to establish liability under 42 U.S.C. § 1983, a plaintiff must show that the defendants “acted personally” to cause the alleged violation
How later courts described this case
- to establish liability under 42 U.S.C. § 1983, a plaintiff must show that the defendants “acted personally” to cause the alleged violation
- in the prison context, retaliation claims are treated with skepticism because “[e]very act of discipline by prison officials is by definition ‘retaliatory’ in the sense that it responds directly to prisoner misconduct.”
- the “same-decision test” applies to prisoner retaliation claims
Written by the judges who cited it.
The opinion
IN THE UNITED STATES DISTRICT COURT
FOR THE WESTERN DISTRICT OF NORTH CAROLINA
ASHEVILLE DIVISION
CIVIL CASE NO. 1:22-cv-00105-MR
GARY LEE BEATTY, JR., )
)
Plaintiff, )
)
vs. )
)
FNU WARREN, et al., ) ORDER
)
Defendants. )
_______________________________ )
THIS MATTER is before the Court on initial review of the pro se
Amended Complaint. [Doc. 17]. The Plaintiff is proceeding in forma
pauperis. [Doc. 9].
I. BACKGROUND
The pro se incarcerated Plaintiff filed this action pursuant to 42 U.S.C.
§ 1983 addressing an incidents that allegedly occurred at the Craggy
Correctional Center.1 He again names as Defendants in their individual and
official capacities: Roy Cooper, the governor of North Carolina; Todd E.
Ishee, the North Carolina Department of Public Safety (NCDPS)2
1 The Plaintiff was subsequently released.
2 The NCDPS has recently been renamed the North Carolina Department of
Adult Corrections (NCDAC). The Court will hereinafter refer to the NCDPS by its new
commissioner of prisons; Timothy D. Moose, the NCDAC chief deputy
secretary; FNU McEntire, an associate superintendent at Craggy CC; D.
McMahan, the superintendent at Craggy CC; Michael McGee, a correctional
sergeant; Donald Grindstaff; and Randy S. Mull, a disciplinary hearing officer
(DHO). He raises claims under the First and Fourteenth Amendments of
“Freedom from Retaliation,” “Procedural Due Process” and “Equal
Protection.” [Doc. 17 at 3]. He seeks nominal and punitive damages. [Id. at
5].
II. STANDARD OF REVIEW
Because the Plaintiff is proceeding in forma pauperis, the Court must
review the Amended Complaint to determine whether it is subject to
dismissal on the grounds that it is “(i) frivolous or malicious; (ii) fails to state
a claim on which relief may be granted; or (iii) seeks monetary relief against
a defendant who is immune from such relief.” 28 U.S.C. § 1915(e)(2)(B); see
28 U.S.C. § 1915A (requiring frivolity review for prisoners’ civil actions
seeking redress from governmental entities, officers, or employees).
In its frivolity review, a court must determine whether a complaint
raises an indisputably meritless legal theory or is founded upon clearly
baseless factual contentions, such as fantastic or delusional scenarios.
Neitzke v. Williams, 490 U.S. 319, 327-28 (1989). Furthermore, a pro se
complaint must be construed liberally. Haines v. Kerner, 404 U.S. 519, 520
(1972). However, the liberal construction requirement will not permit a
district court to ignore a clear failure to allege facts in his complaint which set
forth a claim that is cognizable under federal law. Weller v. Dep’t of Soc.
Servs., 901 F.2d 387 (4th Cir. 1990).
III. DISCUSSION
To state a claim under § 1983, a plaintiff must allege that he was
“deprived of a right secured by the Constitution or laws of the United States,
and that the alleged deprivation was committed under color of state law.”
Am. Mfrs. Mut. Ins. Co. v. Sullivan, 526 U.S. 40, 49-50 (1999).
The Plaintiff again refers to individuals not named as defendants, uses
vague terms and pronouns, and appears to seek relief on behalf of other
inmates. [See Doc. 17 at 13-14, 16]. These claims are dismissed for the
reasons discussed in the Order on initial review of the Complaint. [See Doc.
14 at 3-5].
The Plaintiff purports to sue Defendants, who are state officials, in their
individual and official capacities. However, “a suit against a state official in
his or her official capacity is not a suit against the official but rather is a suit
against the official’s office.” Will v. Dep’t of State Police, 491 U.S. 58, 71
(1989). Because a state is not a “person” under § 1983, state officials acting
in their official capacities cannot be sued for damages thereunder. Allen v.
Cooper, No. 1:19-cv-794, 2019 WL 6255220, at *2 (M.D.N.C. Nov. 22, 2019).
Furthermore, the Eleventh Amendment bars suits for monetary damages
against the State of North Carolina and its various agencies. See Ballenger
v. Owens, 352 F.3d 842, 844-45 (4th Cir. 2003). As such, Plaintiff’s claims
against Defendants in their official capacities do not survive initial review and
will be dismissed.
The Plaintiff reiterates his retaliation claim against Defendant
Grindstaff. [Doc. 17 at 13-14]. This claim passes initial review for the same
reasons discussed in the Order on initial review of the Complaint. [See Doc.
14 at 10-11].
The Plaintiff also asserts a retaliation claim against Defendant McGee.
[Doc. 17 at 13-14]. He claims that Defendant McGee knew about Defendant
Grindstaff’s alleged retaliation, and wrote the Plaintiff up at a later date for
disrespecting staff when Plaintiff called Ms. Case “a disgrace to public
service.”3 [Id.; see Doc. 5-2 at 19 (June 6, 2022 Offense and Disciplinary
Report charging a B24 offense for disrespecting staff)]. The retaliation claim
against Defendant McGee fails initial review. Mere knowledge of Defendant
Grindstaff’s alleged retaliation is insufficient to state a § 1983 claim. See
3 According to the Plaintiff, this infraction was “thrown out.” [Doc. 17 at 14].
generally Vinnedge v. Gibbs, 550 F.2d 926, 928 (4th Cir. 1977) (to establish
liability under 42 U.S.C. § 1983, a plaintiff must show that the defendants
“acted personally” to cause the alleged violation) (citation omitted); Monell v.
Dep’t of Soc. Servs., 436 U.S. 658, 694 (1978) (the doctrine of respondeat
superior does not apply in actions brought under § 1983). Further, his claim
about McGee’s write-up is self-defeating because the Plaintiff has admitted
conduct that constitutes a disciplinary infraction under NCDAC Policy and
Procedure. [See Offender Disciplinary Procedure .0202(b) (making it a B24
offense to: “[d]irect toward or use in the presence of any State official, any
member of the prison staff, any offender, or any member of the general
public, oral or written language or specific gestures or acts that are generally
considered disrespectful, profane, lewd, or defamatory.”)]; Fed. R. Ev. 201;
Martin v. Duffy, 977 F.3d 294, 300 (4th Cir. 2020) (the “same-decision test”
applies to prisoner retaliation claims); Adams v. Rice, 40 F.3d 72, 74 (4th Cir.
1994) (in the prison context, retaliation claims are treated with skepticism
because “[e]very act of discipline by prison officials is by definition ‘retaliatory’
in the sense that it responds directly to prisoner misconduct.”). Accordingly,
the retaliation claim against Defendant McGee is dismissed.
The Plaintiff reasserts his claims asserting due process violations in
disciplinary proceedings4 [Doc. 17 at 14-15]; asserting equal protection
violations because he is unvaccinated for COVID-19 [id. at 16-17];
challenging prison policies [id. at 15, 17]; and asserting supervisory liability
[id. at 15-18]. These claims fail for the reasons discussed in the Order on
initial review of the Complaint, and they are dismissed. [Doc. 14 at 7-14].
IV. CONCLUSION
The Amended Complaint passes initial review against Defendant
Grindstaff for retaliation, and the remaining claims are dismissed.
ORDER
IT IS, THEREFORE, ORDERED that:
1. The Amended Complaint [Doc. 17] passes initial review against
Defendant Grindstaff for retaliation.
2. The Plaintiff’s remaining claims, including his official capacity claims
are DISMISSED.
3. Defendants McEntire, McMahan, McGee, Mull, Cooper, Moose,
and Ishee are DISMISSED as Defendants in this matter.
4 The Plaintiff appears to refer to three disciplinary proceedings. He pleaded guilty in two
of them [Doc. 1-6 at 1-2 (April 20, 2022 guilty plea); Doc. 5-2 at 13 (June 1, 2022 guilty
plea)], and the third was “thrown out” [Doc. 5-2 at 19 (McGee write-up); Doc. 17 at 14].
4. ITIS FURTHER ORDERED that the Clerk of Court shall commence
the procedure for waiver of service as set forth in Local Civil Rule
4.3 for Defendant Donald Grindstaff who is alleged to be a current
or former employee of the North Carolina Department of Public
Safety.
ITIS SO ORDERED. □□ February 22, 2023
Martifi Reidinger ee
Chief United States District Judge “AES