non-moving party may not successfully oppose summary judgment motion by simply replacing “conclusory allegations of the complaint or answer with conclusory allegations of an affidavit”
How later courts described this case
- non-moving party may not successfully oppose summary judgment motion by simply replacing “conclusory allegations of the complaint or answer with conclusory allegations of an affidavit”
- “At the summary judgment stage. .. once {the court] ha[s] determined the relevant set of facts and drawn all inferences in favor of the nonmoving party to the extent supportable by the record. . , the reasonableness of [the officer’s] actions. . . is a pure question of law.”
Written by the judges who cited it.
The opinion
UNITED STATES DISTRICT COURT
FOR THE DISTRICT OF NEW JERSEY
KYRA HARRISON,
Plaintiff,
Civ. No. 2:18-CV-16358 (WJM)
v.
NEW JERSEY STATE POLICE, et ai, OPINION
Defendants.
WILLIAM J, MARTINI U.S.D.J.
Plaintiff Kyra Harrison (“Plaintiff or “Harrison”) brings this action against the New
Jersey State Police (“NISP”), State Trooper Rafael Castro (“Castro”), and State Trooper
Joseph Fuentes (“Fuentes”) (collectively “Defendants”), Plaintiff alleges she was pulled over
due to her race, assaulted, falsely arrested, and maliciously prosecuted for knowingly calling
9-1-1 without a purpose. Before the Court is Defendants’ motion for summary judgment (the
“Motion”) pursuant to Federal Rule of Civil Procedure 56, ECF No. 83. For the reasons set
forth below, Defendants’ motion is GRANTED.
L BACKGROUND!
On November 22, 2016, Castro was on patrol when he observed a truck with a
hazardous shifted load driving along Interstate 287 and initiated a traffic stop on the right side
of the road, DSOMF ¥ 1. Castro instructed the driver to exit the highway and that he would
escort him to the left-hand exit across the four-lane highway. Ja. at (2. As Castro escorted
the truck with emergency lights activated, Harrison, an African American woman, approached
behind in her vehicle and crossed over the solid white line. Jd. at 3-4; Am. Compl. § 16,
ECF No. 27. After Castro finished escorting the truck off the interstate, he pursued Hartison’s
vehicle, activated his lights, and initiated a traffic stop. DSOMF { 6. Harrison made a
complete stop in the left lane. /d. at { 7. Castro maneuvered over to the right shoulder, made
eye contact with Harrison, and signaled for her to merge over to the right shoulder. /d. at {
11, Harrison looked at Castro, did not respond, and continued, which led Castro to maneuver
' The facts in this section are taken from the parties’ statements of material facts and the exhibits attached
thereto. Favorable inferences are given to the non-moving party. For ease of reference, the Court will use the
following abbreviations to refer to documents in the record:
“DSOME” — Defendants’ Statement of Undisputed Material Facts Pursuant to Local Rule 56.1 (ECF
No, 83-2)
“PSOME” — Plaintiff's Statement of Material Facts (ECF No. 89-1)
“PRDSOME” — Plaintiff's Response to Defendants’ Statement of Material Facts (ECF No. 89-2)
behind Harrison again with his lights on. /d. at § 12. Harrison pulled over onto the left grass
median, but there was no space for Castro to pull in behind her causing him to stop in front
of her vehicle. /d. at FJ 13-14. Castro wore a state police uniform, which had a microphone
attached to the shoulder, and was driving a marked state police vehicle equipped with a Digital
In-Vehicle Recorder (““DIVR”) directed to the front of the vehicle and a rear-facing camera
for the back seat. Jd. at 15-16. Once Castro approached the vehicle, he asked Harrison for
her license and registration. Def. Ex. D, DIVR. Audio from the stop revealed Castro stated:
“T had my lights on back there, I’m guiding that truck to the left lane. What you did, you went
around the entire truck. .. you went around the truck after you see my lights on, siren on as
well, It’s all on video as well, ok. You disregarded my directions.”* PRDSOMF 4 17. Castro
asked Harrison for her driver’s license, registration, and insurance. DSOMEF 18. Harrison
did not comply and subsequently requested the presence of a police sergeant. /d.; PRDSOMF
22. Castro allegedly stated, “I don’t need to call my sergeant, I need to see your license and
registration. .. | need to see who you are first.” PRDSOMF § 23. Harrison called 9-1-1 out of
fear. /d. at (29; DSOMF 4 18. Once on the phone, Castro stated, “why are you on the phone?
Aim IJ on the phone?” Def. Ex. D, DIVR.
As Harrison is speaking to the 9-1-1 operator, Castro stated “I’m going to tell you
one last time to give me your license, registration, and insurance.” PRDSOMEF 4 25. In total,
Castro asked Harrison for her license and registration at least four times. Def. Ex. D, DIVR.
Harrison did not comply and shortly after, Castro opened the driver-side front door in an
effort to get her out of the vehicle. PRDSOMEF 4 27. Harrison can be heard saying to the 9-
1-1 operator “now he’s opening my door, I’m scared. I’m extremely scared. I’m asking you
for help because I’m scared.” /d. at § 28. Castro then stated, “you’re under arrest for
hindering, just so you know, because I already told you to give me your license and I
explained to you why I pulled you over” /d. Harrison then attempted to give her credentials
to Castro, who responded “you don’t need to give it to me now. I already told you you’re
under arrest, I don’t need to see it.” /d. at 31. The two continued to argue and Castro
repeatedly demanded that Harrison get out of the car, which she did not do, Def, Ex, D,
DIVR. After at least ten commands to exit, Castro then forcibly removed Harrison from her
vehicle, forced her to the ground, and handcuffed her behind her back. Def. Ex. D, DIVR,
10:32:25-10:36:29; DSOME § 28. Harrison can be heard screaming “Oh my God, help me,
oh my God” repeatedly. PRDSOME 4 37. Once handcuffed and on the floor, Harrison did
not respond to Castro’s commands to get up. Plaintiff alleges she lost consciousness and
could not comply while Defendants claim she purposely went limp and refused to comply.
Id. at 39; DSOMF ¥ 31. Plaintiff further alleges that Castro forced his knee into her back,
causing spinal injury, and was then dragged from her vehicle to the back of Castro’s patrol
car. Plaintiff allegedly had a shoulder sprain, neck sprain, and thoracic spine fracture.
Harrison Dep, 45:15-24. Although Plaintiff was noncompliant, Castre did not believe she
was armed, threatening to flee, or threatening to do harm to him or herself,
* Defendants claim that Castro explained to Plaintiff that he pulled her over because she almost hit the truck
and for a broken taillight. DSOMF 4 17. Although most of the interaction was recorded, the act of Harrison
failing to yield to an emergency vehicle was notably not captured.
The investigation report stated that Harrison was charged with: (1) obstructing
administration of law or other governmental function, (2) resisting arrest; eluding officer, and
(3) false public alarms. Def. Ex. B, ECF No. 83, She was also issued 13 traffic related
summons. /d, While in the back seat of Castro’s patrol vehicle, Harrison began gagging,
gasping, and screaming, stating she had a heart condition and could not breathe. DSOMF {
35. Castro called emergency medical services and requested they meet him at the state police
barracks because the location of the stop was not safe. Jd. at § 36. Later at the hospital,
Harrison refused treatment and stated in her deposition that she would not have refused
treatment if the hospital had a black doctor, and she were allowed to have that doctor treat
her Jd. at | 38.
Harrison was later indicted by a Somerset County grand jury for making a 9-1-1 call
without a purpose. /d. at 739. Following a jury trial, Harrison was acquitted. Jd. A bench trial
was later held on the 2 disorderly person offenses and the 13 motor vehicle offenses, where
Harrison was found guilty of resisting arrest, obstruction, and 5 of the 13 motor vehicle
offenses. Id. at | 40-42. The trial court found that it was not a defense under the resisting
arrest statute that the officer was acting unlawfully in making the arrest, provided that he
announced his intention to arrest prior to the resistance, /d. at | 43. The trial court found that
Plaintiff grabbed her steering wheel, hindering Castro’s ability to get her out of the vehicle.
id. at { 44. Harrison appealed her conviction to the Appellate Division, which affirmed the
decision of the trial court. Def. Ex. K,
Il PROCEDURAL HISTORY
Plaintiff filed suit on November 21, 2018 and on August 1, 2019, this Court granted
in part and denied in part Defendants’ first motion to dismiss. ECF Nos. 1, 22. The Court
gave Plaintiff leave to amend some, but not all, of her claims and Plaintiff subsequently
filed an amended complaint on September 26, 2019. ECF Nos. 23, 27. This Court similarly
granted in part and denied in part Defendants’ second motion to dismiss. ECF Nos. 29, 34.
Defendants filed this present motion for summary judgment for the remaining claims on
August 5, 2022, ECF No. 83. The remaining counts are as follows: Count Two,
Unreasonable and Excessive Force, 42 U.S.C. § 1983, against Castro; Count Three,
Common Law Assault and Battery against Castro; Count Four, Unlawful and Unreasonable
Search, Seizure, or Detention, 42 U.S.C. § 1983, against Castro; Count Five, Common Law
and 42 U.S.C. § 1983, False Arrest against Castro; Count Six, Malicious Prosecution, 42
§ 1983, against Castro; Count Eight, Supervisor Liability, 42 U.S.C. § 1983, against
Fuentes; Count Nine, Negligent Training and Retention against Fuentes and NJSP; Count
Ten, Racial Discrimination, 42 U.S.C, §§ 1981 & 1983, against Castro; Count Eleven,
violation of the New Jersey Civil Rights Act (““NJCRA”) § 10:6-1-2 against Castro; Count
Twelve, Negligent and Intentional Infliction of Emotional Distress against Castro; and
Count Thirteen for punitive damages.
Plaintiff went to a different hospital the next day and was diagnosed with a shoulder sprain, neck sprain,
and thoracic spine fracture. However, the record reflects minimal medical attention to this alleged diagnosis
as well as any follow-up treatment Plaintiff may have received.
HI. LEGAL STANDARD
Federal Rule of Civil Procedure 56(a) provides that summary judgment is proper when
“the movant shows that there is no genuine dispute as to any material fact and the movant is
entitled to judgment as a matter of law.” In deciding a motion for summary judgment, the
Court construes all facts and inferences in the light most favorable to the non-moving party.
Boyle vy. Cnty. of Allegheny Pa., 139 F.3d 386, 393 (3d Cir. 1998). The moving party bears
the initial burden of showing the basis for its motion and identifying those portions of the
record which it believes demonstrate the absence of a genuine issue of material fact—that is,
the “absence of evidence to support the nonmoving party’s case.” Celotex Corp, v, Catrett,
477 U.S. 317, 323, 325 (1986). Once the moving party meets this burden, the burden shifts to
the non-moving party to “come forward with specific facts showing that there is a genuine
issue for trial and do more than simply show that there is some metaphysical doubt as to the
material facts.” United States vy. Donovan, 661 F.3d 174, 185 (3d Cir. 2011) Gnternal
quotation marks omitted) (quoting Matsushita Elec, Indus. Co. v. Zenith Radio Corp., 475
U.S. 574, 586-87 (1986)). The non-moving party must present actual evidence that creates a
genuine issue for trial—reliance on unsupported assertions, speculation, or conclusory
allegations is insufficient to defeat a motion for summary judgment. Solomon v. Soc’y of Auto.
Engineers, 41 F. App’x 585, 586 (3d Cir, 2002) (citing Celotex, 477 U.S. at 324); see also
Lujan v. Nat’l Wildlife Fed’n, 497 U.S. 871, 888 (1990) (non-moving party may not
successfully oppose summary judgment motion by simply replacing “conclusory allegations
of the complaint or answer with conclusory allegations of an affidavit”). Furthermore, “the
mere existence of some alleged factual dispute between the parties will not defeat an
otherwise properly supported motion for summary judgment; the requirement is that there be
no genuine issue of material fact.” Anderson v. Liberty Lobby, Inc,, 477 U.S. 242, 247-48
(1986), “A fact is ‘material’... if its existence or nonexistence might impact the outcome of
the suit under the applicable substantive law.” Santini v. Fuentes, 795 F.3d 410, 416 (3d Cir.
2015) (citing Anderson, 477 U.S. at 248 (1986)). “A dispute over a material fact is ‘genuine’
if ‘a reasonable jury could return a verdict for the nonmoving party.’” Jd. (quoting Anderson,
477 U.S. at 248).
IV. DISCUSSION
A. Qualified Immunity
Defendants argue that summary judgment should be granted for Counts Two and Three
because Castro acted reasonably. Qualified immunity under § 1983 and the NJCRA share the
same standards. See Faragalla v. Jersey City, No. 17-03604, 2020 U.S. Dist. LEXIS 180330,
2020 WL 5812798, at *12 (D.N.J. Sept. 30, 2020); see also Brown v. State, 230 N.J, 84, 165
A.3d 735, 743 (NJ. 2017); Morillo v. Torres, 222 NJ. 104, 117 A.3d 1206, 1209 (N.J, 2015).
Accordingly, the Court does not differentiate between these claims for purposes of the
qualified immunity analysis. “Police officers, embodying the authority of the state, are liable
under § 1983 when they violate someone's constitutional rights, unless they are protected by
qualified immunity.” Peroza-Benitez v. Smith, 994 F.3d 157, 165 (3d Cir, 2021) (quoting
Santini vy. Fuentes, 795 F.3d 410, 416-17 Gd Cir. 2015)). The burden of establishing
entitlement to qualified immunity rests with the movant asserting the defense. Halsey v.
Pfeiffer, 750 F.3d 273, 288 3d Cir. 2014). “The qualified immunity inquiry contains two
prongs: (1) whether the facts alleged by the plaintiff show the violation of a constitutional
right, and (2) whether the law was clearly established at the time of the violation.” Jefferson
v. Lias, 21 F.4th 74, 80 (3d Cir. 2021). An answer in the negative to either prong entitles an
officer to qualified immunity, See Reedy v. Evanson, 615 F.3d 197, 223-24 (3d Cir. 2010),
Courts are “permitted to exercise their sound discretion in deciding which of the two prongs
of the qualified immunity analysis should be addressed first in light of the circumstances in
the particular case at hand.” Pearson vy. Callahan, 555 U.S. 223, 236 (2009).
i. Excessive Force
Our first inquiry on Castro’s claim of qualified immunity is whether the facts Harrison
asserts, taken in the light most favorable to her, show that Castro violated her Fourth
Amendment rights. There is no dispute that Castro seized Harrison for Fourth Amendment
purposes when he arrested her. The only question is whether Castro’s use of force was
objectively reasonable under the circumstances. At the summary judgment stage, once we
identify the relevant facts and draw all inferences in the non-movant's favor, the
reasonableness of an officer's actions is a pure question of law. See Scott y. Harris, 550 U.S.
372, 381 (2007) (“At the summary judgment stage. .. once {the court] ha[s] determined the
relevant set of facts and drawn all inferences in favor of the nonmoving party to the extent
supportable by the record. . , the reasonableness of [the officer’s] actions. . . is a pure question
of law.”) The reasonableness of a seizure is assessed in light of the totality of the
circumstances. Jd. at 350. This question is analyzed from the perspective of a reasonable
officer on the scene, “rather than with the 20/20 vision of hindsight.” Jd. (quoting Graham,
490 U.S. at 396-97). While this inquiry is highly individualized and fact specific, the Supreme
Court has provided three factors to guide us through it: (1) the severity of the crime at issue,
(2) whether the suspect poses an imminent threat to the safety of the police or others in the
vicinity, and (3) whether the suspect attempts to resist arrest or flee the scene. Graham, 490
U.S, at 396; see also Sharrar v. Felsing, 128 F.3d 810, 822 (3d Cir. 1997) (providing
additional factors including “the possibility that the persons subject to the police action are
themselves violent or dangerous, the duration of the action, whether the action takes place in
the context of effecting an arrest, the possibility that the suspect may be armed, and the
number of persons with whom the police officers must contend at one time.”)
Viewing the facts in the light most favorable to Plaintiff as the non-moving party, the
Court finds that Castro’s use of force was reasonable under the circumstances and not
excessive. Plaintiff did not comply with Castro’s at least four requests to provide her license
and registration as well as at least ten commands to exit the vehicle when told she was under
arrest. Def. Ex. D, DIVR, 10:32:25-10:36:29. She was allegedly pulled out of her vehicle,
thrown to the ground, lost consciousness, and handcuffed while on the ground. However,
during Plaintiffs bench trial in state court for resisting arrest, the court found that Plaintiff
grabbed her steering wheel, hindering Castro’s ability to get her out of the vehicle. Plaintiff
further alleges that Castro forced his knee into her back and was then dragged from her vehicle
to the back of Castro’s patrol car. Plaintiff denied treatment that day and went to a hospital
the following day where she was diagnosed with a shoulder sprain, neck sprain, and thoracic
spine fracture. Although Castro did not believe Plaintiff was armed, threatening to flee, or
threatening to do harm to him or herself, Castro was effecting an arrest on a noncompliant
driver who refused to exit the vehicle after being warned several times that she was under
atrest. The whole incident beginning when Castro removed Plaintiff from her vehicle and
ending when he placed her in the patrol car lasted approximately a minute and a half,
Similarly, the presence or absence of a physical injury, and the severity thereof, are but one
relevant factor to consider in the Fourth Amendment excessive force analysis. Sharrar v.
Felsing, 128 F.3d 810 Gd Cir. 1997); Velius v. Twp. Of Hamilton, 754 F. supp. 2d 689, 694
(D.N.J, 2010), A reasonable officer under the circumstances would have no choice but to use
a level of force required to remove her and effect the arrest because “[wl]ere it otherwise,
police officers might have to rely on verbal instructions alone to effect an arrest for fear of
section 1983 liability.” Ference v. Twp. of Hamilton, 538 F. Supp. 2d 785, 809 (D.N.J, 2008).
Therefore, Castro is entitled to qualified immunity and Defendants’ motion for summary
judgment with respect to Counts Two and Three is GRANTED.
B. Lack of Evidence in the Record
i. Negligent Training or Retention
Defendants argue summary judgment should be granted on Count Nine against NJSP
and Fuentes because Plaintiff has failed to show any evidence to support a claim for negligent
training or retention, Plaintiff does not address this point in her briefings. With respect to
negligent training, a plaintiff must show that “(1) the defendant owed a duty of care to the
plaintiff to properly train its employees, (2) the defendant breached that duty of care, (3)
defendant’s breach was the proximate cause of plaintiffs injury, and (4) defendant’s breach
caused actual damages to plaintiff” Brijall v. Harrah's Atl. City, 905 F. Supp. 2d 617, 621
(D.N.J. 2012) (citing Stroby v. Egg Harbor Twp., 754 F. Supp. 2d 716, 721 (D.N.J. 2010).
With respect to negligent retention, a plaintiff must show that “(1) an employer knew or had
reason to know that the failure to supervise or train an employee in a certain way would create
of harm and (2) that risk of harm materializes and causes the plaintiff's damages.” G.A.-
A. vy, K.G.G., 238 N.F. 401, 416 (2019). Plaintiff has not alleged sufficient facts to support
such a claim. Beyond mere conclusory statements that Fuentes and NJSP were aware of
Castro’s alleged tampering with his recording device and Fuentes’ alleged failure to intervene
in Plaintiff's subsequent prosecution, Plaintiff failed to point to any evidence in the record
that would demonstrate NJSP and Fuentes negligently trained or retained Castro. Plaintiff's
amended complaint and briefings are void of any factual allegations regarding Castro’s
training and any duty owed to Plaintiff by Fuentes and NJSP. Defendants’ motion for
summary judgment with respect to Count Nine is GRANTED.
ii. Intentional or Negligent Infliction of Emotional Distress
Defendants argue summary judgment should be granted on Count Twelve, intentional
or negligent infliction of emotional distress, for insufficient evidential support in the record
of Plaintiff?s severe emotional distress. Plaintiff disputes this and points to the motor vehicle
recording depicting Harrison’s severe emotional distress in support of her claim,* Harrison
also testified in her deposition that she was seeing a therapist on and off to help her mentally
deal with the trauma she experienced. Harrison Dep. 48:25-49:12. To establish a claim for
intentional infliction of emotional distress (“IED”), Plaintiff has the burden of establishing
that “defendants (1) acted intentionally or recklessly, and (2) outrageously and (3)
proximately caused (4) severe distress.” GD. v. Kenny, 411 .N.J. Super. 176, 194 (Super. Ct.
App. Div. 2009). Similarly, with negligent infliction of emotional distress (“NIED”), Plaintiff
has the burden of showing “(1) a duty of reasonable care was owed by the defendant to the
plaintiff, (2) that duty was breached, (3) the plaintiff suffered severe emotional distress, and
(4) the breach was a proximate cause of injury.” /d. at 195 (internal citations omitted).
With respect to ITED, Plaintiff must prove that Castro’s conduct was extreme and
outrageous or, in other words, the conduct was “so outrageous in character, and so extreme in
degree, as to go beyond all possible bounds of decency, and to be regarded as atrocious, and
utterly intolerable in a civilized community.” Ingraham v. Ortho-McNeil Pharmaceutical,
422 N.J. Super. 12, 19-20 (Super. Ct. App. Div. 2011). Despite Plaintiffs severe emotional
distress, which is clear from the motor vehicle recording, Castro’s conduct was not extreme,
outrageous, or “utterly intolerable in a civilized community.” Jd, Therefore, Defendants’
motion for summary judgment with respect to Plaintiffs claim for IED is GRANTED.
Similarly, Plaintiff's claim for NE[D will not survive summary judgment. Since
Castro’s conduct was reasonable under the totality of the circumstances, Plaintiff has failed
to show that Castro breached his duty of reasonable care despite Plaintiffs strong emotional
reaction. Therefore, Defendants’ motion for summary judgment with respect to Plaintiff's
claim for NEID is GRANTED.
iii, Supervisory Liability
To succeed on a supervisory liability claim under §1983, a plaintiff must: “identify
the specific supervisory practice or procedure that the supervisor failed to employ, and show
that (2) the existing custom and practice without the identified, absent custom or procedure
created an unreasonable risk of the ultimate injury, (3) the supervisor was aware that this
unreasonable risk existed, (4) the supervisor was indifferent to the risk; and (5) the
underling’s violation resulted from the supervisor’s failure to employ that supervisory
practice or procedure.” Diorio v. Harry, 2022 U.S. App. LEXIS 21130 at * 18 Gd Cir.
2022) (quoting Chavarriaga v. New Jersey Dep’t of Corr., 806 F.3d 210, 227 (3d Cir,
2015). Defendant argues that Count Eight should be dismissed because there is no
competent evidence in the record to establish such a claim. Like the negligent training or
retention claim in Count Nine, Plaintiff does not address this point in her briefings, In the
amended complaint, Plaintiff makes conclusory allegations that Fuentes “was alerted to and
made aware of numerous prior instances of similar misconduct. . . and either condoned,
approved, and/or participated in the past practices and policy of exhibiting deliberate
indifference to complaints of constitutional violations [ ].” Am. Compl. at 39. The only
specific allegation is with respect Fuentes’ knowledge of Castro’s alleged tampering with
* Plaintiff cites caselaw for the proposition that an intentional infliction of emotional distress claim is rarely
dismissed on a motion to dismiss, The present motion is one for summary judenient.
his recording device of the alleged unsafe lane change. See Id. Defendants correctly point
out that the record is otherwise completely void of any evidence to sustain a claim of
supervisory liability under § 1983, such as that Fuentes was aware of and indifferent to an
unreasonable risk of injury and that Castro’s allegedly unlawful conduct resulted from
Fuentes’ failings. As a result, Defendants’ motion for summary judgment with respect to
Count Eight is GRANTED.
iv. Racial Discrimination
Defendants argue that Counts Ten and Eleven should be dismissed because Plaintiff
failed to put forth any arguments in opposition to their motion for summary judgment. The
Court agrees. The record is void of any legal arguments or factual inferences that would
support a claim for racial discrimination under 42 U.S.C. §§ 1981 & 1983. Beyond conclusory
allegations in the amended complaint, such as “[b]ecause of Plaintiffs race, Defendants. . .
improperly racially profiled, targeted, faisely arrested, unlawfully imprisoned and maliciously
prosecuted [Harrison]” and “Defendants displayed a clear racial bias, discriminatory conduct,
and employed intimidating tactics against. . . [Harrison] which is evident in the manner she
was racially profiled, unlawfully searched, seized, detained, arrested and maliciously
prosecuted without reasonable suspicion or probable cause,” Plaintiff has not set forth a
plausible argument for racial discrimination. In fact, racial discrimination is not discussed or
referenced in their motion papers. These conclusory statements are grossly insufficient to
sustain a claim of racial discrimination under 42 U.S.C. §§ 1981 & 1983. Therefore,
Defendants’ motion for summary judgment on Counts Ten and Eleven is GRANTED.
v. Malicious Prosecution
Defendants argue that Count Six should be dismissed because Plaintiff has failed to
establish a claim for malicious prosecution. Under New Jersey law, malicious prosecution has
four elements, Plaintiff “must establish that the defendant (1) instituted proceedings (2)
without probable cause and (3) with legal malice; and (4) the proceedings terminated in favor
ofthe plaintiff.” Tribal v. Wells Fargo Armored Serv. Corp., 269 F.3d 243, 248 (3d Cir, 2001)
(citing Lighining Lube v. Witco Corp., 4 F.3d 1153, 1197 Gd Cir. 1993)), It is undisputed that
Castro instituted proceedings against the Plaintiff for calling 9-1-1 without a purpose and that
those proceedings terminated in favor of the Plaintiff. All that remains is whether the
proceedings were instituted without probable cause and with legal malice,
Plaintiff's inability to show legal malice is fatal to her claim. The Third Circuit has
defined legal malice as “either knowingly acting without probable cause — i.e,, a reasonable
belief — or primarily for a purpose other than securing the proper adjudication of the claim in
which the proceedings are based.” Druz v, Noto, 2010 U.S. Dist. LEXIS 53348, at *36 (D.N.J.
May 28, 2010) (citing Lightning Lube v. Witco Corp., 4 F.3d 1153, 1197 Gd Cir. 1993)),
Although legal malice is not limited to the motives of hatred or ill will,” Plaintiff must at least
show that Defendant’s conduct was reckless and oppressive in disregard of Plaintiff's rights.
See Lippay v. Christos, 996 F.2d 1490, 1503 Gd Cir. 1993), Plaintiff argues Castro acted with
legal malice because he allegedly knew he lacked probable cause to charge her with false
alarms but did so anyways. Plaintiff also conclusory asserts that Castro charged her for “a
purpose other than securing the proper adjudication of the 911 charge,” but does not allege
what that purpose was. Beyond the circular nature of Plaintiffs argument, it is also
unsupported by the record. Castro was indisputably in a state trooper uniform and conducted
his stop in a fully marked state trooper vehicle. Plaintiff has failed, and the record lacks
evidence, to show that Castro acted with legal malice, therefore, Defendants’ motion for
summary judgment on Count Six is GRANTED.
C. Heck Doctrine
Defendants argue that Counts Four and Five are barred by the Heck doctrine. In Heck
v, Humphrey, the Supreme Court held that “when a state prisoner seeks damages in a § 1983
suit, the district court must consider whether a judgment in favor of the plaintiff would
necessarily imply the invalidity of his conviction or sentence; if it would, the complaint must
be dismissed unless the plaintiff can demonstrate the conviction or sentence has already been
invalidated.” 512 U.S. 477, 486-87 (1994). The Third Circuit has repeatedly ruled that even
though a plaintiff may have been found guilty of resisting arrest, the guilty verdict does not
necessarily preclude an arrestee for recovering damages on a §1983 excessive force claim.
See Lora-Pena v. FBI, 529 F.3d 503, 506 (3d Cir. 2008); Garrison v. Porch, 376 Fed. Appx.
274, 278 (3d Cir. 2010). Here, even if Castro were justified in using “substantial force” to
arrest Harrison, it does not mean he was justified in using an “excessive amount of force.”
Harrison does not claim that her bench trial conviction of resisting arrest and obstruction is
invalid, but rather that Castro effectuated a lawful arrest in an unlawful manner by using
excessive force in violation of the Fourth Amendment. Defendants argue that Plaintiff's
claims are based on a version of events inconsistent with her state court convictions and if
Castro’s use of force had been unreasonable then Plaintiff would have had the right to resist.
However, in the context of excessive force, “law enforcement officers can effectuate a lawful
arrest in an unlawful manner.” Suarez v. City of Bayonne, 566 F. App'x 181, 185 (3d Cir.
2014) (internal alterations and quotation marks omitted); see also Lora-Pena, 529 F.3d 503,
505-506 (“We are not suggesting that [the plaintiff] will be able to recover damages, only that
the rationale of Heck does not present an absolute bar to his [excessive force] claim.”);
Hockaday v. NJ. Atty. General’s Office, 2016 U.S, Dist. LEXIS 157415, at *28-29 (D.N.J.
Nov. 14, 2016) (holding that a finding of excessive force does not necessarily impugn the
basis of a criminal defendant’s prosecution or conviction). Nonetheless, since Castro acted
reasonably and did not use excessive force under the totality of the circumstances Count Two
does not survive. See supra IV, A.
Nonetheless, the Heck doctrine would preclude Plaintiffs claims for false arrest,
unlawful and unreasonable search, seizure, or detention under Counts Four and Five. Plaintiff
broadly alleges that she was unlawfully pulled over, searched, seized, and arrested without
sufficient probable. These claims directly undermine Plaintiffs state conviction for
obstruction and resisting arrest, where the state court held that Castro conducted a lawful
traffic stop. Therefore, Defendants’ motion for summary judgment on Counts Four and Five
is GRANTED.
D. Punitive Damages
For Count Thirteen, Plaintiff requests an award of punitive damages. Since none of
Plaintiff's claims survive, Defendants’ motion for summary judgment on Count Thirteen is
GRANTED.
Vv. CONCLUSION
For the reasons set forth above, Defendant’s motion for summary judgment is
GRANTED. An appropriate Order shall follow. c
WILLI J. MARTINI, U.S.D.J.
Date: March 2, 2023
1G