finding no constitutional violation because of two alleged episodes of missed HIV medication where the plaintiff failed to present evidence of permanent or on-going harm or an unreasonable risk of future harm stemming from missed doses
How later courts described this case
- finding no constitutional violation because of two alleged episodes of missed HIV medication where the plaintiff failed to present evidence of permanent or on-going harm or an unreasonable risk of future harm stemming from missed doses
- holding a district court, when deciding a summary judgment motion, may disregard a witness’s deposition testimony when it “inescapably and unequivocally contradicted the testimony he gave [on an earlier date]”
- plaintiff cannot defeat summary judgment by introducing affidavit that contradicts her deposition testimony
- granting summary judgment for defendant on claim that medication was not timely distributed because “the alleged injury to the plaintiff resulting from not getting his medicine ‘on time’ does not rise to a ‘sufficiently serious’ level”
Written by the judges who cited it.
The opinion
UNITED STATES DISTRICT COURT C/M
EASTERN DISTRICT OF NEW YORK
----------------------------------------------------------- X
KERRY RITA CONSTANTINO, :
: MEMORANDUM
Plaintiff, : DECISION AND ORDER
:
- against - : 18-cv-5730 (BMC) (LB)
:
CHRISTOPHER DISTEFANO, :
:
Defendant. :
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COGAN, District Judge.
Plaintiff pro se brings this excessive force action under 42 U.S.C. § 1983 alleging that
she suffered an injury when defendant, a police officer, stepped on her left big toe. She also
claims that the police officer deprived her of her bipolar medication. The police officer has
moved for summary judgment. There are factual issues as to whether the force used for the toe-
stepping was excessive, sufficient to preclude summary judgment on the merits or on qualified
immunity grounds. However, there is no basis for her claim that the police deprived her of her
bipolar medication, and I therefore grant summary judgment dismissing that claim.
BACKGROUND
This case does not present a dog-bites-man story, but rather a woman-bites-man story,
although there is a dog involved. The following facts are undisputed, except as noted.
The dog at issue belonged to plaintiff’s roommate. The dog apparently engaged in some
undescribed behavior that was unacceptable to plaintiff, and plaintiff became engaged in a
dispute with her roommate over his dog’s behavior. Her roommate called the police, reporting
that plaintiff had bitten his hand and punched him in the face. Plaintiff confirmed at her
deposition that she bit her roommate in the finger, and that, in fact, she “tried to bite it off, but I
couldn’t get it off.” She later pled guilty to assault.
Upon being transported to the precinct and placed in a holding cell, plaintiff
acknowledges that she caused a disturbance. She was “shaking the gate,” picking up the bench
in the cell and slamming it down, yelling at officers, complaining of claustrophobia, and
demanding her medication (Seroquel) for her bipolar condition. The police called an ambulance,
and she was handcuffed, removed from her cell, and placed in a chair near the desk sergeant to
await the arrival of the ambulance. The desk sergeant advised plaintiff that an ambulance was on
its way to take her to the hospital for her medication.
According to plaintiff’s sworn testimony taken pursuant to N.Y. Gen. Mun. L. §50-h,
Officer DiStefano, at that point, came over to her and stepped on her toe. Plaintiff almost started
crying from the pain – she asserts in this action that it became “really, really swollen” – and she
asked DiStefano why he had done that. He said it was because he was going to shackle her
ankles and wanted to make sure she didn’t kick him in the face, as that would mean more
charges against her.
However, at her deposition in this case, plaintiff testified to a version of the events that
differed from her § 50-h testimony in one significant way. She testified that Officer DiStefano
stepped on her toe (this time, she testified “stomped” on it) after he had applied the shackles, not
before. She also did not relate any conversation with him as to his reason for stepping on her
toe.
In any event, shortly after Officer DiStefano had shackled her ankles, EMS workers
arrived. Trailed by Officer DiStefano in a patrol car, they took her by ambulance to Richmond
University Medical Center on Staten Island (“RUMC”). At RUMC, plaintiff had her toe x-
rayed. The doctor who reviewed the x-ray told her that nothing was wrong with it. In addition,
the hospital records indicate that upon admission, plaintiff “report[ed] that she injured her left toe
when she was kicked to her foot by another inmate,” and that she complained of “left great toe
pain and requested her daily dose of Seroquel.” Furthermore, the records of the examination
show only self-reported tenderness, and the x-ray showed no fracture or dislocation. Finally,
plaintiff testified that Officer DiStefano “prevented” her from getting Seroquel at the hospital by
telling her he would talk to the doctors for her and then, she assumes, telling the doctors she
didn’t need any medication. In any event, she did not receive the Seroquel.
Plaintiff was later taken to Rikers Island where the medical staff examined her toe again.
The record made by the examining physician shows toe pain, minimal swelling, no gross
deformity, and intact skin. She was given Ibuprofen, and another x-ray confirmed no fractures,
mild degenerative disease, and, perhaps most significantly, a bunion.
Upon her release a week later, plaintiff went to Staten Island University Hospital (SIUH)
and received another examination and x-ray on her toe. According to the medical records, she
had tenderness in her toes (plural), but no obvious deformity, swelling, or skin disruption. The
x-ray again showed no fractures or dislocation but confirmed the bunion. About a week later,
plaintiff came back to SIUH for an ultrasound of her toe, which showed hallus valgus. That is a
bunion caused by a dislocation or migration of the metatarsal bone of the big toe moving towards
the second toe.
There is no record of plaintiff getting any treatment until about three months later, when
she had an MRI on her toe. By that time, the record from her appointment shows that her hallus
valgus was “severe,” and she had a stress fracture in her big toe and several other problems with
her foot (some or all of which could have been caused by her trying to walk differently to
compensate for the painful bunion). She ultimately had surgery to remove the bunion and has
been better since then.
DISCUSSION
I.
Summary judgment is appropriate where “the movant shows that there is no genuine
dispute as to any material fact and the movant is entitled to judgment as a matter of law.” Fed.
R. Civ. P. 56(a). “A fact is material when it might affect the outcome of the suit under governing
law.” Tracy v. Freshwater, 623 F.3d 90, 95 (2d Cir. 2010) (quoting McCarthy v. Dun &
Bradstreet Corp., 482 F.3d 184, 202 (2d Cir. 2007)). It is an “axiom . . . in ruling on a motion for
summary judgment [that] ‘[t]he evidence of the nonmovant is to be believed, and all justifiable
inferences are to be drawn in his favor.’” Tolan v. Cotton, 134 S. Ct. 1861, 1863 (2014) (quoting
Anderson v. Liberty Lobby, Inc., 477 U.S. 242, 255 (1986)).
Ultimately, summary judgment should be granted “only if, taking all of plaintiff[’s]
evidence as true, [a court] find[s] that no reasonable juror could conclude that plaintiff[] ha[s]
established that the . . . police violated plaintiff[’s] constitutional rights under circumstances
subjecting the [defendants] to liability under § 1983.” Amnesty Am. v. Town of W. Hartford,
361 F.3d 113, 122-23 (2d Cir. 2004). In conducting this analysis, I am mindful that “[a]
document filed pro se is to be liberally construed.” Erickson v. Pardus, 551 U.S. 89, 94 (2007)
(internal quotation marks and citation omitted).
II.
To establish that “the use of force to effect an arrest was unreasonable and therefore a
violation of the Fourth Amendment, [a plaintiff] must establish that the government interests at
stake were outweighed by ‘the nature and quality of the intrusion on [the plaintiff’s] Fourth
Amendment interests.’” Amnesty Am., 361 F.3d at 123 (quoting Graham v. Connor, 490 U.S.
386, 396 (1989)). “[T]he factfinder must determine whether, in light of the totality of the
circumstances faced by the arresting officer, the amount of force used was objectively reasonable
at the time.” Id. (citing Graham, 490 U.S. at 397). This analysis “requires careful attention to
the facts and circumstances of each particular case, including the severity of the crime at issue,
whether the suspect poses an immediate threat to the safety of the officers or others, and whether
he is actively resisting arrest or attempting to evade arrest by flight.” Id. (quoting Graham, 490
U.S. at 396). “Not every push or shove, even if it may later seem unnecessary in the peace of a
judge’s chambers, violates the Fourth Amendment.” Tracy, 623 F.3d at 96 (quoting Graham,
490 U.S. at 397). Importantly, “[g]iven the fact-specific nature of the inquiry, granting summary
judgment against a plaintiff on an excessive force claim is not appropriate unless no reasonable
factfinder could conclude that the officers’ conduct was objectively unreasonable.” Amnesty
Am., 361 F.3d at 123 (citing O’Bert v. Vargo, 331 F.3d 29, 37 (2d Cir. 2003)). The Supreme
Court has set forth several non-exclusive factors in determining whether an excessive force claim
should go to the jury: “the severity of the crime at issue, whether the suspect poses an immediate
threat to the safety of the officers or others, and whether he is actively resisting arrest or
attempting to evade arrest by flight.” Graham v. Connor, 490 U.S. 386, 396 (1989).
Before applying those principles to the circumstances of the case, I need to address the
fact that plaintiff has given two different versions of the event. The version in her § 50-h
examination – that Officer DiStefano stepped on her foot before shackling her and told her he
was doing that to stop her from kicking him – arguably leans more towards objective
reasonableness than her version in her deposition – that he stomped on her foot after he had
shackled her – which would have been gratuitous. However, notwithstanding the general rule
that the facts must be viewed in the light most favorable to plaintiff on a motion for summary
judgment, see Burns v. Martuscello, 890 F.3d 77, 83 (2d Cir. 2018), she cannot raise an issue of
fact by pointing to her own conflicting sworn statements. Cf. Crawford v. Franklin Credit
Mgmt. Corp., 758 F.3d 473, 482 (2d Cir. 2014) (plaintiff cannot defeat summary judgment by
introducing affidavit that contradicts her deposition testimony); In re Fosamax Prods. Liab.
Litig., 707 F.3d 189, 194 (2d Cir. 2013) (holding a district court, when deciding a summary
judgment motion, may disregard a witness’s deposition testimony when it “inescapably and
unequivocally contradicted the testimony he gave [on an earlier date]”). Plaintiff has not
proffered a plausible explanation that would allow a reasonable jury to reconcile the
inconsistencies between her earlier § 50-h testimony and subsequent her deposition. See Jeffreys
v. City of New York, 426 F.3d 549, 555 n.2 (2d Cir. 2005).
However, even holding plaintiff to her earliest testimony, I do not see the circumstances
of this case in the same way as defendant. First, it must be assumed for purposes of this motion
that Officer DiStefano placed his foot on top of plaintiff’s foot with an undetermined degree of
pressure to deter her from kicking him while he shackled her. That seems to me a suspicious
way to achieve that goal, arguably not within usual police techniques. If she was still creating a
disturbance (see next paragraph), an officer or two could have held her legs down to the chair
without as much risk of injury as the officer putting his weight on her foot.
Second, and perhaps more importantly, there is no evidence before me that she was still
struggling when she was sitting in the chair by the sergeant’s desk. It is true, looking at the first
Graham factor, that she was being held for a serious crime (an assault) and perhaps even more
importantly, creating a somewhat violent disturbance in her cell – for that reason, I do not
begrudge the police for making the decision to shackle her before taking her to the hospital. But
the disturbance in the cell was at least in part because she wanted her medication. Once it was
agreed that she was going to go the hospital to get it (as the precinct is obviously not a pharmacy
or medical office), the record contains no indication that she continued to carry on.
To the contrary, plaintiff testified in her deposition – and this was not inconsistent with
her § 50-h examination – that her demeanor while Officer DiStefano was putting the shackles on
her legs was as follows: “I was normal. I was normal, just ready to go to the hospital to get
medicated.” Considering that she readily admits causing a disturbance in a cell, a jury could
choose to credit her statement. The fact that she was in a chair, handcuffed, but not restrained to
the chair and yet not jumping out of it, also tends to confirm that she had quieted down. I
certainly have no evidence that Officer DiStefano had to make a “split second” decision to stomp
on her foot because she was trying to kick him.
Defendant makes much of what he describes as the minimal nature of plaintiff’s injury; I
am not convinced of that either. The most reasonable inference from the record is that plaintiff
had a pre-existing hallus valgus – as defendant points out, she was diagnosed with a bunion two
years before this incident (despite her testimony to the contrary) – that, depending in part on
whether one accept defendant's characterization that he “placed his foot on” plaintiff’s or her
characterization that he “stepped on” or “stomped on” her foot, may have been aggravated by the
encounter. Following the incident, her medical condition deteriorated as these things sometimes
do.
There are, therefore, at least several factual issues as to whether Officer DiStefano used
excessive force. First, the alleged “stomp” on plaintiff’s foot, if it was a stomp, on a bunion, if it
was sufficiently advanced, could certainly cause extreme pain. Second, the extent, if any, to
which plaintiff’s hallus valgus was made worse because of the contact presents a factual issue. It
does not help to point to the apparent lack of serious injury immediately following the incident,
as defendant attempts, because that does not resolve the issue of whether the “stomp” (viewing
the facts most favorably to plaintiff), set in motion a greater degeneration of her condition than
would have otherwise occurred. Nor does it matter that plaintiff had a preexisting bunion
problem because under the eggshell skull doctrine, Officer DiStefano was required to “take[] the
plaintiff as he finds [her].” Ragin v. Harry Macklowe Real Estate Co., 6 F.3d 898, 908 (2d Cir.
1993) (citation omitted).
In sum, the combination of the unorthodox restraining technique and the uncertainties
surrounding its effect on plaintiff constitute factual issues that preclude summary judgment.
Whether plaintiff is going to be able to prove at trial that the incident occurred the way she said it
did or, perhaps more problematically, whether it caused or contributed to the damage that she
claims to have suffered, cannot be resolved on this motion.
III.
For similar reasons, I cannot find qualified immunity. A stomp is different than a
“placement” of Officer DiStefano’s foot on plaintiff’s foot, and it is hard to see qualified
immunity applying if it was the former unless, perhaps, if she was in the act of trying to kick him
(as to which I have no evidence). Moreover, one possible, although probably not most likely,
inference from the facts is that Officer DiStefano stomped on plaintiff’s foot to stun her while he
applied the shackles or even, without having anything to do with the shackles, punish her for her
earlier misconduct. If this was a gratuitous stomp, qualified immunity seems unlikely.
Interrogatories to the jury will answer these questions and enable a decision on qualified
immunity with more precision than I can make on this motion.
IV.
On the accusation that Officer DiStefano deprived her of her Seroquel, however, no
reasonable jury could find in plaintiff’s favor. Plaintiff merely speculates that Officer DiStefano
told hospital personnel not to give it to her because she in fact did not get it. But she did not hear
any such conversation. To the contrary, she told both the EMS personnel and the nurse she saw
at the hospital, at least, that she wanted Seroquel (the nurse gave her Tylenol). I do not see how
a police officer could have the authority or practical ability to supersede the determination of
hospital personnel as to what medications she should have.
Pre-trial detainees, including persons who have not been formally arrested, have a due
process right under the Fifth Amendment which protects them from an officer’s deliberate
indifference to their medical needs while in custody. To successfully plead a deliberate
interference claim, plaintiff must show that, while in an officers’ custody, she had a “serious
medical condition” which was met with “deliberate indifference.” “Deliberate indifference”
means that the “official knows of and disregards an excessive risk to inmate health or safety[.]”
Cuoco v. Moritsugu, 222 F.3d 99, 107 (2d Cir. 2000) (internal quotation marks and citation
omitted).
Plaintiff's speculation arises from two things that Officer DiStefano told her. First, when
she first arrived at the hospital, he told her to “go back in the room and I’ll do all the talking,”
presumably with the hospital personnel. That is when she assumes he told hospital personnel not
to medicate her. Second, as she was preparing to leave the hospital and it was clear that she was
not going to be given Seroquel, she asked Officer DiStefano why and he said, “because I have to
get home.” Those two comments are insufficient for a reasonable jury to find that Officer
DiStefano was somehow able to insert himself into the decisional chain of the hospital to
determine to withhold medication for plaintiff.
Finally, any injury to plaintiff from the missing of one dose of Seroquel is not a sufficient
injury to rise to the level of a constitutional violation. Plaintiff testified that she had missed
doses in the past, and that all that happens is that she gets irritable. Both the Second Circuit and
numerous district courts within it have found that missing a single dose or even several doses of
medicine is generally not actionable, even where the effect of missing a single dose is far more
severe than plaintiff claims to have experienced here. See Smith v. Carpenter, 316 F.3d 178,
188–89 (2d Cir. 2003) (finding no constitutional violation because of two alleged episodes of
missed HIV medication where the plaintiff failed to present evidence of permanent or on-going
harm or an unreasonable risk of future harm stemming from missed doses); Ferguson v. Cai, No.
11-cv-6181, 2012 WL 2865474, at *4 (S.D.N.Y. Jul 12, 2012) (missing single dose of insulin
that caused temporary blindness, pain, and leg swelling not actionable); Youngblood v. Artus,
No. 10-cv-752, 2011 WL 6337774, at *7 (N.D.N.Y. Dec. 19, 2011) (granting motion to dismiss
deliberate indifference claim where the defendant “failed to give [the plaintiff] a single dose of
his seizure medication” and the plaintiff did not specify resulting harm caused); Barclay v. State
of New York, No. 02-cv-717, 2009 WL 799972 (N.D.N.Y. March 25, 2009) (inability to take
single dose of medication not a constitutional violation); Bumpus v. Canfield, 495 F. Supp. 2d
316, 322 (W.D.N.Y. 2007) (dismissing deliberate indifference claim based on “a delay of several
days in dispensing plaintiff’s hypertension medication” absent evidence “the delay gave rise to a
significant risk of serious harm”); Davidson v. Bartholome, 460 F. Supp. 2d 436, 446-48
(S.D.N.Y. 2006) (retaliatory refusal of nurse to administer single dose of medicine not a
constitutional violation); Evans v. Bonner, 196 F. Supp. 2d 252, 256 (E.D.N.Y. 2002) (granting
summary judgment for defendant on claim that medication was not timely distributed because
“the alleged injury to the plaintiff resulting from not getting his medicine ‘on time’ does not rise
to a ‘sufficiently serious’ level”).
CONCLUSION
Defendant's motion for summary judgment [31] is granted in part and denied in part as
set forth above. The case is returned to Magistrate Judge Bloom for final pretrial preparation
after which the case will be set down for trial.
SO ORDERED.
U.S.D.J.
Dated: Brooklyn, New York
January 19, 2020
11