Opinion

Henslee v. Slagle

Court
District Court, W.D. North Carolina
Filed
Oct 3, 2022
Cited by
0 cases
Authority
More cited than 24.9%

Section 1983 liability cannot be based on respondeat superior alone

How later courts described this case

  • Section 1983 liability cannot be based on respondeat superior alone
  • conclusory allegations, unsupported by specific allegations of material fact are not sufficient
  • a pleader must allege facts, directly or indirectly, that support each element of the claim
  • “harsh and atypical confinement conditions in and of themselves [do not] give rise to a liberty interest in their avoidance”

Written by the judges who cited it.

The opinion

IN THE UNITED STATES DISTRICT COURT

FOR THE WESTERN DISTRICT OF NORTH CAROLINA

ASHEVILLE DIVISION

CIVIL CASE NO. 1:22-cv-00132-MR

JONATHAN HENSLEE, )

)

Plaintiff, )

)

vs. )

)

MIKE SLAGLE, et al., ) ORDER

)

Defendants. )

_______________________________ )

THIS MATTER is before the Court on initial review of the pro se

Complaint. [Doc. 1]. Also pending are: a Second Declaration [Doc. 11] that

is construed as a Motion to Amend and Supplement; and a Motion for a

Temporary Restraining Order [Doc. 12]. The Plaintiff is proceeding in forma

pauperis. [Doc. 13].

I. BACKGROUND

The pro se incarcerated Plaintiff filed this civil rights action pursuant to

42 U.S.C. § 1983 addressing incidents that allegedly occurred at the

Mountain View Correctional Institution (MVCI), where he is presently

incarcerated. [Doc. 1]. He names as Defendants: Mike Slagle, the MVCI

superintendent; Dexter Gibbs, the MVCI assistant warden; and Eddie M.

Buffaloe, the North Carolina Department of Public Safety (NCDPS)

secretary. He claims that the Defendants have violated his First and Eighth

Amendment1 rights by stopping religious services in 2020, and by placing

the facility on lockdown in January 2022 without providing inmates with

“proper notice.” [Doc. 1 at 4-5]. As injury, he claims: “Not being able to have

religious services, and being on lockdown for 3 months without notice and

being able to shave/haircut or only go outside 7 or 8 times have affected my

mental health and my backpains have increased because of in part a lack of

outside exercise and recreation, the defendants are also denying inmates

religious correspondent courses.” [Doc. 1 at 5 (footnote omitted)]. He seeks

a declaratory judgment and injunctive relief. [Id.].

II. STANDARD OF REVIEW

Because the Plaintiff is proceeding in forma pauperis, the Court must

review the Complaint to determine whether it is subject to dismissal on the

grounds that it is “(i) frivolous or malicious; (ii) fails to state a claim on which

relief may be granted; or (iii) seeks monetary relief against a defendant who

is immune from such relief.” 28 U.S.C. § 1915(e)(2)(B); see 28 U.S.C. §

1915A (requiring frivolity review for prisoners’ civil actions seeking redress

from governmental entities, officers, or employees).

1 The Complaint is also liberally construed as including a Fourteenth Amendment due

process claim.

In its frivolity review, a court must determine whether a complaint

raises an indisputably meritless legal theory or is founded upon clearly

baseless factual contentions, such as fantastic or delusional scenarios.

Neitzke v. Williams, 490 U.S. 319, 327-28 (1989). Furthermore, a pro se

complaint must be construed liberally. Haines v. Kerner, 404 U.S. 519, 520

(1972). However, the liberal construction requirement will not permit a

district court to ignore a clear failure to allege facts in his complaint which set

forth a claim that is cognizable under federal law. Weller v. Dep’t of Soc.

Servs., 901 F.2d 387 (4th Cir. 1990).

III. DISCUSSION

To state a claim under § 1983, a plaintiff must allege that he was

“deprived of a right secured by the Constitution or laws of the United States,

and that the alleged deprivation was committed under color of state law.”

Am. Mfrs. Mut. Ins. Co. v. Sullivan, 526 U.S. 40, 49-50 (1999).

A. Parties

The Plaintiff appears to assert claims on behalf of himself as well as

on behalf of other MVCI inmates. [See, e.g., Doc. 1-2 at 4 (referring to 9 to

10 inmates who have gone on suicide watch); id. at 3 (claiming that “many

inmates” are unable to get in touch with their families). As a pro se prisoner,

he is not qualified to do so. See Myers v. Loudoun Cnty. Pub. Schls., 418

F.3d 395, 400 (4th Cir. 2005) (“An individual unquestionably has the right to

litigate his own claims in federal court The right to litigate for oneself,

however, does not create a coordinate right to litigate for others”); Hummer

v. Dalton, 657 F.2d 621, 625 (4th Cir. 1981) (prisoner’s suit is “confined to

redress for violations of his own personal rights and not one by him as knight-

errant for all prisoners.”); Oxendine v. Williams, 509 F.2d 1405, 1407 (4th Cir.

1975) (“it is plain error to permit [an] imprisoned litigant who is unassisted by

counsel to represent his fellow inmates in a class action.”). Accordingly, the

Complaint is dismissed to the extent that the Plaintiff attempts to assert

claims on behalf of others.

The Complaint contains pronouns and vague terms such as “officers”

rather than identifying the individual(s) involved in each allegation. [See,

e.g., Doc. 1-2 at 2]. To the extent that the Court is unable to determine to

whom the Plaintiff refers, these claims are too vague and conclusory to

proceed and are dismissed without prejudice. See generally Fed. R. Civ. P.

8(a)(2) (requiring a “short and plain statement of the claim showing that the

pleader is entitled to relief”); Simpson v. Welch, 900 F.2d 33, 35 (4th Cir.

1990) (conclusory allegations, unsupported by specific allegations of

material fact are not sufficient); Dickson v. Microsoft Corp., 309 F.3d 193,

201-02 (4th Cir. 2002) (a pleader must allege facts, directly or indirectly, that

support each element of the claim).

Moreover, to the extent that the Plaintiff refers to individuals who have

not been named as defendants in the caption as required by the Federal

Rules of Civil Procedure, the allegations are nullities. Fed. R. Civ. P. 10(a)

(“The title of the complaint must name all the parties”); Perez v. Humphries,

No. 3:18-cv-107-GCM, 2018 WL 4705560, at *1 (W.D.N.C. Oct. 1, 2018) (“A

plaintiff’s failure to name a defendant in the caption of a Complaint renders

any action against the purported defendant a legal nullity”). The allegations

directed at individuals not named as defendants are, therefore, also

dismissed without prejudice.

B. Religious Exercise

The Plaintiff alleges that the Defendants “are refusing to allow inmates

to have religious services since 2020,” [Doc. 1 at 4-5; Doc. 1-2 at 3], and “are

denying inmates religious correspondent courses.” [Doc. 1 at 5].

To state a free exercise claim under the First Amendment, a plaintiff

must allege facts sufficient to show that he held a sincere religious belief and

that the official action or regulation substantially burdened his exercise of

that belief. See generally Hernandez v. C.I.R., 490 U.S. 680, 699 (1989). A

prison policy that substantially burdens an inmate’s ability to practice his

religion withstands a First Amendment challenge when it is “reasonably

related to legitimate penological interests.” O’Lone v. Estate of Shabazz,

482 U.S. 342, 349 (1987) (quoting Turner v. Safley, 482 U.S. 78, 89 (1987)).

The Plaintiff’s allegations are too vague and conclusory to state a free

exercise claim. He does not allege that he had a sincere religious belief, or

that the Defendants substantially burdened his ability to practice his religion.

Accordingly, this claim is dismissed without prejudice.

C. Conditions of Confinement

The Plaintiff claims that, since January 2022, he has been on solitary

lockdown due to staffing shortages2 [Doc. 1 at 5; Doc. 1-2 at 2]; that he has

not had the opportunity to shave or get a haircut [Doc. 1 at 5]; that he has

only had outdoor recreation seven or eight times in a three-month period,

which he alleges is “not … [a] proper amount of outside recreation” [id. at 4-

5]; that the ability to make phone calls is restricted to one hour three times

per day [Doc. 1-2 at 3]; and that showers are not immediately available [id.].

The Plaintiff claims that these conditions have exacerbated his mental health

2 The details of the lockdown are unclear. The Plaintiff claims that 23-hour lockdown was

instituted on January 15, 2022 [Doc. 1-2 at 2], but he also claims that inmates are allowed

out of their cells for one hour three times each day [id. at 3]. [See also Doc. 12 at 2

(Motion for a Temporary Restraining Order referring to 21- or 22-hour lockdown)].

conditions3 and are partially responsible for his increased back pain. [Doc.

1 at 5; Doc. 1-2 at 5-6].

The Eighth Amendment prohibits the infliction of “cruel and unusual

punishments,” U.S. CONST. Amend. VIII, and protects prisoners from the

“unnecessary and wanton infliction of pain.” Whitley v. Albers, 475 U.S. 312,

319 (1986). The Eighth Amendment protects prisoners from inhumane

methods of punishment and from inhumane conditions of confinement.

Williams v. Benjamin, 77 F.3d 756, 761 (4th Cir. 1996). “Prison conditions

may be harsh and uncomfortable without violating the Eighth Amendment

prohibition against cruel and unusual punishment.” Dixon v. Godinez, 114

F.3d 640, 642 (7th Cir. 1997).

To establish an Eighth Amendment claim, an inmate must satisfy both

an objective component—that the harm inflicted was sufficiently serious—

and subjective component—that the prison official acted with a sufficiently

culpable state of mind. Williams, 77 F.3d at 761. The Supreme Court has

stated that “a prison official cannot be found liable under the Eighth

Amendment for denying an inmate humane conditions of confinement unless

the official knows of and disregards an excessive risk to inmate health or

safety.” Farmer v. Brennan, 511 U.S. 825, 837 (1994). “[T]he official must

3 See Section C, infra.

both be aware of facts from which the inference could be drawn that a

substantial risk of serious harm exists, and he must also draw the inference.”

Id. A plaintiff must also allege “a serious or significant physical or emotional

injury resulting from the challenged conditions.” Strickler v. Waters, 989 F.2d

1375, 1381 (4th Cir. 1993).

Here, the Plaintiff’s allegations are too vague and conclusory to state

an Eighth Amendment violation. The conditions that the Plaintiff has

identified are not objectively serious enough, and he has failed to adequately

allege that these conditions resulted from the Defendants’ deliberate

indifference, rather than circumstances outside the Defendants’ control.

[See Doc. 1-2 at 2 (noting that “officers” told “inmates” that the lockdowns

were due to officer covid infections and short-staffing)]. Accordingly, the

Plaintiff’s Eighth Amendment claim regarding the conditions of his

confinement is dismissed without prejudice.

C. Deliberate Indifference to Serious Medical and

Psychological Needs

The Plaintiff claims that he has been diagnosed with PTSD, ADHD,

general anxiety, and major depressive disorder [Doc. 1-2 at 5]; that placing

MVCI, a mental health prison, on lockdown is deliberately indifferent to his

medical and mental health needs [id. at 2-3]; that there are “extreme delay[s]”

in obtaining medical treatment [id. at 3]; and that there are “delays” in

receiving self-medications [id.]. The Plaintiff claims that he has struggled

with increased stress, vivid dreams, and hair-pulling due to anxiety, and that

he has had a mild worsening of his depression. [Id. at 5-6].

Prisoners have the right to receive adequate medical care while

incarcerated. See Estelle v. Gamble, 429 U.S. 97, 104 (1976); Scinto v.

Stansberry, 841 F.3d 219, 236 (4th Cir. 2016). This constitutional right is

violated when a prison official demonstrates “deliberate indifference” to an

inmate’s serious medical or psychological needs. Id.; Buffington v. Baltimore

Cnty., Md., 913 F.2d 113, 120 (4th Cir. 1990) (“A serious psychological

impairment can qualify as [a serious] medical need.”). To state a § 1983

claim for deliberate indifference to a serious medical need, a prisoner must

show that he has a serious medical need and that officials knowingly

disregarded that need and the substantial risk it posed. DePaola v. Clarke,

884 F.3d 481, 486 (4th Cir. 2018); see Farmer, 511 U.S. at 832.

A “serious medical need” is “one that has been diagnosed by a

physician as mandating treatment or one that is so obvious that even a lay

person would easily recognize the necessity for a doctor's attention.” Iko v.

Shreve, 535 F.3d 225, 241 (4th Cir. 2008) (internal quotation marks omitted).

An official acts with deliberate indifference if he had actual knowledge of the

prisoner's serious medical needs and the related risks but nevertheless

disregards them. DePaola, 884 F.3d at 846. The prison official “must both

be aware of facts from which the inference could be drawn that a substantial

risk of serious harm exists, and he must also draw the inference.” Farmer,

511 U.S. at 837. Mere negligence or malpractice does not violate the Eighth

Amendment. Miltier v. Beorn, 896 F.2d 848, 852 (4th Cir. 1990), overruled

on other grounds by Farmer, 511 U.S. at 825.

Assuming arguendo that the Plaintiff has serious medical and

psychological needs, he has failed to state a deliberate indifference claim.

He has not plausibly alleged that any of the Defendants—all of whom are

non-medical administrative supervisors—were aware of, and were

deliberately indifferent to, a serious medical or psychological need.

Moreover, this claim fails to the extent that it is based on respondeat

superior, which provides no basis for § 1983 liability. See generally Monell

v. New York City Dep’t of Soc. Servs., 436 U.S. 658 (1978) (Section 1983

liability cannot be based on respondeat superior alone); [see Doc. 1 at 4

(“Defendant’s Mike Slagle and Dexter Gibbs are 1&2 in command at the

prison … [and] Eddie Buffaloe is in direct charge of all prison’s in North

Carolina”) (errors uncorrected)]. Therefore, the Plaintiff’s claim for deliberate

indifference to his serious medical and psychological needs is dismissed

without prejudice.

D. Due Process

The Plaintiff claims that the Defendants instituted a facility lockdown

without giving the Plaintiff “proper notice” explaining the reason for the

lockdown. [Doc. 1 at 4, 5; Doc. 1-2 at 2-3].

To prevail on a procedural due process claim, an inmate must first

demonstrate that he was deprived of “life, liberty, or property” by

governmental action. Bevrati v. Smith, 120 F.3d 500, 502 (4th Cir. 1997).

Although prisoners are afforded some due process rights while incarcerated,

those liberty interests are limited to “the freedom from restraint which, while

not exceeding the sentence in such an unexpected manner as to give rise to

protection by the Due Process Clause of its own force, nonetheless imposes

atypical and significant hardship on the inmate in relation to the ordinary

incidents of prison life.” Sandin v. Conner, 515 U.S. 472, 484 (1995).

Moreover, changes “in a prisoner’s location, variations of daily routine,

changes in conditions of confinement (including administrative segregation),

and the denial of privileges [are] matters which every prisoner can anticipate

[and which] are contemplated by his original sentence to prison.” Gaston v.

Taylor, 946 F.2d 340, 343 (4th Cir. 1991).

The Plaintiff has failed to adequately allege that he had any liberty

interest in avoiding the conditions of which he presently complains, or that

any Defendant failed to provide him with any required process. See Prieto

v. Clarke, 780 F.3d 245, 251 (4th Cir. 2015) (“harsh and atypical confinement

conditions in and of themselves [do not] give rise to a liberty interest in their

avoidance”). Therefore, the Plaintiff’s due process claim is dismissed

without prejudice.

E. Motion to Amend and Supplement

In his Motion to Supplement, the Plaintiff seeks to “add things that were

left out and or things that have just came up….” [Doc. 11 at 1] (errors

uncorrected). Specifically, the Plaintiff claims that he has been diagnosed

with scoliosis [id. at 3]; that a sick call in March 2022 for severe back pain

was denied by a “nurse” and an “officer” [id. at 2-4]; that a “nurse”

rescheduled his back appointment on several occasions in July 2022 [id. at

2-3]; and that there have been days when he was not allowed out of his cell

[id. at 3]. He disagrees with the prison’s claim of understaffing and argues

that the prison should allow inmates to have time in the dayroom. [Id. at 3-

4].

A plaintiff may amend the complaint once as a matter of course within

21 days after serving the complaint, or within 21 days after service of a

responsive pleading or 21 days after service of a motion under Rule 12(b),

(e), or (f), which is earlier. Fed. R. Civ. P. 15(a)(1). A plaintiff may

subsequently amend with permission from the court which “shall be freely

granted when justice so requires.” Fed. R. Civ. P. 15(a)(2). A court may

permit a party to serve a supplemental pleading setting out “any transaction,

occurrence, or event that happened after the date of the pleading to be

supplemented….” Fed. R. Civ. P. 15(d).

The Plaintiff’s request to amend and supplement the Complaint is

denied. The allegations are nullities insofar as they refer to individuals who

have not been named as defendants. See Section A, supra. The claims

about insufficient medical care and the conditions of his confinement fail to

state a claim for the reasons discussed previously. See Sections B and C

supra. Moreover, piecemeal amendment will not be allowed.

Therefore, the Motion to Amend and Supplement is denied without

prejudice to file a superseding Amended Complaint in accordance with this

Order and all applicable timeliness and procedural requirements.4

4 The Plaintiff has filed documents including “Declarations” and exhibits that appear to be

in the nature of premature summary judgment filings. [See, e.g., Docs. 2, 4, 7, 8, 9]. The

Plaintiff is cautioned that premature, piecemeal, vexatious, or otherwise improper filings

are subject to being stricken. [See generally Doc. 5 (Order of Instructions)]. If the Plaintiff

is attempting to ask the Court for relief, he must do so in a motion. [Id.]. If the Plaintiff is

attempting to assert claims or make allegations, he must do so in a superseding Amended

Complaint. See generally Fed. R. Civ. P. 15. Any claims or allegations that are not

included the Amended Complaint will be waived. See generally Young v. City of Mt.

Ranier, 238 F.3d 567 (4th 2001) (as a general rule, and amended pleading ordinarily

supersedes the original and renders it of no legal effect).

F. Temporary Restraining Order

The Plaintiff claims that he has been on solitary lockdown for almost

eight months and that he is being denied religious services and “inmate

mental health.” [Doc. 12 at 1]. He asks the Court to require the Defendants

to “find a resolution for the entire inmate population being locked in their cells

for 21 & 22 hours a day…;” reduce the inmate population; bring in the

national guard or officers from other prisons; shut down the entire prison; or

allow inmates to occupy the dayroom. [Id. at 1-2].

Preliminary injunctive relief is an extraordinary remedy afforded before

trial at the discretion of the district court. In re Microsoft Corp. Antitrust Litig.,

333 F.3d 517, 524-26 (4th Cir. 2003). It is an extraordinary remedy never

awarded as of right. Winter v. Natural Res. Def. Council, Inc., 555 U.S. 7,

24 (2008). In each case, courts “must balance the competing claims of injury

and must consider the effect on each party of the granting or withholding of

the requested relief.” Amoco Prod. Co. v. Village of Gambell, 480 U.S. 531,

542 (1987). To obtain a preliminary injunction, the plaintiff must establish (1)

that he is likely to succeed on the merits; (2) that he is likely to suffer

irreparable harm in the absence of preliminary relief; (3) that the balance of

equities tips in his favor; and (4) that an injunction is in the public interest.

Winter, 555 U.S. at 20. The Plaintiff has not established any of the elements

that would warrant preliminary injunctive relief. Therefore, this Motion is

denied.

IV. CONCLUSION

In sum, the Plaintiff has failed to state a claim against any Defendant

and the Complaint is dismissed without prejudice. The Second Declaration

is construed as a Motion to Amend and Supplement and is denied without

prejudice to amend the Complaint as described in this Order. The Motion for

Temporary Restraining Order is denied.

The Court will allow the Plaintiff thirty (30) days to amend his

Complaint, if he so chooses, to correct the deficiencies identified in this Order

and to otherwise properly state a claim upon which relief can be granted.

Any Amended Complaint will be subject to all timeliness and procedural

requirements and will supersede his previous filings. Piecemeal amendment

will not be allowed. Should the Plaintiff fail to timely file an Amended

Complaint in accordance with this Order, this action will be dismissed without

prejudice and without further notice to the Plaintiff.

ORDER

IT IS, THEREFORE, ORDERED that:

1. The Complaint [Doc. 1] is DISMISSED WITHOUT PREJUDICE

pursuant to 28 U.S.C. § 1915(e)(2)(B)(i)-(ii).

2. The Plaintiffs Second Declaration [Doc. 11] is construed as a

Motion to Amend and Supplement and is DENIED WITHOUT

PREJUDICE.

3. The Plaintiffs Motion for a Temporary Restraining Order [Doc. 12]

is DENIED.

4. The Plaintiff shall have thirty (30) days in which to amend his

Complaint in accordance with the terms of this Order. If Plaintiff fails

to file an Amended Complaint in accordance with this Order and

within the time limit set by the Court, this action will be dismissed

without prejudice and without further notice to Plaintiff.

The Clerk of Court is respectfully instructed to mail the Plaintiff a blank

§ 1983 prisoner complaint form and a copy of this Order.

ITIS SO ORDERED:. October 2, 2022

Se ee

Chief United States District Judge AS

16

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