instructing courts to construe pro se documents liberally
How later courts described this case
- instructing courts to construe pro se documents liberally
- a pro se complaint, however inartfully pled, must be held to less stringent standards than formal pleadings drafted by lawyers
Written by the judges who cited it.
The opinion
IN THE UNITED STATES DISTRICT COURT
FOR THE WESTERN DISTRICT OF NORTH CAROLINA
STATESVILLE DIVISION
CIVIL CASE NO. 5:21-cv-00109-MR
WILLIAM BRADLEY MOORE, )
)
Plaintiff, )
)
vs. )
)
FNU CHURCH, et al., ) ORDER
)
Defendants. )
_______________________________ )
THIS MATTER is before the Court on initial review of the pro se
Amended Complaint.1 [Doc. 5]. The Plaintiff is proceeding in forma
pauperis. [Doc. 8].
I. BACKGROUND
The pro se Plaintiff filed this action pursuant to 42 U.S.C. § 1983
addressing incidents that allegedly occurred at the Alexander Correctional
Institution, where he is still incarcerated. The Plaintiff names as Defendants
the following Alexander CI employees in their individual and official
capacities: FNU Church, a correctional sergeant; and FNU Velasco and FNU
1 The Plaintiff filed the Amended Complaint before the original Complaint [Doc. 1] had
been reviewed for frivolity.
Baker, correctional officers. [Doc. 5 at 1-3]. The Amended Complaint
alleges an Eighth Amendment claim for the use of excessive force and failure
to intervene2 for incidents that allegedly occurred on January 16, 2021. [Id.
at 3-4]. The Plaintiff alleges that he sustained injuries in the incident that
required a trip to the hospital for staples in his head, and stitches under his
right eye. [Id. at 5]. The Plaintiff seeks compensatory and punitive damages.
[Id. at 5].
II. STANDARD OF REVIEW
Because the Plaintiff is proceeding in forma pauperis, the Court must
review the Complaint to determine whether it is subject to dismissal on the
grounds that it is “frivolous or malicious [or] fails to state a claim on which
relief may be granted.” 28 U.S.C. § 1915(e)(2). Furthermore, under § 1915A
the Court must conduct an initial review and identify and dismiss the
complaint, or any portion of the complaint, if it is frivolous, malicious, or fails
to state a claim upon which relief may be granted; or seeks monetary relief
from a defendant who is immune to such relief. 28 U.S.C. § 1915A.
2 While the Plaintiff phrases this claim as “failure to protect from assault,” it is liberally
construed as a claim for failure to intervene. See Erickson v. Pardus, 551 U.S. 89, 94
(2007) (instructing courts to construe pro se documents liberally); Haines v. Kerner, 404
U.S. 519 (1972) (a pro se complaint, however inartfully pled, must be held to less stringent
standards than formal pleadings drafted by lawyers).
In its frivolity review, this Court must determine whether the Complaint
raises an indisputably meritless legal theory or is founded upon clearly
baseless factual contentions, such as fantastic or delusional scenarios.
Neitzke v. Williams, 490 U.S. 319, 327-28 (1989). Furthermore, a pro se
complaint must be construed liberally. Haines v. Kerner, 404 U.S. 519, 520
(1972). However, the liberal construction requirement will not permit a
district court to ignore a clear failure to allege facts in his Complaint which
set forth a claim that is cognizable under federal law. Weller v. Dep’t of Soc.
Servs., 901 F.2d 387 (4th Cir. 1990).
III. DISCUSSION
To state a claim under § 1983, a plaintiff must allege that he was
“deprived of a right secured by the Constitution or laws of the United States,
and that the alleged deprivation was committed under color of state law.”
Am. Mfrs. Mut. Ins. Co. v. Sullivan, 526 U.S. 40, 49-50 (1999).
The Plaintiff purports to sue the Defendants, who are all state officials,
in their individual and official capacities. [Doc. 5 at 2-3]. However, “a suit
against a state official in his or her official capacity is not a suit against the
official but rather is a suit against the official’s office.” Will v. Dep’t of State
Police, 491 U.S. 58, 71 (1989). Because a state is not a “person” under §
1983, state officials acting in their official capacities cannot be sued for
damages thereunder. Allen v. Cooper, No. 1:19-cv-794, 2019 WL 6255220,
at *2 (M.D.N.C. Nov. 22, 2019). Furthermore, the Eleventh Amendment bars
suits for monetary damages against the State of North Carolina and its
various agencies. See Ballenger v. Owens, 352 F.3d 842, 844-45 (4th Cir.
2003). As such, the Plaintiff’s claims against the Defendants in their official
capacities do not survive initial review and will be dismissed with prejudice.
With respect to his claims against the Defendants in their individual
capacities, the Plaintiff alleges that Officer Velasco pepper sprayed him and
tackled him to the ground [Doc. 5 at 4]; that Defendant Church stood by while
Defendants Velasco and Baker slammed him to the ground, and kicked and
punched him while he was restrained [id. at 5]; and that Defendant Church
“dry tased” him at some point while he was restrained [id. at 6].
The Eighth Amendment prohibits the infliction of “cruel and unusual
punishments,” U.S. Const. Amend. VIII, and protects prisoners from the
“unnecessary and wanton infliction of pain,” Whitley v. Albers, 475 U.S. 312,
319 (1986). To establish an Eighth Amendment claim, an inmate must
satisfy both an objective component, namely, that the harm inflicted was
sufficiently serious, and a subjective component, namely, that the prison
official acted with a sufficiently culpable state of mind. Williams v. Benjamin,
77 F.3d 756, 761 (4th Cir. 1996).
This subjective standard requires proof of malicious or sadistic action
by a prison official in order to make out an excessive force claim. This is
because prison “[o]fficials are entitled to use appropriate force to quell prison
disturbances.” Williams, 77 F.3d at 761. “Because officials must act ‘in
haste, under pressure, and frequently without the luxury of a second chance,’
deliberate indifference is not a sufficiently rigorous standard.” Id. (citing
Whitley, 475 U.S. at 320). “Rather, in these circumstances, in order to make
out an Eighth Amendment claim, a prisoner must demonstrate that officials
applied force maliciously and sadistically for the very purpose of causing
harm.” Id. (internal quotations and citation omitted).
The Fourth Circuit addresses a failure to intervene claim as a theory of
“bystander liability” wherein there is “an omission to act...coupled with a duty
to act.” Randall v. Prince George’s Cnty., 302 F.3d 188, 202 (4th Cir. 2002).
A “bystander officer” could be liable for his or her nonfeasance if he or she:
“(1) knows that a fellow officer is violating an individual’s constitutional rights;
(2) has a reasonable opportunity to prevent the harm; and (3) chooses not
to act.” Id. at 204. However, if no excessive force is applied by the fellow
officer, the officer witnessing the conduct “cannot be held liable under
bystander liability for a failure to intervene.” Howie v. Prince George’s Cnty.,
No. 2006-3465, 2009 WL 2426018 at *6 (D. Md. Aug. 5, 2009); see also
Jarvis v. Securitas Sec. Servs. USA, No. 11-cv-654, 2012 WL 527597 (D.
Md. Feb. 16, 2012).
Taking as true the facts as alleged for the purposes of initial review,
and construing all inferences in the Plaintiff's favor, the Court concludes that
the Plaintiff has stated an Eighth Amendment claim against Defendants
Church, Velasco, and Baker. These claims have passed initial review.
IV. CONCLUSION
For the foregoing reasons, the Court concludes that the Plaintiff’s
Eighth Amendment claims against Defendants Church, Velasco, and Baker
survive initial review. The Court will dismiss the claims against the
Defendants in their official capacities with prejudice.
In light of the Court’s determination that this case passes initial review
in accordance with this Order, the Court will order the Clerk of Court to
commence the procedure for waiver of service as set forth in Local Civil Rule
4.3 for Defendants Church, Velasco, and Baker, who are alleged to be
current or former employees of NCDPS.
ORDER
IT IS, THEREFORE, ORDERED that:
1. The Complaint has passed initial review against Defendants
Church, Velasco, and Baker for violating the Plaintiff's Eighth
Amendment rights.
2. The claims against the Defendants in their official capacities are
DISMISSED WITH PREJUDICE.
3. The Clerk of Court shall commence the procedure for waiver of
service as set forth in Local Civil Rule 4.3 for Defendants Church,
Velasco, and Baker, who are alleged to be current or former
employees of NCDPS.
The Clerk of Court is respectfully instructed to mail the Plaintiff an Opt-
In/ Opt-Out form pursuant to the Standing Order in Misc. Case No. 3:19-mc-
00060-FDW, and a copy of this Order.
IT IS SO ORDERED.
Signed: January 26, 2022
Ct ey
Chief United States District Judge AS