“The Third Circuit ‘requires the ALJ to set forth the reasons for his decision.’”
How later courts described this case
- “The Third Circuit ‘requires the ALJ to set forth the reasons for his decision.’”
Written by the judges who cited it.
The opinion
IN THE UNITED STATES DISTRICT COURT
FOR THE DISTRICT OF NEW JERSEY
CAMDEN VICINAGE
CHRISTINA BROWN,
Plaintiff, Civil No. 20-3000 (RMB)
Vv. | MEMORANDUM OPINION & ORDER
COMMISSIONER, SOCIAL SECURITY
ADMINISTRATION,
Defendant.
BUMB, United States District Judge:
This matter comes before the Court upon an appeal by
Plaintiff Christina Brown from a denial of social security
disability benefits.
For the reasons set forth below, the Court vacates the
decision of the Administrative Law Judge (“ALJ”) and remands for
proceedings consistent with this Memorandum Opinion and Order’s
reasoning.
I. STANDARD OF REVIEW
When reviewing a final decision of an ALJ with regard to
disability benefits, a court must uphold the ALJ’s factual
decisions if they are supported by “substantial evidence.” Knepp
v. Apfel, 204 F.3d 78, 83 (3d Cir. 2000); 42 U.S.C. §§ 405(g),
1383 (c) (3). “Substantial evidence” means “‘more than a mere
scintilla. It means such relevant evidence as a reasonable mind
might accept as adequate to support a conclusion.’” Richardson
v. Perales, 402 U.S. 389, 401 (1971) (quoting Cons. Edison Co.
v. NLRB, 305 U.S. 197, 229 (1938)); Plummer v. Apfel, 186 F.3d
422, 427 (3d Cir. 1999).
In addition to the “substantial evidence” inquiry, the
court must also determine whether the ALJ applied the correct
legal standards. See Friedberg v. Schweiker, 721 F.2d 445, 447
(3d Cir. 1983); Sykes v. Apfel, 228 F.3d 259, 262 (3d Cir.
2000). The Court’s review of legal issues is plenary. Sykes, 228
F.3d at 262 (citing Schaudeck v. Comm’r of Soc. Sec., 181 F.3d
429, 431 (3d Cir. 1999)).
The Social Security Act defines “disability” as the
inability “to engage in any substantial gainful activity by
reason of any medically determinable physical or mental
impairment which can be expected to result in death or which has
lasted or can be expected to last for a continuous period of not
less than twelve months.” 42 U.S.C. § 1382c(a)(3)(A). The Act
further states,
[A]n individual shall be determined to be under a
disability only if his physical or mental
impairment or impairments are of such severity that
he is not only unable to do his previous work but
cannot, considering his age, education, and work
experience, engage in any other kind of substantial
gainful work which exists in the national economy,
regardless of whether such work exists in the
immediate area in which he lives, or whether a
specific job vacancy exists for him, or whether he
would be hired if he applied for work.
2
42 U.S.C. § 1382c(a)(3)(B).
The Commissioner has promulgated a five-step, sequential
analysis for evaluating a claimant’s disability, as outlined in
20 C.F.R. § 404.1520(a)(4)(i-v). The analysis proceeds as
follows:
At step one, the ALJ determines whether the claimant is
performing “substantial gainful activity[.]” 20 C.F.R.
§§ 404.1520(a)(4)(i), 416.920(a)(4)(i). If he is, he is
not disabled. Id. Otherwise, the ALJ moves on to step
two.
At step two, the ALJ considers whether the claimant has
any “severe medically determinable physical or mental
impairment” that meets certain regulatory requirements.
Id. §§ 404.1520(a)(4)(ii), 416.920(a)(4)(ii). A “severe
impairment” is one that “significantly limits [the
claimant’s] physical or mental ability to do basic work
activities[.]” Id. §§ 404.1520(c), 416.920(c). If the
claimant lacks such an impairment, he is not disabled.
Id. §§ 404.1520(a)(4)(ii), 416.920(a)(4)(ii). If he has
such an impairment, the ALJ moves on to step three.
At step three, the ALJ decides “whether the claimant’s
impairments meet or equal the requirements of an
impairment listed in the regulations[.]” Smith, 631 F.3d
at 634. If the claimant’s impairments do, he is
disabled. 20 C.F.R. §§ 404.1520(a)(4)(iii),
416.920(a)(4)(iii). If they do not, the ALJ moves on to
step four.
At step four, the ALJ assesses the claimant’s “residual
functional capacity” (“RFC”) and whether he can perform
his “past relevant work.” Id. §§ 404.1520(a)(4)(iv),
416.920(a)(4)(iv). A claimant’s “[RFC] is the most [he]
can still do despite [his] limitations.” Id. §§
404.1545(a)(1), 416.945(a)(1). If the claimant can
perform his past relevant work despite his limitations,
he is not disabled. Id. §§ 404.1520(a)(4)(iv),
416.920(a)(4)(iv). If he cannot, the ALJ moves on to
step five.
3
At step five, the ALJ examines whether the claimant
“can make an adjustment to other work[,]” considering
his “[RFC,] ... age, education, and work experience[.]”
Id. §§ 404.1520(a)(4)(v), 416.920(a)(4)(v). That
examination typically involves “one or more
hypothetical questions posed by the ALJ to [a]
vocational expert.” Podedworny v. Harris, 745 F.2d 210,
218 (3d Cir. 1984). If the claimant can make an
adjustment to other work, he is not disabled. 20 C.F.R.
§§ 404.1520(a)(4)(v), 416.920(a)(4)(v). If he cannot,
he is disabled.
Hess v. Comm’r Soc. Sec., 931 F.3d 198, 201–02 (3d Cir. 2019).
II. FACTS
The Court recites only the facts that are necessary to its
determination on appeal, which is narrow.
Plaintiff was 40 years old at the alleged onset date, and
43 years old at the time of the ALJ hearing. She contends that
she suffers from a variety of health ailments, including
irritable bowel syndrome, GERD, Degenerative Disc Disease,
radiculopathy, depression, anxiety, pain disorder, carpal
tunnel syndrome, obesity, and neuropathy. [See Docket Nos. 6-2
and 7]. Prior to her alleged onset date, Plaintiff suffered a
back injury when lifting a heavy object. [Docket No. 10].
During the relevant period, Plaintiff also reports needing
assistance with tasks such as grocery shopping and laundry.
[Id.].
Plaintiff lives with her mother and her son. Both
Plaintiff and her mother assist in caring for her son, who is
unable to fully care for himself due to his Asperger’s
4
Syndrome.
III. ALJ’S DETERMINATION
The ALJ found that Plaintiff was not disabled. Specially,
the ALJ determined that Plaintiff had several severe
impairments-- Degenerative Disc Disease of the cervical and
lumbar spine, radiculopathy, depression, anxiety, pain disorder,
carpal tunnel syndrome obesity, and neuropathy-- but that her
impairments or a combination of those impairments did not meet
or medically equal the severity of one of the listed impairments
in 20 C.F.R. Part 404.1520(d), 404.1525, and 404.1526. So, the
ALJ found that Plaintiff retained the “residual functional
capacity” to perform many jobs in the national economy.
IV. ANALYSIS
Among other arguments, Plaintiff asserts that the ALJ erred
in concluding that Plaintiff’s gastrointestinal and pulmonary
issues were not severe impairments1. More importantly, Plaintiff
contends, the ALJ “wholly ignored Plaintiff’s [gastrointestinal]
issues with regard to her [residual functional capacity]
determination.” [Docket No. 7].
The Commissioner concedes that the ALJ did not expressly
1 “An impairment, once established, must be considered severe unless the
evidence demonstrates that it is merely a slight abnormality, having no more
than a minimal effect on an individual’s ability to work. Reasonable doubts
on severity are to be resolved in favor of the claimant.” Sincavage v.
Barnhart, 171 F. App’x 924, 926 (3d Cir. 2006) (citing and quoting Newell v.
Comm’r of Soc. Sec., 347 F.3d 541, 546–47 (3d Cir. 2003)).
5
consider these issues in the manner Plaintiff identified, but
argues that this purported error was harmless for two reasons.
First, the Commissioner argues that Plaintiff’s diagnoses alone
are insufficient to establish that her impairments were
disabling. Second, the Commissioner contends that, because the
ALJ concluded that Plaintiff suffered from other severe
impairments, it is harmless error to erroneously conclude that
other impairments were not severe. [Docket No. 10].
The problem with this argument, however, is that the ALJ’s
Decision contains no justification for discrediting Plaintiff’s
gastrointestinal ailments. According to Plaintiff, the record
contains ample evidence detailing that Plaintiff’s conditions
allegedly cause her both nausea and frequent vomiting spells.
Plaintiff further identifies evidence that her conditions force
her to take frequent and extended bathroom breaks that “would
not be conducive to a competitive work environment.” [Docket No.
9].
Moreover, as Plaintiff correctly observes, this Court
cannot accept a post hoc explanation of the ALJ’s decision when
the foundation for that explanation is nowhere to be found in
the ALJ’s written decision. See Stockett v. Comm’r of Soc.
Sec., 216 F. Supp. 3d 440, 456 (D.N.J. 2016) (“The Third Circuit
‘requires the ALJ to set forth the reasons for his decision.’”)
(quoting Burnett v. Comm’r of Soc. Sec. Admin., 220 F.3d 112,
6
123 (3d Cir. 2000)). “The Third Circuit has held that access to
the Commissioner’s reasoning is [] essential to a meaningful
court review.” Sanford v. Comm’r of Soc. Sec., No. CIV. 13-0366
NLH, 2014 WL 1294710, at *2 (D.N.J. Mar. 28, 2014) (citing Gober
v. Matthews, 574 F.2d 772, 776 (3d Cir. 1978)). On the present
record, the Court cannot determine whether the ALJ’s decision
was supported by substantial evidence because it presently lacks
the requisite access to the ALJ’s reasoning. It may well be the
case that the ALJ will arrive at the same decision. At this
juncture, however, the ALJ must provide additional explanation
for the decision. As such, the Court vacates the decision of the
ALJ and remands for proceedings consistent with the above
analysis.
V. CONCLUSION
ACCORDINGLY, it is on this 27th day of May, 2021,
ORDERED that the decision of the Administrative Law Judge
is VACATED, and the case is REMANDED for further proceedings
consistent with this Memorandum Opinion; and it is further
ORDERED that the Clerk of Court shall CLOSE THIS CASE.
s/ Renée Marie Bumb _
RENÉE MARIE BUMB
UNITED STATES DISTRICT JUDGE
7