Opinion

JACKSON v. SEIFRIED

Court
District Court, D. New Jersey
Filed
Jul 19, 2023
Cited by
0 cases
Authority
More cited than 25.6%

affirming that the courts had to inquire into the “nature of the force — specifically, whether it was nontrivial” (emphasis added) (citation omitted)

How later courts described this case

  • affirming that the courts had to inquire into the “nature of the force — specifically, whether it was nontrivial” (emphasis added) (citation omitted)
  • “[T]he well-reasoned views of the agencies implementing a statute constitute a body of experience and informed judgment to which courts and litigants may properly resort for guidance.” (citations omitted)
  • finding that the de minimis rule serves “the interest of [the] federal system by distinguishing claims which are cognizable under the Constitution” to prevent “unwarranted assumption of federal judicial authority to scrutinize the minutiae of state detention activities”
  • holding that “[t]he Eighth Amendment’s prohibition of 11 cruel and unusual punishment necessarily excludes from constitutional recognition de minimis uses of physical force” (citations omitted)

Written by the judges who cited it.

The opinion

NOT FOR PUBLICATION

UNITED STATES DISTRICT COURT

DISTRICT OF NEW JERSEY

JOEY WENDELL JACKSON,

Plaintiff,

Civil Action No. 20-17410 (GC) (JBD)

V.

MEMORANDUM OPINION

JONATHAN SEIFRIED, Assistant

Commissioner of the Division of

Developmental Disabilities, in his official

capacity,

Defendant.

CASTNER, District Judge

THIS MATTER comes before the Court on Defendant Jonathan Seifried’s Motion to

Dismiss Plaintiff's Consolidated and Second Amended Complaint (“Consolidated Complaint’)

pursuant to Federal Rules of Civil Procedure (“Rule”) 12(b)(1) and 12(b)(6). (ECF No. 324.)

Plaintiff Joey Wendell Jackson opposed (ECF No. 336), and Defendant replied (ECF No. 341).

The Court has carefully considered the parties’ submissions and decides the motion without oral

argument pursuant to Rule 78 and Local Civil Rule 78.1. For the reasons set forth below, and

other good cause shown, Defendant’s motion is GRANTED and Plaintiffs claims are

DISMISSED without prejudice.

I. BACKGROUND

This case involves a dispute over the type and quality of services an individual with

disabilities is entitled to under the New Jersey Community Care Program.

Plaintiff is a disabled adult who requires extensive, around-the-clock medical and

supportive oversight due to the severity of his intellectual and physical disabilities. (ECF No. 295

12, 21.) Since at least November 2012, Plaintiff has been enrolled in the New Jersey

Community Care Program, which is administered by the New Jersey Department of Human

Services, Division of Developmental Disabilities (“DDD”). Ud. {9 15-17.) The Community Care

Program operates under a Medicaid waiver. (/d. J§ 2,50.) The State of New Jersey collects partial

reimbursement from the federal Medicaid program for the cost of providing medical, housing, and

community-based services to individuals like Plaintiff, who would require institutionalization

without these services. (/d. § 17-18.') To maintain its eligibility for the waiver, the State must

comply with Title XIX of the Social Security Act (‘Medicaid Act”) and with the regulations

promulgated by the Secretary of Health and Human Services. See 42 U.S.C. § 1396n; 42 C.F.R.

§§ 441.300, et seq.

Under the Community Care Program, Plaintiff receives medical, homecare, and

community-based services from the providers approved by the DDD. (Ud. § 20.) For example,

Plaintiff has a specific car assigned for his use and requires assistance with taking his medication

several times a day. Ud. J 21, 31.) The DDD also assigns support coordinators to Plaintiff to

ensure that he has access to the necessary services and programs. (Ud. □□ 19, 27.)

See also 42 U.S.C. § 1396n(c)(1):

[A] State plan approved under this title .. . may include as ‘medical

assistance’ . . . payment for part or all of the cost of home or

community-based services . . . which are provided pursuant to a

written plan of care to individuals with respect to whom there has

been a determination that but for the provision of such services the

individuals would require the level of care provided in a hospital or

a nursing facility ....

On November 30, 2020, Plaintiff filed this action pro se against Defendant Jonathan

Seifried in his official capacity as the Assistant Commissioner of the DDD. (ECF No. 1.)

Plaintiff's Complaint was accompanied by his Application to proceed Jn Forma Pauperis (ECF

No. 1-3) and a Motion for Appointment of Counsel (ECF No. 4). The Court allowed Plaintiff to

proceed without the payment of fees and appointed pro bono counsel for him. (ECF Nos. 85, 93.)

On August 2, 2021, Plaintiff by way of an Amended Complaint, asserted claims under 42 U.S.C.

§ 1983 and the New Jersey Civil Rights Act (“NJCRA”), N.J. Stat. Ann. § 10:6-2(c), which

purportedly arose from Defendant’s failure to provide adequate services to Plaintiff in violation of

the requirements under § 1396n of the Medicaid Act. (ECF No. 113 ff 15-20, 43-44.) Defendants

moved to dismiss the Amended Complaint under Rule 12(b)(6). (ECF No. 139.)

Following the consolidation of this action and Plaintiff's parallel action,” Plaintiff filed the

four-count Consolidated Complaint, which combined the two original claims with the allegations

from the parallel complaint. (ECF No. 295.) In Count One, Plaintiff reiterates his § 1983 claim

stemming from Defendant’s alleged violation of § 1396n(c)(2)(A) of the Medicaid Act, which

creates an enforceable “individual right to receive services.” Ud. 51,57.) Plaintiff asserts that

Defendant failed to take the “necessary safeguards” to protect Plaintiffs health and welfare by

refusing to replace a fee-for-service model with a contract model and provide Plaintiff with a DDD

case manager instead of a support coordinator. Ud. J] 9, 49-50.) Plaintiff alleges that his support

coordinators threaten to deprive him of the necessary supports and do not assist him in obtaining

“all available services set forth in his Service Plan.” Ud. {J 27-28, 30.) Plaintiff further alleges

2 On August 18, 2022, Plaintiff filed a parallel complaint against the same Defendant. (See

Jackson v. Seifried, Civ. No. 22-5106 (GC) (LHG), ECF No. 1.) On September 22, 2022, the

Court consolidated both actions with the consent of the parties. (ECF No. 254.)

that the DDD emergency hotline staff does not return Plaintiffs calls or write up incident reports

of mistreatment by his support coordinators. (id. ¥ 32.) Plaintiff also alleges that some members

of the staff appointed to work with Plaintiff harass him and lack adequate training to deal with his

various medical and mental health needs. Ud. 34-39.) Plaintiff further claims that after the

DDD replaced the contract model with the fee-for-service model, he can no longer obtain personal

hygiene items and go on vacations. (/d. {| 42, 44.) Plaintiff also contends that the budget does

not factor in his desire to attend church services, and that he does not receive adequate training to

cook meals and obtain employment. Ud. ff] 40-41.) Similarly, in Count Two Plaintiff argues that,

in the aggregate, Defendant’s aforementioned actions and omissions amount to an actionable

violation of the NICRA. (Ud. 759.)

In Count Three, Plaintiff alleges that Defendant excluded or threatened to exclude Plaintiff

from the benefits of the DDD’s services, programs, and activities because of Plaintiff's disability

in violation of Title IT of the Americans with Disabilities Act (“ADA”). Ud. 60-67.) Finally,

in Count Four, Plaintiff asserts that Defendant breached the Consent Order issued by the Court on

October 25, 2019, at the conclusion of Plaintiffs previous litigation against the DDD.? (id. 44 68-

70; ECF No. 295-1.) In the Consent Order, the DDD agreed to provide Plaintiff with “all available

services set forth in this Service Plan, which currently includes 24/7 supports.” (ECF No. 295-1

at 3.4) Plaintiff argues that Defendant violated the Consent Order by threatening to reduce or by

actually reducing Plaintiffs access to support services. (ECF No. 295 {§ 69-70.)

3 This is not the first action initiated by Plaintiff against the DDD. On January 6, 2017,

Plaintiff filed a separate and unrelated complaint against the DDD. (See Jackson v. Varanyak et

al., Civ. No. 17-118 (MAS) (LHG), ECF No. 1.) At the conclusion of that action, the parties

entered into a voluntary agreement by signing a joint Consent Order. Ud, ECF No. 474.)

4 Page numbers for record cites (7.e., “ECF Nos.”) refer to the page numbers stamped by the

Court’s e-filing system and not the internal pagination of the parties.

Defendant again moved to dismiss the Consolidated Complaint in its entirety. (ECF No.

324.)

Il. LEGAL STANDARD

On a Rule 12(b)(6) motion for failure to state a claim, “a court must ‘accept all factual

allegations in the complaint as true and view them in the light most favorable to the plaintiff.”

Doe v. Princeton Univ., 30 F.4th 335, 340 Gd Cir. 2022) (quoting Umland v. PLANCO Fin. Servs.,

Inc., 542 F.3d 59, 64 (3d Cir. 2008)).

A district court evaluating a motion to dismiss asks “not whether a plaintiff will ultimately

prevail but whether the claimant is entitled to offer evidence to support the claim.” Bell Atlantic

Corp. v. Twombly, 550 U.S. 544, 563 n.8 (2007) (quoting Scheuer vy. Rhodes, 416 U.S. 232, 236

(1974)); see also Ashcroft v. Iqbal, 556 U.S. 662, 684 (2009) (“Our decision in Twombly

expounded the pleading standard for ‘all civil actions[.]’”). “A motion to dismiss should be

granted if the plaintiff is unable to plead ‘enough facts to state a claim to relief that is plausible on

its face.” Malleus v. George, 641 F.3d 560, 563 (3d Cir. 2011) (quoting Twombly, 550 US. at

570)).

IU. DISCUSSION

Defendant asserts five reasons for dismissing Plaintiff's Consolidated Complaint. First,

Plaintiff has no private cause of action under § 1983 based on the alleged violation of 42 U.S.C. §

1396n(c)(2) and even if he did, Defendant is not a “person” amenable to suit under the civil rights

statutes. (ECF No. 324-1 at 17-19, 23-26.) Second, Plaintiff failed to state a claim under Section

1983 or Title Il of the ADA. (Ud. at 26-31.) Third, Defendant enjoys sovereign immunity under

the Eleventh Amendment in all claims for monetary damages and in Plaintiff's NJCRA claim. Ud.

at 14-17.) Fourth, the DDD did not violate the Consent Order. (/d. at 31-33.) Finally, Defendant

urges the Court to abstain from adjudicating this action on the basis of the doctrine of primary

jurisdiction. Ud. at 19-22.)

A. Primary Jurisdiction Doctrine

As a threshold matter, Defendant argues that the Court should abstain from adjudicating

this action pursuant to primary jurisdiction doctrine. Ud.) The primary jurisdiction doctrine is

“concerned with promoting the proper relationships between the courts and administrative

‘agencies charged with particular regulatory duties.” United States v. W. Pac. R.R. Co., 352 U.S.

59, 63-64 (1956). “The doctrine operates on the principle that, ‘in cases raising issues of fact not

within the conventional experience of judges or cases requiring the exercise of administrative

discretion, agencies created by Congress for regulating the subject matter should not be passed

over.’” Interfaith Cmty. Org. Inc. v. PPG Indus., Inc., 702 F. Supp. 2d 295, 310 (D.N.J. 2010)

(citing MCI Comm Corp. v. Am. Telephone & Telegraph Co., 496 F.2d 214, 220 (3d Cir.1974)).

In deciding whether to apply this doctrine, Courts have applied the following factors:

(1) [whether the question at issue is within the conventional

experience of judges or whether it involves technical or policy

considerations within the agency's particular field of expertise; (2)

whether the question at issue is particularly within the agency's

discretion; (3) whether there exists a substantial danger of

inconsistent rulings; and (4) whether a prior application to the

agency has been made.

[See, e.g., Global Naps v. Bell Atlantic-New Jersey, 287 F. Supp. 2d

532, 549 (D.N.J. 2003).

Here, the Court declines to apply the primary jurisdiction doctrine. Plaintiffs claims under

§ 1983, the NICRA, the ADA, and the relevant Consent Order do not involve a discretionary

decision before the DDD. Interfaith, 702 F. Supp. 2d at 312 (“The DEP’s general discretion with

regard to environmental matters in this state does not circumscribe citizen suits authorized by

Congress.”) Although the DDD has discretionary decision-making in some instances, Defendant

fails to cite any case law suggesting that the DDD has discretionary decision-making power under

§ 1983, the NJCRA, the ADA, or the applicable Consent Order. See, e.g., Heightened Indep. and

Progress v. Port Auth. af New York and New Jersey, Civ. No. 07-2982, 2008 WL 5427891, *5

(D.N.J. Dec. 30, 2008) (rejecting applying the primary jurisdiction doctrine as Congress had not

granted the Federal Transit Administration discretion to interpret the Americans with Disabilities

Act). Therefore, the Court will not abstain from hearing this case under the primary jurisdiction

doctrine.

B. § 1983 Claim (Count One)

I. Enforceable Right Under § 1983

Defendant contends that § 1396n(c)(2) of the Medicaid Act does not create a private cause

of action enforceable under § 1983. (ECF No. 324-1 at 23.) The Court disagrees.

To state a § 1983 claim, a plaintiff must sufficiently plead “two essential elements: (1) that

the conduct complained of was committed by a person acting under color of state law; and (2) that

the conduct deprived the plaintiff of rights, privileges, or immunities secured by the Constitution

or laws of the United States.” Schneyder v. Smith, 653 F.3d 313, 319 3d Cir. 2011) (citing Kost

v. Kozakiewicz, 1 F.3d 176, 184 3d Cir.1993)). “Rather than conferring any substantive rights,

section 1983 ‘provides a method for vindicating federal rights elsewhere conferred.’” Steinhardt

vy. Bernardsville Police Dep’t, Civ. No. 20-2825, 2021 WL 3929321, at *3 (3d Cir. Sept. 2, 2021)

(quoting Hildebrand v. Allegheny Cty., 757 F.3d 99, 104 (3d Cir. 2014)).

The Court previously held that § 1396n(c)(2)(A) of the Medicaid Act “confers individual

rights enforceable under Section 1983.” See Jackson v. Dep’t of Hum. Servs. Div. of

Developmental Disabilities, Civ. No. 17-118, 2019 WL 669804, at *3 (D.N.J. Feb. 19, 2019)

(Shipp, J.) (citing Wood v. Tompkins, 33 F.3d 600, 610-12 (6th Cir. 1994)); see also Cohen v.

Chester Cnty. Dep’t of Mental Health/Intell. Disabilities Servs., Civ. No. 15-5285, 2016 WL

3031719, at *8 (E.D. Pa. May 25, 2016) (“Courts have found an implied private right of action to

enforce § 1396n(c)(2)(A).”); Waskul v. Washtenaw Cnty. Cmty. Mental Health, 979 F.3d 426, 455

(6th Cir. 2020) (finding that Plaintiffs have a private right of action under § 1396n(c)(2)(A)).

The relevant provision of the Medicaid Act states that:

A waiver shall not be granted under this subsection unless the State

provides assurances satisfactory to the Secretary that . . . [the]

necessary safeguards (including adequate standards for provider

participation) have been taken to protect the health and welfare of

individuals provided services under the waiver... .

[42 U.S.C. § 1396n(c)(2)(A).]

In Blessing v. Freestone, the Supreme Court set forth the three-prong test for determining

whether a particular statutory provision gives rise to a federal right: (1) “Congress must have

intended that the provision in question benefit the plaintiff’; (2) “the plaintiff must demonstrate

that the right assertedly protected by the statute is not so vague and amorphous that its enforcement

would strain judicial competence”; and (3) “the statute must unambiguously impose a binding

obligation on the States.” 520 U.S. 329, 340-41 (1997) (internal quotations and citations omitted).

The United States Court of Appeals for the Sixth Circuit applied the Blessing test to the

statutory provision at issue before this Court — § 1396n(c)(2)(A) — in Waskul, 979 F.3d at 455.

Considering the first prong, the Sixth Circuit reasoned that the Medicaid provision expressly

identified the “individual rights to be protected — namely, individuals’ health and welfare.” /d. at

454 (internal quotations and citations omitted). As for the second prong, the Sixth Circuit noted

that the Medicaid provision and regulations laid out in 42 C.F.R. § 441.302 “carefully detail the

specific assurances to be provided regarding safeguards for health and welfare.” /d (internal

punctuation and citations omitted). Therefore, the asserted rights are not so “‘vague and

amorphous’ that [their] enforcement would strain judicial competence.” /d. (quoting Blessing, 520

U.S. at 340-41). Applying the third prong, the Sixth Circuit emphasized that the provision

“impose[d] ‘a binding obligation on the States’ by using ‘mandatory, rather than precatory,’

language.” Jd. (quoting Blessing, 520 U.S. at 341). Finally, the Sixth Circuit noted that “Congress

has not foreclosed the remedy under [Section] 1983” for the Medicaid provision at issue here. /d.

The Court is persuaded by the Sixth Circuit’s reasoning in Waskul. Id.; see also Health & Hosp.

Corp. of Marion Cnty. v. Talevski, 143 8. Ct. 1444, 1460 (2023) (finding a private right of action

under several provisions of the Medicaid Act, which comprise the Federal Nursing Home Reform

Act).

As such, the Court adopts this reasoning, and finds that there is a private right of action

under § 1396n(c)(2)(A) of the Medicaid Act.

2. Section 1983 Claims Against State Officials*

Defendant also urges the Court to dismiss Plaintiffs § 1983 claim because Defendant, who

is sued in his official capacity, is not “considered a ‘person’ amenable to suit under § 1983.” (ECF

No, 324-1 at 18.) However, Defendant’s argument fails. Plaintiff correctly points out that the

state officials, when sued in their official capacity for injunctive relief, would be considered

“persons” under § 1983. (ECF No. 336 at 17); see, e.g., Day v. New Jersey Dep't of Corr., Civ.

No. 21-09986, 2022 WL 170855, at *6 n.6 (D.N.J. Jan. 19, 2022) (“[A] state official sued in her

official capacity for injunctive relief is a ‘person’ subject to suit under § 1983 ‘because “official-

capacity actions for prospective relief are not treated as actions against the State.” (citing Will v.

5 Defendant argues that all claims for monetary relief under § 1983 and the NJCRA are

barred by the Eleventh Amendment immunity, and therefore the Court does not have subject-

matter jurisdiction over those claims. (ECF No. 324-1 at 12, 14-16.) However, Plaintiff concedes

that he is not pursuing monetary claims under § 1983 or the NICRA. (ECF No. 336 at 10.)

Michigan Dep’t of State Police, 491 U.S. 58, 71 n.10 (1989))); see also Blanciak vy. Allegheny

Ludlum Corp., 77 F.3d 690, 698 (3d Cir. 1996) (noting that a state official may be sued in their

official capacity for prospective, injunctive relief). In sum, Plaintiff may bring a § 1983 claim for

prospective, injunctive relief against Defendant in his official capacity.

3. Merit of Plaintiff’s § 1983 Claim

Next, the Court considers the merits of Plaintiffs § 1983 claim premised on Defendant’s

violation of the relevant Medicaid Act provision. Defendant argues that Plaintiff failed to state

a viable civil rights claim because Plaintiff merely identifies a “laundry list of preferred services,”

rather than alleging that he does not receive the necessary medical and community-based services,

as required by the statute. (ECF No. 324-1 at 28, 30-31.) Defendant also emphasizes that despite

Plaintiff's allegations of “amorphous risk of losing certain services,” he never alleges that his

current services were rescinded. (/d. at 29.)

Because there is little case law specifically construing § 1396n(c)(2)(A), Cohen, 2016 WL

3031719, at *8, the Court relies on the Sixth Circuit’s approach from Waskul. In Waskul, the Sixth

Circuit suggested that when construing what “necessary safeguards” the States must take “to

protect the health and welfare” of the beneficiaries of home and community-based services under

the Medicaid waiver programs, the courts should look to the federal regulations laid out in 42

C.F.R. §§ 441.300, et seg. 979 F.3d at 454-55. The Supreme Court has unambiguously endorsed

this approach as well. See Olmstead v. L.C. ex rel. Zimring, 527 U.S. 581, 598 (1999) (“[T]he

well-reasoned views of the agencies implementing a statute constitute a body of experience and

informed judgment to which courts and litigants may properly resort for guidance.” (citations

omitted)).

10

The federal regulation interpreting § 1396n(c)(2)(A) of the Medicaid Act requires that the

home and community-based settings be provided according to specifications set forth in 42 C.F.R.

§ 441.301(c)(4). Waskul, 979 F.3d at 455 (citing 42 C.F.R. § 441.302(a)(5)). Section

441.301(c)4) outlines that the home and community-based programs must: (1) provide

“opportunities to seek employment and work in competitive integrated settings, engage in

community life, [and] control personal resources,” id § 441.301(c)(4)@); (2) “[e]nsure[] an

individual’s rights of privacy ... and freedom from coercion and restraint,” id. § 441.301(c)(4)(iii);

(3) “[o]ptimize[] . . . individual initiative, autonomy, and independence in making life choices,”

id. § 441.301 (c)(4)(iv); and (4) “[flacilitate[] individual choice regarding services and supports,

and who provides them,” id. § 441.301(c)(4)(v). Additionally, the home and community-based

services must factor in the “needs of the [beneficiaries] as indicated in their person-centered service

plan.” Id. § 441.301(6\(4).

However, the Court’s analysis does not end here. In accordance with the substantial body

of § 1983 case law, the Court finds that allegations of de minimis infringements and inconveniences

in receiving home and community-based services will not pass muster under Rule 12(b)(6).

With regard to the § 1983 claims premised on violations of constitutional and federal rights,

courts generally pronounce “de minimis rules” by outlining a threshold of trivial violations or

misconducts which cannot give rise to a cognizable claim. See, e.g., Riley v. Dorton, 115 F.3d

1159, 1167 (4th Cir. 1997), rev’d on other grounds by Wilkins v. Gaddy, 559 U.S. 34 (2010)

(finding that the de minimis rule serves “the interest of [the] federal system by distinguishing

claims which are cognizable under the Constitution” to prevent “unwarranted assumption of

federal judicial authority to scrutinize the minutiae of state detention activities”); see also Hudson

v. McMillian, 503 U.S. 1, 9-10 (1992) (holding that “[t]he Eighth Amendment’s prohibition of

11

cruel and unusual punishment necessarily excludes from constitutional recognition de minimis uses

of physical force” (citations omitted)); Wilkins, 559 U.S. at 39 (affirming that the courts had to

inquire into the “nature of the force — specifically, whether it was nontrivial” (emphasis added)

(citation omitted)); Fisher v. City of Las Cruces, 584 F.3d 888, 899-900 (10th Cir. 2009) (requiring

a showing of “an actual, non-de minimis physical, emotional, or dignitary injury” to sufficiently

allege a constitutional violation in a handcuffing case).

Other courts have set forth comparable standards in reviewing a variety of similar Medicaid

claims. See, e.g., State of Ark. ex rel. Yamauchi v. Sullivan, 969 F.2d 622, 626 (8th Cir. 1992)

(prohibiting penalization of the state for a de minimis noncompliance with the annual Medicaid

program requirements to review patients receiving long-term care in institutional settings); see

also Saint Anthony Hosp. v. Eagleson, 40 F.4th 492, 500, 502 (7th Cir. 2022), rev'd on other

grounds sub nom. Eagleson v. St. Anthony Hosp., Civ. No. 22-534, 2023 WL 4065381 (U.S. June

20, 2023) (finding that a health care provider has a § 1983-enforceable right under § 1396u-2(f) of

the Medicaid Act to address the State’s systemic failures to provide timely and transparent

Medicaid payments); Nored ex rel. Nored v. Tennessee Dep’t of Intell. & Developmental

Disabilities, Civ. No. 21-5826, 2022 WL 4115962, at *9-10 (6th Cir. Sept. 9, 2022), cert. denied

sub nom. Nored v. Tennessee Dep’t of Intell. & Developmental Disabilities, 143 S. Ct. 780 (2023)

(concluding that the defendants did not violate § 1396a(a)(8) of the Medicaid Act by failing to

furnish support and community-based services to the plaintiff when a willing, qualified provider

could not be found due to the plaintiff's non-medical preferences as to location, gender, and race

of the provider).

This analytical approach is further reinforced by the important policy concerns that underly

it. Just as the Riley Court could not endorse the unwarranted assumption of federal judicial

12

authority in regulating “the minutiae of state detention activities,” Riley, 115 F.3d at 1167, the

Court cannot endorse unfettered judicial management of the minutiae of the State’s activities in

implementing and operating its community care programs. See also Medicaid Program; Home

and Community-Based Services, 46 Fed. Reg. 48532-33 (supplementary info. Oct. 1, 1981)

(clarifying that the purpose of the promulgated Medicaid regulations was to “give the States the

maximum opportunity for innovation in furnishing noninstitutional services to beneficiaries, with

a minimum of Federal regulation”). In dealing with administrative agencies, courts typically show

“a proper respect for administrative autonomy,” in order to allow agencies “to function more

efficiently and responsibly.” LaVallee Northside Civic Ass’n vy. Virgin Islands Coastal Zone

Memt. Comm’n, 866 F.2d 616, 620 (3d Cir. 1989); see also Gen. Offshore Corp. v. Farrelly, 743

F. Supp. 1177, 1190 (D.V.I. 1990) (finding that administrative autonomy was an important policy

concern).

The Court’s conclusions are consistent with the Sixth Circuit’s decision in Waskul. Indeed,

the Waskul plaintiffs alleged that a change in the budgeting methodology resulted in substantial

underfunding of the necessary services, limited the plaintiffs’ access to the greater community,

and deprived them of meaningful choices among providers. Waskul, 979 F.3d at 456. A blanket

reduction in funding of the beneficiaries’ services qualifies as more than a de minimis infringement

of or deviation from the relevant regulations.

After reviewing Plaintiff's claims in the Consolidated Complaint, the Court cannot

reasonably infer that Plaintiff experienced more than de minimis infringements on his individual

autonomy and inconveniences in receiving his services. For example, Plaintiff states conclusory

allegations that he does not receive adequate services of a speech therapist, cooking lessons, and

employment training. (ECF No. 295 § 40.) Even assuming that Plaintiff is entitled to these

13

services, he does not allege or attempt to explain how the services, which have been provided to

him, fall short of an adequate standard. Similarly, Plaintiff claims that the staff is inadequately

trained to deal with his medical needs Ud. JJ 36-37) but fails to provide specific factual allegations

regarding the staffs training and education. Plaintiffs threadbare allegations of routine

harassment by the staff also fail to satisfy the federal pleading standard under /gbal and Twombly.

See Iqbal, 556 U.S. at 677-80; Twombly, 550 U.S. at 555-58. Plaintiff recounts the details of one

incident involving a staff member who spoke rudely to him and pushed him, but he acknowledges

that the staff member was relocated. (ECF No. 295 § 35.) In the absence of sufficient “factual

enhancement,” Plaintiffs “naked assertions” are not entitled to the assumption of truth necessary

to plausibly plead a claim. Iqbal, 556 U.S. at 678 (citations omitted).

Plaintiffs other claims do not fare any better. It is clear from the well-pleaded facts of the

Consolidated Complaint that Plaintiff has had contentious relationships with some of his support

coordinators. (See, e.g., ECF No. 295 4 30 (a support coordinator “indicated that [Plaintiff] is at

risk of losing 24-hour services” included in his Service Plan).) For instance, Plaintiff requests a

DDD case manager. Ud. 9.) However, Plaintiff does not allege that his Service Plan permits the

assignment of a DDD case manager. Nor does he claim that his conflicts with support coordinators

jeopardized his integration into the community, curtailed his autonomy, or resulted in a violation

of his rights to privacy. See 42 C.F.R. § 441.301(c)(4). Plaintiff does not contend that his access

to the necessary services was in fact revoked despite his allegations of threats to take away the

supports and the assigned car. (ECF No. 295 4 30-31.) Plaintiff does not list any specific services

from his Service Plan that he could not obtain due to ineffective assistance of his support

coordinator. Ud. | 27.) Plaintiff also admits that he was able to switch support coordinators in

spite of his assertions that the DDD does not write up incident reports or return his calls. Ud. □□

14

32-33, 64.) Construing these allegations in the light most favorable to Plaintiff, the Court cannot

infer that a DDD case manager would facilitate Plaintiff's integration into the community or

provide Plaintiff with the necessary services which he is not receiving otherwise.

Plaintiff does assert that he can no longer go on vacation after switching to a fee-for-service

model. Ud. § 44.) Plaintiff also alleges that he lacks access to the washer and dryer and cannot

obtain the necessary personal hygiene supplies. (Ud. {] 42-43.) However, Plaintiff fails to provide

sufficient details as to the severity of his hygiene concerns. Without more, these inconveniences

amount to de minimis infringements on Plaintiff's autonomy or privacy. See Nored, 2022 WL

4115962 at *9 (finding no violation of a Medicaid Act provision for failure to provide services to

plaintiff due to his non-negotiable preferences for a more convenient location). Lastly, the Court

is not an appropriate authority to decide whether Plaintiff's budget should be adjusted to include

attendance of church services or additional medical procedures, such as CAT scans, which do not

appear to have been prescribed to him by a medical professional or included in his Service Plan.

(ECF No. 295 ¢ 45.)

Accepting all well-pleaded facts as true, as it must at this stage, the Court is unable to infer

“more than the mere possibility of [Defendant’s] misconduct.” Jgbal, 556 U.S. at 679.

Considering these deficiencies in Plaintiff's pleadings, the Court dismisses Count One of the

Consolidated Complaint without prejudice. Plaintiff shall be granted leave to file another amended

complaint to attempt to cure the deficiencies.

C. New Jersey Civil Rights Act Claim (Count Two)

Next, the Court turns to Plaintiff's claims under the NJCRA, N.J. Stat. Ann. § 10:6-2(c).

Plaintiff concedes in his opposition papers that his NJCRA claims may be dismissed without

15

prejudice. (ECF No. 336 at 17 n.3.) Pursuant to Plaintiff's concession, Count Two is dismissed

without prejudice.

It is well-settled that “[s]tate officials are immune from suits in federal court based on

violations of state law, including suits for prospective injunctive relief under state law, unless the

state waives sovereign immunity.” Balsam y. Sec’y of New Jersey, 607 F. App’x 177, 183 (3d Cir.

2015) (citing Pennhurst State Sch. & Hosp. v. Halderman, 465 U.S. 89, 106 (1984)). “['Tyhe

supplemental jurisdiction statute, 28 U.S.C. § 1367, does not authorize district courts to exercise

jurisdiction over claims against non-consenting States.” Balsam, 607 F. App’x at 183 (citing

Raygor v. Regents of the Univ. of Minnesota, 534 U.S. 533, 541-42 (2002)). Here, Defendant did

not waive sovereign immunity. (ECF No. 324-1 at 14-15.) Consequently, the Court lacks subject

matter jurisdiction over Plaintiff's NJCRA claim, which is hereby dismissed without prejudice.

See In re Hechinger Inv. Co. of Delaware, Inc., 335 F.3d 243, 249 (3d Cir. 2003) (“[W]here a

defendant successfully demonstrates that the Eleventh Amendment precludes a suit, the court in

which the plaintiff filed the action lacks subject matter jurisdiction over that action.”); see also

Siravo v. Crown, Cork & Seal Co., 256 F. App’x 577, 580 (3d Cir. 2007) (“Where a district court

lacks subject-matter jurisdiction, its disposition of such a case will be without prejudice.”

(citations and ellipses omitted)).

D. The ADA Claim (Count Three)

Next, the Court addresses Plaintiffs claims under Title Il of the ADA. “To state a claim

under Title II of the ADA, [a plaintiff] must establish that: ‘(1) he is a qualified individual; (2)

with a disability; (3) who was excluded from participation in or denied the benefits of the services,

programs, or activities of a public entity, or was subjected to discrimination by any such entity; (4)

by reason of his disability.’” Kokinda y. Pa. Dep’t of Corr., 779 F. App’x 944, 950 (3d Cir. 2019)

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(quoting Haberle v. Troxell, 885 F.3d 171, 178 (3d Cir. 2018)). “To satisfy ... causation [under

the ADA], [p]laintiffs must prove that they were treated differently based on . . . their disability.”

Kokinda, 779 F. App’x at 950 (quoting CG v. Pa. Dep’t of Educ., 734 F.3d 229, 236 (3d Cir.

2013)).

In the context of discrimination against the individuals with developmental and mental

disabilities, “Congress explicitly identified unjustified segregation” and institutionalization of such

persons as a form of discrimination. Olmstead, 527 U.S. at 600 (citations omitted). However, the

Olmstead plurality cautioned that “[t]he State’s responsibility, once it provides community-based

treatment to qualified persons with disabilities, is not boundless.” Jd. at 603. In Frederick L. □□□

Dep’t of Pub. Welfare of Pennsylvania, the Third Circuit recognized that the States do not have

unlimited resources, but they have an obligation “[t]o maintain a range of facilities... and... to

administer services with an even hand.” 364 F.3d 487, 493-94 (Gd Cir. 2004) (citing Olmstead,

527 U.S. at 597).

Here, Defendant does not contest that Plaintiff is a “qualified individual with a disability.”

Instead, Defendant attacks Plaintiff's claims on the grounds that he was not excluded from the

necessary services or programs (ECF No. 324-1 at 16) and that Plaintiff did not explicitly allege

that the purported denial of benefits had occurred because of his disability (ECF No. 341 at 12-

13). The Court agrees.

Plaintiff's sole claim is that he frequently changed his support coordinators and had

“difficult relationships” with the assigned staff due to his disability. (ECF No. 295 { 64.) Then

he asserts that he was purportedly excluded and threatened with exclusion from Defendant’s

services in retaliation for the behavioral manifestations of his disability. Ud. |§ 64, 66.) However,

these legal conclusions are not entitled to the assumption of truth. See Iqbal, 556 U.S. at 678

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(“Threadbare recitals of the elements of a cause of action, supported by mere conclusory

statements, do not suffice.”).

First, Plaintiff does not plead any facts that would allow a reasonable inference that he was

“excluded from participation in or denied the benefits of’ Defendant’s services or programs.

Instead, Plaintiff merely asserts that a support coordinator “indicated that he [was] at risk of losing

24-hour services” (ECF No. 295 § 30) and that he can no longer take vacations or obtain personal

hygiene items under the fee-for-service model Ud. JJ 42, 44). Neither of these allegations indicate

that Plaintiff has been denied the benefits of Defendant’s services. Plaintiff never lost his 24-hour

support services. It is also unclear whether Plaintiffis simply receiving different — but comparable

— benefits after he switched to the fee-for-service model. See Olmstead, 527 U.S. at 603 n.14

(noting that Title II of the ADA does not require States to “provide a certain level of benefits to

individuals with disabilities”).

Even assuming, arguendo, that Plaintiff was excluded from Defendant’s programs or

services when he could no longer take vacations and obtain personal hygiene items, the Court is

unable to draw a connection between this purported exclusion and Plaintiff's disability. Plaintiff

does not claim that he received threats to deprive him of opportunities to take vacations in

retaliation for behavioral manifestations of his disability. On the contrary, Plaintiff explains that

he can no longer take vacations because he now uses a fee-for-service model but fails to clarify

why the change had occurred. (ECF No. 295 4 44.) Plaintiff does not claim that he is being treated

differently than other similarly situated individuals who switched to the fee-for-service model. See

Kokinda, 779 F. App’x at 947, 950 (finding that a plaintiff with disabilities did not plausibly plead

the causation element of his Title IT ADA claim premised on the allegations that an officer at a

correctional institution was sexually grooming the disabled plaintiff and the staff obstructed

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inquiries into the officer’s conduct); see also Perry v. 38th Jud. Dist., Civ. No. 22-2704, 2022 WL

2805332, at *4 (E.D. Pa. July 18, 2022) (dismissing plaintiff's Title IT ADA claim for failure to

allege any specific facts illustrating that the court prevented him from participating in his criminal

court proceedings due to his disabilities when he chose not to speak in court on the advice of his

counsel).

Finding that Plaintiff failed to state a claim under Title II of the ADA, the Court does not

need to decide whether the State has waived sovereign immunity with respect to Plaintiff's request

for monetary damages. Accordingly, the Court dismisses Count Three of the Consolidated

Complaint without prejudice.

E. Violation of the Consent Order (Count Four)

Finally, Defendant argues that Plaintiff does not state a plausible claim for breach of the

Consent Order because “Defendant has not actually reduced any services for Plaintiff.” (ECF No.

324-1 at 31.) The Court agrees.

“Because a district court has jurisdiction to determine whether one of its orders has been

violated, it may adjudicate whether an agreement incorporated into a court order has been

breached.” Jn re Avandia Mktg., Sales Praes. and Prods. Liab. Litig., 617 F. App’x 136, 142 (3d

Cir. 2015) (citation omitted). “In enforcing a consent order, the Court must adhere strictly to its

terms.” Jsovolta AG v. Dielectric Sols., LLC, Civ. No. 11-910, 2011 WL 5509362, at *2 (W.D.

Pa. Nov. 10, 2011); see also Gov’t Emps. Ret. Sys. of Virgin Islands y. Gov’t of Virgin Islands,

995 F.3d 66, 79 (3d Cir. 2021) (“[A] court should not ‘strain the [consent] decree’s precise terms

or impose other terms in an attempt to reconcile the decree with [the court’s] own conception of

its purpose.’” (quoting Harris y. City of Philadelphia, 137 F.3d 209, 212 Gd Cir. 1998))). In more

precise terms, “the scope of a consent decree must be discerned within its four corners, and not by

19

reference to what might satisfy the purposes of one of the parties to it.” Pox v. US. Dep’t of Hous.

& Urb. Dev., 680 F.2d 315, 319 3d Cir. 1982) (citing United States v. Armour & Co., 402 U.S,

673, 682 (1971)).

Here, the Consent Order provides that “DDD is committed to providing [Plaintiff] with all

available services set forth in his Service Plan... . [Plaintiff's] Service Plan will not be changed

arbitrarily, but only through and in accordance with all established guidelines and protocols.”

(ECF No, 295-1 at 3.) Plaintiff alleges that Defendant violated the terms of the Consent Order by

threatening to reduce Plaintiffs in-person support services or by actually reducing the support

services, (ECF No. 295 § 70.) However, Plaintiff does not refer to his Service Plan in connection

with any of his claims. To give an example, Plaintiff does not list any specific support services

from his Service Plan that are no longer provided to him. Nor does Plaintiff assert that Defendant

arbitrarily changed his Service Plan. And although Plaintiff claims that he received threats to take

away his support services, the language of the Consent Order unambiguously indicates that a

breach will occur only when Plaintiff's access to the agreed-upon services, such as 24-hour

supports, is in fact reduced or revoked. (ECF No. 295-1 at 3 (“DDD is committed to providing

[Plaintiff] with all available services set forth in his Service Plan, which currently includes 24/7

supports.”).)

Accordingly, the Court dismisses Count Four of the Consolidated Complaint without

prejudice.

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IV. CONCLUSION

For the foregoing reasons, and other good cause shown, Defendant’s Motion to Dismiss

(ECF No. 324) is GRANTED. Counts One through Four of Plaintiff's Consolidated Complaint

are DISMISSED without prejudice. An appropriate Order follows.

Dated: July /9 2023 (Chyt

RGETTE CASTNER

ITED STATES DISTRICT JUDGE

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This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.

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