noting that an Eighth Amendment deliberate indifference claim requires that Plaintiff satisfy two elements: (1) an “objective” element, which requires a showing that the challenged conditions are sufficiently serious, and (2
How later courts described this case
- noting that an Eighth Amendment deliberate indifference claim requires that Plaintiff satisfy two elements: (1) an “objective” element, which requires a showing that the challenged conditions are sufficiently serious, and (2
- “It is well settled in this Circuit that personal involvement of defendants in the alleged constitutional deprivations is a prerequisite to an award of damages under § 1983.”
Written by the judges who cited it.
The opinion
UNITED STATES DISTRICT COURT
EASTERN DISTRICT OF NEW YORK
----------------------------------X
JASON PORTER,
Plaintiff,
MEMORANDUM & ORDER
-against- 21-CV-5120(JS)(ARL)
FAMILY SERVICE LEAGUE,
MICHELLE NAVAREZ, Family Service
League Director;
Defendants.
----------------------------------X
APPEARANCES
For Plaintiff: Jason Porter, pro se
332580
Suffolk County Correctional Facility
110 Center Drive
Riverhead, New York 11901
For Defendants: No appearances.
SEYBERT, District Judge:
On or around September 13, 2021, pro se plaintiff Jason
Porter (“Plaintiff”) commenced this action while incarcerated at
the Suffolk County Correctional Facility by filing a Complaint
pursuant to 42 U.S.C. § 1983 (“Section 1983”) against the Family
Service League (the “League”) and Michelle Narvaez (“Narvaez”),
who is alleged to be the League’s Director (collectively,
“Defendants”). (Compl., ECF No. 1, ¶ I.B.) Plaintiff filed an
application to proceed in forma pauperis (“IFP”) along with his
Complaint. (IFP App., ECF No. 2.) For the reasons that follow,
Plaintiff’s IFP application is GRANTED; however, the Complaint is
DISMISSED for failure to allege a plausible claim for relief.
BACKGROUND
Plaintiff’s sparse Complaint is submitted on the Court’s
form complaint for Civil Rights actions under Section 1983 with an
additional two pages of attachments. (See generally Compl.) In
its entirety, Plaintiff alleges that, on or about January 23, 2021
at 16 Pineaire Drive in Brentwood, New York1:
The plaintiff contends that Family Service League
contributed its negligence of its staff at their 16
Pineaire Dr. location for failing to properly train them
in CDC and health and measures for when after South Side
Hospital officials contacted Family Service League and
the staff at 16 Pineaire Dr. Brentwood NY, 11717 and
informed them that [BH2] a resident at 16 Pineaire Dr.
location was at their hospital under their care and
tested positive for COVID-19. Family Service League
still did not require the staff or residents at the 16
Pineaire Dr. location to be retested to insure that no
one at that location, staff or residents had contracted
the COVID-19 virus due to current resident testing
positive for the virus. This failure left the residents
of 16 Pineaire Dr. at risk of even greater danger and
this negligence deliberately indiffered everyone
residing within the location, residents and staff.
Farmer v. Brennan 511 US 834 Wright v. Smith 21 F3D 496.
Gross negligence is defined as an intentional or willful
failure to perform a clear duty recklessly disregarding
the consequences or injury to a person that that attends
such failure for on 1/23/21, the Plaintiff was placed at
1 Excerpts from the Complaint are reproduced here exactly as they
appear in the original. Errors in spelling, punctuation, and
grammar have not been corrected or noted.
2 Although Plaintiff included this individual’s full name, the
Court will use only this individual’s initials in accordance with
the E-Government Act. The Clerk of the Court shall restrict access
to the Complaint to only the parties and Court users and shall
include a copy of the Court’s summary of the E-Government Act with
this Memorandum and Order when mailing it to Plaintiff. Plaintiff
is cautioned that he must comply with the provisions of the E-
Government Act in all future filings with the Court.
16 Pineaire Dr. Brentwood NY 11717, a Family Service
League location by Suffolk County Emergency housing
authority. After residing at said residence for
approximately 2 weeks, a resident that had been residing
at said residence prior to the Plaintiff being placed at
said residence was rushed to the hospital after an
epileptic attack when at which time it was discovered
that BH was positive for COVID-19 and had been affected
for several months.
(Compl. at ECF pp. 6-7.) In the space on the form Complaint that
calls for a description of any injuries suffered and/or any medical
treatment needed and/or received, Plaintiff responded: “Stress,
Mental Anguish, and fear of catching COVID-19.” (Id. ¶ II.A.)
For relief, Plaintiff seeks to recover a monetary award in the sum
of $2 million. (Id. ¶ III.)
DISCUSSION
I. Plaintiff’s In Forma Pauperis Application is Granted
The Court finds that Plaintiff is qualified by his
financial status to commence this action without prepayment of the
filing fees. See 28 U.S.C. § 1915(a)(1). Therefore, Plaintiff’s
IFP application is GRANTED.
II. Legal Standards
A. Consideration of the Complaint Under 28 U.S.C. §§ 1915,
1915A
Section 1915 requires a district court to dismiss an in
forma pauperis complaint if the action is frivolous or malicious,
fails to state a claim upon which relief may be granted, or seeks
monetary relief against a defendant who is immune from such relief.
See 28 U.S.C. §§ 1915(e)(2)(B)(i)-(iii), 1915A(b). An action is
frivolous as a matter of law when, inter alia, it is based on an
“indisputably meritless legal theory” or when it “lacks an arguable
basis in law . . . or [when] a dispositive defense clearly exists
on the face of the complaint.” Livingston v. Adirondack Beverage
Co., 141 F.3d 434, 437 (2d Cir. 1998). The Court is required to
dismiss the action as soon as it makes such a determination. See
28 U.S.C. § 1915A; Avant v. Miranda, No. 21-CV-0974, 2021 WL
1979077, at *2 (E.D.N.Y. May 18, 2021).
Courts are obliged to construe the pleadings of a pro se
plaintiff liberally and to interpret them to raise the “strongest
[claims] that they suggest.” Triestman v. Fed. Bureau of Prisons,
470 F.3d 471, 474 (2d Cir. 2006) (cleaned up); Harris v. Mills,
572 F.3d 66, 72 (2d Cir. 2009). However, the complaint must plead
sufficient facts to “state a claim to relief that is plausible on
its face.” Bell Atl. Corp. v. Twombly, 550 U.S. 544, 570 (2007).
“A claim has facial plausibility when the plaintiff pleads factual
content that allows the court to draw the reasonable inference
that the defendant is liable for the misconduct alleged.” Ashcroft
v. Iqbal, 556 U.S. 662, 678 (2009) (citations omitted). The
plausibility standard requires “more than a sheer possibility that
a defendant has acted unlawfully.” Id. While “detailed factual
allegations” are not required, “[a] pleading that offers ‘labels
and conclusions’ or ‘a formulaic recitation of the elements of a
cause of action will not do.’” Id. (quoting Twombly, 550 U.S. at
557). Further, a pleading that only “tenders naked assertion[s]
devoid of further factual enhancement” will not suffice. Id. at
678 (internal quotation marks and citation omitted). And a court
may dismiss a complaint that is “so confused, ambiguous, vague or
otherwise unintelligible that its true substance, if any, is well
disguised.” Salahuddin v. Cuomo, 861 F.2d 40, 42 (2d Cir. 1988);
Tawfik v. Georgatos, No. 20-CV-5832, 2021 WL 2953227, at *2
(E.D.N.Y. July 14, 2021) (Seybert, J.).
B. Section 1983
Section 1983 provides that:
Every person who, under color of any statute, ordinance,
regulation, custom, or usage, of any State . . .
subjects, or causes to be subjected, any citizen of the
United States . . . to the deprivation of any rights,
privileges, or immunities secured by the Constitution
and laws, shall be liable to the party injured. . . .
42 U.S.C. § 1983. To state a claim under Section 1983, a plaintiff
must “allege that (1) the challenged conduct was attributable at
least in part to a person who was acting under color of state law
and (2) the conduct deprived the plaintiff of a right guaranteed
under the Constitution of the United States.” Rodriguez v.
Shoprite Supermarket, No. 19-CV-6565, 2020 WL 1875291, at *2
(E.D.N.Y. Apr. 15, 2020) (internal quotation marks and citation
omitted). In addition, “personal involvement of defendants in
alleged constitutional deprivations is a prerequisite to an award
of damages under § 1983.” Brandon v. Kinter, 938 F.3d 21, 36 (2d
Cir. 2019) (citation and quotations omitted). To establish
personal involvement under Section 1983, the plaintiff must “plead
and prove ‘that each Government-official defendant, through the
official’s own individual actions, has violated the
Constitution,’” that is, personally participated in the alleged
constitutional deprivation. Tangreti v. Bachmann, 983 F.3d 609,
618 (2d Cir. 2020) (quoting Iqbal, 556 U.S. at 675).
III. Application of 28 U.S.C. §§ 1915, 1915A
Applying these standards to Plaintiff’s Complaint, even
with the special solicitude afforded to pro se pleadings, it is
readily apparent that Plaintiff’s Section 1983 claims are not
plausible.
A. Personal Involvement
Wholly absent from Plaintiff’s submission are any
allegations establishing how the individual Defendant, Narvaez, is
personally involved. Indeed, Plaintiff has not alleged any facts
demonstrating how Narvaez’s conduct or inaction caused the
constitutional violation at issue. Rather, she is referenced only
in the caption and in the “Parties” section of the Complaint. (See
generally Compl.) In the absence of any such allegations,
including how her conduct or inaction violated Plaintiff’s
constitutional rights, Plaintiff’s Complaint must be dismissed.
Moultrie v. Wright, No. 21-CV-3925, 2021 WL 3372031, at *4
(S.D.N.Y. Aug. 3, 2021) (citing Spavone v. N.Y. State Dep’t of
Corr. Serv., 719 F.3d 127, 135 (2d Cir. 2013) (“It is well settled
in this Circuit that personal involvement of defendants in the
alleged constitutional deprivations is a prerequisite to an award
of damages under § 1983.”)).
Moreover, insofar as Plaintiff seeks to impose
supervisory liability on this Defendant given her alleged position
as Director at the League, there is “no special test for
supervisory liability.” Tangreti, 983 F.3d at 616. As the Second
Circuit recently made clear, in order “[t]o hold a state official
liable under § 1983, a plaintiff must plead and prove the elements
of the underlying constitutional violation directly against the
official without relying on a special test for supervisory
liability.” Id. at 620. Accordingly, the Complaint is DISMISSED
as against Narvaez pursuant to 28 U.S.C. §§ 1915(e)(2)(B),
1915A(b).
B. Absence of a Constitutional Deprivation
As noted above, a plausible Section 1983 claim requires
the deprivation of a constitutional right by a state actor. Here,
Plaintiff alleges only that the League was “negligent” in housing
Plaintiff with another individual who later tested positive for
the COVID-19 virus. (See Compl. at ECF pp. 6-7). However,
Plaintiff does not allege that he too contracted the virus, and,
in fact, alleges only that he “fear[ed] catching COVID-19.” (Id.
¶ II.A.) Insofar as Plaintiff attempts to allege a deliberate
indifference claim under the Eighth or Fourteenth Amendments, his
allegations are insufficient to allege a plausible claim for the
reasons that follow.
As this Court recently stated in LaPierre v. Dzurenda,
No. 21-CV-0464, 2021 WL 1062287, at *5 (E.D.N.Y. Mar. 17, 2021):
The Eighth Amendment to the U.S. Constitution protects
against the infliction of “cruel and unusual
punishments.” U.S. CONST. amend. VIII. “The Supreme
Court has long recognized that prison officials violate
the Eighth Amendment if they are deliberately
indifferent to a substantial risk of serious harm to a
sentenced prisoner.” Pagan v. Rodriguez, No. 20-CV-
0251, 2020 WL 3975487, at *4 (D. Conn. July 12, 2020)
(citing Farmer v. Brennan, 511 U.S. 825, 847 (1994) and
Estelle v. Gamble, 429 U.S. 97, 104-05 (1976)). To
“establish an Eighth Amendment claim of deliberate
indifference to safety, a prisoner must show that:
(1) he was subject to conditions of confinement that
posed an objectively serious risk of harm, as distinct
from what a reasonable person would understand to be a
minor risk of harm; and (2) a defendant prison official
acted not merely carelessly or negligently but with a
subjectively reckless state of mind akin to criminal
recklessness (i.e., reflecting actual awareness of a
substantial risk that serious harm to the prisoner would
result).” Id. (citations omitted); Darnell v. Pineiro,
849 F.3d 17, 29 (2d Cir. 2017) (noting that an Eighth
Amendment deliberate indifference claim requires that
Plaintiff satisfy two elements: (1) an “objective”
element, which requires a showing that the challenged
conditions are sufficiently serious, and (2) a “mental”
element, which requires a showing that the officer(s)
acted with at least deliberate indifference to the
challenged conditions).
Although deliberate indifference claims of sentenced inmates are
considered under the Eighth Amendment, claims of pretrial
detainees are considered under the Fourteenth Amendment. Darnell,
849 F.3d at 29. To state a deliberate indifference to health and
safety claim under the Fourteenth Amendment, a plaintiff must
allege facts in satisfaction of two prongs: (1) an “objective
prong” showing that the plaintiff’s condition of confinement posed
an unreasonable risk of serious harm to the plaintiff, and (2) a
“mens rea prong” showing that the state actor’s conduct amounts to
deliberate indifference to that objectively serious risk of harm.
Id. at 29; Charles v. Orange County, 925 F.3d 73, 86 (2d Cir.
2019).
Here, Plaintiff does not allege whether he is a convicted
prisoner or a pretrial detainee. Regardless, his sparse
allegations make clear that he has not alleged a plausible claim,
whether brought pursuant to the Eighth or Fourteenth Amendments.
Specifically, even assuming Plaintiff’s conditions of confinement
posed an objectively serious risk of harm to him, Plaintiff has
not pleaded sufficient facts to render plausible his claim that
Defendant’s conduct constituted deliberate indifference to an
objectively serious risk of harm to him. To the contrary,
Plaintiff alleges Defendant acted negligently. This is
insufficient. Darnell, 849 F.3d at 36. Accordingly, Plaintiff’s
deliberate indifference claims are DISMISSED pursuant to 28 U.S.C.
§§ 1915(e)(2)(B)(i)-(ii), 1915A(b)(1).3
3 Moreover, it is far from clear that the Defendants are state
actors. Ciambriello v. County of Nassau, 292 F.3d 307, 323 (2d
C. State Law Claims
Plaintiff also seeks to allege state law negligence
claims. However, “Section 1983 provides a cause of action for
deprivation of federal, and not state, rights.” Morton v. County
of Erie, 335 F. Supp. 3d 449, 455 n.2 (W.D.N.Y. Sept. 26, 2018)
aff’d, 796 F. App’x 40 (2d Cir. 2019) (summary order). Given the
dismissal of Plaintiff’s federal claims, the Court declines to
exercise supplemental jurisdiction over any state law claims and
dismisses them without prejudice. 28 U.S.C. § 1367(c)(3) (“The
district courts may decline to exercise supplemental jurisdiction
over a claim . . . if . . . the district court has dismissed all
claims over which it has original jurisdiction . . . .”); Carnegie-
Mellon Univ. v. Cohill, 484 U.S. 343, 350 n.7 (1988) (“[I]n the
usual case in which all federal-law claims are eliminated before
trial, the balance of factors to be considered under the pendent
jurisdiction doctrine -- judicial economy, convenience, fairness,
and comity -- will point toward declining to exercise jurisdiction
Cir. 2002) (“In order to state a claim under § 1983, a plaintiff
must allege that he was injured by either a state actor or a
private party actin under color of state law. Because the United
States Constitution regulates only the Government, not private
parties, a litigant claiming that his constitutional rights have
been violated must first establish that the challenged conduct
constitutes ‘state action.’” (internal citations omitted)).
Plaintiff does not allege any facts suggesting that Defendants are
state actors, and it appears that the League is a private social
services agency. The Court need not reach this question given
that Plaintiff’s claims are not plausible for the reasons set forth
above.
over the remaining state-law claims.”). Plaintiff may pursue any
valid state law claims, including negligence, in state court.
IV. Leave to Amend
Given the Second Circuit’s guidance that a pro se
complaint should not be dismissed without leave to amend unless
amendment would be futile, Cuoco v. Moritsugu, 222 F.3d 99, 112
(2d Cir. 2000), the Court has carefully considered whether leave
to amend is warranted. Here, Plaintiff is GRANTED leave to file
an Amended Complaint in accordance with the Federal Rules of Civil
Procedure and the guidance set forth herein within 30 days from
the date of this order. Any Amended Complaint shall be clearly
labeled “Amended Complaint” and shall bear the same Docket Number
as this Order, 21-CV-5120(JS)(ARL). Further, because the Amended
Complaint will completely replace the original Complaint, it must
include all factual allegations and claims that Plaintiff seeks to
pursue in this case.
PLAINTIFF IS WARNED that if he does not file an Amended
Complaint within 30 days from the date of this Order, judgment
will enter and this case will be dismissed.
CONCLUSION
For the reasons stated, IT IS HEREBY ORDERED that
Plaintiff’s IFP application (ECF No. 2) is GRANTED; and
IT IS FURTHER ORDERED that Plaintiff’s claims are
DISMISSED pursuant to 28 U.S.C. §§ 1915(e)(2)(B), 1915A; and
IT IS FURTHER ORDERED that Plaintiff is GRANTED LEAVE TO
FILE AN AMENDED COMPLAINT, in accordance with the guidance set
forth above, within 30 days from the date of this Order. Any
Amended Complaint shall be clearly labeled “Amended Complaint” and
shall bear the same case number as identified in this Order, No.
21-CV-5120(JS)(ARL). Plaintiff is WARNED that if he does not file
an Amended Complaint within 30 days from the date of this Order,
judgment will enter and this case will be dismissed; and
IT IS FURTHER ORDERED that, pursuant to 28 U.S.C. §
1915(a)(3), any appeal from this Order would not be taken in good
faith and therefore in forma pauperis status is DENIED for the
purpose of any appeal. See Coppedge v. United States, 369 U.S.
438, 444-45 (1962); and
IT IS FURTHER ORDERED that the Clerk of the Court shall
(1) restrict access to the Complaint to only the parties and Court
users, and (2) mail a copy of this Memorandum & Order to the pro
se Plaintiff, along with a copy of the Court’s summary of the E-
Government Act, at his address of record and include the notation
“Legal Mail” on the envelope.
SO ORDERED.
/s/ JOANNA SEYBERT________
Joanna Seybert, U.S.D.J.
Dated: November 16 , 2021
Central Islip, New York