noting that “if it does that it must give [the employee] immunity from criminal prosecution on the basis of [his or her] answers.”
How later courts described this case
- noting that “if it does that it must give [the employee] immunity from criminal prosecution on the basis of [his or her] answers.”
- Government cannot penalize assertion of the constitutional privilege against compelled self-incrimination by imposing sanctions to compel testimony which has not been immunized”
- “[W]hen ruling on a motion to dismiss, a court is permitted to look to matters of public record, including ‘criminal case dispositions ... *” (quoting Pension Benefit Guar. Corp. v. White Consol. Indus., Inc., 998 F.2d 1192. 1197 (3d Cir. 1993)
- finding publication of official meeting minutes did not constitute a stigma because the plaintiff “was suspended and the . .. [djefendants were engaged in an on-going investigation.”
Written by the judges who cited it.
The opinion
NOT FOR PUBLICATION
UNITED STATES DISTRICT COURT
DISTRICT OF NEW JERSEY
JAMES S. GOYDOS and MARIA E.
MARTINS,
Plaintiffs, Civil Action No. 19-08966 (MAS) (DEA)
MEMORANDUM OPINION
RUTGERS, THE STATE UNIVERSITY ez.
al.,
Defendants.
SHIPP, District Judge
This matter comes before the Court on Defendant Rutgers, the State University a/k/a
Rutgers, the State University of New Jersey a/k/a Rutgers, Rutgers Cancer Institute of New Jersey
(“RCINJ”) (collectively, the “Rutgers Defendants”), Steven K. Libutti (“Dr. Libutti’’), Brian L.
Strom (“Dr. Strom”), Timothy J. Fournier (“Fournier”), and Eugene Simon’s (“Simon’’) Motion
to Dismiss Plaintiffs’ Second Amended Complaint (“SAC”). (ECF No. 71.) Plaintiffs opposed
(ECF No 72), and Defendants replied (ECF No. 73). The Court has carefully considered the
parties’ submissions and now decides the matter without oral argument pursuant to Local Civil
Rule 78.1.
I. BACKGROUND
Plaintiff James S. Goydos (“Dr. Goydos”) is a former tenured medical school professor
and researcher who was employed by the Rutgers Defendants. (SAC 2, 24, ECF No. 69.) Maria
E. Martins (“Martins”) is his wife. 1.) According to the SAC, Dr. Goydos is the victim of an
extensive conspiracy that falsely criminally implicated him, all in retaliation for whistleblowing
activity in 2014 and 2017. (See generally id. J 1, 170-205.) Defendants, on the other hand, paint
an entirely different picture and allege that Dr. Goydos engaged in criminal conduct in the
workplace and now brings this action against his former employer and colleagues despite his
egregious misconduct. (Defs.’ Moving Br. 1, ECF No. 71.) The SAC encompasses a smorgasbord
of factual allegations and claims that the Court will distill for the purposes of this Memorandum
Opinion.
A. Inaccuracies in Grant Applications
In 2014, Dr. Goydos was a grant reviewer at Rutgers for the National Cancer Institutes
(“NCI”) and prepared grant applications throughout the year. (SAC J 169.) The grant application
process included preparation of a budget, which contained salary support details for the faculty
and staff involved in the proposed research efforts. 7d. 171.) That year, Dr. Goydos applied for
anew grant that would fund 20% of Dr. Goydos’s base salary support. (7d. J 173.) At the time,
previously awarded grants were already funding approximately 60% of Dr. Goydos’s base salary
support. Ud. 172.) The new grant would fund an additional 20% of Dr. Goydos’s base salary, for
a total of 80% of Dr. Goydos’s salary funded by his research efforts. (7d. {| 173-74.) Additionally,
Dr. Goydos was assigned 20% equivalent effort for his clinical work. Ud. J 175.) Therefore, the
80% salary support derived from research funding and the 20% derived from clinical work together
would account for 100% of Dr. Goydos’s efforts. (fd. J 176.)
After completing the grant application and submitting it to RCINJ’s Finance Department
for review, Dr. Goydos was informed that the grant application’s 20% salary support would result
in his total effort exceeding 100%, in violation of the National Institute of Health’s rule.
179, 182-83.) It turned out that there was a discrepancy between the Finance Department records,
which assigned Dr. Goydos approximately 50-60% full time equivalent effort for his clinical work,
and his personal records, where he documented that his clinical work accounted for 20% salary
effort. Ud. 180-81.)
After reviewing the numbers, Dr. Goydos discussed the discrepancy with his superior at
the time, Dr. Howard Kaufman (“Dr. Kaufman”), who confirmed Dr. Goydos’s accounting. (/d.
{{ 168, 184-85.) Dr. Goydos then told Dr. Kaufman that if he were to submit the grant to the NCI,
it would constitute fraud because of the incorrect numbers. (/d. {| 186.) Dr. Kaufman then brought
the discrepancy to the attention of RCINJ leadership, but Dr. Goydos stated that he heard from one
of the meeting attendees that Dr. Kaufman reported that Dr. Goydos was accusing the Rutgers
Defendants of fraud, as opposed to making a simple mistake. (/d. J 188-89.) Dr. Goydos then
reported the funding issue to the Rutgers Defendants’ investigator. (/d. { 191.)
Fast-forward nearly three years and in February 2017, at a meeting with Dr. Libutti, then
the Director of RCINJ, Dr. Goydos reiterated his concern over the discovered discrepancy. (Jd.
193-94.) He stated that grant applications based on the incorrect numbers “could give rise to
fraud upon NCI and Robert Wood Johnson University Hospital.” (7d. [ 195.) Dr. Goydos alleges
that after that meeting, he was told that “Dr. Libutti described him as a negative force at RCINJ.”
Ud. J 196.) Plaintiffs next allege that the Rutgers Defendants, including administrators like Dr.
Libutti, labeled Dr. Goydos as a troublemaker. (/d. J 205.)
Dr. Goydos then alleges he was retaliated against several times because he raised concerns
over the funding discrepancy. First, Dr. Goydos claims he was targeted by an internal investigation
after it was reported by a janitorial staff member that he was observed going into the director’s
suite to get a cup of coffee one evening while working late. (/d. {| 206.) Second, the SAC states
that it was “alleged that a memorandum had been placed into Dr. Goydos’s employment file stating
falsely that he had been disparaging RCINJ,” though the SAC does not make clear who alleged
this. Ud. J 208.) Third, RCINJ allegedly increased Dr. Goydos’s full time equivalent status from
20% to 40% without explanation, which resulted in a decrease to Dr. Goydos’s bonus each year,
Ud. 209-10.) Finally, the SAC alleges Dr. Goydos was retaliated against through a workplace
misconduct investigation that ended his employment at Rutgers, as described more fully below.
(Ud. J 119-25, 235-36.) Defendants dispute the SAC’s retaliation claims, bolstered by Dr.
Goydos’s ultimate indictment, guilty plea and sentencing from conduct revealed from an
investigation.’ (Defs.’ Moving Br. 4.) The Defendants indicate that Dr. Goydos’s is “blame-
shifting ... his own criminal and other improper conduct in the workplace.” Jd.
B. Investigation of Camera in RCINJ’s Women’s Bathroom
On September 20, 2017, the Middlesex County Prosecutor’s Office (““MCPO”) and the
Rutgers University Police Department (“RUPD”) discovered a hidden video camera in the second-
floor women’s restroom at RCINJ. GAC { 74.) Although the investigation initially focused on Dr.
Libutti, the SAC alleges that thereafter, Dr. Libutti and his attorneys hired private investigators
that then began to investigate Dr. Goydos “[uJnder color of state law.” Ud. [J 86-88.) On October
2, 2017, Dr. Libutti directed members of the Rutgers IT Department to secretly obtain images of
Dr. Goydos’s computer. (/d. J 89.) That same day, a Rutgers IT representative received a call from
' The Court notes that it may properly consider any exhibit integral to the complaint or matters of
public record. “As a general matter, a district court ruling on a motion to dismiss may not consider
matters extraneous to the pleadings.” In re Burlington Coat Factory Sec. Litig., 114 F.3d 1410,
1426 (3d Cir. 1997) (citation omitted). The Court, however, may consider such matters “without
converting the motion [to dismiss] into one for summary judgment” when those matters are
“integral to or explicitly relied upon in the complaint.” Jd. (alteration in original) (citation
omitted); see also Bolick y. Pennsylvania, 473 F. App’x 136, 138 (3d Cir. 2012) (“[W]hen ruling
on a motion to dismiss, a court is permitted to look to matters of public record, including ‘criminal
case dispositions ... *” (quoting Pension Benefit Guar. Corp. v. White Consol. Indus., Inc., 998
F.2d 1192. 1197 (3d Cir. 1993)).
the Chief Administrative Officer asking him to discreetly preserve Dr. Goydos’s computer. (Id.
90-91.) On October 9, 2017, Dr. Libutti asked the Rutgers IT representative to put a hold on Dr.
Goydos’s e-mail messages. (/d. [ 99.) The Rutgers IT representative then emailed the Office of
General Counsel (“OGC”) and made the request on behalf of Dr. Libutti. Ud. {| 101.) The OGC
responded that it was unaware of any investigation and, subsequently, the RUPD directed the
Rutgers IT representative to terminate his efforts in furtherance of the alleged investigation. □□□□
G4 102-103.)
On November 1, 2017, the Rutgers Defendants officially began to investigate Dr. Goydos
for the camera placed in the women’s bathroom. (/d. J 108.) A few days later, on November 6,
2017, officials from the Rutgers Compliance Office informed Dr. Goydos that “they were going
to make a forensic image of his office computer and that they were confiscating his” work-issued
cell phone, though he was not yet informed of the purpose of the investigation. Ud. J] 111-12.)
Sometime thereafter, it appears that Dr. Goydos hired legal counsel. (See id. { 113.)
On February 15, 2018, outside counsel for the Rutgers Defendants requested that Dr.
Goydos appear for an interview as part of an internal investigation into certain “events at [RCINJ],”
but still did not disclose the subject of the investigation. (Ud. {ff 113-14.) As a result, Dr. Goydos
ultimately refused two requests for an interview, but offered to answer any written question posed,
subject to “appropriate procedural safeguards, protections and reserving the right to raise privilege
or applicable objections.” (/d. {§[ 115-17.) The Rutgers Defendants refused Dr. Goydos’s proposal.
Ud. 118.) Dr. Goydos alleges that outside counsel for the Rutgers Defendants demanded that he
sit for an interview or otherwise face employer discipline or criminal charges. Ud. { 119.) Dr.
Goydos then learned that the investigation centered around the camera placed in the women’s
second-floor bathroom at RCINJ. Ud. J 121.)
Around this time, Dr. Goydos was confronted outside his home by MCPO detectives and
taken to the police station for questioning and a sworn statement. Ud. J 122.) Dr. Goydos
maintained that he had no knowledge that was relevant to the camera incident. Ud. J 123.) But
Defendants claimed that their investigation uncovered that Dr. Libutti’s suite was broken into and
that records of Dr. Goydos’s key fob swipes into the RCINJ building and his parking records
indicated that Dr. Goydos was in the building, inculpating Dr. Goydos. (Ud. Jf 124-25.)
On March 16, 2018, Defendants sent copies of the forensic examination of Dr. Goydos’s
computer and cell phone to an MCPO detective. Ud. J 127.) On March 29, 2018, that detective
authored an affidavit in support of a search warrant. (/d. | 128.) The next day, investigators from
the MCPO, along with other law enforcement agencies, executed a search warrant on Plaintiffs’
home. (/d. { 45.) During the search, investigators discovered a sealed bag containing a rifle. (/d.
Dr. Goydos was placed under arrest and was processed on a charge of possession of an
unlicensed gun. (Zd. {| 49; Bennett Certif. Ex. A, at *41, ECF No. 71-2.)”
While Dr, Goydos was being processed for his arrest, RUPD served Dr. Goydos with a
letter from the Rutgers Defendants and Dr. Strom, Chancellor of Rutgers Biomedical and Health
Sciences and the Executive Vice President for Health Affairs at Rutgers, placing Dr. Goydos on
administrative leave. Ud. JI] 8, 50-51.) Dr. Goydos, thereafter, lodged an objection regarding the
Rutgers Defendants and Dr. Strom’s actions. Ud. { 56.) The Rutgers Defendants responded by
reaffirming the letter and its terms, as well as indicating that Rutgers was conducting its own
investigation into the events occurring at RCINJ in the fall of 2017. (id. J§[ 58-59.) Over eight
months later, on December 7, 2018, counsel for Rutgers advised Dr. Goydos’s counsel that they
* Page numbers preceded with an asterisk reference the page numbers at the top of the ECF filing.
Cc
were commencing de-tenuring proceedings. (/d. | 63.) Dr. Goydos then resigned from Rutgers and
RCINJ effective December 14, 2018. Ud. J 64.)
On December 28, 2018, Dr. Goydos was indicted by a Middlesex County Grand Jury on
160 counts that included burglary, computer theft, impersonation, official misconduct, Wiretap
Act violations, invasion of privacy, falsely implicat[ing] another, criminal coercion, hiding
apprehension, possession of an assault rifle, possession of a prohibited device, and pattern of
official misconduct. Vd. {| 65; Bennett Certif. Ex. A.) On December 19, 2019, Dr. Goydos,
pursuant to a plea offer, pled guilty to six counts in total, in exchange for dismissal of the remaining
counts.’ Ud. □ 152; Bennett Certif Ex. B, at *47.) As part of the plea agreement, Dr. Goydos
admitted that he accessed computers at RCINJ, without authorization, to obtain information that
he was not entitled to for his own benefit. Dr. Goydos also admitted to accessing information using
one of the victim’s log-in information to make it seem like the victim was accessing the
information. (Bennett Certif. Ex. B, at *55-56.) On July 7, 2020, Dr. Goydos was sentenced to 300
days in jail, four years of probation, community service, no contact with Rutgers or the RCINJ,
forfeiture of future public employment in New Jersey, the inability to possess firearms, and
monetary fines. (SAC J 153; Bennett Certif., Ex. I, at *129.)
Plaintiffs filed this suit on March 27, 2019. On February 1, 2021, Plaintiffs filed the SAC
alleging: (1) violation of Plaintiff Goydos’s First, Fourth, Fifth, and Fourteenth Amendment rights
under 42 U.S.C. § 1983; (2) violation of the New Jersey Conscientious Employee Protection Act;
(3) intentional infliction of emotional distress; (4) conversion; (5) breach of contract; and (6) a per
quod claim by Plaintiff Martins.
3 Dr. Goydos pled guilty to burglary, two counts of computer theft, impersonation, official
misconduct and possession of an assault rifle. (See Bennett Certif. Ex. B, at *47.)
I. LEGAL STANDARD
District courts undertake a three-part analysis when considering a motion to dismiss
pursuant to Federal Rule of Civil Procedure 12(b)(6). Malleus v. George, 641 F.3d 560, 563 Gd
Cir. 2011). “First, the court must ‘tak[e] note of the elements a plaintiff must plead to state a
claim.’” /d. (alteration in original) (quoting Ashcroft v. Igbal, 556 U.S. 662, 675 (2009)). Second,
the court must accept as true all the plaintiff's well-pled factual allegations and “construe the
complaint in the light most favorable to the plaintiff.” Fowler v. UPMC Shadyside, 578 F.3d 203,
210 Gd Cir. 2009) (citation omitted). In doing so, the court is free to ignore legal conclusions or
factually unsupported accusations that merely state “the-defendant-unlawfully-harmed-me.”
556 U.S. at 678 (citing Bell Atl. Corp. v. Twombly, 550 U.S. 544, 555 (2007)). Finally, the
court must determine whether “the facts alleged in the complaint are sufficient to show that the
plaintiff has a ‘plausible claim for relief.’” Fowler, 578 F.3d at 211 (quoting Igbal, 556 U.S. at
679). “The defendant bears the burden of showing that no claim has been presented.” Hedges v.
United States, 404 F.3d 744, 750 3d Cir. 2005) (citation omitted).
IIL. DISCUSSION
A. Section 1983 Claims
A plaintiff can pursue a cause of action under Section 1983 for certain violations of his
constitutional rights.* Section 1983 provides in relevant part:
Every person who, under color of any statute, ordinance, regulation,
custom, or usage, of any State or Territory. . . subjects, or causes to
be subjected, any citizen of the United States or other person within
4 The Court notes, however, that Plaintiffs are barred from any Section 1983 claim “that would
necessarily imply the invalidity of [Dr. Goydos’s] conviction.” See Bolick, 473 P. App’x at 138
(citing Heck v. Humphrey, 512 U.S. 477, 486-87 (1994)). Though the parties submitted extensive
briefing, none of it addressed whether any of Plaintiffs Section 1983 claims imply the invalidity
of Dr. Goydos’s guilty plea, such that the claim is barred. At this time, therefore, the Court declines
to address whether any of Plaintiffs’ Section 1983 claims are barred under the Heck v. Humphrey
standard.
the jurisdiction thereof to the deprivation of any rights, privileges,
or immunities secured by the Constitution and laws, shall be liable
to the party injured in an action at law, suit in equity, or other proper
proceeding for redress .. .
42 U.S.C. § 1983. To state a claim for relief under Section 1983, a plaintiff must establish, first,
the violation of a right secured by the Constitution or laws of the United States and, second, that
the alleged deprivation was committed or caused by a person acting under color of state law. See
Am. Mfrs. Mut. Ins. Co. v. Sullivan, 526 U.S. 40, 49-50 (1999); Morrow v. Balaski, 719 F.3d 160,
166 (3d Cir. 2013) (citation omitted). Plaintiffs allege constitutional violations of Dr. Goydos’s
First, Fourth, Fifth and Fourteenth Amendment rights. (See generally SAC [J 219-317.) Plaintiffs
also allege a civil rights conspiracy. (See generally id. 318-28.) The Court addresses these
claims below.
1. First Amendment
Plaintiffs assert that the Rutgers Defendants, Dr. Libutti, and Dr. Strom violated Dr.
Goydos’s First Amendment rights. (SAC ff 219-244.) Plaintiffs allege that (1) Dr. Goydos
“engaged in speech protected by the First Amendment” when he “disclos[ed] apparent illegality
by the Rutgers Defendants, in his capacity and as a citizen, involv[ing] a matter of significant
public concern and importance” (id. {| 227-28), and (2) Dr. Goydos was retaliated against in
multiple different fashions because of that protected speech. (/d. {| 230-39.) Defendants argue that
Plaintiffs fail to state that Dr. Goydos engaged in any activity protected by the First Amendment.
(Defs.’ Moving Br. 9.) In any event, Plaintiffs’ SAC fails to state a “causal connection” between
Dr. Goydos’s alleged speech and any alleged retaliatory claims. (/d. at 10.)
In order to establish a First Amendment retaliation claim, a public employee must show
that (1) his speech is protected by the First Amendment and (2) the speech was a substantial or
motivating factor in the alleged retaliatory action, which, if both are proved, shifts the burden to
the employer to prove that (3) the same action would have been taken even if the speech had not
occurred.°? Dougherty v. Sch. Dist. of Phila., 772 F.3d 979, 986 (3d Cir. 2014) (citing Gorum v.
Sessoms, 561 F.3d 179, 184 (3d Cir. 2009)). Generally, a public employee’s speech is protected
by the First Amendment when “(1) in making it, the employee spoke as a citizen[;] (2) the
statement involved a matter of public concern[;] and (3) the government employer did not have
‘an adequate justification for treating the employee differently from any other member of the
general public’ as a result of the statement he made.” Falco v. Zimmer, 767 F. App’x 288, 300 (3d
Cir, 2019) (alteration in original) (quoting Hill v. Borough of Kutztown, 455 F.3d 225, 241-42 (3d
Cir. 2006)). The Supreme Court held in Garcetti that a public employee does not speak “as [a]
citizen” when he makes a statement “pursuant to [his] official duties.” Garcetti v. Ceballos, 547
US. 410, 421 (2006). “Whether an employee’s speech addresses a matter of public concern must
be determined by the content, form, and context of a given statement, as revealed by the whole
record.” Rankin v. McPherson, 483 U.S. 378, 384-85 (1987) (quoting Connick v. Myers, 461 U.S.
138, 147-48 (1983)).
The Court finds that Plaintiffs did not adequately plead that Dr. Goydos’s speech addressed
a matter of public concern protected by the First Amendment. Dr. Goydos claims that the SAC
pleads that he engaged in constitutionally protected conduct when he reported to his superiors (and
an investigator for Defendants) what he “believed to be misappropriation and fraud” in 2014 and
2017. See SAC YY 194-95, 224-227; Pls.’ Opp’n Br. 5, ECF No. 72.) But the SAC only alleges
that Dr. Goydos raised specific concerns regarding discrepancies in his own salary allocation
efforts, not fraud or misappropriation at RCINJ generally. Gorman v. Rensselaer Cnty., 910 F.3d
> The Court notes that Plaintiffs and Defendants both misstate the standard as it applies to public
employees. See Falco v. Zimmer, 767 F. App’x 288, 298-99 (3d Cir. 2019) (citation omitted)
(applying the standard articulated above because the plaintiff was a public employee).
40, 45 (2d Cir. 2018) (“[S]peech that primarily concerns an issue that is personal in nature and
generally related to the speaker’s own situation, such as his or her assignments, promotion, or
salary, does not address matters of public concern.”) (citation omitted); Lee v. Cnty. of Passaic,
No, 09-5735, 2011 WL 3159130, at *4 (D.N.J. July 26, 2011) (finding that plaintiff did not engage
in protected activity because “concerns over personal salaries and benefits cannot be said to
‘relatle] to another matter of political, social, or other concern to the community’... [and are] not
protected under the First Amendment’) (quoting Myers, 461 U.S. at 140 ). The Third Circuit has
also “consistently held that complaints up the chain of command about issues related to an
employee’s workplace duties—for example, possible safety issues or misconduct by other
employees—are within an employee’s official duties.” Morris v. Philadelphia Hous. Auth., 487 F.
App’x 37, 39 (d Cir. 2012). Here, Dr. Goydos’s speech was only to his superiors concerning his
individual salary effort allocation.
Dr. Goydos claims that reviewing and confirming the accuracy of grant figures was not an
official duty of his, and instead, he was acting as a concemed citizen in a matter of significant
public concern. (SAC {J 226-27.) But this assertion misses the mark. As Garcetti explains, “the
‘proper inquiry’ into what are an individual’s official duties ‘is a practical one.’” Gorum, 561 F.3d
at 185 (quoting Garcetti, 547 U.S. at 424). As the Supreme Court acknowledged, “[f]ormal job
descriptions often bear little resemblance to the duties an employee actually is expected to
perform.” Garcetti, 547 U.S. at 424. The proper inquiry, therefore, is that a “claimant’s speech
might be considered part of his official duties if it relates to “special knowledge’ or ‘experience’
acquired through his job.” Gorum, 561 F.3d at 185 (citation omitted). Here, while Dr. Goydos’s
official duties may not have included reviewing the accuracy of grant figures, Dr. Goydos was
responsible for regularly submitting accurate grant applications and even discovered this
discrepancy while doing so. (See generally SAC Jf 169-86, 224-27.) Thus, the Court does not find
plausible that he was simply acting as a citizen, and not a public employee, in this instance.
Because Plaintiffs cannot satisfy the first prong, that Dr. Goydos spoke as a citizen and therefore
his speech is protected, the Plaintiffs First Amendment claim fails.
2. Fourth Amendment
Next, Plaintiffs allege that Defendants violated Dr. Goydos’s constitutional rights under
the Fourth Amendment. First, Plaintiffs allege that Dr. Libutti directed a Rutgers IT representative
to create images of Dr. Goydos’s office computer in furtherance of an investigation that was not
yet started by Rutgers or any other entity. Ud. {| 252.) Second, Plaintiffs allege that thereafter,
officials from the Rutgers Compliance Office made forensic images of his office computer and
confiscated his university-issued cell phone. Ud. J 262.) Plaintiffs allege that these two instances
were warrantless searches and seizures. (/d. { 264.) Plaintiffs also claim that members of the
Rutgers University Office of Ethics and Compliance surveilled Plaintiffs’ home, at the direction
of Fournier and Simon. Cd. 265-66.) Fournier and Simon occupied top positions in the Office.
Plaintiffs claim that the Rutgers Defendants, Dr. Libutti, Fournier, and Simon, were “clothed with
the authority of the MCPO and RUPD and deputized for the purpose of pursuing evidence in
furtherance of a criminal investigation|.]” Ud. {| 279.) The implication of which is that this was not
simply a search by an employer, but instead, a warrantless search and seizure that resulted in
illegally obtained evidence which was used to criminally prosecute Dr. Goydos. Defendants
respond to these arguments by stating that Plaintiff's SAC fails to plead facts that the search
performed by the Rutgers Defendants was for any purpose other than the “investigation of [Dr.
Goydos’s] work-related misconduct.” (Defs.’ Moving Br. 12 (citation omitted).)
The Fourth Amendment prohibits “unreasonable” searches and seizures, U.S. Const.
Amend. IV. The Supreme Court has previously held that the Fourth Amendment extends to
searches and seizures by “government employers or supervisors of the private property of their
employees.” O’Connor v. Ortega, 480 U.S. 709, 715 (1987). To invoke the protections of the
Fourth Amendment, an employee must show that the conduct infringed “an expectation of privacy
that society is prepared to consider reasonable.’” Jd. (quoting United States v. Jacobsen, 466 U.S.
109, 113 (1984)). The Supreme Court’s decision in City of Ontario v. Quon reiterated the principle
set forth in O’Connor that “where an employee has a legitimate privacy expectation, an employer’s
intrusion on that expectation ‘for noninvestigatory, work-related purposes, as well as for
investigations of work-related misconduct, should be judged by the standard of reasonableness
under all the circumstances.’” City of Ontario v. Quon, 560 U.S. 746, 757 (2010) (quoting
O’Connor, 480 U.S. at 725-26). “This rule is consistent with the nature of an employer-employee
relationship and reflects an understanding that, although employees may have certain privacy
interests in their work-related documents and communications vis-a-vis outsiders, their privacy
interests vis-a-vis their employer are far more circumscribed.” Walker v. Coffey, 905 F.3d 138,
148 (3d Cir. 2018).
Here, the Court finds that the November 6, 2017 forensic image of Dr. Goydos’s office
computer and the seizure of his University-issued cell phone were part of an investigation □□□□
workplace misconduct and that this search was reasonable. See Quon, 560 U.S. at 761. Construing
the pleadings in the light most favorable to Plaintiffs, the search and seizure occurred because of
alleged workplace misconduct. The SAC discloses that the November 6, 2017 search and seizure
occurred at the behest of officials from the Rutgers Compliance Office, following the start of an
investigation into a hidden video camera placed in a women’s restroom at RCINJ. GAC 71.) As
Dr. Goydos admits, the results of forensic examinations of his computer and cell phone became
the basis of a search warrant and Dr. Goydos was indicted in connection with the misconduct,
meaning that both a judge and grand jury found probable cause based on the evidence found in the
investigation. (Ud. Jf 127-28, 151.) As Plaintiffs state, “information gathered from the flawed
investigation . . . was turned over to prosecutors and police who then secured search warrants
supported by affidavits based on cherry-picked information gathered through their investigation
efforts.” ° (id. 7 44.)
Plaintiffs argue that Dr. Goydos objected to the “warrantless search and seizure because he
maintained protected information, personal data, and personal photos on the devices” and thus “he
had a reasonable expectation of privacy”. (Pls.’ Opp’n Br. 10.) This argument, however, misses
the mark, too. As a matter of law, this issue was squarely addressed in O’Connor v. Ortega. There,
hospital officials searched and seized personal items from the respondent’s office desk and file
cabinets that were then used in administrative proceedings resulting in his discharge. See
O’Connor, 480 U.S. at 712-14. The Court held that “a search of an employee’s office by a
supervisor will be ‘justified at its inception’ when there are reasonable grounds for suspecting that
the search will turn up evidence that the employee is guilty of work-related misconduct.” Id. at
726. While Dr. Goydos may have had a reasonable expectation of privacy, that expectation did not
extend so far as to prohibit an investigation into workplace misconduct. See id. The Court,
therefore, finds that the November 6, 2017 image of Dr. Goydos’s office computer and seizure of
his cellphone do not give rise to Fourth Amendment violations.
° Plaintiffs also argue that Defendants “served up to state prosecutors and police on a silver platter
otherwise innocuous information” and that this conduct is “clearly unreasonable.” (Pls.’ Opp’n Br.
11.) But Plaintiffs argument flies in the face of the fact that Dr. Goydos admitted on the record that
he was, in fact, guilty of workplace misconduct. (See Bennett Certif., Ex. B, at *52-57.) The Court,
therefore, denies Plaintiffs their factually unsupported framing of Defendants’ conduct and the
course of events.
The Court, however, finds that the allegations regarding the October 2, 2017 imaging of
Dr. Goydos’s work computer are sufficient to raise a Fourth Amendment claim. While the
Supreme Court has made clear that investigations into workplace misconduct may not violate the
Fourth Amendment, see O’Connor, 480 U.S. at 726, the Plaintiffs sufficiently allege in their SAC
that it is not so clear that on October 2, 2017, there were reasonable grounds for suspecting the
search would uncover misconduct by Dr. Goydos and that he had a reasonable expectation of
ptivacy at that time. (See SAC □□□ 89-103.) Because this is a motion to dismiss, the Court cannot
consider that Rutgers expressly “reserved the right to examine material stored on or transmitted
through its information technology facilities if there is reason to believe ... law or university policy
are being violated.” (Bennett Certif. Ex. A, *7, ECF No. 73-1.) See Cronce v. Tristate Erosion
Control Co. Inc., No. 14-3397, 2014 WL 5529372, at *2 (D.N.J. Nov. 3, 2014) (“[I]n ruling on a
Rule 12(b)(6) motion to dismiss, a district court may not consider matters extraneous to the
pleading.”). Construing the pleadings in the light most favorable to Plaintiffs, the Court finds that
the SAC pleads enough facts to state a claim for relief. The Court, therefore, denies dismissal of
the Plaintiffs’ Fourth Amendment claim on this basis.
The Court, however, will dismiss Dr. Libutti from this claim under the doctrine of qualified
immunity. “Qualified immunity shields government officials from civil damages liability unless
the official violated a statutory or constitutional right that was clearly established at the time of the
challenged conduct.” Walker, 905 F.3d at 143 (quoting Taylor v. Barkes, 575 U.S. 822, 825
(2015)). Qualified immunity protects “all but the plainly incompetent or those who knowingly
violate the law.” Walker, 905 F.3d at 143 (quoting Mullenix v. Luna, 577 U.S. 7, 12 (2015)). To
resolve a claim of qualified immunity, courts engage in a two-pronged inquiry: “(1) whether the
plaintiff sufficiently alleged the violation of a constitutional right, and (2) whether the right was
16
‘clearly established’ at the time of the official’s conduct.” L.R. v. Sch. Dist. of Phila., 836 F.3d
235, 241 (3d Cir. 2016) (citing Pearson v. Callahan, 555 U.S. 223, 232 (2009)).
The Supreme Court has “repeatedly... stressed the importance of resolving qualified
immunity questions at the earliest possible stage in litigation.” Pearson, 555 U.S. at 232 (citation
omitted). While Plaintiffs only need to plausibly allege an argument to sustain their Fourth
Amendment claim, to sustain a claim against someone in their individual capacity, Plaintiffs must
allege that their constitutional right was clearly established. Here, Plaintiffs fail to allege the
constitutional right was clearly established. The Court, therefore, will dismiss Dr. Libutti from the
Fourth Amendment claim.
3. Fifth Amendment
Plaintiffs next allege that the Rutgers Defendants’ repeated demands that Dr. Goydos
appear for a deposition-like interview as part of an internal investigation, under the threat of
employer discipline and possible criminal implications, deprived him of his right against self-
incrimination under the Fifth Amendment. (SAC 292-97; Pls.’ Opp’n Br. 15-16.) Defendants
argue in response that this claim fails because Dr. Goydos does not allege he made any
“communication” that was “compelled” by Defendants. (Defs.’ Moving Br. 13.) Defendants,
therefore, argue that the SAC fails to state a viable Section 1983 claim based on an alleged Fifth
Amendment violation.
“The [Fifth] Amendment not only protects the individual against being involuntarily called
as a witness against himself in a criminal prosecution but also privileges him not to answer official
questions put to him in any other proceeding, civil or criminal, formal or informal, where the
answers might incriminate him in future criminal proceedings.” Lefkowitz v. Turley, 414 U.S. 70,
77 (1973). In a series of cases involving the Fifth Amendment rights of public employees, the
Supreme Court has made clear that public employees cannot be compelled to choose between
1kK
providing unprotected incriminating testimony or losing their jobs. See Uniformed Sanitation Men
Ass’n vy. Comm’r of Sanitation, 392 U.S. 280, 284 (1968); Lefkowitz v. Cunningham, 431 U.S. 801,
806 (1977) (Government cannot penalize assertion of the constitutional privilege against
compelled self-incrimination by imposing sanctions to compel testimony which has not been
immunized”).
The Amendment is violated when public employees are compelled to testify by employers
who require the employees to either incriminate themselves or to forfeit their jobs. See Garrity v.
New Jersey, 385 U.S. 493, 497-98 (1967); Uniformed Sanitation Men Ass’n, 392 U.S. at 284. Ifa
public employer, however, does not demand that the public employee relinquish the employee’s
constitutional immunity from prosecution, the employee can be required to either testify about his
performance of official duties or to forfeit employment. See Hill v. Johnson, 160 F.3d 469, 471
(8th Cir. 1998) (citing Uniformed Sanitation Men Ass’n, 392 U.S. at 284); Gulden v. McCorkle,
680 F.2d 1070, 1074 (Sth Cir.1982). Given “the important public interest in securing from public
employees an accounting of their public trust[,| [p]ublic employees may constitutionally be
discharged for refusing to answer potentially incriminating questions concerning their official
duties if they have not been required to surrender their constitutional immunity.” Lefkowitz, 431
U.S. at 806 (citing Gardner v. Broderick, 392 U.S. 273, 278-79 (1968)).
To illustrate, in Hill v. Johnson, an officer was ultimately terminated after he refused to
answer questions about the disappearance of a photograph and failed to show up for a polygraph
examination. See Hill, 160 F.3d at 470. The officer then alleged that the Sheriff had violated
his Fifth Amendment rights when the Sheriff discharged him. 7d. The Eighth Circuit disagreed,
that the officer’s allegations failed to allege the violation of a clearly
established Fifth Amendment right and that the Sheriff was entitled to qualified immunity. /d. at
472. The court explained that the Fifth Amendment is violated “only by the combined risks of both
compelling the employee to answer incriminating questions and compelling the employee to waive
immunity from the use of those answers.” /d. at 471 (citing Harrison v. Wille 132 F.3d 679, 682
(11th Cir. 1998)). Thus, a public employer may put a public employee to the choice of either
testifying about the performance of official duties or forfeiting her job “[a]s long as
a public employer does not demand that the public employee relinquish the employee’s
constitutional immunity from prosecution /d. Accordingly, since the officer had not been asked to
waive his privilege against self-incrimination, his dismissal did not violate
the Fifth Amendment. /d. at 471-72.
Applying these principles here, the Court finds Plaintiffs have plausibly alleged a claim
under the Fifth Amendment. The Rutgers Defendants were entitled to request that Dr. Goydos
appear for an interview. Indeed, the Rutgers Defendants were investigating serious workplace
misconduct, rising to the level of criminal conduct, regarding the video camera placed in the
women’s bathroom. (See SAC { 288.) Dr. Goydos, however, could not have been compelled to
answer questions that required him to waive any privileges or rights under the threat of termination.
See Garrity, 385 U.S. at 497-98. As the Seventh Circuit articulated, a public employer “has every
right to investigate allegations of misconduct, including criminal misconduct by its employees.”
Atwell v. Lisle Park Dist., 286 F.3d 987, 990 (7th Cir. 2002). But the case law is also clear that a
public employer “is not even allowed to pressure [a public employee] into cooperating by
threatening to fire him. . . for refusing to provide” a statement that might implicate him in a crime.
Id. (noting that “if it does that it must give [the employee] immunity from criminal prosecution on
the basis of [his or her] answers.”). Here, Plaintiffs allege that the Rutgers Defendants “demanded”
Dr. Goydos be interviewed “in furtherance of a criminal investigation.” (SAC { 292 (emphasis
19
added).) And Plaintiffs allege that his offer “to answer any written questions posed, subject to
appropriate procedural safeguards, protections, and reserving the right to raise privilege or
applicable objections” was declined. Ud. J 117-18.) Though it ts not clear that the Rutgers
Defendants declined this offer because of the safeguards requested, or because they preferred a
live interview, the Court finds that Plaintiffs have alleged enough facts to state a claim to survive
a motion to dismiss. The Court, therefore, denies the motion to dismiss on this ground.
4. Fourteenth Amendment
Plaintiffs’ final Section 1983 argument is that Dr. Goydos had a protected property right
and interest in his employment and a liberty right and interest in his professional reputation that
Dr. Goydos was deprived of by the Defendants. (SAC {[[ 306-07.) Specifically, Plaintiffs argue
that Dr. Goydos was placed on administrative leave for nine months with no hearing, but he was
eventually informed that de-tenuring proceedings would be commenced. (/d. {[ 308.) As a result,
Dr. Goydos resigned and now claims he was constructively discharged from his tenured
employment. (Ud. Jf 310-11.) Plaintiffs also claim that the Rutgers Defendants, Dr. Libutti and
Dr. Strom created and disseminated a false and defamatory impression about Dr. Goydos in
connection with his termination. (/d. {| 312-13.)
a. Property Interest
The Due Process Clause of the Fourteenth Amendment provides that no state shall “deprive
any person of life, liberty, or property, without due process of law.” U.S. Const. Amend. XIV. To
state a claim for a violation of due process rights, a Plaintiff must allege that “(1) he was deprived
of an individual interest that is encompassed within the Fourteenth Amendment’s protection of
‘life, liberty, or property,’ and (2) the procedures available to him did not provide ‘due process of
law.’” Falco, 767 F. App’x at 315 (quoting Hill, 455 F.3d at 233-34). Here, Plaintiffs allege two
distinct claims that Dr. Goydos was deprived of his property interest in his employment: (1) that
10
he was deprived of his property interest when he was placed on administrative leave for nine
months without the opportunity for a hearing, and (2) that he was constructively discharged,
permanently depriving him of his property interest in his employment. (Pls.’ Opp’n Br. 17.)
The Court first turns to whether Dr. Goydos adequately alleged that he was deprived of
sufficient due process when he was placed on administrative leave without a hearing. Defendants
argue that “due process protections are not implicated where an employee is paid while on leave.”
(Def.’s Moving Br. 15.) Due process usually requires that an individual receive a hearing before
he is deprived of an interest. See Gilbert vy. Homar, 520 U.S. 924, 930 (1997). That rule, however,
is not absolute. See id. For example, a hearing may be postponed in “‘extraordinary situations
where some valid governmental interest is at stake...’” Bd. of Regents of State Colleges v. Roth,
408 U.S. 564, 568 n.7 (1972) (quoting Boddie v. Connecticut, 401 U.S. 371, 379 (1971)). The
Supreme Court has articulated three factors that must be balanced when determining whether there
has been sufficient process: (1) the private interest at stake, (2) the risk of “erroneous deprivation”
and the value of alternative procedures, and (3) the government’s interest. Mathews v. Eldridge,
424 U.S. 319, 335 (1976).
The Court finds that Plaintiffs do not sufficiently allege a due process violation claim when
Dr. Goydos was suspended with pay from March 30, 2018 until he resigned on December 14,
2018. As the SAC concedes, on March 30, 2018, the Middlesex County Prosecutor’s Office
executed a search warrant on the defendant’s house, relying, in part, on a copy of a “forensic
examination of Dr. Goydos’s [office] computer and [University-issued] cell phone performed by
Defendants.” (SAC {| 45-46.) Dr. Goydos was arrested that day, and thereafter, placed on
administrative leave. (SAC { 49.) Here, the Court finds that while Dr. Goydos had an interest in
his continued employment, the property interest implicated was diminished because he was placed
an
on leave with pay. See Cleveland Bd. of Educ. v. Loudermill, 470 U.S. 532, 545 (1985) (suggesting
that “in those situations where the employer perceives a significant hazard in keeping the employee
on the job, it can avoid the [due process] problem by suspending with pay.”). Moreover, the Court
also finds that the Rutgers Defendants had an overwhelming interest considering the serious
misconduct that occurred when it: (1) found a camera placed in the women’s restroom, (2)
embarked on an investigation that potentially implicated Dr. Goydos, and (3) the results of that
investigation were the partial basis of a search warrant that was executed. Jerrytone v. Musto, 167
F, App’x 295, 301 (3d Cir. 2006) (“Given the minimal property interest involved, [Plaintiffs] due
process rights were not violated when he was placed on paid suspension without a prior hearing
after allegations of serious misconduct and criminal activity in his classroom arose from credible
sources.”). The Court thus finds that Plaintiffs do not state a claim for relief on this basis.
The Court next turns to Plaintiffs’ claim that Dr. Goydos was constructively discharged
and, thus, deprived of his property interest in his employment in violation of the Fourteenth
Amendment. (Pls.’ Opp’n Br. 17.) Defendants allege that Plaintiffs’ claim of constructive
discharge fails because the SAC contains “no allegations stating how Plaintiff Goydos’s paid
administrative leave or the potential start of de-tenuring proceedings subjected him to working
conditions so unendurable that he was compelled to resign.” (Defs.’ Moving Br. 16.) The Third
Circuit has deemed that a resignation will be deemed a constructive discharge, and within the
protections of the due process clause under two circumstances: “(1) when the employer forces the
employee’s resignation or retirement by coercion or duress, or (2) when the employer obtains the
resignation or retirement by deceiving or misrepresenting a material fact to the employee.” Hill,
455 F.3d at 233 n.10 (quoting Leheny v. City of Pittsburgh, 183 F.3d 220, 228 Gd Cir. 1999)). If
an employee resigns of his own “free will”, however, the Third Circuit has ruled that “even though
441
prompted to do so by some action of his employer, he is deemed to have relinquished his property
interest in his continued employment for the government, and cannot contend that he was deprived
of his due process rights.” Leheny, 183 F.3d at 227 (citations omitted).
Courts in this circuit have considered the following factors in determining whether there
was a constructive discharge pursuant to coercion or duress:
(1) whether the employee was given some alternative to resignation;
(2) whether the employee understood the nature of the choice [h]e
was given; (3) whether the employee had a reasonable time in which
to choose; (4) whether the employee was permitted to select the
effective date of resignation; and (5) whether the employee had the
advice of counsel.
Errington v. City of Reading, No. 21-118, 2021 WL 3885177, at *5 (E.D. Pa. Aug. 31, 2021)
(citing Judge v. Shikellamy Sch. Dist., 905 F.3d 122, 125-26 Gd Cir. 2018)). The objective test for
whether Defendant was constructively discharged due to misrepresentation is if “[d]efendants
misrepresented a material fact upon which Plaintiff reasonably relied when deciding to retire.”
Balik v. City of Bayonne, No. 10-4145, 2013 WL 12091322, at *4 (D.N.J. Feb. 20, 2013), aff'd,
567 F. App’x 86 (3d Cir. 2014). A court may also find a resignation involuntary “if induced by an
employee’s reasonable reliance upon an employer’s misrepresentation of a material fact
concerning the resignation.” Benson v. Cooke, No. 15-858, 2016 WL 1562898, at *3 (D. Del. Apr.
15, 2016) (quoting Hargray v. City of Hallandale, 57 F.3d 1560, 1570 (11th Cir. 1995)).
Here, the Court also finds that Plaintiffs do not allege plausible facts to sustain a claim that
Dr. Goydos was constructively discharged by coercion or misrepresentation. First, the Court finds
that the Plaintiffs do not allege facts that, even when construed in their favor, indicate that Dr.
Goydos was coerced into resigning. Dr. Goydos was presented with and understood the alternative
59
to resignation, which was to proceed through the de-tenuring process.’ Indeed, the SAC does not
indicate that Dr. Goydos was provided a deadline by which he had to choose resignation or face
de-tenuring procedures. Quite the opposite, Dr. Goydos selected the date of his resignation. (See
SAC { 310; Defs.’ Moving Br. 17.) And finally, Dr. Goydos was represented by counsel at the
time that he decided to resign.
Nor does the Court find that the Plaintiffs allege any facts that indicate that Dr. Goydos
resigned because of any misrepresentation of material fact. The Court, therefore, finds that the
property interest claim under the Fourteenth Amendment fails.
b. Liberty Interest
Plaintiffs allege that the Rutgers Defendants, Dr, Libutti and Dr. Strom “created and
disseminated a false and defamatory impression about Dr. Goydos in connection with his
termination.” (SAC { 313.) Defendants counter that Plaintiffs’ SAC does not plead a stigma to Dr.
Goydos’s reputation or any deprivation of some additional right or interest as required under the
analysis. (Defs.’ Moving Br. 18.) Defendants also argue that Plaintiffs’ argument is baseless,
“especially in light of the fact that Plaintiff Goydos has pled guilty to several serious crimes and
been sentenced to jail.” Jd.
To state a due process claim for deprivation of liberty interest in reputation, a plaintiff must
adequately allege “‘a stigma to his reputation plus deprivation of some additional right or interest.”
Hill, 455 F.3d at 236 (citing Paul v. Davis, 424 U.S. 693, 701 (1976)). In the context of public
’ Plaintiffs contend that the de-tenuring process would “inevitably be fueled with misinformation
and evidence secured by improper means.” (See SAC { 310; Pls.’ Opp’n Br. 18-19.) But Plaintiffs
present no facts supporting these allegations regarding the de-tenuring process. These are exactly
the sort of purely conclusory allegations that the Court may ignore for purposes of deciding
a motion to dismiss. See Bradshaw v. Am. Inst. for Hist. Educ., No. 12-1367, 2013 WL 1007219,
at *6 (D.N.J. Mar. 13, 2013).
459°
employment, “the ‘stigma-plus’ test has been applied to mean that when an employer ‘creates and
disseminates a false and defamatory impression about the employee in connection with his
termination,’ it deprives the employee of a protected liberty interest.” /d. To satisfy the “stigma”
prong, it must be alleged that the purportedly stigmatizing statement (1) was made publicly, and
(2) were false. Id.
Plaintiffs claim that Defendants stigmatized Dr. Goydos when they “unlawfully banned
him from Rutgers and RCINJ property, directed that Dr. Goydos have no contact with his
colleagues, employees, and patients, and deprived him of the right to his belongings located at his
workplace, under threat of criminal prosecution.” (Pls.’ Opp’n Br. 20.) Plaintiffs also claim that
the “plus” is the loss of the protected property interest of the employment. As decided above,
however, the Court finds that Plaintiffs do not state a claim that Dr. Goydos was terminated or
constructively discharged to satisfy the stigma plus test. In any event, the Plaintiffs have not
alleged facts stating a claim, as a matter of law, because Plaintiffs do not allege that Defendants
disseminated any statements damaging Plaintiffs’ reputation. See Yu v. U.S. Dep’t of Veterans
Affs., 528 FP. App’x 181, 185 Gd Cir. 2013) (concluding that plaintiff’s “claim fails because he has
not produced any evidence that the allegedly false statements were disseminated”). Here, Plaintiffs
do not allege that the letter placing him on administrative leave was made public. Nor do the
Plaintiffs allege that the Rutgers Defendants provided any other false or defamatory impressions
concerning Dr. Goydos. McCarthy v. Darman, 372 F. App’x 346, 351 (3d Cir. 2010) (finding
publication of official meeting minutes did not constitute a stigma because the plaintiff “was
suspended and the . .. [djefendants were engaged in an on-going investigation.”) Thus, Plaintiffs’
liberty interest claim must fail.
DA
5. Conspiracy to Commit Civil Rights Violations
Plaintiffs allege that, as it relates to the constitutional violation claims, the Rutgers
Defendants, Dr. Libutti, Dr. Strom, Simon, and Fournier “reached a mutual understanding,
agreement or meeting of the minds and came to a jointly accepted plan to deprive Dr. Goydos” of
his constitutional rights, as outlined in the claims relating to the First, Fourth, Fifth and Fourteenth
Amendments. (SAC { 324.) Defendants argue that because there is no actionable Section 1983
claim, the SAC fails to state a viable conspiracy claim. (Defs.’ Moving Br. 19.) Defendants further
argue that Plaintiffs fail to plead that Defendants reached an understanding to deprive Dr. Goydos
of his civil rights. (d.)
“To prevail on a conspiracy claim under § 1983, a plaintiff must prove that persons acting
under color of state law ‘reached an understanding’ to deprive him of his constitutional rights.”
Jutrowski v. Twp. of Riverdale, 904 F.3d 280, 293-94 (3d Cir. 2018). A plaintiff must establish
that the object of the conspiracy was the deprivation of a federally protected right. Capogrosso v.
Supreme Court of N.J., 588 F.3d 180, 185 Gd Cir. 2009) (citing Rogin v. Bensalem Twp., 616 F.2d
680, 686-87 (3d Cir. 1980)). Next, the plaintiff “must provide some factual basis to support the
existence of the elements of a conspiracy: agreement and concerted action.” Id. To show
agreement, the plaintiff must demonstrate that “the state actors named as defendants in the
complaint somehow reached an understanding to deny [the plaintiff] his rights.” Kost v.
Kozakiewicz, 1 F.3d 176, 185 (3d Cir. 1993). In the absence of direct proof, a “meeting of the
minds” or “understanding or agreement to conspire” can be “infer[red]” from circumstantial
evidence. See Startzell v. City of Phila., 533 F.3d 183, 205 (3d Cir. 2008). Such circumstantial
evidence may include that the alleged conspirators “did or said something... to create an
understanding,” “the approximate time when the agreement was made, the specific parties to the
agreement|,] the period of the conspiracy, or the object of the conspiracy.” BanxCorp v. Bankrate,
Je
Inc., No. 07-3398, 2011 WL 6934836, at * 10 (D.N.J. Dec. 20, 2011) (quoting Great W. Mining
& Mineral Co. v. Fox Rothschild LLP, 616 F.3d 159, 178-79 (3d Cir. 2010)). The Court is also
mindful that “direct evidence of a conspiracy is rarely available.” Capogrosso, 588 F.3d at 184.
Plaintiffs do not state a claim for relief for conspiracy to deprive Dr. Goydos of his
constitutional rights. First, to the extent the Court has dismissed the constitutional claims, those
cannot serve as the basis for the conspiracy claim. See Talley v. Varner, 786 F. App’x 326, 329
(3d Cir. 2019). Second, Plaintiffs’ “facts” alleging a conspiracy are wholly conclusory. Plaintiffs
allege that “the concerted and coordinated efforts, and the timing of those efforts. . . demonstrates
and otherwise evidences a clear meeting of the minds as between the Defendants to conspire.”
(SAC { 325; Pls.’ Moving Br. 23.) But Plaintiffs do not allege when the agreement to conspire
occurred, nor any facts to show that Defendants acted in concert to deprive Dr. Goydos of his
constitutional rights. Nor do Plaintiffs allege “circumstantial evidence” such as the approximate
time the agreement was made. BanxCorp, 2011 WL 6934836, at *10. Thus, Plaintiffs’ conspiracy
claim fails.
B. Conscientious Employee Protection Act
Plaintiffs next bring a claim under New Jersey’s Conscientious Employee Protection Act
(“CEPA”) alleging Defendants retaliated against Dr. Goydos after he reported a discrepancy in his
salary allocation between his personal records and the Finance Department records. (SAC {ff 337-
38.) The SAC alleges that Dr. Goydos reasonably believed this discrepancy could be
“misappropriation and fraud in the submission of grant applications to the NIH.” (SAC {J 186,
337.) Defendants argue that the SAC does not state that Dr. Goydos had an objectively “reasonable
belief” that the discrepancies violated any particular law, rule, regulation, public policy or fraud.
(Defs.’ Moving Br. 26.)
ac
CEPA requires that a plaintiff must demonstrate: (1) he or she reasonably believed that his
or her employer’s conduct was violating either a law, rule, or regulation promulgated pursuant to
law, or a clear mandate of public policy; (2) he or she performed a “whistle-blowing” activity
described in N.J. Stat. Ann. 34:19—3c; (3) an adverse employment action was taken against him or
her; and (4) a causal connection exists between the whistle-blowing activity and the adverse
employment action. Dzwonar v. McDevitt, 828 A.2d 893, 900 (N.J. 2003). CEPA covers employee
‘ complaints about activities the employee reasonably believes are: (1) in violation of a specific
statute or regulation; (2) fraudulent or criminal; or (3) incompatible with policies concerning public
health, safety or welfare or the protection of the environment. See Estate of Roach v. TRW, Inc.,754
A.2d 544, 549 (N.J. 2000). The Court, however, only need address one factor to dispose of the
CEPA claim.
Here, Plaintiffs do not allege causation under CEPA sufficient to survive a motion to
dismiss. To demonstrate causation, a plaintiff must show that the “retaliatory discrimination was
more likely than not a determinative factor in the decision.” Robles v. U.S. Env’t Universal Servs.,
Inc., 469 F. App’x 104, 107 (3d Cir. 2012) (citing Donofry v. Autotote Sys., Inc., 795 A.2d 260,
271 (N.J. Super. Ct. App. Div. 2001)). The Court finds that Dr. Goydos’s placement on
administrative leave and the end of his employment at Rutgers were not due to any whistleblowing
activity that Dr. Goydos’s allegedly engaged in when he flagged the discrepancy in the salary
figures. “Retaliation may be reasonably inferred from the circumstances surrounding the
employment action . . . including temporal proximity between the protected activity and the
adverse action... and inconsistencies or contradictions in the employer’s proffered legitimate
reasons for its action.” /d. As it relates to the decrease in bonus money paid, Dr. Goydos does not
allege any facts demonstrating temporal proximity between his alleged whistleblowing activity
YT
and when the decrease started or any other inconsistencies to suggest a causal connection.® Griffin
v. Metromedia Energy, Inc., No. 10-3739, 2011 WL 12872504, at *3 (D.N.J. Feb. 7, 2011)
(“Plaintiff must allege some facts ‘such that the court can infer that if the employer’s actions
remain unexplained, it is more likely than not that such actions were based on impermissible
reasons.’”) (citation omitted). Indeed, Courts in this district have ruled that long periods between
the alleged retaliation and the activity may bar CEPA claims. See Myer v. Spectra Gases, Inc., No.
09-1716, 2009 WL 2580350, at *3 (D.N.J. Aug. 18, 2009) (holding that plaintiff failed to
demonstrate causation because six months passed between protected activity and
termination); Young v. Hobart W. Grp., 897 A.2d 1063, 1073-74 (N.J. Super. Ct. App. Div. 2005)
(holding that plaintiff’s termination four months after whistle-blowing activity did not, without
more, suggest causal link). Here, Plaintiffs allege no facts indicating temporal proximity or any
other circumstantial facts suggesting a causal link indicating that the decrease in bonus was
retaliation for Dr. Goydos’s whistleblowing activity. This claim, accordingly, will be dismissed.
C. Intentional Infliction of Emotional Distress
Plaintiffs allege that the Rutgers Defendants, Dr. Libutti, Dr. Strom, Fournier, and Simon
acted intentionally and in a manner that was “so outrageous in character, and so extreme in degree,
as to go beyond all possible bounds of decency, and is to be regarded as atrocious, and utterly
intolerable in a civilized community.” (SAC J 352.)
“To establish a viable claim of intentional infliction of emotional distress, a plaintiff must
prove: (1) that defendant acted intentionally or recklessly; (2) that defendant’s conduct was
extreme and outrageous; (3) the defendant’s actions were the proximate cause of the plaintiff’s
® The SAC does not explicitly allege that a negative memorandum was placed in Dr. Goydos’s
employment file, only that it was “alleged that a memorandum had been placed into Dr. Goydos’s
employment file.” (SAC { 208.) The Court, therefore, will not consider this for the purpose of the
CEPA adverse employment action analysis.
Qe
distress; and (4) the emotional distress suffered by the plaintiff was severe.” Jewett v. IDT Corp.,
No. 04-1454, 2005 WL 8154124, at *1 (D.N.J. Dec. 28, 2005) (citing Buckley v. Trenton Sav.
Fund Soc’y, 111 N.J. 355, 366 (1988). Conduct is “extreme and outrageous” when it is “so
outrageous in character, and so extreme in degree, as to go beyond all possible bounds of decency
and to be regarded as atrocious, and utterly intolerable in a civilized community.” Subbe-Hirt v.
Bacciagalupi, 94 F.3d 111, 114 (3d Cir. 1996) (citation omitted).
Here, the Court finds that Plaintiffs fail to state a claim for intentional infliction of
emotional distress. In particular, the Court finds that Plaintiffs do not plead that defendants’
conduct was extreme and outrageous nor that Defendants’ actions were the proximate cause of Dr.
Goydos’s distress. Defendants’ investigation into the camera placed in the women’s bathroom did
not constitute extreme and outrageous conduct. The Court finds that the SAC does not indicate
that Defendants acted unreasonably in attempting to find the perpetrator of that hetnous conduct
or by informing authorities of the results of that investigation. Nor does the SAC allege any other
facts that rise to the level of “extreme and outrageous.” Subbe-Hirt, 94 F.3d at 115 (citation
omitted). This claim, therefore, must fail as a matter of law.
D. Conversion
Plaintiffs next allege that the Rutgers Defendants wrongfully interfered with Dr. Goydos’s
right to access and possess his personal belongings when they placed him on administrative leave.
(SAC J 358.) Plaintiffs specifically allege that Dr. Goydos was entitled to the possession of his
laboratory equipment and supplies that he purchased with his own funds and laboratory equipment
and supplies that were given to him. (/d.) In response, Defendants argue that (1) Plaintiffs have
not demonstrated specific property that belongs to Dr. Goydos that was wrongfully interfered with
by Defendants, and (2) Dr. Goydos was allowed to retrieve his personal belongings from his office
on February 13, 2019. (Defs.’ Moving Br. 32.)
AN
“Under New Jersey law, ‘[c]onversion is essentially the wrongful exercise of dominion and
control over the property of another in a manner inconsistent with the other person’s rights in that
property.’” Rickerson vy. Pinnacle Foods Inc., No. 17-4469, 2018 WL 1704788, at *3 (D.N.J. Apr.
9, 2018) (quoting Peloro v. United States, 488 F.3d 163, 173-74 (3d Cir. 2007)). The elements of
conversion are “(1) the existence of property, (2) the right to immediate possession thereof
belonging to plaintiff, and (3) the wrongful interference with that right by defendant.” City of □□□□
City v. Zemurray St. Cap., LLC, No. 14-5169, 2017 WL 6638203, at *17 (D.N.J. Dec. 29, 2017).
The Court finds that Plaintiffs fail to state a clatm upon which relief may be granted.
Plaintiffs adequately allege the existence of Dr. Goydos’s property and right to access such
property, but wholly fail to allege any facts indicating the Defendants’ wrongful interference with
his rights. Under New Jersey law, conversion is “an unauthorized assumption and exercise of the
right of ownership over goods or personal chattels belonging to another, to the alteration of their
condition or the exclusion of an owner’s rights.” Barco Auto Leasing Corp. v. Holt, 548 A.2d
1161, 1164-65 (N.J. Super. Ct. App. Div. 1988) (internal quotations omitted). The SAC does not
allege any facts that Defendants took possession of Dr. Goydos’s property to “exercise” the “right
of ownership.” Thus, the Court finds that Plaintiffs fail to state a claim for relief on their
conversion claim.
E. Breach of Contract
As to the breach of contract claim, Plaintiffs allege that Dr. Goydos had a contract of
employment with the Rutgers Defendants by virtue of his tenured status and applicable law and
policies adopted by the Rutgers Defendants. (SAC { 361.) Plaintiffs allege that under Rutgers
Policy Section 60.5.13, a tenured employee “shall hold the office indefinitely at the pleasure of the
? Plaintiffs’ opposition brief, in fact, highlights Defendants’ exhibit in which they attempt to work
with Dr. Goydos to retrieve the items he alleges belong to him. (See Bennett Certif., Ex. A, *137.)
an
Board of Governors.” (Ud. J 362.) Plaintiffs allege that the Rutgers Defendants breached his
employment contract by declaring that they would pursue de-tenuring proceedings, without the
ratification or direction of the Board of Governors, and that this breach resulted in Dr. Goydos’s
constructive discharge. (Ud. [ff 363-64.) The Rutgers Defendants argue that Plaintiffs’ contentions
hinge on the argument that the notice of the de-tenuring proceedings was a violation of the Rutgers’
policy at issue and that the policy constituted an employment contract between Rutgers and Dr.
Goydos. (Defs.’ Moving Br. 33.)
To state a breach of contract claim, a plaintiff must allege: (1) the existence of a contract
between the parties, (2) a breach of that contract, (3) damages flowing from that contract, and (4)
that the party bringing the breach of contract claim performed its own obligations under the
contract. See Frederico v. Home Depot, 507 F.3d 188, 203-04 (3d Cir. 2007) (citation omitted), In
New Jersey, for the purposes of a breach of contract claim, a “constructive discharge occurs when
the employer has imposed upon an employee working conditions ‘so intolerable that a reasonable
person subject to them would resign.’” Daniels v. Mutual Life Ins. Co., 773 A.2d 718, 721 (N.J.
Super. Ct. App. Div. 2001). The Court finds that Plaintiffs fail to state a claim for relief because
Plaintiffs do not adequately allege that the Rutgers Defendants breached the alleged contract or
that Dr. Goydos sustained damages flowing from that contract. The SAC does not state a claim for
constructive discharge on the basis that the Rutgers Defendants or Dr. Goydos’s colleagues made
intolerable working conditions. Because Plaintiffs fail to adequately plead that Dr. Goydos was
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constructively discharged, the Court declines to address whether a contract existed or whether
Defendants breached that contract by initiating de-tenuring proceedings.'®
F, Per Quod
Finally, Plaintiffs allege a per quod claim on behalf of Dr. Goydos’s wife, Plaintiff Martins,
for “the loss or impairment of the comfort, economic support, companionship, consortium,
services and duties previously provided by her husband.” (SAC {| 367.) The Court finds that this
claim fails as a matter of law. The viability of Plaintiff Martins’s per quod claim is subject to the
survival of the claims of Dr. Goydos. Bachman v. United States, No. 03-4897, 2006 WL 3761985,
at *7 (D.N.J. Dec. 19, 2006) (“Per quod claims are ‘only maintainable by reason of a spouse’s
injury.’” (citation omitted)).
Moreover, neither the Third Circuit nor New Jersey state courts have recognized per quod
claims on Section 1983 claims.!! Livingston v. North Belle Vernon Borough, 12 F.3d 1205, 1215
n.10 (3d Cir. 1993); Maudsley v. State, 816 A.2d 189, 208 (N.J. Super. Ct. App. Div. 2003). Here,
because the only surviving claims of Dr. Goydos are Section 1983 claims, the per quod claim
cannot survive Defendants’ motion to dismiss.
The parties also squabble about whether N.J. Stat. Ann. 2A:53A-18 serves as a complete bar to
any of Plaintiffs’ state law claims. (See Pls.’ Opp’n Br, 28-29; Def.’ Moving Br. 23.) That statute
provides that a person who “pleads guilty to a criminal offense, shall be barred from receiving a
judgment. . . for civil actions relating to conduct that led to pleading.” The Court is dubious of
Plaintiffs’ argument that the SAC’s allegations “do not arise from conduct Dr. Goydos pleaded
guilty to.” (Pls.’ Opp’n Br. 30.) Plaintiffs assert that “Dr. Goydos was never charged with
wrongdoing stemming from. . . patient treatment and the State never claimed misconduct involving
the practice of medicine.” Jd. The focus of the Defendants investigation, however, was workplace
misconduct, not medical malpractice. Indeed, Dr. Goydos ended up pleading guilty to burglary,
computer theft and impersonation stemming from actions uncovered during that investigation.
(Bennett Certif., Ex. I) Because the Court dismisses the state law claims on other grounds,
however, it declines to explicitly rule that the statute bars the state law claims.
Other Circuits have explicitly held in the alternative. See Niehus v. Liberio, 973 F.2d 526, 532
(7th Cir.1992); Berry v. City of Muskogee, 900 F.2d 1489, 1506-07 (10th Cir. 1990); Stallworth
v. City of Cleveland, 893 F.2d 830, 838 (6th Cir. 1990).
IV. CONCLUSION
For the reasons set forth above, Defendants’ Motion to Dismiss is granted in part and
denied in part. The Court will enter an Order consistent with this Memorandum Opinion.
MICHAEL A. su
UNITED STATES DISTRICT JUDGE
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