“harsh and atypical confinement conditions in and of themselves [do not] give rise to a liberty interest in their avoidance”
How later courts described this case
- “harsh and atypical confinement conditions in and of themselves [do not] give rise to a liberty interest in their avoidance”
- “An individual unquestionably has the right to litigate his own claims in federal court. The right to litigate for oneself, however, does not create a coordinate right to litigate for others”
- prisoner’s suit is “confined to redress for violations of his own personal rights and not one by him as knight-errant for all prisoners.”
- “it is plain error to permit [an] imprisoned litigant who is unassisted by counsel to represent his fellow inmates in a class action.”
Written by the judges who cited it.
The opinion
IN THE UNITED STATES DISTRICT COURT
FOR THE WESTERN DISTRICT OF NORTH CAROLINA
STATESVILLE DIVISION
CIVIL CASE NO. 5:22-cv-00076-MR
OSCAR PEREZ, )
)
Plaintiff, )
)
vs. )
)
FNU HUNEYCUTT, et al., ) ORDER
)
Defendants. )
_______________________________ )
THIS MATTER is before the Court on initial review of the pro se
Complaint [Doc. 1]. Also pending is the Plaintiff’s Motion Requesting Class
Action Certification [Doc. 7].
I. BACKGROUND
The pro se incarcerated Plaintiff filed this civil rights action pursuant to
42 U.S.C. § 1983 addressing incidents that allegedly occurred at the
Alexander Correctional Institution, where he is presently incarcerated. [Doc.
1]. He names as Defendants: FNU Huneycutt, the warden; FNU Dye and
FNU Duncan, assistant wardens; and John Doe, the captain of Green Unit.
[Id. at 1]. He alleges that the Defendants were deliberately indifferent to his
need to exercise, which they denied him without due process and, as a result
he has gained 12-15 pounds; he developed high blood pressure and high
cholesterol; he has experienced increased anxiety and depression; he has
constant headaches; and his life expectancy has decreased. [Id. at 3, 7-8].
He seeks compensatory, nominal and punitive damages, a declaratory
judgment, injunctive relief, and a jury trial. [Id. at 9].
The Plaintiff has also filed a Motion asking the Court to certify as a
class “all inmates confined at Alexander Correctional Institution, past,
current, and future, who have a mental health Code 3 diagnosis, high blood
pressure, high cholesterol, overweight, diabetes, and cardiac issues.” [Doc.
7 at 1].
II. STANDARD OF REVIEW
Despite the Plaintiff’s payment of the filing fee, the Court must conduct
an initial review and identify and dismiss the complaint, or any portion of the
complaint, if it is frivolous, malicious, or fails to state a claim upon which relief
may be granted; or seeks monetary relief from a defendant who is immune
to such relief. 28 U.S.C. § 1915A.
In its frivolity review, this Court must determine whether the Complaint
raises an indisputably meritless legal theory or is founded upon clearly
baseless factual contentions, such as fantastic or delusional scenarios.
Neitzke v. Williams, 490 U.S. 319, 327-28 (1989). Furthermore, a pro se
complaint must be construed liberally. Haines v. Kerner, 404 U.S. 519, 520
(1972). However, the liberal construction requirement will not permit a
district court to ignore a clear failure to allege facts in his Complaint which
set forth a claim that is cognizable under federal law. Weller v. Dep’t of Soc.
Servs., 901 F.2d 387 (4th Cir. 1990).
III. DISCUSSION
To state a claim under § 1983, a plaintiff must allege that he was
“deprived of a right secured by the Constitution or laws of the United States,
and that the alleged deprivation was committed under color of state law.”
Am. Mfrs. Mut. Ins. Co. v. Sullivan, 526 U.S. 40, 49-50 (1999).
A. Conditions of Confinement
The Plaintiff claims that Defendant Huneycutt made a “direct order” not
to allow outdoor exercise; that Defendants Dye and Duncan made decisions
about inmates’ exercise schedule, which was very restricted; that Duncan
reviewed grievances “about inmates not being given the opportunity to
properly exercise,” and failed to correct the situation; and that Defendant
John Doe would have known that inmates were not given the opportunity to
exercise had he reviewed video and logs. [Doc. 1 at 3-5]. As a result of the
foregoing, the Plaintiff claims that he was only able to exercise for 10-15
hours during all of 2021, and that his ability to exercise improved somewhat
in 2022 but is still very limited. [Id. at 3-6]. He claims that his physical and
mental health have deteriorated as a result of the Defendants’ deliberate
indifference. [Id. at 7-9].
The Eighth Amendment protects prisoners from inhumane methods of
punishment and from inhumane conditions of confinement. Williams v.
Benjamin, 77 F.3d 756, 761 (4th Cir. 1996). “Prison conditions may be harsh
and uncomfortable without violating the Eighth Amendment prohibition
against cruel and unusual punishment.” Dixon v. Godinez, 114 F.3d 640,
642 (7th Cir. 1997). Rather, extreme deprivations are required, and “only
those deprivations denying the minimal civilized measure of life’s necessities
are sufficiently grave to form the basis of an Eighth Amendment violation.”
Hudson v. McMillian, 503 U.S. 1, 9 (1992) (quoting Wilson v. Seiter, 501 U.S.
294, 298 (1991) (internal quotation omitted)). Further, a plaintiff must allege
and prove facts sufficient to support a claim that prison officials knew of and
disregarded a substantial risk of serious harm. See Farmer v. Brennan, 511
U.S. 825, 847 (1994).
To establish liability under 42 U.S.C. § 1983, a plaintiff must show that
the defendants “acted personally” to cause the alleged violation. See
Vinnedge v. Gibbs, 550 F.2d 926, 928 (4th Cir. 1977) (citation omitted). As
such, the doctrine of respondeat superior does not apply in actions brought
under § 1983. See Monell v. Dep’t of Soc. Servs. of NY, 436 U.S. 658, 694
(1978). However, a supervisor can be liable where (1) he knew that his
subordinate “was engaged in conduct that posed a pervasive and
unreasonable risk of constitutional injury;” (2) his response showed
“deliberate indifference to or tacit authorization of the alleged offensive
practices;” and (3) that there was an “affirmative causal link” between his
inaction and the constitutional injury.” Shaw v. Stroud, 13 F.3d 791, 799 (4th
Cir. 1994) (internal quotation marks omitted).
Taking the Plaintiff’s allegations as true for the purposes of initial
review and drawing all reasonable inferences in his favor, the Plaintiff has
made sufficient allegations to allow a claim against Defendants Huneycutt,
Dye, and Duncan for exposing him to unconstitutional conditions of
confinement to proceed to discovery. However, the Plaintiff’s claim against
Defendants John Doe appears to be based on respondeat superior and is
dismissed.
B. Deliberate Indifference to a Serious Medical Need
The Plaintiff claims that the Defendants are deliberately indifferent to
his serious mental health and medical needs by restricting his movement,
exercise, and outdoor recreation. [Doc. 1 at 3]. He claims that he is a Code
3 mental health inmate who takes medication, and that the conditions at
Alexander CI have increased his anxiety and depression. [Id. at 6]. He
further claims that the inability to exercise has caused him to gain weight,
that he now has high cholesterol and blood pressure, that he experiences
daily headaches, and that all this has decreased his life expectancy.
According to the Plaintiff, the Defendants “are aware that they have a very
high percentage of mental health inmates and chronic ill inmates at the
facility.” [Id. at 6].
Claims under 42 U.S.C. § 1983 based on an alleged lack of or
inappropriate medical treatment fall within the Eighth Amendment’s
prohibition against cruel and unusual punishment. Estelle v. Gamble, 429
U.S. 97, 104 (1976). “A serious psychological impairment can qualify as [a
serious] medical need.” Buffington v. Baltimore Cnty., Md., 913 F.2d 113,
120 (4th Cir. 1990). To state a claim under the Eighth Amendment, a plaintiff
must show a “deliberate indifference to serious medical needs” of the inmate.
Id. “Deliberate indifference requires a showing that the defendants actually
knew of and disregarded a substantial risk of serious injury to the detainee
or that they actually knew of and ignored a detainee’s serious need for
medical care.” Young v. City of Mt. Ranier, 238 F.3d 567, 575-76 (4th Cir.
2001) (citations omitted). “To establish that a health care provider’s actions
constitute deliberate indifference to a serious medical need, the treatment
must be so grossly incompetent, inadequate, or excessive as to shock the
conscience or to be intolerable to fundamental fairness.” Miltier v. Beorn,
896 F.2d 848, 851 (4th Cir. 1990). To establish a deliberate indifference claim
against non-medical personnel, a prisoner must show that the non-medical
personnel failed to promptly provide needed medical treatment, deliberately
interfered with prison doctors' treatment, or tacitly authorized or were
indifferent to prison physicians' misconduct. Miltier, 896 F.2d at 854.
Moreover, because most prison officials are not trained medical personnel,
they are entitled to rely on the opinions, judgment, and expertise of medical
personnel concerning the course of treatment that the medical personnel
deem necessary and appropriate for the prisoner. Id.
The Plaintiff has failed to adequately allege that the Defendants, who
are all non-medical personnel, were subjectively aware of the Plaintiff’s
serious mental health and/or physical health need to which they were
deliberately indifferent. Therefore, this claim will be dismissed without
prejudice.
C. Due Process
The Plaintiff claims that the Defendants violated his constitutional
rights “[b]y creating practices that deprived the Plaintiff of life expectancy
without due process.” [Doc. 1 at 3].
To prevail on a procedural due process claim, an inmate must first
demonstrate that he was deprived of “life, liberty, or property” by
governmental action. Bevrati v. Smith, 120 F.3d 500, 502 (4th Cir. 1997).
Although prisoners are afforded some due process rights while incarcerated,
those liberty interests are limited to “the freedom from restraint which, while
not exceeding the sentence in such an unexpected manner as to give rise to
protection by the Due Process Clause of its own force, nonetheless imposes
atypical and significant hardship on the inmate in relation to the ordinary
incidents of prison life.” Sandin v. Conner, 515 U.S. 472, 484 (1995).
Moreover, changes “in a prisoner’s location, variations of daily routine,
changes in conditions of confinement (including administrative segregation),
and the denial of privileges [are] matters which every prisoner can anticipate
[and which] are contemplated by his original sentence to prison.” Gaston v.
Taylor, 946 F.2d 340, 343 (4th Cir. 1991).
Assuming arguendo that the conditions at issue are adequately harsh
and atypical, the Plaintiff has failed to adequately allege that a law or
procedure created a liberty interest in their avoidance, or that any Defendant
failed to provide him with the required process before those conditions were
imposed. See Prieto v. Clarke, 780 F.3d 245, 251 (4th Cir. 2015) (“harsh and
atypical confinement conditions in and of themselves [do not] give rise to a
liberty interest in their avoidance”). Therefore, the Plaintiff’s due process
claim is dismissed without prejudice.
D. Motion for Class Certification
Finally, the Plaintiff has filed a Motion asking the Court to certify a class
of past, present, and future inmates at Alexander CI. [Doc. 7].
As a pro se inmate, the Plaintiff is not qualified to prosecute a class
action or assert a claim on behalf of others. See Myers v. Loudoun Cnty.
Pub. Schls., 418 F.3d 395, 400 (4th Cir. 2005) (“An individual unquestionably
has the right to litigate his own claims in federal court. The right to litigate for
oneself, however, does not create a coordinate right to litigate for others”);
Hummer v. Dalton, 657 F.2d 621, 625 (4th Cir. 1981) (prisoner’s suit is
“confined to redress for violations of his own personal rights and not one by
him as knight-errant for all prisoners.”); Oxendine v. Williams, 509 F.2d 1405,
1407 (4th Cir. 1975) (“it is plain error to permit [an] imprisoned litigant who is
unassisted by counsel to represent his fellow inmates in a class action.”).
Accordingly, his Motion asking the Court to certify a class is denied.1
1 For this reason, too, the allegations in the Complaint that refer to inmates other than the
Plaintiff are dismissed. [See, e.g., Doc. 1 at 6 (referring to other inmates’ health needs
and suicidal thoughts)].
IV. CONCLUSION
In sum, the Plaintiff’s § 1983 claims against Defendants Huneycutt,
Dye, and Duncan for subjecting him to inhumane conditions of confinement
have passed initial review. The remaining claims are dismissed without
prejudice.
The Court will allow the Plaintiff thirty (30) days to amend his
Complaint, if he so chooses, to correct the deficiencies identified in this Order
and to otherwise properly state a claim upon which relief can be granted.
Any Amended Complaint will be subject to all timeliness and procedural
requirements and will supersede the Complaint. Piecemeal amendment will
not be permitted. Should Plaintiff fail to timely amend his Complaint in
accordance with this Order, the matter will proceed only on the claims
described in this Order.
ORDER
IT IS, THEREFORE, ORDERED that:
1. The Complaint [Doc. 1] passes initial review against Defendants
Huneycutt, Dye, and Duncan for subjecting the Plaintiff to inhumane
conditions of confinement.
2. The remaining claims are DISMISSED WITHOUT PREJUDICE.
3. The Plaintiff shall have thirty (30) days in which to amend the
Complaint in accordance with the terms of this Order. If the Plaintiff
fails to so amend his Complaint, the matter will proceed only on the
claims as set forth in this Order.
4. The Plaintiff's Motion Requesting Class Action Certification [Doc. 7]
is DENIED.
The Clerk of Court is respectfully instructed to mail the Plaintiff a blank
§ 1983 prisoner complaint form, an Opt-In/ Opt-Out form pursuant to the
Standing Order in Misc. Case No. 3:19-mc-00060-FDW, and a copy of this
Order.
IT IS SO ORDERED.
Signed: August 16, 2022
Martifi Reidinger ey
Chief United States District Judge AS
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