against her; and (4) a causal connection exists between the
alleged adverse action and the protected activity.” Treglia v.
Town of Manilus, 313 F.3d 713, 719 (2d Cir. 2002) (noting that
“[c]laims for retaliation under the ADA are analyzed under the
same burden-shifting framework established for Title VII
cases.”) (internal quotation marks and citations omitted).
DISCUSSION
As an initial matter, federal courts throughout the Second
Circuit have approved vaccine mandates as a lawful condition of
employment, and this Court and the Second Circuit have approved
the particular vaccine mandate at issue in this case, which is
the same vaccine mandate at issue in the case of Garland v. New
York City Fire Dep’t, 574 F. Supp. 3d 127 (E.D.N.Y. 2021),
aff’d, No. 23-662-CV, 2024 WL 445001 (2d Cir. Feb. 6, 2024).
“Both [the Second Circuit] and New York state courts have held
that vaccination is a ‘condition of employment’” Garland, 2024
WL 445001, at *3 (internal citation omitted), and that the
City’s COVID-19 vaccination requirement, which was implemented
by the FDNY starting on November 1, 2021, “satisfied the minimum
standards set by the federal constitution.” Id. at *5.
Although Garland examined the City’s vaccine mandate in the
context of a due process claim, several courts throughout this
Circuit have rejected claims that employers’ COVID-19 vaccine
mandates violated the ADA as well. See Mone v. New York State
Unified Court System, No. 21-cv-9614 (DG)(LB), 2023 WL 4424093
(E.D.N.Y. Mar. 22, 2023), report and recommendation adopted, No.
21-cv-6914 (DG), 2023 WL 4073770 (E.D.N.Y. June 20, 2023),
aff'd, No. 23-964-CV, 2024 WL 1109258 (2d Cir. Mar. 14, 2024);
Apuzza v. NYU Langone Long Island, No. 22-cv-7519 (NJC), 2023 WL
90227910 (E.D.N.Y. Dec. 29, 2023); Newell v. State Univ. of New
York Westchester Cmty. Coll., No. 22-cv-8524 (PMH), 2023 WL
4082030 (S.D.N.Y. June 20, 2023). Plaintiff’s repeated
contention in her Second Amended Complaint and in her opposition
brief that the COVID-19 precautions implemented by Defendant in
response to the COVID-19 pandemic were generally “illegal” are
without merit. Nevertheless, the Court examines Plaintiff’s
factual allegations regarding disability discrimination and
retaliation as set forth below.
I. Discrimination
Plaintiff carries the initial burden of making out a prima
facie case of discrimination under the ADA, which requires a
showing that (1) “[Plaintiff’s] employer is subject to the ADA;”
(2) “[Plaintiff] is disabled within the meaning of the ADA or
perceived to be so by [her] employer;” (3) “[Plaintiff] was
otherwise qualified to perform the essential functions of the
job with or without reasonable accommodation;” and (4)
“[Plaintiff] suffered an adverse employment action because of
[her] disability.” Brady v. Wal-Mart Stores, Inc., 531 F.3d
127, 134 (2d Cir. 2008).
With respect to the second prong, Plaintiff may establish a
qualifying disability by alleging that she was “regarded as
having [] an impairment” by her employer pursuant to 42 U.S.C. §
12102(1)(C).3 An individual is “regarded as having [] an
impairment” if she has “been subjected to [a prohibited action]
because of an actual or perceived physical or mental impairment”
except for any “transitory impairment[.]” 42 U.S.C. §§
12102(3)(A)–(B). A “transitory impairment” is one “with an
actual or expected duration of 6 months.” 42 U.S.C. §
12102(3)(B). Where, as here, “plaintiff brings a claim on the
basis that [her] employer regarded [her] as disabled, the
decisive issue is the employer’s perception of [Plaintiff’s]
alleged impairment.” Devany v. United Parcel Service, Inc., No.
3 It is axiomatic that Plaintiff carries the initial burden of proof to
establish a prima facie case of discrimination, including to establish that
she was “regarded as” disabled pursuant to 42 U.S.C. § 12102(1)(C).
Plaintiff appears to misunderstand the governing standard, as reflected in
the Second Amended Complaint. See (SAC ¶ 61) (“where[] the plaintiff is
proceeding under both the ‘regarded as’ and the ‘record of’ prongs of the ADA
. . . the burden of proof is upon the defendant to prove that it qualified
for an exemption or exception to their legal duties to comply with the ADA.”)
Plaintiff asserts an incorrect statement of law. Plaintiff must allege
sufficient facts to establish that Defendant “regarded” Plaintiff as
disabled, in addition to each of the other elements of the five-factor test
for discrimination under the ADA. See Apuzza v. NYU Langone Long Island, No.
22-cv-7519 (NJC), 2023 WL 9022790, at *3 (E.D.N.Y. Dec. 29, 2023) (noting
that the plaintiff’s nearly identical misstatement of law regarding “which
party bears the initial burden” of proof “is incorrect.”)
18-cv-6684 (PGG), 2021 WL 4481911, at *12 (S.D.N.Y. Sep. 30,
2021) (citing Sacks v. Gandhi Eng’g Inc., 999 F. Supp. 2d 629,
633 (S.D.N.Y. 2014)).
As an initial matter, Plaintiff argues that the question of
whether Plaintiff has adequately alleged a qualifying disability
should not be so decisive in the instant case. Instead,
Plaintiff argues the Court should focus on “the merits of [her]
discrimination claim” as opposed to “the question of whether the
plaintiff is an individual with a disability” or is an
individual that is regarded as having a disability. (Ptf. Opp.
at 29.) However, the interpretive guidance that Plaintiff cites
encourages courts to construe “[t]he definition [of disability]
. . . broadly in favor of expansive coverage,” not to dispense
all together with the inquiry of whether a qualifying disability
exists. In the instant case, Plaintiff’s allegation of
discrimination on the basis of an alleged disability hinges on
whether she has pleaded sufficient facts to establish that she
has been regarded as disabled by Defendant. Without a
qualifying disability, the Court has no lens through which to
examine Plaintiff’s allegations of discrimination. Accordingly,
in light of Plaintiff’s own factual assertion that she was
regarded as disabled by Defendant and that she was discriminated
against on the basis of that alleged perceived disability, the
question of whether Plaintiff alleged sufficient facts that she
was in fact regarded as disabled by Defendant is dispositive.
In the Second Amended Complaint, Plaintiff generally
alleges that Defendant’s COVID-19 “policy regarded [her] as
disabled because of [her] unvaccinated status.” (SAC ¶ 7.)
Plaintiff explains that she was regarded “as disabled with a
communicable disease and significantly impaired . . . immune and
respiratory systems” by virtue of her unvaccinated status. (SAC
¶ 2.) Plaintiff’s theory of disability has been raised and
rejected numerous times in courts throughout the Second Circuit
and beyond. See Apuzza, 2023 WL 9022790, at *4 (rejecting
Plaintiff’s assertion that her employer’s COVID-19 “policy
regards all untreated employees as disabled with a deadly
contagious disease without relying upon any individualized
assessment . . . because it is illogical that an employer would
regard all of their employees as disabled.”) (internal quotation
marks omitted); Mone, 2023 WL 4424093, at *9 (“That an employer
requires an employee to follow generally applicable COVID-19
safety rules and enforces those policies when an employee fails
to comply does not, without more, support the inference that the
employer regards the employee as disabled.”); Johnson v. Mount
Sinai Hospital Group, Inc., No. 22-cv-2936 (AMD), 2023 WL
2163774, at *5 (E.D.N.Y. Feb. 22, 2023) (rejecting plaintiff’s
assertion that she was regarded as having “an impaired immune
system and an impaired respiratory system[]” as “unreasonable”
in light of the fact that “defendant’s COVID-19 policies were
applicable to all of its employees, except those with legitimate
exemption, as required by law.”)
As set forth in each of these decisions, Plaintiff’s
allegation that she was subject to the same COVID-19 precautions
to which all City employees were subject is irreconcilable with
the contention that Plaintiff was regarded as disabled by
Defendant by virtue of her noncompliance with respect to those
universally applied COVID-19 precautions. First, Plaintiff’s
assertion that the policy regarded her as disabled because of
her “impaired or suppressed immune system that made [her] prone
to contracting COVID-19” does not constitute “an actual or
perceived physical or mental impairment” under the ADA. 42
U.S.C. § 12102(3)(A). See D’Cunha v. Northwell Health Sys., No.
22-cv-988 (MKV), 2023 WL 2266520, at *5 (S.D.N.Y. Feb. 28, 2023)
(noting that Plaintiff’s “assertion[] that she was perceived as
being ‘impaired in her immunity’” relates to a future risk, but
does not constitute an allegation “that she was regarded as
presently having a disability.”) (emphasis in original). Even
to the extent Plaintiff seeks to define the alleged disability
as relating to a present impairment rather than a risk of future
impairment, neither contracting COVID-19 nor being unvaccinated
are considered disabilities under 42 U.S.C. § 12102(3)(A). See
Apuzza, 2023 WL 9022790, at *4 (“Federal courts generally agree
that a COVID-19 infection is not a disability. Nor is the
plaintiff’s vaccination status a disability.”) (internal
quotation marks and citations omitted).
Plaintiff argues that previous decisions regarding whether
COVID-19 constitutes a disability under the ADA fail to take
into account the reality that “long-COVID” is neither transitory
nor minor for those who suffer from prolonged complications.
(Pft. Opp. at 30.) Though Plaintiff raises an interesting
question for the consideration of future courts, this Court need
not delve into the hypothetical question of how the ADA should
treat long-Covid because Plaintiff has not alleged that she has
ever suffered from long-COVID, or that she was either disabled
by long-COVID or regarded as disabled by long-COVID.4
4 Plaintiff argues that “defendant never performed an individualized
assessment of the plaintiff so there is no basis to claim the defendant
perceives plaintiff as having a mild case of COVID but not ‘long-COVID’.”
(Ptf. Opp. at 30.) Plaintiff alleges that any argument that an impairment is
“transitory and minor” is “a defense for which the defendant bears the burden
[of proof], rather than an element of the [plaintiff’s] pleading
requirement.” (Ptf. Opp. at 30.) This statement again is based on a
misunderstanding of the standard for a sufficient pleading of a prima facie
discrimination claim under the ADA. Even if Defendant bears the burden of
raising any applicable defenses to the allegations in the Second Amended
Complaint, including any argument regarding the transitory and minor nature
of an alleged impairment, Plaintiff did not make any allegations relating to
long-COVID in the Second Amended Complaint. Neither did Plaintiff allege
that she ever contracted COVID-19 or long-COVID. Indeed, Plaintiff contends
that “she never tested positive for COVID.” (AC ¶ 52.) Importantly,
Plaintiff does not allege that a COVID-19 or long-COVID diagnosis was the
basis for Defendant’s allegedly regarding her as disabled. Plaintiff only
alleged that her unvaccinated status, her immune and respiratory systems, and
the contagion threat she posed to others by virtue of her unvaccinated status
were the bases for the alleged disability. In any event, Defendant cannot
assert a defense to a hypothetical allegation it was not made aware of until
Plaintiff’s opposition brief and the Court need not consider an allegation
absent from “the [second] amended complaint . . . [] raised for the first
time in opposition” to the motion to dismiss. Gonzalez v. Dist. Council 37,
Because Plaintiff has failed to allege sufficient facts to
establish that she was regarded as disabled by Defendant,
Plaintiff fails to state a claim for discrimination under the
ADA. Consequently, Plaintiff’s ADA discrimination claim is
dismissed.
II. Retaliation
As set forth previously, to state a claim for retaliation
under the ADA, Plaintiff must plausibly allege that she (1)
engaged in a protected activity that (2) Defendant was aware of,
(3) she suffered an adverse employment action, which was taken
by Defendant against her, and that (4) there is a causal
connection between her participation in protected activity and
the resulting adverse employment action. See Caskey v. County
of Ontario, 560 F. App'x 57, 58 (2d Cir. 2014). The Second
Circuit has repeatedly affirmed that courts may “analyze a
retaliation claim under the ADA using the same framework
employed in Title VII cases.” Lovejoy-Wilson v. NOCO Motor
Fuel, Inc., 263 F.3d 208, 223 (2d Cir. 2001).
At the outset, the nature of what protected activities
Plaintiff alleges she engaged in and what adverse employment
actions Plaintiff allegedly suffered bears clarification. Based
on the Court’s liberal construction of the Second Amended
AFSCME, AFL-CIO, SSEU Loc. 371, 843 F. App'x 361, 363 (2d Cir. 2021).
Complaint, Plaintiff has failed to allege a causal connection
between the alleged adverse employment actions and her
engagement in protected activity. To the contrary, Plaintiff
alleges facts suggesting that any such inference of causality is
impossible.
A. Protected Activity
Protected activity is defined as an activity opposing an
employment practice that is either unlawful under the ADA or
that Plaintiff had a “good faith, reasonable belief” was
unlawful under the ADA. Treglia, 313 F.3d 713, 719 (2d Cir.
2002).
Plaintiff’s December 20, 2021 ADA Notice clearly
constitutes protected activity under the ADA insofar as
Plaintiff provided notice to Defendant of alleged
“discrimination and harassment based upon disability.” (SAC ¶
45.) Plaintiff argues in opposition to Defendant’s motion to
dismiss, that she engaged in protected activity prior to her
December 20, 2021 ADA Notice, starting from August 2021. (Ptf.
Opp. at 35.) Specifically, Plaintiff argues that she “objected
consistently and continually, seeking assistance and redress . .
. because [she] opposed the violation of her personal property
rights . . . such as medical privacy, informed consent, right to
a discrimination-free and retaliation-free workplace, right to
refuse medical experiments and the right to refuse non-job
related medical treatments and inquiries.” (Ptf. Opp. at 35.)
Plaintiff further notes that “[s]he had meetings with her
superiors, she expressed concern that she lost her previous
position because of a medical treatment that was not related to
her job . . . she expressed her concerns about the treatment’s
effect on her ability to have children, she discussed that she
didn’t want to be treated differently because of ‘vaccine
status’” and she “asked for written proof of liability if she
took these treatments[.]” (Id.)
There is no mention in the Second Amended Complaint of
Plaintiff objecting to Defendant’s COVID-19 precautions in
August 2021 informally or formally. The first mention of an
informal objection to the COVID-19 precautions is on September
9, 2021 at which point Plaintiff alleges that she informed Chief
Braun of “her choice to remain unvaccinated” and that “her
hesitation was both religious in nature and [because] no studies
had been conducted to study the impact of the vaccines on
fertility.” (SAC ¶ 27.) Plaintiff clarified in her Pre-Motion
response that she was not alleging religious discrimination.
(ECF No. 11 at 7.) Plaintiff’s allegations that she generally
objected to the implementation of COVID-19 precautions in the
context of “uncomfortable” conversations with her supervisor
also does not amount to a reasonably held belief that those
COVID-19 precautions were discriminatory under the ADA. (SAC ¶
20); See Kelly v. Howard I. Shapiro & Associates Consulting
Engineers P.C., 716 F.3d 10, 15 (2d Cir. 2013) (“A plaintiff’s
belief . . . is not reasonable because he or she complains of
something that appears to be discrimination in some form” if
Plaintiff’s alleged “objections at the time neither point[] out
discrimination against particular individuals nor discriminatory
practices by” Defendant under the ADA); Drumm v. Suny Geneseo
College , 486 F. App’x 912, 914 (2d Cir. 2012) (explaining that
“allegations that [plaintiff’s] supervisor ‘berated’ her and
made other harsh comments . . . amount only to general
allegations of mistreatment, and do not support an inference
that plaintiff had a reasonable good faith belief that she was
subject to [] discrimination.”). Plaintiff’s proffered
explanation for her objections specifically related to religion
– not disability, and she has abandoned her religion-based
claims.
Plaintiff also refers to her September 16, 2021 Exemption
Request and October 27, 2021 Exemption Request, both of which
set forth several legal bases for her opposition to Defendant’s
COVID-19 precautions, including Title VII of the Civil Rights
Act, the Nuremberg Code, the Universal Declaration on Bioethics
and Human Rights, Article 7 of the Rome Statute of the
International Criminal Court, the Federal Food, Drug and
Cosmetic Act, the Fifth and Fourteenth Amendments to the United
States Constitution, HIPAA, and a lawsuit before the United
States District Court for the Northern District of Alabama,
America’s Frontline Doctors, etc. et al v. Becerra, et al., 20-
cv-702(CLM), as well as several non-legal sources. (ECF No. 9
at 58-82, 123-26.) Here too, Plaintiff points to objections
that reference Plaintiff’s religious and moral beliefs as the
basis for her opposition to Defendant’s COVID-19 precautions.
See (ECF No. 9 at 58) ( “I . . . do not authorize any person . .
. to force PCR/COVID 19 testing or inoculation upon my flesh . .
. due to religious reasons”) (cleaned up); (ECF No. 9 at 122-23)
(Defendant’s “vaccination policy forces me to choose between my
continued employment here and my moral convictions to decline
any term of employment that is inconsistent with my beliefs . .
. I have joined forces with a community church of like-minded
men and women . . . to preserve the natural and unalienable
rights and freedoms afforded to us by Nature’s God.”)
Plaintiff’s complaints regarding Defendant’s COVID-19
precautions were consistently moral in nature up until December
20, 2021 when Plaintiff notified the FDNY that she believed
Defendant’s COVID-19 precautions constituted discrimination
under the ADA.
As previously noted, the Court construes pleadings filed by
pro se litigants “liberally and interpret them to raise the
strongest arguments that they suggest.” Hunter v. McMahon, 75
F.4th 62, 67 (2d Cir. 2023) (internal quotation marks and
citation omitted). Even construing Plaintiff’s Second Amended
Complaint liberally, however, until Plaintiff submitted the
December 20, 2021 ADA Notice, there is nothing in the Second
Amended Complaint to infer that Plaintiff’s expression of
opposition to Defendant’s COVID-19 precautions or her efforts to
seek exemption from the October 20, 2021 vaccine mandate were
based on a good faith, reasonable belief that Defendant’s COVID-
19 precautions violated the ADA, as opposed to the dozen other
laws cited by Plaintiff. The factual assertions in the Second
Amended Complaint and the exhibits to the Second Amended
Complaint, which reflect Plaintiff’s contemporaneous
communications and complaints to the FDNY, all suggest that
Plaintiff did not oppose Defendant’s COVID-19 precautions on the
basis of Defendant’s regard for Plaintiff as disabled.
Plaintiff provides no legal authority for the proposition that
seeking exemption from COVID-19 precautions on the basis of her
alleged moral or religious beliefs, or on the basis of any of
the dozen other legal authorities cited in her September 16,
2021 and October 27, 2021 Exemption Requests, constitute
protected activity under the ADA. Nor does Plaintiff allege in
the Second Amended Complaint that she reasonably believed her
opposition to Defendant’s COVID-19 precautions related to the
ADA until the December 20, 2021 ADA Notice. Indeed, any such an
assertion would be unreasonable in light of Plaintiff’s specific
citation to other laws.
Accordingly, based on the factual allegations in the Second
Amended Complaint, which the Court construes liberally,
Plaintiff’s assertion that she “exercised her right to refuse
the defendant’s COVID-19 policy measures based upon a good faith
belief that the policy . . . [violated] the ADA” (SAC ¶ 149),
constitutes an assertion that plaintiff engaged in protected
activity as of December 20, 2021.
B. Adverse Employment Actions
An adverse employment action is defined as “a materially
adverse change in the terms, privileges, duration and conditions
of employment.” Treglia, 313 F.3d at 720. Typically,
“discharge, refusal to hire, refusal to promote, demotion,
reduction in pay, and reprimand” have been found to constitute
adverse employment actions in a case alleging retaliation under
the ADA. Preda v. Nissho Iwai Am. Corp., 128 F.3d 789, 791 (2d
Cir. 1997).
Plaintiff alleges that she suffered from several adverse
employment actions, including “loss or threatened loss of pay,
isolation [and] segregation, diminished employment
opportunities, interference with her rights and termination of
her employment.” (SAC ¶ 153.) Plaintiff elaborates in her
opposition brief that she also suffered from the following
adverse employment actions: “conditions of her leave were
changed,” “opportunities for advancement were diminished,”
“conditions of access were changed,” “new qualification
standards were imposed based upon medical treatments,” “medical
privacy was diminished,” “disparate treatment was imposed based
upon ‘treatment status,’” her “position was diminished,” the
“ability for meaningful redress was diminished,” opportunities
for “participation in work events” were diminished, “rights
protected under the ADA” were interfered with, and finally,
Plaintiff was terminated. (Ptf. Opp. at 32.)
The Court construes Plaintiff’s factual assertions
regarding adverse employment actions to fall into three
categories: (1) Defendant’s imposition of certain restrictions
and requirements pursuant to its COVID-19 precautions, including
weekly testing and the requirement that Plaintiff reveal her
COVID-19 vaccination status, (2) Plaintiff’s allegedly
diminished opportunities for training and advancement,
particularly as it relates to the H+H Paramedic Training
Program, and (3) Plaintiff’s LWOP status and termination.
1. Defendant’s COVID-19 Precautions
Plaintiff first alleges that Defendant’s COVID-19 policy
itself constitutes an adverse employment action because
Defendant’s COVID-19 precautions effectuated a “materially
adverse change in the terms and conditions of [Plaintiff’s]
employment.” (SAC ¶ 156.) In describing Defendant’s COVID-19
precautions, Plaintiff refers to the FDNY’s masking requirement
and weekly testing leading up to November 1, 2021 and
eventually, the City’s vaccine mandate starting in November
2021. The Court also understands Plaintiff’s assertion
regarding Defendant’s COVID-19 policy to refer to the manner in
which the policy was carried out, including Plaintiff’s
“isolation” and “segregation” from others as it relates to work
events; repeated efforts to ensure Plaintiff’s compliance with
the FDNY’s weekly testing requirement, which Plaintiff alleges
was a form of harassment; jokes made by coworkers regarding
their belief that the COVID-19 vaccine protects against
contracting and spreading COVID-19; and Plaintiff’s September 9,
2021 discussion with Chief Braun wherein he told Plaintiff that
“she could either take the vaccine and get paramedic training or
go back to recruitment to find a new job or leave [the FDNY].”
(SAC ¶ 28.) With respect to Plaintiff’s allegations of social
isolation or “jokes” from co-workers regarding her unvaccinated
status, “[i]t is unlikely that isolation and segregation
constitute materially adverse changes to Plaintiff's employment”
Sharikov v. Philips Med. Sys. MR, Inc., 659 F. Supp. 3d 264, 281
(N.D.N.Y. 2023), or that “being given the proverbial cold
shoulder by one's coworkers” or “being left out of meetings”
amounts to an adverse employment action. McCullough v. Xerox
Corp., 942 F. Supp. 2d 380, 387 (W.D.N.Y. 2013).
Nevertheless, even assuming, arguendo, that the overall
changes in Plaintiff’s employment experience constitute an
“adverse employment action,” it would be unreasonable to infer
that the alleged changes were caused by Plaintiff’s engagement
in protected activity on December 20, 2021, as opposed to being
caused by the COVID-19 pandemic and Defendant’s attempt to
respond to the COVID-19 pandemic by virtue of its COVID-19
precautions, all of which predated any protected activity.
Indeed, Plaintiff does not allege in the Second Amended
Complaint or otherwise that Defendant’s COVID-19 precautions
were caused by her December 20, 2021 Notice, or any of the other
alleged protected activities, including either the September 16,
2021 or October 27, 2021 Exemption Requests. To the extent
Plaintiff alleges that Defendant’s COVID-19 precautions, as
applied to her, were caused by her failure to conform to those
precautions, the COVID-19 precautions predate Plaintiff’s
failure to comply and she was put on notice of the consequences
for her failure to comply at the time each successive precaution
was announced and implemented. See e.g., (SAC ¶ 24) (Plaintiff
was informed, for the second time, on September 9, 2021, that
“she would lose her seat in the [H+H Paramedic Training Program]
if she did not” show proof of vaccination against COVID-19.);
(SAC ¶ 33, ECF No. 9 at 84) (Plaintiff was informed that,
pursuant to the FDNY’s policy, upon return to the office on
September 27, 2021, Plaintiff would either have to show proof of
a COVID-19 vaccination or submit to weekly COVID-19 testing);
(SAC ¶ 34) (ECF No. 9 at 89) (Plaintiff received a letter dated
September 19, 2021 explaining that “employees who are
unvaccinated or do not wish to disclose their status will be”
required to submit to weekly COVID-19 testing); (SAC ¶ 34) (ECF
No. 9 at 120) (Plaintiff received a letter dated October 20,
2021 advising that pursuant to the “COVID-19 vaccin[e] mandate
for all City workers” pronounced by the Mayor of the City of New
York, “unvaccinated employees will be placed on unpaid leave
until they provide proof of vaccination to the Department.”)
Accordingly, Defendant’s COVID-19 precautions cannot be
causally linked to Plaintiff’s December 20, 2021 ADA Notice.
2. H+H Paramedic Training
Second, Plaintiff alleges that her inability to participate
in the H+H Paramedic Training Program on the basis of her
unvaccinated status, of which she was informed for the second
time on September 9, 2021 (SAC ¶ 24)5, constitutes an adverse
employment action.
As an initial matter, the vaccine mandate implemented by
5 Plaintiff does not allege the date on which she was first informed that she
would not be able to participate in the H+H Paramedic Training Program on the
basis of her unvaccinated status.
H+H with respect to H+H training programs cannot be attributed
to the City because they are two separate governmental entities.
See De’Bey v. City of New York, No. 20-cv-1034 (PGG)(SLC), 2021
WL 8013765, at *19 (S.D.N.Y. Oct. 26, 2021), report and
recommendation adopted, No. 20-cv-1034 (PGG), 2022 WL 909790
(S.D.N.Y. Mar. 29, 2022) (“New York courts consistently have
held that the City is a separate legal entity from [H+H].”)
(internal citation omitted).
In any event, Plaintiff’s inability to participate in the
H+H Paramedic Training Program predates any alleged protected
activity by Plaintiff. As previously noted, Plaintiff did not
engage in protected activity until the December 20, 2021 ADA
Notice. Even Plaintiff’s September 16, 2021 and October 27,
2021 Exemption Requests were submitted after the date on which
Plaintiff received notice that she would not be permitted to
participate in the H+H Paramedic Training Program if she
remained unvaccinated in violation of the H+H vaccine mandate,
which was implemented in August 16, 2021. See (SAC ¶ 24)
(Plaintiff was informed that vaccination against COVID-19 was a
requirement for participation in the H+H Paramedic Training
Program in accordance with an August 16, 2021 pronouncement by
the Governor of the State of New York that “all healthcare
workers in New York State” must be vaccinated); (SAC ¶ 26) (On
September 9, 2021, Plaintiff was again informed that “she would
lose her seat in the [H+H Paramedic Training Program] if she did
not” show proof of vaccination against COVID-19).
Accordingly, Plaintiff has not alleged a plausible causal
connection between her December 20, 2021 ADA Notice and her
inability to participate in the H+H Paramedic Training Program.
3. LWOP and Subsequent Termination
The last alleged adverse employment actions relate to
Plaintiff’s LWOP status on April 26, 2022 and subsequent
Termination on approximately June 10, 2022. “There can be no
dispute that Plaintiff’s termination was a materially adverse
change in the terms and conditions of [her] employment.” Davis,
804 F.3d at 235.
Even so, Plaintiff again fails to allege a causal
connection between her LWOP status and termination, on the one
hand, and her December 20, 2021 protected activity, on the other
hand. Plaintiff’s failure to comply with Defendant’s COVID-19
policy – not her December 20, 2021 ADA Notice – was clearly the
cause of her LWOP and subsequent termination. Indeed, Plaintiff
concedes that she was warned on several occasions that her
continued failure to comply with Defendant’s COVID-19
precautions, absent an approved exemption, would result in her
termination.
Where, as here, the consequences for an individual’s non-
compliance with a lawful employment policy, such as Defendant’s
COVID-19 precautions, were established before the alleged
protected activity occurred, courts routinely dismiss
retaliation claims for lack of causation. See Johnson v. Mount
Sinai Hospital Group, Inc., No. 22-cv-2936 (AMD), 2023 WL
216963774, at *7 (E.D.N.Y. Feb. 22, 2023) (“While the
plaintiff’s refusal to comply with the defendant’s COVID-19
policies was clearly the basis for her termination, the
defendant adopted its policies before the plaintiff” engaged in
any protected activity); Johnson v. Maximus Services LLC, No.
22-cv-2935 (AMD), 2023 WL 5612826, at *4 (E.D.N.Y. Aug. 30,
2023) (“the defendant merely enforced its policy, which it
adopted before the plaintiff voiced any opposition to it”);
Apuzza, 2023 WL 9022790, at *6 (“Even assuming that [plaintiff]
adequately alleges that she engaged in protected activity,
[plaintiff’s] claim fails because she does not plead sufficient
facts to plausibly allege that the protected activity, rather
than [defendant’s vaccine mandate], caused her termination.”);
Grimes v. New York and Presbyterian Hospital, No. 23-cv-652
(MKV), 2024 WL 816208, at *10 (S.D.N.Y. Feb. 6, 2024) (“contrary
to [plaintiff’s] claims that her termination . . . constituted
retaliation based on religious or disability animus, [plaintiff]
was expressly warned—along with all other [] employees—that
noncompliance with the DOH Mandate would result in [the] precise
consequences” that she suffered from).
Ultimately, Plaintiff’s own allegations in the Second
Amended Complaint establish that even if she had never filed the
December 20, 2021 ADA Notice, Plaintiff’s continued
noncompliance would have resulted in exactly the consequences
that she alleges as adverse employment actions. Indeed, even if
Plaintiff had not informally complained of Defendant’s COVID-19
precautions in her discussions with her supervisors or submitted
either the September 16, 2021 or October 27, 2021 Exemption
requests, pursuant to the COVID-19 policies of the City, the
FDNY, and H+H, Plaintiff would not have been permitted to
participate in the H+H Paramedic Training Program, she would
have been required to submit to weekly COVID-19 testing and,
after the City enacted its vaccine mandate, she would have been
placed on LWOP status and she would have been terminated because
she failed to adhere to the applicable COVID-19 policies at the
relevant times, all of which were mandated by the City. See
Grimes, 2024 WL 816208, at *9 (“Retaliation claims under . . .
ADA require a plaintiff to plausibly allege that her protected
activity was a ’but-for’ cause of the alleged adverse action by
the employer” and Plaintiff’s claim fails because “she still
would have been terminated based on her failure to get
vaccinated.”) (citing Univ. of Tex. Sw. Med. Ctr. V. Nassar, 570
U.S. 338 (2013)).
With respect to each of the three categories of adverse
employment actions, Plaintiff failed to allege a causal
connection between her December 20, 2021 protected activity and
the alleged adverse employment actions. To the contrary,
Plaintiff has alleged facts strongly suggesting that Plaintiff’s
experience being subjected to the applicable COVID-19
precautions, her inability to participate in the H+H Paramedic
Training Program, and her LWOP status and subsequent termination
were all caused by her choice to remain noncompliant with a
lawful employment policy, notwithstanding several warnings of
the foreseen consequences. Accordingly, Plaintiff has not
alleged sufficient facts to state a plausible claim of
retaliation under the ADA.
CONCLUSION
For the forgoing reasons, Defendant’s motion to dismiss
Plaintiff’s Second Amended Complaint with prejudice is GRANTED.
The Second Amended Complaint is DISMISSED in its entirety with
prejudice.
Federal Rule of Civil Procedure 15(a) dictates that leave
to amend a complaint shall be freely given “when justice so
requires.” Although the Second Circuit has advised that “the
usual practice upon granting a motion to dismiss [is] to allow
leave to replead,” Cortec Indus., Inc. v. Sum Holding L.P., 949
F.2d 42, 48 (2d Cir. 1991), Plaintiff has already been granted
leave to amend her Complaint twice. See Ruotolo v. City of New
York, 514 F.3d 184, 191 (2d Cir. 2008) (“leave to amend, though
liberally granted, may properly be denied for .. . failure to
cure deficiencies by amendments previously allowed”) (internal
Citations omitted). Here, Plaintiff filed her original
Complaint, and First and Second Amended Complaints. Moreover,
Plaintiff “can plead no facts that would overcome the legal
deficiencies discussed above.” Johnson v. Maximus Services LLC,
No. 22-cv-2935 (AMD), 2023 WL 5612826, at *6 (E.D.N.Y. Aug. 30,
2023). As such, the Court will not grant further leave to
amend.
The Clerk of Court is respectfully requested to enter
judgment in favor of Defendant and to close this case.
Defendant is requested to serve Plaintiff with a copy of this
Memorandum and Order and the Judgment and to note service by
April 2, 2024.
SO ORDERED.
Dated: March 28, 2024
Brooklyn, New York
Yn en
eee te
givo"n. MATSUMOTO
United States District Judge
Eastern District of New York
4l