“[a] judicial officer in the performance of his duties has absolute immunity from suit and will not be liable for judicial acts.”
How later courts described this case
- “[a] judicial officer in the performance of his duties has absolute immunity from suit and will not be liable for judicial acts.”
- explaining that pro se litigants “must still plead the essential elements of [their] claim and [are] not excused from conforming to the standard rules of civil procedure”
- “[W]e have never suggested that procedural rules in ordinary civil litigation should be interpreted so as to excuse mistakes by those who proceed without counsel.”
Written by the judges who cited it.
The opinion
NOT FOR PUBLICATION
IN THE UNITED STATES DISTRICT COURT
FOR THE DISTRICT OF NEW JERSEY
CAMDEN VICINAGE
__________________________________
:
ERIC J. RHETT, :
:
Plaintiff, :
: Civil No. 19-cv-01005(RBK/JS)
v. :
: OPINION
JUDGE ESTHER SALAS, :
DEPARTMENT OF COMMUNITY :
AFFAIRS (“DCA”), SHARON :
FREEMAN, MCKNIGHT, :
:
Defendant.
__________________________________
KUGLER, United States District Judge:
THIS MATTER comes before the Court upon receipt of pro se Plaintiff Eric J. Rhett’s
Amended Complaint against Judge Esther Salas, the Department of Community Affairs
(“DCA”), Sharon Freeman, and Defendant “McKnight.” (“Compl.”) [Doc. No. 7]. The Court
has screened claims against Judge Salas pursuant to Local Rule 40.1 and the 1994 Standing
Order of Chief Judge John F. Gerry (“Standing Order”). Further, because Plaintiff has already
been approved of in forma pauperis status, the Court has screened the remaining claims against
DCA, Sharon Freeman, and McKnight pursuant to 28 U.S.C. §1915.
For the reasons set forth below, Plaintiff’s Complaint is DISMISSED WITH
PREJUDICE as to his claims against Judge Salas and DCA, since the allegations clearly fall
under judicial and sovereign immunities, and DISMISSED WITHOUT PREJUDICE as to his
claims against Defendants Freeman and McKnight under 28 U.S.C. §1915, since Plaintiff’s
claims are frivolous and fail to state a claim under Federal Rule 8.
I. BACKGROUND
This case allegedly involves the misallocation of financial benefits from state programs
and civil rights violations. Pro se Plaintiff Eric J. Rhett suffers from congenital muscular
dystrophy and appears to rely on government assistance in the form of social security benefits
and other assistance programs. In January 2019, the New Jersey Department of Community
Affairs (“DCA”) informed Plaintiff that his Housing Assistance Payment would increase.
Plaintiff then filed a hand-written complaint in the District of New Jersey against the DCA and
two individuals.
On February 8, 2019, Judge Esther Salas dismissed Plaintiff’s complaint because it was
largely illegible and failed to comply with Federal Rule 8. [Doc. No. 2]. However, Judge Salas
granted Plaintiff’s application to proceed in forma pauperis. Id. Plaintiff then amended the
complaint and added Judge Salas as a defendant. The Amended Complaint, pursuant to the 1994
Standing Order and Local Rule 40.1, was allocated to this Court.
The hand-written Amended Complaint alleges that the Defendants violated a broad range
of federal statutes, including the “U.S. Federal Housing Acts,” Proceedings in Vindication of
Civil Rights, 42 U.S.C.A. §1988, and an unknown “Statute 690.” (“Compl.”) [Doc. No. 7] at 1–
3. While the Amended Complaint is largely unclear and meandering, the Court has gone to great
lengths to afford Plaintiff a liberal reading consistent with this Circuit’s guidance on pro se
pleadings. As such, the Plaintiff makes two discernible claims that appear largely unrelated to
any of the listed federal statutes. First, Plaintiff argues that the DCA erred in its determination of
Plaintiff’s benefits. Plaintiff attaches documentation to show that his benefits decreased from
2018 to 2019. For example, DCA sent him a letter in February 2018 stating he did not owe
funds for his Housing Assistance Payment. Id. at 8. In January 2019, however, he received a
second letter that reassessed his obligations and indicated he would owe an additional ten dollars
in monthly rent. Id. at 7. Second, Plaintiff claims Judge Salas discriminated against him in an
earlier action by dismissing the illegible initial complaint without prejudice. Id. at 5. Plaintiff
now claims that Judge Salas “engaged in N.J. State partisan political politics,” made
“discriminatory findings,” and used “deceitful practices in the conduct of Judicial proceeding.”
Id.
Because of this alleged misconduct, Plaintiff claims he will suffer future medical bills
and expenses. He therefore claims that all defendants should “pay out of pocket” for his future
expenses. Id. at 3.
II. LEGAL STANDARD
1. 1994 Standing Order
Former Chief Judge Gerry issued a Standing Order in 1994 that instructs the District of
New Jersey on how to view complaints that name a District Court Judge as a Defendant. The
Court’s Standing Order requires that, in all cases where a judge of this District is named as a
party, the matter shall be assigned to a judge sitting in a different vicinage of this District than
the one in which the named judge sits. See Court’s Order of Jan. 13, 1994. Pursuant to the
Standing Order, if the assigned judge determines the matter is patently frivolous or judicial
immunity is plainly applicable, the Court need not recuse itself. However, if the matter is neither
frivolous nor subject to immunity, the Court must reassign the matter for transfer outside of this
District. Id.
2. Local Civil Rule 40.1
The 1994 Standing Order further forms the basis of Local Civil Rule 40.1, which governs
the allocation and assignment of cases. Specifically, 40.1(g) and (h) state:
(g) A civil action filed against a Judge shall be assigned to a Judge in a vicinage other
than the vicinage where the defendant Judge maintains his or her permanent duty station
and if the assignee Judge determines that the suit is patently frivolous, or if judicial
immunity is plainly applicable, the assignee Judge need not recuse, but in all other cases,
the assignee Judge is disqualified and shall refer the matter to the Chief Judge for
assignment outside the District of New Jersey.
(h) If assignment to a Judge pursuant to (g) above is a reassignment of a civil action that
results from the originally assigned Judge being named as a defendant Judge in that civil
action, the newly assigned Judge shall promptly determine whether the suit against the
Judge is patently frivolous or judicial immunity applies. If the assigned Judge determines
that judicial immunity is a complete defense or the suit against the Judge is patently
frivolous that warrants the dismissal of the defendant Judge, the assigned Judge shall
promptly notify the Chief Judge upon the issuance of an order dismissing the defendant
Judge. The Chief Judge shall thereafter, if appropriate, reassign the civil action to the
originally assigned Judge.
3. Standard for Reviewing IFP Applications
The Third Circuit has established a two-step process for deciding which applications can
proceed IFP under § 1915. See Roman v. Jeffes, 904 F.2d 192, 194 n.1 (3d Cir. 1990). “First,
the court must determine whether [the] plaintiff is eligible for pauper status under § 1915(a).
Second, the court must ‘screen’ the complaint under § 1915(e)(2) to ascertain whether it is
frivolous, fails to state a claim for which relief can be granted, or seeks monetary relief from a
defendant who is immune to such relief.” Levine v. Florida, No. 05–5102, 2005 U.S. Dist.
LEXIS 28148, at *1–2 (D.N.J. Nov. 16, 2005) (quoting Roman, 904 F.2d 194 n.1). A complaint
is not deemed filed “unless and until” IFP status is granted; only then may a District Court
determine if the complaint should be dismissed pursuant to 28 U.S.C. § 1915(e)(2)(B). Oatess v.
Sobolevitch, 914 F.2d 428, 429 n.1 (3d Cir. 1990).
Because Judge Salas has already granted Plaintiff’s IFP status, this Court will screen the
Complaint under 28 U.S.C. § 1915(e)(2)(B). As such, the Court must dismiss, at the earliest
practicable time, the IFP action if it is frivolous or malicious, fails to state a claim, or seeks
monetary relief from a defendant who is immune from such relief. 28 U.S.C. §
1915(e)(2); see Crouch v. Mulvihill, No. 07–0054, 2007 U.S. Dist. LEXIS 41063, at *3, 2007
WL 1657187 (D.N.J. June 4, 2007).
III. DISCUSSION
Plaintiff claims Judge Salas was discriminatory in dismissing the initial complaint
without prejudice because it was illegible. (“Compl.”) [Doc. No. 7 at 3]. Plaintiff also alleges
that he should be personally compensated by Judge Salas and the other Defendants for his
medical bills, in the event he visits an Emergency Room in the future. Id. The Court considers
the claims against each defendant in turn.
1. Claims against Judge Salas fail because of judicial immunity
Plaintiff appears to challenge Judge Salas for unfavorable dismissal of an illegible
complaint. Plaintiff further claims that Judge Salas “engaged in N.J. State partisan political
politics,” made “discriminatory findings,” and used “deceitful practices in the conduct of Judicial
proceeding.” Id. at 5.
“[It] is a general principle of the highest importance to the proper administration of
justice that a judicial officer, in exercising the authority vested in him, shall be free to act upon
his convictions, without apprehension of personal consequences to himself.” Reardon v.
Hillman, No. 18-1296, 2018 WL 1665700, at *2 (D.N.J. Apr. 6, 2018) (quoting Bradley v.
Fisher, 80 U.S. 335, 347 (1872)). This is a principle that has been enforced by the Court since
1872. See Stump v. Sparkman, 435 U.S. 349, 355 (1978). Judges maintain their immunity even
if their actions were taken “in error…done maliciously or…in excess of [their] authority.” Id. at
357. A party who disagrees with a judge’s actions is not justified in attempting to strip away the
judge’s immunity simply because of their controversy. See Id. at 363–64. The protection of
judicial immunity, though ostensibly for the protection of judges, is in fact “for the benefit of the
public, whose interest it is that the judges should be at liberty to exercise their functions with
independence and without fear of consequences.” Marangos v. Swett, No. 3:07-cv-5937-FLW,
2008 WL 4508753, at *4 (D.N.J. Sept. 29, 2008) (quoting Figueroa v. Blackburn, 39 F.Supp.2d
479, 484 (D.N.J. 1999).
Though a well-established doctrine, judicial immunity is not unlimited. Rather, it is
solely “justified and defined by the functions it protects and serves.” Forrester v. White, 484
U.S. 219, 227 (1988). It can be overcome in only two circumstances: (1) when a judge’s actions
are not taken in his or her judicial capacity, or (2) when an act, even if judicial in nature, is taken
in the “complete absence of all jurisdiction.” Id. at 227–29. In deciding whether an action was
within the judge’s “judicial capacity,” the Court determines if the action was “a function
normally performed by a judge, and to the expectations of the parties.” Reardon, 2018 WL
1665700, at *2 (quoting Stump, 435 U.S. at 362). In deciding whether an action was taken in the
absence of jurisdiction, the Court looks to whether the judge had subject-matter jurisdiction over
the issue at the time he or she performed the action. See Marangos, 2008 WL 4508753, at *6. A
plaintiff may not bring a claim against a judge unless he or she demonstrates to the court that the
judge’s actions were in accordance with one of these two circumstances.
Here, Plaintiff’s claims against Judge Salas fail for several reasons. First, the barebones
factual allegations appear to stem from dissatisfaction with Judge Salas’s judicial determination,
a “determination” that merely required Plaintiff to submit a legible amended complaint. Compl.
at 3. This judicial determination, however, is wholly consistent with those made in one’s
“judicial capacity” and thus enshrines Judge Salas with immunity. Azubuko v. Royal, 443 F.3d
302, 303 (3d Cir. 2006) (“[a] judicial officer in the performance of his duties has absolute
immunity from suit and will not be liable for judicial acts.”) Further, Plaintiff fails to offer any
facts that suggest Judge Salas acted in absence of jurisdiction. See McKnight v. Bryant, No. 09–
5128, 2009 WL 3681908, at *4 (D.N.J. Nov.2, 2009) (dismissing plaintiff's claims against Judge
Famular with prejudice where there was “no suggestion that Judge Famular’s allegedly improper
actions were performed outside of her official capacity or in the absence of jurisdiction” such
that judicial immunity should not apply). The Complaint does not clearly indicate what, if any,
actions were beyond Judge Salas’s jurisdiction. While Plaintiff claims Judge Salas was
“discriminatory in her findings” and acted under “[New Jersey] State partisan political-politic,”
Id. at 5, the amended complaint does not indicate what other findings Judge Salas made. Instead,
the amended complaint merely shows that Judge Salas very reasonably informed the Plaintiff
that a hand-written complaint must be legible. See Estelle v. Gamble, 429 U.S. 97, 107, 97
(1976) (explaining that pro se litigants “must still plead the essential elements of [their] claim
and [are] not excused from conforming to the standard rules of civil procedure”).
For these reasons, Plaintiff’s claims against Judge Salas are dismissed with prejudice.
2. Plaintiff’s claims against the DCA fail because of sovereign immunity
The complaint offers only fleeting mention of Defendant DCA. The only place that DCA
appears is within the attached documents showing that Plaintiff’s benefits had decreased from
2018 to 2019. Still, Plaintiff lumps DCA in with his prayer for relief. Like the claims made
against Judge Salas, Plaintiff’s claims against DCA are also shielded by immunity.
The doctrine of sovereign immunity extends to any state agency that qualifies as an “arm
of the state” and to state officials acting in their official capacity. Regents of the Univ. of Cal. v.
Doe, 519 U.S. 425, 429-30 (1997), See also Kentucky v. Graham, 473 U.S. 159, 169-70 (1985).
Sovereign immunity is an affirmative defense that stands as a “jurisdictional bar,” depriving
federal courts of subject matter jurisdiction. See Lawton v. New Jersey Department of
Community Affairs, No. 15-8526, 2016 WL 5012321, at *2 (D.N.J. Sept. 16, 2016). The Third
Circuit has made it clear that DCA is “a principle department ‘established in the Executive
Branch of State Government’ and thus qualifies for sovereign immunity.” Lawton, 2016 WL
5012321, at *2 (quoting Rhett v. Evans, 576 Fed.Appx. 85, 88 (3d Cir. 2014). Plaintiff’s claims
against DCA are therefore dismissed with prejudice.
3. Plaintiff’s claims against Sharon Freeman and McKnight fail because of Rule
8
The remaining claims against Sharon Freeman and McKnight clearly fail because the
Complaint lacks sufficient factual support under Federal Rule 8.
Even though pro se complaints, “however inartfully pleaded, must be held to less
stringent standards than formal pleadings drafted by lawyers,” Estelle v. Gamble, 429 U.S. 97,
106 (1976), pro se litigants “must still plead the essential elements of [their] claim and [are] not
excused from conforming to the standard rules of civil procedure,” McNeil v. United States, 508
U.S. 106, 113 (1993) (“[W]e have never suggested that procedural rules in ordinary civil
litigation should be interpreted so as to excuse mistakes by those who proceed without
counsel.”); Sykes v. Blockbuster Video, No. 06–1745, 2006 WL 3314518, at *2 (3d
Cir.2006) (finding that pro se plaintiffs are expected to comply with the Federal Rules of Civil
Procedure). One such rule, Federal Rule of Civil Procedure 8(a)(2), provides that a complaint
must contain “a short and plain statement of the claim showing that the pleader is entitled to
relief.” Fed.R.Civ.P.8(a)(2). The complaint does not need “detailed factual allegations,” but it
must possess more than “an unadorned, the defendant-unlawfully-harmed-me accusation.”
Ashcroft v. Iqbal, 129 S. Ct. 1937, 1949 (2009).
Here, Plaintiff makes no cognizable claim against Sharon Freeman or “McKnight.” The
only time the Defendant Sharon Freeman is even mentioned in the amended complaint is when
the Plaintiff asserts that she, along with Judge Salas, should “pay out of pocket” for his future
medical bills. Compl. at 3. Merely lumping in one Defendant in a request for damages, without
showing some nexus between that person and the alleged misconduct, falls far below even the
most liberal pleading standard. Further, “McKnight” is never specifically mentioned in the
Complaint. These claims are nothing more than “unadorned, the defendant-unlawfully-harmed-
me accusation[s].” Iqbal, 129 S.Ct. 1949. The Court is left not knowing what these defendants
allegedly did. For these reasons, the Plaintiff’s claims against Sharon Freeman and McKnight
are dismissed without prejudice.
IV. CONCLUSION
For the above reasons, Plaintiff’s Complaint is DISMISSED WITH PREJUDICE as to
Judge Salas and DCA, and WITHOUT PREJUDICE as to Sharon Freeman and McKnight.
Dated: 6/3/19 s/ Robert B. Kugler
ROBERT B. KUGLER
United States District Judge