holding that a public defender does not act under color of state law when performing “a lawyer’s traditional functions as counsel to a defendant in a criminal proceeding”
How later courts described this case
- holding that a public defender does not act under color of state law when performing “a lawyer’s traditional functions as counsel to a defendant in a criminal proceeding”
Written by the judges who cited it.
The opinion
UNITED STATES DISTRICT COURT
EASTERN DISTRICT OF NEW YORK
----------------------------------X
MARC JASMIN,
Plaintiff,
MEMORANDUM & ORDER
-against- 22-CV-6743(JS)(LGD)
JOHN L. MACCARONE, PC, JOHN L.
MACCARONE, PC, Lawyer;
Defendants.
----------------------------------X
APPEARANCES
For Plaintiff: Marc Jasmin, pro se
2022000303
Nassau County Correctional Facility
100 Carman Avenue
East Meadow, New York 11554
For Defendants: No appearances.
SEYBERT, District Judge:
Presently before the Court is the application to proceed
in forma pauperis (“IFP”) filed by pro se plaintiff Marc Jasmin
(“Plaintiff”) while incarcerated at the Nassau County Correctional
Center. (IFP App., ECF No. 7.) Plaintiff commenced this action
on November 3, 2022, by filing a Complaint pursuant to 42 U.S.C.
§ 1983 (“Section 1983”) against his criminal defense attorney,
John L. Maccarone, and the attorney’s law firm, John L. Maccarone,
PC, (together, “Defendants”). (Compl., ECF No. 1, ¶¶ I.B., II.)
For the reasons that follow, Plaintiff’s IFP application is
GRANTED; however, the Complaint is DISMISSED for failure to allege
a plausible claim for relief.
BACKGROUND
Plaintiff’s sparse Complaint is submitted on the Court’s
form complaint for civil rights actions under Section 1983 and
alleges the following, in its entirety:1
I hired John L Maccorone P.C. to represent me on a court
case, then after on another court case. I paid him all
the fund’s agreed on retainer. Every time I asked him
an update on case’s he became very disrespectful and
refuse to give me a copy of my discovery and demanded
more money even though I paid him all I owed him. On
second case after one court appearents he wanted me to
take a plea and gave me false information and he recived
1500 Bail when there was no Bail. I was released without
any Bail. We hired him to help us but he didn’t he made
things worse. He breached contract and didn’t resolve
none of my cases and got paid in full.
(Compl., ¶ II.) Where prompted for a description of any injuries
suffered, or medical treatment required, Plaintiff responded that
his sole injury was “[m]ental [s]tress.” (Id. ¶ II.A.) For
relief, Plaintiff seeks “some of [his] funds back and the bail
money back.” (Id. ¶ III.)
DISCUSSION
I. Plaintiff’s In Forma Pauperis Application is Granted
The Court finds that Plaintiff is qualified by his
financial status to commence this action without prepayment of the
filing fees. See 28 U.S.C. § 1915(a)(1). Therefore, Plaintiff’s
1 Excerpts from the Complaint are reproduced here exactly as they
appear in the original. Errors in spelling, punctuation, and
grammar have not been corrected or noted.
IFP application is GRANTED.
II. Legal Standards
A. Consideration of the Complaint Under 28 U.S.C. §§ 1915,
1915A
Section 1915 requires a district court to dismiss an in
forma pauperis complaint if the action is frivolous or malicious,
fails to state a claim upon which relief may be granted, or seeks
monetary relief against a defendant who is immune from such relief.
See 28 U.S.C. §§ 1915(e)(2)(B)(i)-(iii), 1915A(b). An action is
frivolous as a matter of law when, inter alia, it is based on an
“indisputably meritless legal theory” or when it “lacks an arguable
basis in law . . . or [when] a dispositive defense clearly exists
on the face of the complaint.” Livingston v. Adirondack Beverage
Co., 141 F.3d 434, 437 (2d Cir. 1998). The Court is required to
dismiss the action as soon as it makes such a determination. See
28 U.S.C. § 1915A; Avant v. Miranda, No. 21-CV-0974, 2021 WL
1979077, at *2 (E.D.N.Y. May 18, 2021).
Courts are obliged to construe the pleadings of a pro se
plaintiff liberally and to interpret them to raise the “strongest
[claims] that they suggest.” Triestman v. Fed. Bureau of Prisons,
470 F.3d 471, 474 (2d Cir. 2006) (cleaned up); Harris v. Mills,
572 F.3d 66, 72 (2d Cir. 2009). However, the complaint must plead
sufficient facts to “state a claim to relief that is plausible on
its face.” Bell Atl. Corp. v. Twombly, 550 U.S. 544, 570 (2007).
“A claim has facial plausibility when the plaintiff pleads factual
content that allows the court to draw the reasonable inference
that the defendant is liable for the misconduct alleged.” Ashcroft
v. Iqbal, 556 U.S. 662, 678 (2009) (citations omitted). The
plausibility standard requires “more than a sheer possibility that
a defendant has acted unlawfully.” Id. While “detailed factual
allegations” are not required, “[a] pleading that offers ‘labels
and conclusions’ or ‘a formulaic recitation of the elements of a
cause of action will not do.’” Id. (quoting Twombly, 550 U.S. at
557). Further, a pleading that only “tenders naked assertion[s]
devoid of further factual enhancement” will not suffice. Id. at
678 (internal quotation marks and citation omitted).
Consequently, a court may dismiss a complaint that is “so confused,
ambiguous, vague or otherwise unintelligible that its true
substance, if any, is well disguised.” Salahuddin v. Cuomo, 861
F.2d 40, 42 (2d Cir. 1988); Tawfik v. Georgatos, No. 20-CV-5832,
2021 WL 2953227, at *2 (E.D.N.Y. July 14, 2021) (Seybert, J.).
B. Section 1983
Section 1983 provides that:
Every person who, under color of any statute,
ordinance, regulation, custom, or usage, of
any State . . . subjects, or causes to be
subjected, any citizen of the United
States . . . to the deprivation of any rights,
privileges, or immunities secured by the
Constitution and laws, shall be liable to the
party injured . . . .
42 U.S.C. § 1983.
To state a claim under Section 1983, a plaintiff must
“allege that (1) the challenged conduct was attributable at least
in part to a person who was acting under color of state law and
(2) the conduct deprived the plaintiff of a right guaranteed under
the Constitution of the United States.” Rodriguez v. Shoprite
Supermarket, No. 19-CV-6565, 2020 WL 1875291, at *2 (E.D.N.Y. Apr.
15, 2020) (internal quotation marks and citation omitted).
III. Application of 28 U.S.C. §§ 1915, 1915A
Applying these standards to Plaintiff’s Complaint, even
with the special solicitude afforded to pro se pleadings, it is
readily apparent that Plaintiff’s Section 1983 claims are not
plausible. As noted above, to state a plausible Section 1983
claim, a plaintiff must allege that the challenged conduct was
committed by a person acting under color of state law. Thus,
private parties are generally not liable under Section 1983
because such liability may only be imposed upon wrongdoers “who
carry a badge of authority of a State and represent it in some
capacity, whether they act in accordance with their authority or
misuse it.” Nat’l Collegiate Athletic Ass’n v. Tarkanian, 488 U.S.
179, 191 (1988) (citation omitted).
Generally, attorneys are not state actors for purposes
of Section 1983 regardless of whether they are court-appointed or
retained. See Polk Cty. v. Dodson, 454 U.S. 312, 325 (1981); see
also Brown v. Legal Aid Soc’y, 367 F. App’x 215, 216 (2d Cir. Feb.
23, 2010) (holding that a public defender does not act under color
of state law when performing “a lawyer’s traditional functions as
counsel to a defendant in a criminal proceeding”). Nevertheless,
liability may be imposed under Section 1983 upon private
individuals who are not state actors pursuant to a conspiracy
theory. See Ciambriello v. County of Nassau, 292 F.3d 307, 324-
25 (2d Cir. 2002). To state a Section 1983 conspiracy claim, a
plaintiff must allege: “(1) an agreement between a state actor and
a private party; (2) to act in concert to inflict an
unconstitutional injury; and (3) an overt act done in furtherance
of that goal causing damages.” Id.
As is readily apparent here, Plaintiff’s Section 1983
claims must be dismissed because his sparse allegations do not
suggest that Defendants are state actors nor that they conspired
with a state actor to inflict an unconstitutional injury.2 (See
2 Moreover, given that Plaintiff has alleged that his only injury
suffered is “mental stress” (see Compl., ¶ 2II.A), his claims
also fail because the Prison Litigation Reform Act requires that
a claim under Section 1983 include allegations of physical harm.
See 42 U.S.C. § 1997e(e); see also Gunn v. Malani, No. 20-CV-
2681, 2021 WL 5507057, at *9 (S.D.N.Y. Nov. 23, 2021) (“[C]ourts
have consistently held that [§] 1997e(e) bars prisoner civil
rights suits seeking damages for constitutional violations where
the inmate-plaintiff suffers only emotional and mental injury.”
(quoting Cox v. Malone, 199 F. Supp. 2d 135, 139 (S.D.N.Y.
2002))), aff’d, 56 F. App’x 43 (2d Cir. 2003); Greene v. Dep’t
of Corr., No. 10-CV-5344, 2012 WL 694031, at *3 (S.D.N.Y. Mar.
5, 2012) (“[c]ases asserting emotional harm, unaccompanied by a
claim of physical harm, are routinely dismissed [under
generally Compl.) Accordingly, Plaintiff’s Section 1983 claims
are DISMISSED pursuant to 28 U.S.C. §§ 1915(e)(2)(B)(i)-(ii),
1915A(b)(1).
IV. State Law Claims
Plaintiff also alleges state law breach of contract
claims. Given the dismissal of Plaintiff’s federal claims, the
Court declines to exercise supplemental jurisdiction over any
state law claims and dismisses them without prejudice. 28 U.S.C.
§ 1367(c)(3) (“The district courts may decline to exercise
supplemental jurisdiction over a claim . . . if . . . the district
court has dismissed all claims over which it has original
jurisdiction . . . .”); Carnegie-Mellon Univ. v. Cohill, 484 U.S.
343, 350 n.7 (1988) (“[I]n the usual case in which all federal-
law claims are eliminated before trial, the balance of factors to
be considered under the pendent jurisdiction doctrine -- judicial
economy, convenience, fairness, and comity -- will point toward
declining to exercise jurisdiction over the remaining state-law
claims.”). Plaintiff may pursue any valid state law claims,
including breach of contract, in state court.
IV. Leave to Amend
Given the Second Circuit’s guidance that a pro se
complaint should not be dismissed without leave to amend unless
§ 1997(e)].”)
amendment would be futile, Cuoco v. Moritsugu, 222 F.3d 99, 112
(2d Cir. 2000), the Court has carefully considered whether leave
to amend is warranted. Here, Plaintiff is GRANTED leave to file
an Amended Complaint in accordance with the Federal Rules of Civil
Procedure and the guidance set forth herein within 30 days from
the date of this order. Any Amended Complaint shall be clearly
labeled “Amended Complaint” and shall bear the same Docket Number
as this Order, 22-CV-6743(JS)(LGD). Further, because the Amended
Complaint will completely replace the original Complaint, it must
include all factual allegations and claims that Plaintiff seeks to
pursue in this case.
PLAINTIFF IS WARNED that if he does not file an Amended
Complaint within 30 days from the date of this Order, judgment
will enter and this case will be closed without further notice.
CONCLUSION
For the reasons stated, IT IS HEREBY ORDERED that
Plaintiff’s IFP application (ECF No. 6) is GRANTED; and
IT IS FURTHER ORDERED that Plaintiff’s claims are
DISMISSED pursuant to 28 U.S.C. §§ 1915(e)(2)(B), 1915A; and
IT IS FURTHER ORDERED that Plaintiff is GRANTED LEAVE TO
FILE AN AMENDED COMPLAINT, in accordance with the guidance set
forth above, within 30 days from the date of this Order. Any
Amended Complaint shall be clearly labeled “Amended Complaint” and
shall bear the same case number as identified in this Order, No.
22-CV-6743(JS)(LGD). Plaintiff is WARNED that if he does not file
an Amended Complaint within 30 days from the date of this Order,
judgment will enter and this case will be closed; and
IT IS FURTHER ORDERED that, pursuant to 28 U.S.C.
§ 1915(a)(3), any appeal from this Order would not be taken in
good faith and therefore in forma pauperis status is DENIED for
the purpose of any appeal. See Coppedge v. United States, 369 U.S.
438, 444-45 (1962); and
IT IS FURTHER ORDERED that the Clerk of the Court shall
mail a copy of this Memorandum & Order to the pro se Plaintiff and
include the notation “Legal Mail” on the envelope.
SO ORDERED.
/s/ JOANNA SEYBERT_____
Joanna Seybert, U.S.D.J.
Dated: December 9, 2022
Central Islip, New York