Opinion

Brown Bey v. State of New York (Inc)

Court
District Court, E.D. New York
Filed
Oct 28, 2022
Cited by
0 cases
Authority
More cited than 26.7%

The opinion

UNITED STATES DISTRICT COURT

EASTERN DISTRICT OF NEW YORK

JAYDE BROWN BEY,

MEMORANDUM & ORDER

Plaintiff, 22-CV-03408 (HG)

v.

STATE OF NEW YORK, KATHLEEN

COURTNEY HOCHUL, LETITIA JAMES,

and ERIC ADAMS,

Defendants.

HECTOR GONZALEZ, United States District Judge:

Plaintiff Jayde Brown Bey, proceeding pro se, filed this action seeking to challenge in

federal court a pending criminal prosecution in Queens County Supreme Court, People v. Brown,

Index No. Cr-026658-21-QN. See ECF No. 1. Plaintiff also seeks to proceed in forma pauperis

under 28 U.S.C. § 1915(a). See ECF No. 2. The Court grants Plaintiff’s motion to proceed in

forma pauperis solely for purposes of this Order and dismisses all of Plaintiff’s claims without

granting Plaintiff leave to amend. As further explained below, the Court is required to abstain

from deciding Plaintiff’s claims seeking injunctive relief pursuant to the abstention doctrine

articulated by the U.S. Supreme Court in Younger v. Harris, 401 U.S. 37 (1971), and its progeny.

Plaintiff’s claims for damages fail against all of the various Defendants she has named due to a

combination of judicial immunity as applied to some Defendants, sovereign immunity under the

Eleventh Amendment as applied to other Defendants, and Plaintiff’s failure to allege that the

remaining Defendants personally participated in the events that have allegedly caused her harm.

PROCEDURAL HISTORY

Plaintiff’s complaint is nearly impossible to decipher. See ECF No. 1. Plaintiff identifies

herself as a “Moorish American National[] of the Moroccan Empire,” see id. at 1, a group which

this Court has previously recognized as a variant of the sovereign citizens movement—i.e., “‘a

loosely affiliated group who believe that the state and federal governments lack constitutional

legitimacy and therefore have no authority to regulate their behavior.’” Ali v. Wuchte, No. 22-

cv-1532, 2022 WL 3708844, at *3 n.1 (E.D.N.Y. Aug. 25, 2022) (quoting United States v. Ulloa,

511 F. App’x 105, 107 (2d Cir. 2013)). Her complaint is replete with pseudo-legal jargon of the

kind typically used by litigants who affiliate themselves with that movement. ECF No. 1.

The gist of Plaintiff’s complaint is that she wants the Court to dismiss a criminal

proceeding pending against her in Queens County Criminal Court and to award damages of

$382,000, in the form of a purported default judgment, “payable in lawful money of .9999 fine

silver bullion coins or bars.” Id. at 9. Plaintiff names as Defendants on the first page of her

complaint the State of New York, Governor Kathleen Hochul, Attorney General Letitia James,

and Mayor Eric Adams. Id. at 1. Later in Plaintiff’s complaint, however, she further explains

that she wants a default judgment against the following additional people: (i) George Grasso, the

former Administrative Judge of the Queens County Criminal Court; (ii) William Reyes, the

current Chief Clerk of that court; (iii) Keechant Sewell, the current New York City Police

Commissioner; and (iv) Michael Lipetri, a member of the New York City Police Department. Id.

at 9. Although Plaintiff’s complaint does not identify the nature of Lipetri’s position, the Court

takes notice that he is the department’s “Chief of Crime Control Strategies,” and not a line-level

police officer who would likely have participated in Plaintiff’s arrest.1

Plaintiff’s complaint does not specify a cause of action. She does, however, list various

“[f]ederal [q]uestion(s)” based on the U.S. Constitution, various articles and rights contained

1 See Crime Control Strategies, N.Y. CITY POLICE DEP’T,

https://www1.nyc.gov/site/nypd/bureaus/investigative/crime-control-strategies.page (last visited

Oct. 28, 2022).

therein, the Moroccan Treaty of Peace and Friendship of 1786, and unspecified “Supreme Court

Rulings.” ECF No. 1 at 1. Plaintiff’s recitation of these rights arising under federal law, coupled

with her naming as defendants various state and city officials, leads the Court to construe her

complaint as asserting claims under 42 U.S.C. § 1983, which “provides a cause of action against

any person who deprives an individual of federally guaranteed rights ‘under color’ of state law.”

Filarsky v. Delia, 566 U.S. 377, 383 (2012) (quoting 42 U.S.C. § 1983). Other courts in this

District have interpreted similar unspecified claims by pro se plaintiffs as arising under Section

1983. See, e.g., Powell v. N.Y. State Dep’t of Educ., No. 18-cv-7022, 2022 WL 900605, at *5–6

(E.D.N.Y. Mar. 28, 2022) (treating claims invoking various treaties and constitutional provisions

as “aris[ing] under Section 1983”); Bey v. Westbury Union Free Sch. Dist., No. 21-cv-2048,

2022 WL 900615, at *7–8 (E.D.N.Y. Mar. 28, 2022) (treating similar claims as “arising under

Section 1983”).

Plaintiff filed a motion to proceed in forma pauperis at the same time that she filed her

complaint. See ECF No. 2. She left almost entirely blank the District’s standard application

requesting information about an applicant’s income, debts, and expenses, see id. at 1–2, but she

attached a purported affidavit containing more pseudo-legal jargon, see id. at 3–6. Plaintiff

asserts that she should not be required to pay the Court’s $402 filing fee because, among other

reasons: (i) The Moroccan Treaty of Peace and Friendship of 1786 established that if a vessel

from either the United States or Morocco should enter the other country’s port, then the vessel is

entitled to be resupplied with “provisions or other supplies” “without any interruption or

molestation”; (ii) “[t]he Pope can abolish any Law in the United States”; and (iii) the United

States “has not had a treasury since 1921” due to the passage of the Independent Treasury Act of

1920, which transferred certain responsibilities from the Department of Treasury to the Federal

Reserve. Id. at 5 (citing Independent Treasury Act, ch. 214, 41 Stat. 654 (1920)).

LEGAL STANDARD

A complaint must plead “enough facts to state a claim to relief that is plausible on its

face.” Bell Atl. Corp. v. Twombly, 550 U.S. 544, 570 (2007). “A claim is plausible ‘when the

plaintiff pleads factual content that allows the court to draw the reasonable inference that the

defendant is liable for the misconduct alleged.’” Matson v. Bd. of Educ., 631 F.3d 57, 63 (2d

Cir. 2011) (quoting Ashcroft v. Iqbal, 556 U.S. 662, 678 (2009)). Although all allegations

contained in the complaint are assumed to be true, this tenet is “inapplicable to legal

conclusions.” Iqbal, 556 U.S. at 678.

A pro se complaint “must be held to less stringent standards than formal pleadings

drafted by lawyers.” Erickson v. Pardus, 551 U.S. 89, 94 (2007) (quoting Estelle v. Gamble, 429

U.S. 97, 106 (1976)). The Court’s obligation “to construe a pro se complaint liberally”

continues to apply “[e]ven after Twombly” established the plausibility standard for assessing

pleadings. Newsome v. Bogan, 795 F. App’x 72, 72 (2d Cir. 2020) (quoting Harris v. Mills, 572

F.3d 66, 72 (2d Cir. 2009)).

Despite this leniency afforded to pro se plaintiffs, when a plaintiff seeks permission to

proceed in forma pauperis, “the court shall dismiss the case at any time if the court determines

that . . . the action . . . (i) is frivolous or malicious; (ii) fails to state a claim on which relief may

be granted; or (iii) seeks monetary relief against a defendant who is immune from such relief.”

28 U.S.C. § 1915(e)(2). When conducting this review, courts must be careful “not to conflate

[e]asy cases with inarguable or fanciful ones, as only the latter warrant dismissal” as frivolous.

Alvarez v. Garland, 33 F.4th 626, 637 (2d Cir. 2022) (internal quotation marks omitted)

(alteration in original). The Court therefore may not dismiss a complaint filed by a plaintiff

proceeding in forma pauperis, pursuant to 28 U.S.C. § 1915(e), “simply because the [C]ourt

finds the plaintiff’s allegations unlikely.” Denton v. Hernandez, 504 U.S. 25, 33 (1992). The

Court may, however, dismiss a complaint as frivolous “when the facts alleged rise to the level of

the irrational or the wholly incredible,” and the Court need not restrict itself to facts capable of

judicial notice when reaching that conclusion. Id.

Although the Second Circuit has warned that dismissing claims sua sponte without giving

the plaintiff an opportunity to be heard “is, at a minimum, bad practice in numerous contexts and

is reversible error in others,” such dismissals “may be appropriate . . . in cases involving

frivolous in forma pauperis complaints or frivolous habeas petitions” if “it is unmistakably clear

that the court lacks jurisdiction, or that the complaint lacks merit or is otherwise defective.”

Catzin v. Thank You & Good Luck Corp., 899 F.3d 77, 82 (2d Cir. 2018) (internal quotation

marks omitted). Those exact circumstances justify the sua sponte dismissal here of Plaintiff’s

complaint for the reasons explained below.

DISCUSSION

The abstention doctrine established by the U.S. Supreme Court in Younger v. Harris, 401

U.S. 37 (1971), requires the Court to dismiss Plaintiff’s request for injunctive relief related to her

state court criminal proceeding. In Younger, the Supreme Court explained that “although federal

courts have the power to enjoin state criminal proceedings ‘when absolutely necessary for

protection of constitutional rights . . . this may not be done, except under extraordinary

circumstances, where the danger of irreparable loss is both great and immediate.’” Johnson v.

Horowitz, No. 22-cv-325, 2022 WL 683755, at *2 (E.D.N.Y. Mar. 7, 2022) (quoting Younger,

401 U.S. at 45). If the criteria for Younger abstention are satisfied, then “federal courts must

decline to exercise jurisdiction.” Trump v. Vance, 941 F.3d 631, 637 (2d Cir. 2019), aff’d, 140 S.

Ct. 2412 (2020). Dismissing the criminal proceeding against Plaintiff with prejudice “would

surely constitute the type of ‘federal intrusion into ongoing state criminal proceedings’ that

Younger proscribed.” Johnson, 2022 WL 683755, at *3 (quoting Sprint Commc’ns, Inc. v.

Jacobs, 571 U.S. 69, 70 (2013)).

Plaintiff’s damages claims against many of the Defendants also fail because they are

protected by multiple forms of immunity—starting with the judicial immunity that shields the

Defendants associated with the Queens County Criminal Court. “It is well settled that judges

generally have absolute immunity from suits for money damages for their judicial actions.”

Butcher v. Wendt, 975 F.3d 236, 241 (2d Cir. 2020). “Judges are therefore subject to suit only

for (1) ‘nonjudicial actions, i.e., actions not taken in the judge’s judicial capacity’; and (2)

‘actions, though judicial in nature, taken in the complete absence of all jurisdiction.’” Brady v.

Ostrager, 834 F. App’x 616, 618 (2d Cir. 2020) (quoting Mireles v. Waco, 502 U.S. 9, 11–12

(1991)). The complete absence of jurisdiction requirement means that “[a] judge will not be

deprived of immunity because the action he took was in error, was done maliciously, or was in

excess of his authority.” Gross v. Rell, 585 F.3d 72, 84 (2d Cir. 2009). This immunity applies to

Chief Clerk Reyes as well because “[a]bsolute judicial immunity extends to non-judicial officers

who perform acts that are ‘functionally comparable to that of a judge’ or ‘are integrally related to

an ongoing judicial proceeding.’” Raghubir v. Cogan, No. 21-cv-6705, 2022 WL 1085298, at *3

(E.D.N.Y. Apr. 11, 2022) (quoting Mitchell v. Fishbein, 377 F.3d 157, 172 (2d Cir. 2004))

(collecting cases dismissing claims against clerk’s office personnel in both state and federal

courts). Since Plaintiff has not alleged that Judge Grasso or Chief Clerk Reyes wronged her by

doing anything other than carrying out their normal functions related to the operation of the

Queens County Criminal Court, see ECF No. 1, Plaintiff’s claims for damages against them must

be dismissed.

The State of New York and the remaining Defendants affiliated with it—i.e., Governor

Hochul and Attorney General James—are immune from Plaintiff’s damages claims because of

the Eleventh Amendment. “The Eleventh Amendment confirms that states, state entities, and

state officials acting in their official capacities have sovereign immunity from suit.” Kelly v.

N.Y. State Unified Ct. Sys., No. 21-1633-cv, 2022 WL 1210665, at *1 (2d Cir. Apr. 25, 2022).

“[T]he State of New York is plainly entitled to sovereign immunity” from Plaintiff’s damages

claims on this ground. Bythewood v. New York, No. 21-cv-4628, 2022 WL 4661568, at *2

(E.D.N.Y. Sept. 30, 2022); see also Arafa v. New York, No. 22-cv-4475, 2022 WL 3867650, at

*2 (E.D.N.Y. Aug. 30, 2022) (explaining that “Congress did not abrogate New York’s Eleventh

Amendment immunity by enacting Section 1983”).

Eleventh Amendment immunity similarly bars Plaintiff from suing Governor Hochul and

Attorney General James in federal court “[t]o the extent that any of Plaintiff’s claims for money

damages are being brought against any of [them] in their official capacities.” Kelly v. New York,

No. 19-cv-2063, 2020 WL 7042764, at *8 (E.D.N.Y. Nov. 30, 2020). The Court interprets the

claims against Governor Hochul and Attorney General James to be based on actions that they

took in their official capacities because Plaintiff has made no allegation that they—or any of the

individual Defendants—were “personally involved” with her prosecution. See Joseph v. Cuomo,

No. 20-cv-3957, 2021 WL 200984, at *10 (E.D.N.Y. Jan. 20, 2021) (treating claims against

Governor and Attorney General as official capacity claims for same reason and dismissing such

claims). The Court therefore dismisses those claims.

Although the Eleventh Amendment does not apply to the claims against the Defendants

affiliated with New York City—i.e., Mayor Adams, Commissioner Sewell, and Chief Lipetri—

Plaintiff’s damages claims against them must be dismissed for failure to state a claim. To bring a

claim against any of these high-ranking New York City officials, Plaintiff may not simply rely

on their status as officials with supervisory authority, but instead “must plead and prove that each

Government-official defendant, through the official’s own individual actions, has violated the

Constitution.” Tangreti v. Bachmann, 983 F.3d 609, 618 (2d Cir. 2020) (internal quotation

marks omitted). Plaintiff has not even attempted to meet this standard because her complaint

includes no allegation that the City Defendants were personally involved in her criminal

prosecution. See Christian v. Adams, No. 22-cv-1780, 2022 WL 2237421, at *3 (S.D.N.Y. June

22, 2022) (dismissing claims against New York City Mayor because plaintiff did not “allege

facts showing the individual defendant’s direct and personal involvement in the alleged

constitutional deprivation”); Herrera v. Shea, No. 20-cv-3665, 2021 WL 1550488, at *3

(E.D.N.Y. Apr. 20, 2021) (dismissing claims against NYPD Commissioner because plaintiff

“fail[ed] to allege any deliberate, intentional acts on [his] part”).

Given the many defects in Plaintiff’s complaint, the Court denies leave to amend, as other

courts within the Second Circuit have done in similar circumstances, because any such

amendment would be futile. See Johnson, 2022 WL 683755, at *3 (denying leave to amend

where court abstained based on Younger from intervening in state criminal proceeding); Kelly,

2020 WL 7042764, at *11 (denying leave to amend where court dismissed claims against some

defendants based on the Eleventh Amendment and judicial immunity); Donzo v. City of New

York, No. 21-cv-629, 2021 WL 5507027, at *2, *5 (S.D.N.Y. Nov. 23, 2021) (granting leave to

amend only with respect to a single police officer but denying leave to amend with respect to

current and former police commissioner because the existing complaint contained “no allegation

of [their] personal involvement”).

CONCLUSION

The Court grants Plaintiff’s motion for leave to proceed in forma pauperis, see ECF No.

2, solely for the purpose of this Order and dismisses Plaintiff’s complaint without leave to amend

for the reasons explained above. The Court certifies pursuant to 28 U.S.C. § 1915(a)(3) that any

appeal from this Order would not be taken in good faith and therefore in forma pauperis status is

denied for purpose of an appeal. Coppedge v. United States, 369 U.S. 438, 444–45 (1962). The

Clerk of Court is respectfully directed to enter judgment, to close this case, and to mail a copy of

this Order to the pro se Plaintiff.

SO ORDERED.

/s/ Hector Gonzalez .

HECTOR GONZALEZ

United States District Judge

Dated: Brooklyn, New York

October 28, 2022

This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.

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