recognizing that “the jurisprudence governing Fourth Amendment excessive force actions also controls a party’s actions for battery and gross negligence”
How later courts described this case
- recognizing that “the jurisprudence governing Fourth Amendment excessive force actions also controls a party’s actions for battery and gross negligence”
- “an amended complaint does not divest an earlier verified complaint of its evidentiary value as an affidavit at the summary judgment stage”
Written by the judges who cited it.
The opinion
IN THE UNITED STATES DISTRICT COURT
FOR THE WESTERN DISTRICT OF NORTH CAROLINA
CHARLOTTE DIVISION
CIVIL CASE NO. 3:21-cv-00271-MR
ROMUS ELLIS, )
)
Plaintiff, )
) MEMORANDUM OF
vs. ) DECISION AND ORDER
)
CAMERON MASSAGEE, et al., )
)
Defendants. )
_______________________________ )
THIS MATTER is before the Court on Defendants Mickey Beaver,
Cameron Massagee, Brandon Bryan, and Christopher Poteat’s Motion for
Summary Judgment [Doc. 64].
I. BACKGROUND
The pro se Plaintiff Romus Ellis, proceeding pro se, filed this action
pursuant to 42 U.S.C. § 1983 while he was incarcerated in the North Carolina
Department of Adult Corrections (“NCDAC”).1 This action addresses an
incident that allegedly occurred at the Alexander Correctional Institution
when the Plaintiff was allegedly forced to take unwanted medication. The
verified Complaint was not screened for frivolity because the Plaintiff had
1 The Plaintiff is no longer incarcerated.
attempted to amend in a piecemeal fashion. [Doc. 1: Complaint; Doc. 12:
Order denying Motion to Amend]. The Plaintiff was granted the opportunity
to amend and the unverified Amended Complaint passed initial review in
part. [Doc. 13: Am. Compl.; Doc. 15: Order on Initial Review of Am. Compl.].
The Plaintiff then filed an unverified Second Amended Complaint that passed
initial review on claims against Defendants Beaver,2 Massagee,3 Bryan,4 and
Poteat5 in their individual capacities for the use of excessive force/failure to
intervene, and for the involuntary administration of medication.6 [Doc. 18:
Second Am. Compl.; Doc. 19: Order on Initial Review of the Second Am.
Compl.]. The Court exercised supplemental jurisdiction over the Plaintiff’s
assault and battery claims against the Defendants under North Carolina law.
[Id.]. The Plaintiff seeks a declaratory judgment, injunctive relief,
compensatory damages, a jury trial, the costs of this lawsuit, and any other
2 “Correctional Officer Beaver” in the Second Amended Complaint. [Doc. 18 at 3].
3 “Correctional Officer Masscgee” in the Second Amended Complaint. [Doc. 18 at 2].
4 “Correctional Officer Jhon Doe” in the Second Amended Complaint. [Doc. 18 at 13].
5 “Correctional Officer Poteat” in the Second Amended Complaint. [Doc. 18 at 3].
6 The Second Amended Complaint also passed initial review against Defendants Kenneth
E. Gagnon and FNU Stanford; however, these Defendants were dismissed from the
action for failure of service. [Docs. 42, 44].
relief that the Court deems just, proper, and equitable. [Doc. 18: Second
Am. Compl. at 5].
The Defendants filed the instant Motion for Summary Judgment. [Doc.
64: MSJ]. Thereafter, the Court entered an Order in accordance with
Roseboro v. Garrison, 528 F.2d 309 (4th Cir. 1975), advising the Plaintiff of
the requirements for filing a response to the summary judgment motion and
of the manner in which evidence could be submitted to the Court. [Doc. 67:
Roseboro Order]. The Plaintiff has not responded, and the time to do so has
expired.7 This matter is ripe for disposition.
II. STANDARD OF REVIEW
Summary judgment shall be granted “if the movant shows that there is
no genuine dispute as to any material fact and the movant is entitled to
judgment as a matter of law.” Fed. R. Civ. P. 56(a). A factual dispute is
genuine “if the evidence is such that a reasonable jury could return a verdict
for the nonmoving party.” Anderson v. Liberty Lobby, Inc., 477 U.S. 242, 248
7 The Court will consider the Plaintiff’s verified Complaint [Doc. 1] in the summary
judgment analysis. See Goodman v. Diggs, 986 F.3d 493, 499 (4th Cir. 2021) (“an
amended complaint does not divest an earlier verified complaint of its evidentiary value
as an affidavit at the summary judgment stage”). The Plaintiff’s other verified documents
and exhibits do not relate to the incidents at issue in this action and, therefore, they will
not be addressed. [See, e.g., Doc. 9: verified Motion for Temporary Restraining Order
and Exhibits (addressing alleged retaliation for filing the lawsuit); Doc. 10: verified Motion
for Appointment of Counsel; Doc. 11: verified Motion to Amend; Docs. 23, 48: verified
Notices of Change of Address].
(1986). A fact is material only if it might affect the outcome of the suit under
governing law. Id.
The movant has the “initial responsibility of informing the district court
of the basis for its motion, and identifying those portions of the pleadings,
depositions, answers to interrogatories, and admissions on file, together with
the affidavits, if any, which it believes demonstrate the absence of a genuine
issue of material fact.” Celotex Corp. v. Catrett, 477 U.S. 317, 323 (1986)
(internal citations omitted).
Once this initial burden is met, the burden shifts to the nonmoving
party. The nonmoving party “must set forth specific facts showing that there
is a genuine issue for trial.” Id. at 322 n.3. The nonmoving party may not
rely upon mere allegations or denials of allegations in his pleadings to defeat
a motion for summary judgment. Id. at 324. Rather, the nonmoving party
must oppose a proper summary judgment motion with citation to
“depositions, documents, electronically stored information, affidavits or
declarations, stipulations …, admissions, interrogatory answers, or other
materials” in the record. See id.; Fed. R. Civ. P. 56(c)(1)(a). Namely, the
nonmoving party must present sufficient evidence from which “a reasonable
jury could return a verdict for the nonmoving party.” Anderson, 477 U.S. at
248. To that end, only evidence admissible at trial may be considered by the
Court on summary judgment. Kennedy v. Joy Technologies, Inc., 269 F.
App’x 302, 308 (4th Cir. 2008) (citation omitted).
When ruling on a summary judgment motion, a court must view the
evidence and any inferences from the evidence in the light most favorable to
the nonmoving party. Anderson, 477 U.S. at 255. Facts, however, “must be
viewed in the light most favorable to the nonmoving party only if there is a
‘genuine’ dispute as to those facts.” Scott v. Harris, 550 U.S. 372, 380, 127
S.Ct. 1769, 1776 (2007). As the Supreme Court has emphasized,
“[w]hen the moving party has carried its burden under
Rule 56(c), the opponent must do more than simply
show there is some metaphysical doubt as to the
material facts …. Where the record taken as a whole
could not lead a rational trier of fact to find for the
nonmoving party, there is no ‘genuine issue for trial.’”
Matsushita Elec. Industrial Co. v. Zenith Radio Corp.,
475 U.S. 574, 586-87, 106 S. Ct. 1348 (1986)
(footnote omitted). “[T]he mere existence of some
alleged factual dispute between the parties will not
defeat an otherwise properly supported motion for
summary judgment; the requirement is that there be
no genuine issue of material fact.” Anderson v.
Liberty Lobby, Inc., 477 U.S. 242, 247-28, 106 S. Ct.
2505 (1986). When opposing parties tell two
different stories, one of which is blatantly
contradicted by the record, so that no reasonable jury
could believe it, a court should not adopt that version
of the facts for purposes of ruling on a motion for
summary judgment.
Scott, 550 U.S. at 380.
III. FACTUAL BACKGROUND
The following is a summary of the relevant portions of the undisputed
forecast of evidence.
On April 24, 2021, the Plaintiff was incarcerated at the Alexander
Correctional Institution where Defendant Beaver was a captain; Defendant
Massagee was a sergeant; Defendant Poteat was a lieutenant; and
Defendant Bryan was a correctional officer. [Doc. 1: Complaint at 2-3; Doc.
65-3: Bryan Decl. at ¶ 2; Doc. 65-4: Massagee Decl. at ¶ 2].
On the morning of April 24, 2021, the “medication tech”8 and an
unknown officer approached the Plaintiff’s cell to provide him with mental
health medication. [Doc. 1: Complaint at 2]. Officer Bryan witnessed the
Plaintiff swallow a unknown number of pills and state that he wanted to die.
[Doc. 65-3: Bryan Decl. at ¶ 3]. The Plaintiff was ordered multiple times to
stop swallowing pills but he continued to do so. [Doc. 65-3: Bryan Decl. at ¶
3]. Officer Bryan administered two short bursts of OC pepper spray to stop
the Plaintiff from swallowing more pills and notified the sergeant. [Doc. 65-3:
Bryan Decl. at ¶¶ 3, 5].
Sergeant Massagee was informed that the Plaintiff had swallowed an
unknown number of pills and that pepper spray had been used in an attempt
8 The “medication tech” is not a defendant in this case.
to stop him from ingesting more pills. [Doc. 65-4: Massagee Decl. at ¶ 3].
When Massagee arrived, the Plaintiff continued to swallow pills and defy
orders to submit to restraints. [Doc. 65-4: Massagee Decl. at ¶ 3]. Sergeant
Massagee ordered additional pepper spray to be deployed in order to stop
the Plaintiff from attempting to take his own life. [Doc. 65-4: Massagee Decl.
at ¶¶ 3, 5]. The Plaintiff was again ordered to submit to restraints, and he
complied. [Doc. 65-4: Massagee Decl. at ¶ 3; Doc. 65-3: Bryan Decl. at ¶ 4;
Doc. 1: Complaint at 2]. The Plaintiff was not violating any prison rule and
was not acting disruptively or aggressively while being handcuffed. [Doc. 1:
Complaint at 4].
Officer Bryan and Sergeant Massagee escorted the Plaintiff to Lower
Red where they placed the Plaintiff in full restraints and assisted staff in
securing him. [Doc. 65-3: Bryan Decl. at ¶¶ 4, 6; Doc. 65-4: Massagee Decl.
at ¶¶ 4, 6; Doc. 1: Complaint at 2]. Captain Beaver and Lieutenant Poteat
were present. [Doc. 1: Complaint at 2]. The Plaintiff told “staff” that he did
not want medical treatment, and Captain Beaver gave the order for forced
medication to be applied by mouth. [Doc. 1: Complaint at 2]. Medical staff
forcibly administered activated charcoal to save the Plaintiff’s life. [Doc. 65-
3: Bryan Decl. at ¶¶ 4, 6; Doc. 65-4: Massagee Decl. at ¶¶ 4, 6; Doc. 1:
Complaint at 2]. The Plaintiff’s lip was “busted and scratched,” his mouth
was bruised and bleeding, and he received “neck and back injury” in the
incident. [Doc. 1: Complaint at 1, 4].
The Plaintiff was sent to the hospital via EMS for further treatment.
[Doc. 1: Complaint at 4; Doc. 65-3: Bryan Decl. at ¶ 4; see Doc. 65-2: Medical
Records (reflecting Plaintiff’s hospitalization for a suicide attempt, having
ingested a toxic level of acetaminophen)].
Officer Bryan and Sergeant Massagee used the minimum amount of
force necessary during this incident to achieve the correctional objective of
saving the Plaintiff’s life, and not for the purpose of harming him. [Doc. 65-
3: Bryan Decl. at ¶¶ 7-8; Doc. 65-4: Massagee Decl. at ¶¶ 7-8].
IV. DISCUSSION
A. Excessive Force
The Eighth Amendment prohibits the infliction of “cruel and unusual
punishments,” U.S. CONST. amend. VIII, and protects prisoners from the
“unnecessary and wanton infliction of pain.” Whitley v. Albers, 475 U.S. 312,
319 (1986). To establish an Eighth Amendment claim, an inmate must
satisfy both an objective component–that the harm inflicted was sufficiently
serious–and a subjective component–that the prison official acted with a
sufficiently culpable state of mind. Williams v. Benjamin, 77 F.3d 756, 761
(4th Cir. 1996). In adjudicating an excessive force claim, the Court must
consider such factors as the need for the use of force, the relationship
between that need and the amount of force used, the extent of the injury
inflicted, and, ultimately, whether the force was “applied in a good faith effort
to maintain or restore discipline, or maliciously and sadistically for the very
purpose of causing harm.” Whitley, 475 U.S. at 320-21. The Supreme Court
has made clear that “[a]n inmate who is gratuitously beaten by guards does
not lose his ability to pursue an excessive force claim merely because he
has the good fortune to escape without serious injury.” Wilkins v. Gaddy,
559 U.S. 34, 38 (2010).
The Fourth Circuit recognizes a cause of action for bystander liability
“premised on a law officer’s duty to uphold the law and protect the public
from illegal acts, regardless of who commits them.” Stevenson v. City of
Seat Pleasant, Md., 743 F.3d 411, 416-17 (4th Cir. 2014) (quoting Randall
v. Prince George’s Cnty., 302 F.3d 188, 203 (4th Cir. 2002)). A “bystander
officer” can be liable for his or her nonfeasance if he or she: “(1) knows that
a fellow officer is violating an individual’s constitutional rights; (2) has a
reasonable opportunity to prevent the harm; and (3) chooses not to act.”
Randall, 302 F.3d at 204.
The Plaintiff claims that the Defendants violated the Eighth
Amendment as follows: Defendant Beaver verbally threatened the Plaintiff
would be physically forced to take medication, then gave the order to forcibly
medicate him; Poteat blocked the view of the incident through the side door
and window; Massagee wrapped his arms around Plaintiff’s legs to restrain
him; and Bryan pulled Plaintiff’s hair to force him back onto the table while
medical staff forcibly administered medication. [Doc. 18 at 5]. However, the
Plaintiff has not forecast any evidence in support of these claims.
The undisputed forecast of evidence demonstrates that the Plaintiff
stated his intent to kill himself; he then swallowed a toxic amount of
acetaminophen; that he was pepper sprayed to prevent him from continuing
to swallow pills in an attempt to save his life; that he was finally restrained
and taken to medical where he was forcibly administered activated charcoal
to save his life; and that the minimal amount of force was used to achieve
the correctional objective of preserving his life. [See Doc. 65-2: Medical
Records; Doc. 65-3: Bryan Decl. at ¶¶ 3-8; Doc. 65-4: Massagee Decl. at ¶¶
3-8]. There is no forecast of evidence that any Defendant used more force
than was reasonably warranted by the Plaintiff’s self-injurious behavior,
refusal to comply with orders, and refusal of life-saving medication; or that
any Defendant failed to intervene to prevent Plaintiff’s constitutional rights
from being violated. [See id.]. Accordingly, the Defendants’ Motion for
Summary Judgment is granted because there is no forecast of evidence that
any Defendant violated the Eighth Amendment.
The Court further concludes, after carefully reviewing the Plaintiff’s
allegations and the parties’ forecasts of evidence, that the Plaintiff’s claims
are frivolous and malicious. See 28 U.S.C. §§ 1915(e)(2)(B)(i), 1915A(b)(1).
B. Qualified Immunity
“Qualified immunity protects officers who commit constitutional
violations but who, in light of clearly established law, could reasonably
believe that their actions were lawful.” Henry v. Purnell, 652 F.3d 524, 531
(4th Cir. 2011) (en banc). “To determine whether an officer is entitled to
qualified immunity, the court must examine (1) whether the plaintiff has
demonstrated that the officer violated a constitutional right and (2) whether
that right was clearly established at the time of the alleged violation.” E.W.
ex rel. T.W. v. Dolgos, 884 F.3d 172, 178 (4th Cir. 2018) (internal quotation
marks omitted). The doctrine of qualified immunity “gives government
officials breathing room to make reasonable but mistaken judgments and
protects all but the plainly incompetent or those who knowingly violate the
law.” Smith v. Ray, 781 F.3d 95, 100 (4th Cir. 2015) (internal quotation marks
omitted).
Here, because the Plaintiff has not forecast evidence that any
Defendant violated a constitutional right, the Defendants are also entitled
qualified immunity and summary judgment is granted on this ground as well.
C. Supplemental Jurisdiction
On initial review, the Court exercised supplemental jurisdiction over the
Plaintiff’s North Carolina assault and battery claims that were based on the
same incidents as § 1983 Eighth Amendment claims that had passed initial
review. [See Doc. 18: Order on Initial Review of Second Am. Compl. at 4].
Here, the Plaintiff has failed to forecast any evidence whatsoever in
support of his North Carolina assault and battery claims. As discussed
supra, the related § 1983 claims have been dismissed. The Plaintiff’s North
Carolina claims based on the same conduct likewise fail. See, e.g., Njang v.
Montgomery Cnty., Maryland, 279 F. App’x 209, 216 (4th Cir. 2008)
(recognizing that “the jurisprudence governing Fourth Amendment excessive
force actions also controls a party’s actions for battery and gross
negligence”); Wilcoxson v. Painter, 2016 WL 866327, at *10 (E.D.N.C. March
3, 2016) (“[w]here a law enforcement officer’s use of force was reasonable
for the purposes of finding qualified immunity to a § 1983 excessive force
claim, it is fatal to the Plaintiff’s state law tort claims.”). Accordingly, the
Defendants’ Motion for Summary Judgment with respect to the Plaintiff's
North Carolina assault and battery claims is granted.
IV. CONCLUSION
For the reasons stated herein, the Court grants Defendants’ Motion for
Summary Judgment, and this action is dismissed with prejudice as frivolous
and malicious.
ORDER
IT IS, THEREFORE, ORDERED that Defendants’ Motion for Summary
Judgment [Doc. 64] is GRANTED, and this action is DISMISSED WITH
PREJUDICE AS FRIVOLOUS AND MALICIOUS.
The Clerk is respectfully instructed to terminate this action.
IT IS SO ORDERED.
Signed: February 13, 2024
Martifi Reidinger ee
Chief United States District Judge AS
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