moving party need not produce evidence showing “the absence of a genuine issue of material fact.”
How later courts described this case
- moving party need not produce evidence showing “the absence of a genuine issue of material fact.”
- status as pro se litigant does not excuse noncompliance with local rules regarding summary judgment
- holding district court properly considered the movant’s statement of facts admitted where opposing party did not comply with NECivR 56.1(b)(1)
- “Once the plaintiff has demonstrated that the law governing the plaintiffs’ rights was clearly established at the time of the defendant’s acts, the defendant has the burden of proof with respect to all other elements of the qualified immunity defense.”
Written by the judges who cited it.
The opinion
IN THE UNITED STATES DISTRICT COURT
FOR THE DISTRICT OF NEBRASKA
YOHAN WEBB, 4:21CV3042
Plaintiff,
MEMORANDUM
vs. AND ORDER
BRAD JOHNSON; TYSON HELM;
JOESPH WILSON; QUINTON
HOUCHIN; and JOSHUA EATON,
Defendants.
I. INTRODUCTION
Plaintiff, Yohan Webb, a state prisoner who appears pro se, has alleged (1) a
conditions-of-confinement claim against jail guards for allegedly not allowing him
out of his cell to shower on seven occasions between November 9-21, 2020, and (2)
a procedural due process claim against the jail’s director for allegedly not giving
Plaintiff notice or an opportunity to be heard before he was restricted to his cell for
39 days for refusing to have his temperature taken between October 12-18, 2020.
See Memorandum and Order entered on December 17, 2021 (Filing 76). This matter
is now before the court on Defendants’ motion for summary judgment based on
qualified immunity (Filing 161). Upon careful review of the record, the court finds
Defendants’ motion should be granted and Plaintiff’s action should be dismissed
with prejudice.
II. SUMMARY JUDGMENT STANDARD
“A party may move for summary judgment, identifying each claim or
defense—or the part of each claim or defense—on which summary judgment is
sought. The court shall grant summary judgment if the movant shows that there is
no genuine dispute as to any material fact and the movant is entitled to judgment as
a matter of law. The court should state on the record the reasons for granting or
denying the motion.” Fed. R. Civ. P. 56(a).
In reviewing a motion for summary judgment, the court views the facts in the
light most favorable to the non-moving party and gives that party “the benefit of all
reasonable inferences that can be drawn from the record.” State Nat’l Ins. Co., Inc.
v. Washington Int’l Ins. Co., 304 F. Supp. 3d 827, 831-32 (D. Neb. 2018) (quoting
Minnesota ex rel. N. Pac Ctr., Inc. v. BNSF Ry. Co., 686 F.3d 567, 571 (8th Cir.
2012)). It is not the court’s function to weigh evidence in the summary judgment
record to determine the truth of any factual issue; the court merely determines
whether there is evidence creating a genuine issue for trial. See Bell v. Conopco,
Inc., 186 F.3d 1099, 1101 (8th Cir. 1999).
“There is a genuine dispute when the evidence is such that a reasonable jury
could return a verdict for the non-moving party.” Dick v. Dickinson State Univ., 826
F.3d 1054, 1061 (8th Cir. 2016) (internal quotations and citations omitted). “A fact
is material if it ‘might affect the outcome of the suit.’” Id. (quoting Anderson v.
Liberty Lobby, Inc., 477 U.S. 242, 248 (1986)).
The moving party bears the initial responsibility of informing the court of the
basis for the motion, and must identify those portions of the record which the moving
party believes show the lack of a genuine issue of material fact. Torgerson v. City of
Rochester, 643 F.3d 1031, 1042 (8th Cir. 2011) (en banc). If the moving party does
so, the burden then shifts to the nonmoving party, who “may not rest upon mere
allegation or denials of his pleading, but must set forth specific facts showing that
there is a genuine issue for trial.” Anderson, 477 U.S. at 256. If the record taken as
a whole could not lead a rational trier of fact to find for the nonmoving party,
summary judgment should be granted. Smith-Bunge v. Wisconsin Cent., Ltd., 946
F.3d 420, 424 (8th Cir. 2019).
The initial burden on a moving party “may be discharged by ‘showing’—that
is, pointing out to the district court—that there is an absence of evidence to support
the nonmoving party’s case.” Celotex Corp. v. Catrett, 477 U.S. 317, 325 (1986);
see also Bedford v. Doe, 880 F.3d 993, 996 (8th Cir. 2018) (“The moving party can
satisfy its burden in either of two ways: it can produce evidence negating an essential
element of the nonmoving party’s case, or it can show that the nonmoving party does
not have enough evidence of an essential element of its claim to carry its ultimate
burden of persuasion at trial.”); Johnson v. Wheeling Mach. Prods., 779 F.3d 514,
517 (8th Cir. 2015) (moving party need not produce evidence showing “the absence
of a genuine issue of material fact.”).
In response to the moving party’s showing, the nonmoving party’s burden is
to produce “specific facts sufficient to raise a genuine issue for trial.” Haggenmiller
v. ABM Parking Servs., Inc., 837 F.3d 879, 884 (8th Cir. 2016) (quoting Gibson v.
Am. Greetings Corp., 670 F.3d 844, 853 (8th Cir. 2012)). The nonmoving party
“must do more than simply show that there is some metaphysical doubt as to the
material facts, and must come forward with specific facts showing that there is a
genuine issue for trial.” Wagner v. Gallup, Inc., 788 F.3d 877, 882 (8th Cir. 2015)
(quoting Torgerson, 643 F.3d at 1042).
III. QUALIFIED IMMUNITY
Qualified immunity shields officials from civil liability in a 42 U.S.C. §1983
action when their conduct “does not violate clearly established statutory or
constitutional rights of which a reasonable person would have known.” Morgan v.
Robinson, 920 F.3d 521 (8th Cir. 2019) (quoting Pierson v. California, 555 U.S.
223, 231 (2009)). Qualified immunity involves a two-step analysis: “(1) whether the
facts shown by the plaintiff make out a violation of a constitutional or statutory right,
and (2) whether that right was clearly established at the time of the defendant’s
alleged misconduct.” Id. at 523 (quoting Nord v. Walsh Cty., 757 F.3d 734, 738 (8th
Cir. 2014)). Unless both of these questions are answered affirmatively, a defendant
is entitled to qualified immunity. Moreover, courts are permitted to exercise their
sound discretion in determining which of the two prongs should be addressed first.
Id. (quoting Nord, 757 F.3d at 738-39).
“A clearly established right is one that is ‘sufficiently clear that every
reasonable official would have understood that what he is doing violates that right.’”
Id. (quoting Reichle v. Howards, 566 U.S. 658, 664 (2012)). The clearly established
right should not be defined at a high level of generality, but instead must be
particularized to the facts of the case. Id. There does not need to be a case directly
on point, but existing precedent “must have placed the statutory or constitutional
question beyond debate.” Id. at 524 (quoting Ashcroft v. al-Kidd, 563 U.S. 731, 741
(2011)). Qualified immunity gives government officials “breathing room” to make
reasonable but mistaken judgments, and protects “all but the plainly incompetent or
those who knowingly violate the law.” Id. (quoting Stanton v. Sims, 571 U.S. 3, 6
(2013) (per curiam)).
“Qualified immunity is an affirmative defense for which the defendant carries
the burden of proof. The plaintiff, however, must demonstrate that the law is clearly
established.” Sparr v. Ward, 306 F.3d 589, 593 (8th Cir. 2002); see Creighton v.
Anderson, 922 F.2d 443, 447 (8th Cir. 1990) (“Once the plaintiff has demonstrated
that the law governing the plaintiffs’ rights was clearly established at the time of the
defendant’s acts, the defendant has the burden of proof with respect to all other
elements of the qualified immunity defense.”).
IV. SUMMARY JUDGMENT PROCEDURE
A party asserting that a fact cannot be or is genuinely disputed must support
the assertion by:
(A) citing to particular parts of materials in the record, including
depositions, documents, electronically stored information, affidavits or
declarations, stipulations (including those made for purposes of the
motion only), admissions, interrogatory answers, or other materials; or
(B) showing that the materials cited do not establish the absence or
presence of a genuine dispute, or that an adverse party cannot produce
admissible evidence to support the fact.
Fed. R. Civ. P. 56(c)(1).
This court’s local rules further specify that “[t]he moving party must include
in the brief in support of the summary judgment motion a separate statement of
material facts,” which “should consist of short numbered paragraphs, each
containing pinpoint references to affidavits, pleadings, discovery responses,
deposition testimony (by page and line), or other materials that support the material
facts stated in the paragraph.” NECivR 56.1(a) (underlining in original). “The
statement must not contain legal conclusions.” Id. The opposing party’s brief must
include “a concise response to the moving party’s statement of material
facts.” NECivR 56.1(b)(1). “Each material fact in the response must be set forth in
a separate numbered paragraph, must include pinpoint references to affidavits,
pleadings, discovery responses, deposition testimony (by page and line), or other
materials upon which the opposing party relies, and, if applicable, must state the
number of the paragraph in the movant’s statement of material facts that is
disputed.” Id.1
A party’s failure to comply with these requirements can have serious
consequences: The moving party’s “[f]ailure to submit a statement of facts” or
“[f]ailure to provide citations to the exact locations in the record supporting the
factual allegations may be grounds to deny the motion” for summary
judgment. NECivR 56.1(a) (underlining omitted). On the other hand, “[p]roperly
referenced material facts in the movant’s statement are considered admitted unless
controverted in the opposing party’s response.” NECivR 56.1(b)(1) (underlining
omitted).
Defendants’ brief (Filing 163) includes a separate statement of material facts
which complies with Rule 56.1(a)(1). Plaintiff, however, has not responded to
Defendants’ numbered statements of fact, as required by Rule 56.1(b). Accordingly,
those facts are considered admitted.2
Although Plaintiff is proceeding pro se, he is bound by and must comply with
all local and federal procedural rules. NEGenR 1.3(g); see Bunch v. Univ. of Ark.
1 The primary purpose of these rules “is to distill to a manageable volume the
matters that must be reviewed by a court undertaking to decide whether a genuine
issue of fact exists for trial. They are designed to prevent a district court from
engaging in the proverbial search for a needle in the haystack.” Jones v. United
Parcel Serv., Inc., 461 F.3d 982, 990 (8th Cir. 2006) (cleaned up). “Courts have
neither the duty nor the time to investigate the record in search of an unidentified
genuine issue of material fact to support a claim or a defense.” Libel v. Adventure
Lands of Am., Inc., 482 F.3d 1028, 1032 (8th Cir. 2007).
2 “Nebraska’s rule concerning summary judgment procedure places clear
requirements on the moving and opposing parties.” Tramp v. Assoc. Underwriters,
Inc., 768 F.3d 793, 799 (8th Cir. 2014). “[T]he rules clearly require that [the opposing
party] respond in kind, and in a specific fashion, to the statement of undisputed facts
asserted by [the moving parties] in their motion for summary judgment.” Id. (holding
district court properly considered the movant’s statement of facts admitted where
opposing party did not comply with NECivR 56.1(b)(1)).
Bd. of Trs., 863 F.3d 1062, 1067 (8th Cir. 2017) (status as pro se litigant does not
excuse noncompliance with local rules regarding summary judgment). Here, the
court even “referred [Plaintiff] to Federal Rule of Civil Procedure 56 and this court’s
corresponding local rule, NECivR 56.1, for guidance” in preparing his response to
Defendants’ motion for summary judgment (Filing 178). See Webb v. Johnson, No.
4:21CV3042, 2022 WL 2657187, at *1 (D. Neb. July 8, 2022).
V. UNDISPUTED MATERIAL FACTS
The court finds there is no genuine dispute as to the following material facts
which are properly referenced in separate numbered paragraphs in Defendants’ brief
in support of their motion for summary judgment and which have not been directly
controverted by Plaintiff:
1. Plaintiff was arrested on October 10, 2020, was taken to the Lancaster
County Adult Detention Facility (“ADF”), and has remained there since. (Ex No 7
Webb Dep. at 9:19-25)
2. At all times relevant, Brad Johnson was employed as the Director of the
Adult Detention Facility during the relevant times in question. (Ex No. 2 ¶ 2)
3. At all times relevant, Joseph Wilson was employed as a correctional guard
at the Adult Detention Facility during the relevant times in question. (Ex No. 3 ¶ 2)
4. At all times relevant, Tyson Helm was employed as a correctional guard at
the Adult Detention Facility during the relevant times in question. (Ex No. 4 ¶ 2)
5. At all times relevant, Joshua Eaton was employed as a correctional guard
at the Adult Detention Facility during the relevant times in question. (Ex No. 5 ¶ 2)
6. From October 11, 2020, to November 4, 2020, Plaintiff was housed in J-
Pod, a unit of the ADF. (Ex. No. 2 ¶ 3)
7. On November 4, 2020, the Plaintiff was transferred to S-Pod and has
remained there ever since. (Ex. No. 2 ¶ 3)
8. In response to the COVID-19 pandemic, Lancaster County adopted Policy
14.I.1 Pandemic Response (COVID-19). (Ex. No. 2 ¶ 3)
9. The Pandemic Response Policy requires inmates at ADF to comply with
daily temperature screenings. (Ex. No. 2 ¶ 5)
10. The Pandemic Response Policy provides that inmates in S-pod who refuse
a temperature screening are to remain in their cell. (Ex. No. 2 ¶ 9)
11. The Pandemic Response Policy provides that inmates in S-pod who refuse
a temperature check are to be referred for disciplinary proceedings. (Ex. No. 2 ¶ 8)
12. Plaintiff refused all ADF attempts to take his temperature. (Ex. No. 7
Webb Dep. at 62:9-14)
13. Defendants Joseph Wilson only refused to release Plaintiff from his cell
based on the Pandemic Response Policy. (Ex No. 3 ¶ 5)
14. Defendants Tyson Helm only refused to release Plaintiff from his cell
based on the Pandemic Response Policy. (Ex No. 4 ¶ 5)
15. Defendants Joshua Eaton only refused to release Plaintiff from his cell
based on the Pandemic Response Policy. (Ex No. 5 ¶ 5)
16. Plaintiff admits that Defendants were just following policy when they
refused to release him from his cell. (Ex. No. 7 Webb Dep. at 51:13-23)
17. Plaintiff admits Defendants did not intend to punish him. (Ex. No. 8 Webb
Dep. at 69:12-73:11)
18. Plaintiff was provided 24-hour advance notice of all disciplinary hearings
against him between the dates of October 12-18, 2020. (Ex. No. 6 ¶ 4)
19. Plaintiff was provided a copy of the investigative report that were the basis
for all disciplinary hearings against him between the dates of October 12-18, 2020.
(Ex. No. 6 ¶¶ 3-4)
20. Plaintiff was given an opportunity to participate in the disciplinary
hearings between the dates of October 12-18, 2020. (Ex. No. 6 ¶ 6)
21. Plaintiff refused to participate in the initial disciplinary hearings between
the dates of October 12-18, 2020. (Ex. No. 6 ¶ 6)
22. Plaintiff appealed the outcome of his disciplinary hearings that occurred
between the dates of October 12-18, 2020. (Ex. No. 8 Webb Dep. at 40:11-14)
23. Plaintiff never appealed the disciplinary hearing based on an inability to
participate in the hearing or lack of notice. (Ex. No. 8 Webb Dep. at 40:7-10)
24. Defendant Brad Johnson did not participate in Plaintiff’s disciplinary
hearings in any way. (Ex. No. 2 ¶ 7).
25. Plaintiff acknowledged, “Brad Johnson don’t do disciplinary hearings
here.” (Ex. No. 8 Webb Dep. 42:16-17)
VI. ANALYSIS
The Eighth Circuit has determined that a conditions-of-confinement claim
brought by a pretrial detainee should be analyzed using an objective “punishment”
standard, rather than a subjective “deliberate indifference” standard. See Stearns v.
Inmate Servs. Corp., 957 F.3d 902 (8th Cir. 2020). This is because the Supreme
Court has held that the government may detain persons pending trial and “may
subject [them] to the restrictions and conditions of [a] detention facility so long as
those conditions and restrictions do not amount to punishment, or otherwise violate
the Constitution.” Bell v. Wolfish, 441 U.S. 520, 536-37 (1979).
The Court [in Bell] articulated two ways to determine whether
conditions rise to the level of punishment. A plaintiff could show that
the conditions were intentionally punitive. Alternatively, if there is no
expressly demonstrated intent to punish, the plaintiff could also show
that the conditions were not reasonably related to a legitimate
governmental purpose or were excessive in relation to that purpose. If
conditions are found to be arbitrary or excessive, it is permissible to
infer that the purpose of the governmental action is punishment that
may not constitutionally be inflicted upon detainees qua detainees.
Stearns, 957 F.3d at 907 (internal quotation marks and citations omitted).
Plaintiff cannot prove his claims against the jail guards using either approach.
The record shows these defendants were just following the Pandemic Response
Policy when they refused to release him from his cell, and that policy was reasonably
related to a legitimate governmental purpose—stemming the spread of Covid-19—
and was not excessive. See, e.g., May v. Higgins, No. 420CV00826BRWJJV, 2020
WL 4919562, at *3 (E.D. Ark. Aug. 7, 2020) (pretrial detainee who lost commissary
privileges for one week for refusing to have his temperature taken failed to plead
plausible procedural due process claim because isolating a detainee to prevent the
spread of Covid-19 is not punishment), report and recommendation adopted, No.
420CV00826BRWJJV, 2020 WL 4905833 (E.D. Ark. Aug. 20, 2020), appeal
dismissed, No. 20-2854, 2020 WL 8743616 (8th Cir. Oct. 1, 2020). Even if the
constitutionality of that policy might be open to debate, Defendants are entitled to
qualified immunity. Plaintiff has failed to show the law was clearly established in
November 2020 that it was unconstitutional for jailers to restrict inmates to their
cells for refusing to have their temperatures taken.
The evidence also conclusively establishes that Plaintiff received notice and
an opportunity to be heard before being disciplined in October 2020, but that he
refused to participate in disciplinary hearings. In addition, Director Johnson, the only
Defendant who is alleged to have denied Plaintiff’s right to procedural due process,
was not involved.3 In short, Plaintiff’ procedural due process claim is frivolous.
VII. PLAINTIFF’S MOTIONS
As a final matter, Plaintiff has filed two motions for reconsideration. First,
Plaintiff requests reconsideration of the court’s Memorandum and Order entered on
June 29, 2022 (Filing 165), denying his fifth request for appointment of counsel
(Filing 152) to represent him at the final pretrial conference. This motion (Filing
195) is moot because there will not be a trial and, in any event, is without merit.
Second, Plaintiff has filed a “motion to take judicial notice” (Filing 207) in which
he requests reconsideration of the court’s Memorandum and Order that was entered
on July 27, 2023 (Filing 202), denying his request for additional discovery (Filing
184) and seventh request for appointment of counsel (Filings 183). This motion will
be denied because Plaintiff has not shown that the order was entered as a result of a
3 The court allowed this claim to proceed to service of process by liberally
construing Plaintiff’s Amended Complaint as alleging that “Brad Johnson directed
the issuance of the disciplinary reports and restricted Plaintiff to his cell without
giving Plaintiff notice or an opportunity to be heard.” Memorandum and Order
entered on December 17, 2021 (Filing 76 at 11).
mistake of law or fact, or that there are any other grounds for relief. See Fed. R. Civ.
P. 60(b). Plaintiff's allegations of misconduct are unsubstantiated.
VIII. CONCLUSION
The court finds there is no genuine dispute as to any material fact and
Defendants are entitled to judgment as a matter of law.
IT IS THEREFORE ORDERED:
1. Defendant’s motion for summary judgment (Filing 161) is granted, and
Plaintiff’s action is dismissed with prejudice.
2. Plaintiff’s motion for reconsideration (Filing 195) is denied.
3. Plaintiff's motion to take judicial notice (Filing 207) is denied.
4. Judgment shall be entered by separate document.
Dated this 4th day of August 2022.
BY THE COURT:
fiuchirdk F Ac YH
Richard G. KG6pf
Senior United States District Judge
10