granting state court clerk’s motion to dismiss official capacity suit on Eleventh Amendment grounds
How later courts described this case
- granting state court clerk’s motion to dismiss official capacity suit on Eleventh Amendment grounds
- discussing standard for establishing qualified immunity
- finding Rule 15 12(b)(6) dismissal of claim against court reporter on grounds of qualified immunity was appropriate where the complaint alleged court reporter acted pursuant to judge’s explicit instructions
- “In order to demonstrate denial of a fair appeal, [plaintiff] must show prejudice resulting from the missing or incomplete transcript.”
Written by the judges who cited it.
The opinion
UNITED STATES DISTRICT COURT
6/27/2023 1: 25 pm
EASTERN DISTRICT OF NEW YORK U.S. DISTRICT COURT
---------------------------------------X EASTERN DISTRICT OF NEW YORK
KESTON BRAITHWAITE, LONG ISLAND OFFICE
Plaintiff,
-against- MEMORANDUM AND ORDER
23-CV-1431(JS)(AYS)
FRANK TROPEA, Clerk of Court,
County Court, Suffolk County;
HONORABLE JOHN B. COLLINS,
Justice Supreme Court; and
SUSAN CONNER,
Senior Court Reporter,
Defendants.
---------------------------------------X
APPEARANCES
For Plaintiff: Keston Braithwaite, pro se
22B4593
Sing Sing Correctional Facility
354 Hunter Street
Ossinig, New York 10562
For Defendants: No appearance.
SEYBERT, District Judge:
By Order dated March 2, 2023 (the “Order”), the Court
granted the Application to Proceed in District Court Without Paying
Fees or Costs (Application, ECF No. 2) filed by incarcerated
Plaintiff Keston Braithwaite (“Plaintiff”) together with his pro
se Complaint (Compl., ECF No. 1).1 (See Order, ECF No. 9.) The
1 The Order also denied Plaintiff’s Motion for Order to Show Cause
seeking an order: (1) directing Defendants to show cause “why a
preliminary injunction should not issue” enjoining “them from
denying the Plaintiff access to the Records in his Case, County
Court Ind. No. 308C-2020 and falsifying documents in the past and
in the future,” and (2) requesting Defendants temporarily be
ordered to “restrain[] from commiting [sic] crimes including
Complaint is brought pursuant to 42 U.S.C. § 1983 (“Section 1983”)
against Frank Tropea, the Clerk of the Court, County Court Suffolk
County (“Tropea”), Honorable John B. Collins (“Judge Collins”),
and Susan Conner,2 Senior Court Reporter (“Conner”; collectively,
the “Defendants”).
Upon review of Plaintiff’s Complaint (ECF No. 1) in
accordance with 28 U.S.C. § 1915A(a), the Court finds that
Plaintiff has not alleged a plausible claim for relief.
Accordingly, for the reasons that follow, the Complaint is
DISMISSED WITH PREJUDICE pursuant to 28 U.S.C. § 1915A(b). Given
the dismissal of the Complaint, Plaintiff’s motion seeking a
preliminary injunction (ECF No. 4) is DENIED.
RELEVANT BACKGROUND AND SUMMARY OF THE COMPLAINT
Plaintiff is a prolific filer in this Court; excluding
the instant action, since January 2022, he has filed eight
concealment of Records and falsifying documents.” (Order at 1-2
(citing OSC Motion, ECF. No. 4, and Pl.’s Support Aff., ECF No. 4-
1).) The Court ruled on Plaintiff’s OSC Motion to the extent it
sought a temporary restraining order (“TRO”) and held in abeyance
any determination regarding Plaintiff’s request for a preliminary
injunction pending its initial screening of Plaintiff’s Complaint
pursuant to 28 U.S.C. § 1915A. (See Order at 2 n.1.)
2 Notably, the Sentencing Transcript filed by Plaintiff as Exhibit
18 to his Complaint (see ECF No. 7-4 at 2) reflects that the Court
Reporter’s sur-name is “Connors” rather than “Conner”. For
consistency with Plaintiff’s Complaint, the Court will use
“Conner” in this Memorandum and Order.
2
unsuccessful pro se in forma pauperis complaints relating to his
arrest and state court criminal prosecution. See Braithwaite v.
Gaitman, No. 22-CV-0974, 2022 WL 14059127, at *1 n.2 (E.D.N.Y.
Oct. 24, 2022) (identifying those eight other actions). In his
present Section 1983 Complaint, which relates to his arrest and
state court criminal prosecution,3 Plaintiff asserts that: (1) (a)
even though Plaintiff requested specific documents and his entire
state-court file from May 5, 2022 from the County Court, (b) the
County Court responded to Plaintiff’s request indicating those
documents were available, consisted of 220 pages, and would cost
$143 to copy, and (c) Plaintiff submitted the $143 copying fee (as
a money order), Tropea failed to turn over the requested copies of
Plaintiff’s state-court file (see Compl. at ECF pp. 5-7, 11-12);
3 The Court presumes familiarity with Plaintiff’s underlying state
court criminal action, but notes that according to the information
maintained by the New York State Office of Court Administration on
its public website, in Suffolk County Court, Criminal Term, Case
No. 00308C-2020, on July 18, 2022, Plaintiff was convicted by a
jury on a multi-count indictment including Operating as a Major
Trafficker, a class A-1 felony, and Conspiracy in the Second
Degree, a class B felony. See https://iapps.courts.state.ny.us/
webcrim (last visited on Sept. 16, 2022). In sum, Plaintiff
challenges his arrest and conviction, asserting that he was
illegally apprehended, and then convicted, based upon cellphone
“ping data” collected without a warrant; he also maintains that
evidence used against him at trial was illegally obtained via a
warrantless search of his apartment. (See Sept. 23, 2022 Sent’g
Hr’g Tr., ECF No. 7-4, at ECF pp.81-87; see also Compl. at ECF
pp.16-17, 19.)
3
(2) thereafter, “Tropea chose to forward Plaintiff’s $143 money
order to Judge John B. Collins” (id. at ECF p.16); (3) in turn,
Judge Collins returned Plaintiff’s $143 money order to Plaintiff’s
defense attorney in open court “to block Plaintiff from inspecting
his Court file” (id. at ECF pp.9, 12); and (4) on July 5, 2022,
Plaintiff’s defense attorney handed Plaintiff a partial copy of
his state-court file, which did not include filings made prior to
June 2022 (see id.; see also id. at ECF p.16), and which Plaintiff
believes was done under Tropea’s and Judge Collin’s directives
(see id. at ECF p.15).
As to Conner, Plaintiff alleges: “Conner[] deliberatly
[sic] falsified documents for the District Attorney of Suffolk
County and Judge Collins to hinder Plaintiff’s appeal,” (id. at
ECF p.16), to wit, “Conner[]chose not to record Plaintiff’s
Statement “Ping Data” in favor for her colleages [sic] Jacob Kubetz
[the Assistant District Attorney] and Judge Collins.” (Id. at ECF
p.18.) Moreover, despite Plaintiff’s requests that Conner correct
the sentencing transcript during which Plaintiff referred to “Ping
Data”, she has not done so. (See id.)
Based upon these allegations, Plaintiff claims his
First, Fifth, Sixth, and Fourteenth Amendment Constitutional
rights have been violated. (See Compl. at ECF p.4.) He further
4
asserts the following ten purported causes of action:
1. denial of judicial records;
2. fraud on the court;
3. concealment of records;
4. falsify evidence/documents;
5. altered transcripts;
6. procedural due process;
7. substantive due process;
8. Fourteenth Amendment violation;
9. Conspiracy to interfere with civil rights; and
10. Deprivation of civil rights.
(Compl. at ECF p.19.) By way of relief, Plaintiff requests:
[d]eclaratory relief, injunctive relief in
that my court file that consist of 220 pages
that was filed before May 5th, 2022, that the
Clerk of the Court including Frank Tropea
refrain from falsifying documents for the
District Attorney Suffolk County, and Judge
Collins such as back dating and filing Search
and Arrest warrants after they admitted that
there was no Search and Arrest warrants filed
in their office, and Susan O’Conner [sic] fix
errors in my sentencing transcripts so I can
bring up those issues in my appeal. I am seek
[sic] compensatory damages in that I would
like my entire Court file with no pages
missing (Certified, true and accurate filing
dates), a True and accurate copy of my
sentencing transcript, and the costs and fees
I spent to prosecute this action, Past and
future damages, Punitive damages. I would
like all money damages in the sum of
$30,000,000.00.
(Id. at ECF pp.20-21.)
5
DISCUSSION
I. Legal Standards
A. Consideration of the Complaint Under 28 U.S.C. § 1915A
Section 1915A of Title 28 requires federal district
courts to screen complaints brought by prisoners who seek relief
against a governmental entity or an officer or employee of a
governmental entity. See Prison Litigation Reform Act (“PLRA”),
28 U.S.C. § 1915A(a). The Court must dismiss a prisoner’s civil
rights complaint, or any portion of that complaint, that is
frivolous or malicious, fails to state a claim upon which relief
may be granted, or seeks monetary relief from a defendant who is
immune from such relief. See 28 U.S.C. § 1915A(b); see also Abbas
v. Dixon, 480 F.3d 636, 639 (2d Cir. 2007). The Court is required
to dismiss the action as soon as it makes such a determination.
See 28 U.S.C. § 1915A; Avant v. Miranda, No. 21-CV-0974, 2021 WL
1979077, at *2 (E.D.N.Y. May 18, 2021).
Courts are obliged to construe the pleadings of a pro se
plaintiff liberally. See Sealed Plaintiff v. Sealed Defendant,
537 F.3d 185, 191 (2d Cir. 2008); McEachin v. McGuinnis, 357 F.3d
197, 200 (2d Cir. 2004). However, a complaint must plead
sufficient facts to “state a claim to relief that is plausible on
its face.” Bell Atl. Corp. v. Twombly, 550 U.S. 544, 570 (2007).
6
“A claim has facial plausibility when the plaintiff pleads factual
content that allows the court to draw the reasonable inference
that the defendant is liable for the misconduct alleged.”
Ashcroft v. Iqbal, 556 U.S. 662, 678 (2009) (citation omitted).
The plausibility standard requires “more than a sheer possibility
that a defendant has acted unlawfully.” Id.; accord Wilson v.
Merrill Lynch & Co., 671 F.3d 120, 128 (2d Cir. 2011). While
“detailed factual allegations” are not required, “[a] pleading
that offers ‘labels and conclusions’ or ‘a formulaic recitation of
the elements of a cause of action will not do.’” Iqbal, 556 U.S.
at 678 (quoting Twombly, 550 U.S. at 555).
B. Section 1983
Section 1983 provides:
[e]very person who, under color of any
statute, ordinance, regulation, custom, or
usage, of any State . . . subjects, or causes
to be subjected, any citizen of the United
States . . . to the deprivation of any rights,
privileges, or immunities secured by the
Constitution and laws, shall be liable to the
party injured . . . .
42 U.S.C. § 1983; accord Rehberg v. Paulk, 566 U.S. 356 (2012).
To state a claim under Section 1983, a plaintiff must “‘allege
that (1) the challenged conduct was attributable at least in part
to a person who was acting under color of state law and (2) the
conduct deprived the plaintiff of a right guaranteed under the
7
Constitution of the United States.’” Rae v. County of Suffolk,
693 F. Supp. 2d 217, 223 (E.D.N.Y. 2010) (quoting Snider v. Dylag,
188 F.3d 51, 53 (2d Cir. 1999)).
Plaintiff alleges a deprivation of his First, Fifth,
Sixth, and Fourteenth Amendment rights (Compl., ECF No. 1, at 4
(Section II.B)) and, as liberally construed, the Complaint
purports to allege denial of a fair trial, as well as procedural
and substantive due process claims.
C. Application
Before addressing the merits of Plaintiff’s Section 1983
claims, the Court first considers several threshold barriers to
the adjudication of his claims.
1. Immunity
a. Absolute Judicial Immunity
Plaintiff’s Section 1983 claims against Judge Collins
are subject to dismissal because, as a judge employed by the state
of New York, he is absolutely immune from suit. It is well-
established that judges “generally have absolute immunity” from
suit for judicial acts performed in their judicial capacities.
Bliven v. Hunt, 579 F.3d 204, 209 (2d Cir. 2009) (citing Mireles
v. Waco, 502 U.S. 9, 11 (1991)); Hardy-Graham v. Southampton Just.
Ct., No. 20-CV-0981, 2021 WL 260102, at *5 (E.D.N.Y. Jan. 25, 2021)
8
(Seybert, J.). This absolute “judicial immunity is not overcome
by allegations of bad faith or malice,” nor can a judge “be
deprived of immunity because the action he took was in error . . .
or was in excess of his authority.” Mireles, 502 U.S. at 11, 13
(internal quotation marks and citation omitted; ellipsis in
original). Rather, judicial immunity is overcome in only two
instances. The first instance is “liability for nonjudicial
actions, i.e., actions not taken in the judge’s judicial capacity.”
Bliven, 579 F.3d at 209 (quoting Mireles, 502 U.S. at 11). The
second instance is liability arising from actions taken “‘in the
complete absence of all jurisdiction.’” Basile v. Connolly, 538
F. App’x 5, 7 (2d Cir. 2013) (quoting Mireles, 502 U.S. at 11-12;
emphasis in the original).
Here, even upon a liberal construction, Plaintiff’s
allegations do not suggest that either exception applies to
overcome absolute judicial immunity. Clearly Judge Collins acted
within his jurisdiction given that the alleged conducted occurred
in open court during the criminal prosecution that lead to
Plaintiff’s state court conviction. There can be no doubt that
state court prosecution for violations of state laws relating to
drug possession and weapon possession is the very kind of case
over which state courts have jurisdiction. Accordingly, Judge
9
Collins is shieled from suit by absolute immunity.4
The absolute immunity afforded to judges is not limited
to judges alone, but also extends to “certain others who perform
functions closely associated with the judicial process.” Oliva
v. Heller, 839 F.2d 37, 39 (2d Cir. 1988) (citation omitted); see
also McKeown v. N.Y. State Comm’n on Judicial Conduct, 377 F. App’x
121, 124 (2d Cir. 2016). Here, Tropea is entitled to absolute
immunity given that Plaintiff’s allegations against him concern
conduct that is “closely related to the judicial process.”
Jackson v. Pfau, 523 F. App’x 736, 737-38 (2d Cir. 2013) (affirming
4 Although “[t]he doctrine of judicial immunity does not shield
judges from claims for prospective declaratory relief,” Krupp v.
Todd, No. 14-CV-0525, 2014 WL 4165634, at *4 (N.D.N.Y. Aug. 19,
2014), “[a]bsolute judicial immunity bars declaratory judgment
claims that are retrospective in nature in that they seek a
declaration that a judge’s past behavior has violated the
Constitution.” Leathersich v. Cohen, No. 18-CV-6363, 2018 WL
3537073, at *4 (W.D.N.Y. July 23, 2018) (internal quotation
omitted) (citing cases); see also Moore v. City of N.Y., No. 12-
CV-4206, 2012 WL 3704679, at *2 (E.D.N.Y. Aug. 27, 2012) (“Judicial
immunity also bars . . . claims for retrospective declaratory
relief.”). A review of the Complaint makes clear that it is
targeted at Judge Collins’s conduct in Plaintiff’s concluded state
court action. (See Compl., ECF No. 1, in toto.) Indeed, Plaintiff
seeks not to vindicate some prospective right, but a declaration
that Judge Collins’s prior judicial actions were erroneous. Given
that Plaintiff seeks retrospective relief, such claims are barred.
Montesano v. New York, Nos. 05-CV-9574, 05-CV-10624, 2006 WL
944285, at *4 (S.D.N.Y. Apr. 12, 2006) (neither “injunctive nor
declaratory relief is available to be used as a vehicle for
disgruntled litigants to reverse adverse judgments”) (citing
Huminski v. Corsones, 396 F.3d 53 (2d Cir. 2005)).
10
dismissal pursuant to Section 1915(e)(2)(B) of pro se plaintiff’s
Section 1983 claims against judicial law clerk, the N.Y.S. Chief
Administrative Judge, court attorneys, and the Chief Clerks of
several state courts, finding “defendants were entitled to
judicial immunity, because [][the] allegations against each of
them concerned actions that were judicial in nature or closely
related to the judicial process” (citing Rodriguez v. Weprin, 116
F.3d 62, 66 (2d Cir. 1997) (noting that “[c]ourts have extended
the absolute judicial immunity afforded judges to individuals
. . . who perform functions closely associated with the judicial
process,” and holding that judges and their supporting staff are
absolutely immune in matters regarding “[a] court’s inherent power
to control its docket”)).
As a result, Plaintiff’s Section 1983 claims against
Judge Collins and Tropea are not plausible as a matter of law and
are, therefore, DISMISSED WITH PREJUDICE pursuant to 28 U.S.C. §
1915A(b). See Mills v. Fischer, 645 F.3d 176, 177 (2d Cir. 2011)
(“Any claim dismissed on the ground of absolute judicial immunity
is ‘frivolous’ for purposes of [the IFP statute].”).
b. Eleventh Amendment Immunity
“‘[A]s a general rule, state governments may not be sued
in federal court unless they have waived their Eleventh Amendment
11
immunity or unless Congress has abrogate[d] the states’ Eleventh
Amendment immunity . . . .’” Griggs v. Crim. Ct. of City of N.Y.,
No. 21-CV-1899, 2021 WL 1535056, at *2 (S.D.N.Y. Apr. 19, 2021),
appeal dismissed (Oct. 28, 2021) (quoting Gollomp v. Spitzer, 568
F.3d 355, 366 (2d Cir. 2009) (internal quotation marks and citation
omitted, alteration in original)). “This immunity shields States
from claims for money damages, injunctive relief, and
retrospective declaratory relief.” Griggs, 2021 WL 1535056, at
*2 (citing Green v. Mansour, 474 U.S. 64, 72-74 (1985); Pennhurst
State Sch. & Hosp. v. Halderman, 465 U.S. 89, 101-02 (1984)).
Plaintiff claims that Tropea failed to perform his
duties; yet, there are no allegations that Tropea acted outside of
his official capacity. (See Compl., in toto.) Indeed, Tropea is
a state officer because he is the Chief Clerk of the Suffolk County
Court, and the Suffolk County Court is an arm of the New York state
court system.5 See Gollomp, 568 F.3d at 366–67 (“[E]very court to
consider the question of whether the New York State Unified Court
System is an arm of the State has concluded that it is, and is
5 Although Plaintiff alleges Tropea is the Clerk of the Court,
County Court of Suffolk County (see ECF No. 1 at 2), the
information maintained by the New York State Office of Court
Administration on its public website reflects that Tropea is the
Chief Clerk of that court. See
https://ww2.nycourts.gov/courts/10jd/suffolk/county.shtml (last
visited on June 16, 2023).
12
therefore protected by Eleventh Amendment sovereign immunity.”);
Fishman v. Off. of Ct. Admin. N.Y.S. Cts., No. 18-CV-0282, 2020 WL
1082560, at *7 (S.D.N.Y. Mar. 5, 2020), aff’d, No. 20-1300, 2021
WL 4434698 (2d Cir. Sept. 28, 2021) (“[T]he Second Circuit has
specifically held that the New York State Unified Court System is
unquestionably an arm of the State, and is entitled to Eleventh
Amendment sovereign immunity.” (internal quotation marks and
citation omitted)). Accordingly, Tropea is shielded from suit by
the Eleventh Amendment, and Plaintiff’s Section 1983 claims are
therefore implausible. See Watanmaker v. Clark, No. 09-CV-3877,
2010 WL 3516344, at *7 (E.D.N.Y. Aug. 31, 2010) (dismissing Section
1983 claims alleged against the Chief Clerk of the Suffolk County
District Court as barred by the Eleventh Amendment (citing
Casaburro v. Guiliani, 986 F. Supp. 176, 182 (S.D.N.Y. 1997)
(granting state court clerk’s motion to dismiss official capacity
suit on Eleventh Amendment grounds)); Davis v. State of N.Y., No.
90-CV-6170, 1991 WL 156351, at *2 (S.D.N.Y. Aug. 6, 1991)
(dismissing claim against state-court officials on Eleventh
Amendment grounds), aff’d 106 F. App’x 82 (2d Cir. 2004); see also
Manko v. Steinhardt, No. 11-CV-5430, 2012 WL 213715, at *3
(E.D.N.Y. Jan. 24, 2012) (finding clerk of court immune from claims
arising from alleged failure to perform duties where there were no
13
allegations that clerk of court acted in individual capacity);
Peterkin v. Carr, No. 20-CV-0524, 2020 WL 7186796, *3 (E.D.N.Y.
Dec. 7, 2020) (finding court staff member named in his official
capacity entitled to judicial immunity (citing Treistman v.
McGinty, 804 F. App’x 98 (2d Cir. 2020) (affirming district court’s
determination that family court employees were immune from
suit))). Thus, Plaintiff’s Section 1983 claims against Tropea are
also barred by the Eleventh Amendment and are DISMISSED WITH
PREJUDICE as pursuant to 28 U.S.C. § 1915A(b).6
c. Qualified Immunity
Plaintiff’s Section 1983 claims against Conner are not
plausible because she is entitled to qualified immunity.
Qualified immunity shields government officials from civil
liability resulting from the performance of their discretionary
functions only where their conduct “does not violate clearly
established statutory or constitutional rights of which a
6 Similarly, given that Judge Collins is also a New York state
employee, he too is shielded from liability in his official
capacity by the Eleventh Amendment. See Silvels v. New York, 81
F. App’x 361, 362 (2d Cir. 2003) (affirming dismissal of Section
1983 claims sua sponte pursuant to 28 U.S.C. § 1915(e)(2)(B)(ii)
on the grounds of judicial and Eleventh Amendment immunity).
Moreover, given Conner’s apparent employment by the New York State
Office of Court Administration as an Official Senior Court
Reporter, she too would be shieled from liability in her official
capacity by the Eleventh Amendment. However, the Court need not
reach that question for the reasons that follow.
14
reasonable person would have known.” Wallace v. Suffolk County
Police Dep’t, 396 F. Supp. 2d 251, 265 (E.D.N.Y. 2005) (Seybert,
J.) (quoting Harlow v. Fitzgerald, 457 U.S. 800, 818 (1982)). To
determine whether qualified immunity applies, courts consider
“whether the facts shown make out a violation of a constitutional
right and whether the right at issue was clearly established at
the time of the defendant’s alleged misconduct.” Tankleff v.
County of Suffolk, No. 09-CV-1207, 2017 WL 2729084, at *17
(E.D.N.Y. June 23, 2017) (Seybert, J.) (quoting Estate of Devine
v. Fusaro, 676 F. App’x 61, at *1 (2d Cir. 2017) (cleaned up)).
Whether a right was clearly established should be analyzed from
the perspective of a reasonable official, and the relevant inquiry
is whether “it would be clear to a reasonable offic[ial] that his
conduct was unlawful in the situation he confronted.” Id.
The United State Supreme Court has long extended
qualified immunity to court reporters, such as Conner, where their
conduct does not violate clearly established statutory or
constitutional rights. See Antoine v. Byers & Anderson Inc., 508
U.S. 429 (1993) (holding that court reporters are qualifiedly, not
absolutely, immune from suit); Harlow, 457 U.S. at 818 (discussing
standard for establishing qualified immunity); see also Green v.
v. Maraio, 722 F. 2d 1013, 1019 (2d Cir. 1983) (finding Rule
15
12(b)(6) dismissal of claim against court reporter on grounds of
qualified immunity was appropriate where the complaint alleged
court reporter acted pursuant to judge’s explicit instructions).
Indeed, “there is no constitutional or federal statutory right to
an absolutely accurate trial transcript.” Burrell v. Swartz, 558
F. Supp. 91, 92 (S.D.N.Y. 1983). Thus, insofar as Plaintiff
complains that Conner excluded the words “ping data” at pages 86
and 87 from the 121-page sentencing transcript, in the absence of
any constitutional or federal statutory right to an “absolutely
accurate” transcript, Conner is protected by qualified immunity.7
7 Insofar as Plaintiff complains that the alleged transcript
errors prejudice an appeal of his conviction, such facts may form
the basis of a proper Section 1983 claim at the appropriate time.
A criminal defendant possesses a due process right to a
“substantially accurate” transcript in a criminal proceeding.
Argentieri v. Majerowicz, 158 F. App’x 306, 307 (2d Cir. 2005)
(summary order). However, “[m]ore than an inaccurate transcript
is necessary to state a claim, [] [and] a [p]laintiff must also
show that the alleged inaccuracies adversely affected the outcome
of her proceedings.” Wilson v. Richards, No. 14-CV-2459, 2014 WL
6682579, at *2 (S.D.N.Y. Nov. 25, 2014) (citing Tedford v. Hepting,
990 F.2d 745, 748 (3d Cir. 1993) (internal quotation marks
omitted); also citing Argentieri, 158 F. App’x at 308 (affirming
summary judgment for defendant because plaintiff was not “deprived
in any way of his access to courts or right to an effective
appeal”)). Any such claim is premature at this juncture given
that the appeal filed by Plaintiff is not yet perfected. See
People v. Braithwaite, No. 2022-09001, May 5, 2023 Decision and
Order (N.Y. App. Div., 2d Dep’t 2023) (granting Braithwaite leave
to prosecute the appeal as a poor person, assigning appellate
counsel, and granting extension to perfect appeal). In turn, any
related claim of prejudice is currently speculative, making it
implausible. See Burrell, 558 F. Supp. at 92 (“[I]f a state
16
McCaw v. McPartland, No. 17-CV-6431, 2018 WL 10701609, at *1
(S.D.N.Y. Apr. 2, 2018).
Accordingly, Plaintiff’s Section 1983 claims against
Conner are not plausible and are thus DISMISSED WITH PREJUDICE
pursuant to 28 U.S.C. § 1915A(b). See Green, 722 F. 2d at 1019
(affirming dismissal of claims against court reporter on basis of
qualified immunity and stating: “allowing . . . dismissal whenever
the basis for finding qualified immunity applicable is established
by the complaint itself ‘permit[s] ‘[i]nsubstantial lawsuits [to]
official intentionally alters a transcript in a way that prejudices
a defendant’s appeal, the due process clause of the fourteenth
amendment might be violated . . . . To prove such a violation
plaintiff would have to show . . . the existence of intentional
tampering; then, he would have to prove the alleged errors and
omissions in the trial transcript prejudice his statutory right to
appeal.” (citations omitted)); Godfrey v. Irvin, 871 F. Supp. 577,
584 (W.D.N.Y. 1994) (“In order to demonstrate denial of a fair
appeal, [plaintiff] must show prejudice resulting from the missing
or incomplete transcript.”). Thus, any substantive due process
claim is not plausible given the absence of any allegation that
Plaintiff suffered “some tangible harm.” Curro v. Watson, 884 F.
Supp. 708, 720 (E.D.N.Y. 1995), aff’d, 100 F.3d 942 (2d Cir. 1996);
see also Collins, 438 F. Supp. 2d 399, 415–16 (2d Cir. 2006)
(plaintiff alleging violation of right to access to the courts
must allege an “actual injury”). Upon careful review of the
Complaint, Plaintiff has not alleged any tangible harm. (See
Compl., in toto.) Plaintiff does not allege that he was not
successful in his Article 78 proceedings. Even if he was
unsuccessful in those proceedings, he does not allege that any
such failure stemmed from the transcriptions. Compare Collins,
438 F. Supp. 2d at 417 (prisoner adequately alleged tangible harm
where he alleged that his Article 78 proceeding was dismissed when
prison officials failed to provide him with necessary copies of
documents).
17
be quickly terminated’’”) (quoting Harlow, 457 U.S. at 814; further
citation omitted); Griggs v. Crim. Ct. of City of N.Y., No. 21-
CV-1899, 2021 WL 1535056, at *3 (S.D.N.Y. Apr. 19, 2021), appeal
dismissed (Oct. 28, 2021) (sua sponte dismissing Section 1983
claims pursuant to 28 U.S.C. § 1915(e)(2)(B) against two court
reports in the absence of “any facts that suggest that the court
reporters’ conduct violated any of [p]laintiff’s clearly
established statutory or constitutional rights”).
Given the dismissal of Plaintiff’s federal claims
against the Defendants on immunity grounds, the Court need not
reach the merits. However, in light of his pro se status, the
Court explains, to the extent that Plaintiff complains that the
allegedly inaccurate sentencing transcript “deprived him of due
process, such a claim would fail, because New York has adequate
procedures for correcting alleged inaccuracies in transcripts.”
See id., (citing Curro, 884 F. Supp. at 720-23); Collins v. N.Y.
City, No. 19-CV-7156, 2019 WL 4805692, at *3 (S.D.N.Y., 2019) (sua
sponte dismissing Section 1983 claims upon initial screening,
explaining “[t]o the extent [p]laintiff attempts to assert that
inaccurate transcriptions deprived him of due process, such a claim
would fail, because New York has adequate procedures for correcting
alleged inaccuracies in transcripts”) (citing Curro, 884 F. Supp.
18
at 720-23) (discussing New York’s transcript settlement procedures
and finding they provide all the process due plaintiff).
Notwithstanding having filed a complaint with the Tenth District
Administrative Office, Suffolk County (“Tenth District AO”) (see
Compl. at ECF p.18), Plaintiff has not alleged to have availed
himself of other available transcript settlement procedures and
Plaintiff has other means to seek the correction of his sentencing
transcript. See Curro, 884 F. Supp. at 718 (“In addition [to
available N.Y.S. post-deprivation remedies], any significant
unresolved questions concerning the transcript’s accuracy could be
raised on appeal, and if found to be substantial, would permit a
remand of the proceedings back to the original trial judge to
resettle the transcript.”) (citations omitted)).8
Moreover, “[a] claim that deficiencies in the trial
transcripts were so great that the plaintiff’s constitutional
rights on appeal were violated is ‘a direct challenge to the
validity of the conviction and the legality of plaintiff’s
8 Plaintiff’s allegation that the transcript was deliberately
tampered with does not save his procedural due process claim
because the state provides adequate post-deprivation remedies.
See Curro, 884 F. Supp. at 717–19 (prisoner who alleged that court
reporters deliberately altered the transcript of his criminal
trial did not state procedural due process claim because New York
provides a procedure for challenging inaccuracies in trial
transcripts).
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confinement.’” Stokes v. Kreidler, No. 18-CV-0113, 2018 WL
1226027, at *3 (N.D.N.Y. Jan. 30, 2018), report and recommendation
adopted, 2018 WL 1229699 (N.D.N.Y. Mar. 8, 2018) (citing Davison
v. Reyes, No. 11-CV-0167, 2012 WL 948591, at *3 (E.D.N.Y. Mar. 20,
2012)). The sole remedy for a challenge to Plaintiff’s conviction
is under 28 U.S.C. § 2254, after exhausting his state court
remedies. See, e.g., Bridgeforth v. County of Rensselaer, No. 08-
CV-0779, 2008 WL 5156936, at *4 (N.D.N.Y. Dec. 8, 2008), adhered
to on denial of reconsideration, 2009 WL 102959 (N.D.N.Y. Jan. 13,
2009) (dismissing Section 1983 claims alleging, inter alia, that
the prosecutor, judge, and court reporter conspired to alter
official court records because “any attack on the sentence for
which Plaintiff is currently serving cannot be attacked in a § 1983
action without an indication that such sentence has been reversed”
(citing Heck v. Humphrey, 512 U.S. 477, 486-87 (1994)).
Accordingly, as is readily apparent, Plaintiff’s Section
1983 claims are not plausible even if the Court were to consider
the merits.
II. Leave to Amend
Given the Second Circuit’s guidance that a pro se
complaint should not be dismissed without leave to amend unless
amendment would be futile, see Cuoco v. Moritsugu, 222 F.3d 99,
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112 (2d Cir. 2000), the Court has carefully considered whether
leave to amend is warranted. Here, because Plaintiff could not
cure the substantive deficiencies set forth above with better
pleading, amendment would be futile. Accordingly leave to amend
the Complaint is DENIED.
CONCLUSION
Accordingly, IT IS HEREBY ORDERED that, upon this
Court’s Section 1915A(a) screening of the Complaint, Plaintiff
fails to allege a plausible claim for relief for the reasons set
forth above; and
IT IS FURTHER ORDERED that the Complaint is DISMISSED
pursuant to 28 U.S.C. § 1915A(b) given that it fails to state a
claim and seeks monetary relief from Defendants who are immune
from such relief and it is frivolous; and
IT IS FURTHER ORDERED that Plaintiff’s motion seeking a
preliminary injunction (ECF No. 4) is DENIED; and
IT IS FURTHER ORDERED that, pursuant to 28 U.S.C.
§ 1915(a)(3), the Court certifies any appeal from this Order would
not be taken in good faith. Therefore, in forma pauperis status
is DENIED for the purpose of any appeal. See Coppedge v. United
States, 369 U.S. 438, 444-45 (1962); and
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IT IS FURTHER ORDERED that the Clerk of Court mail a
copy of this Order to the pro se Plaintiff at his address of
record, including the notation “LEGAL MAIL” on the mailing
envelope.
SO ORDERED.
/s/ JOANNA SEYBERT
Joanna Seybert, U.S.D.J.
Dated: June 27, 2023
Central Islip, New York
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