“To have a property interest in a benefit, a person clearly must have more than an abstract need or desire for it. He must have more than a unilateral expectation of it. He must, instead, have a legitimate claim of entitlement to it.”
How later courts described this case
- “To have a property interest in a benefit, a person clearly must have more than an abstract need or desire for it. He must have more than a unilateral expectation of it. He must, instead, have a legitimate claim of entitlement to it.”
- applying Title VII standards to section 1983 claim
- “[C]ongressional silence does not permit us to read the provision as the requisite waiver of the Government’s immunity . . . .”
- “[T]he right to be free from retaliation may be vindicated under the First Amendment or Title VII, but not the equal protection clause.”
Written by the judges who cited it.
The opinion
UNITED STATES DISTRICT COURT
WESTERN DISTRICT OF NORTH CAROLINA (Asheville)
)
JANE ROE, )
)
Plaintiff, )
)
v. ) CIVIL ACTION
) NO. 1:20-cv-00066-WGY
UNITED STATES OF AMERICA; )
JUDICIAL CONFERENCE OF THE )
UNITED STATES; )
UNITED STATES COURT OF APPEALS )
FOR THE FOURTH CIRCUIT; )
JUDICIAL COUNCIL OF THE )
FOURTH CIRCUIT; )
THE HON. ROSLYNN R. MAUSKOPF, )
Chair of the Judicial Conference )
Committee on Judicial Resources; )
ADMINISTRATIVE OFFICE OF THE )
UNITED STATES COURTS; )
JAMES C. DUFF, )
Director of the Administrative )
Office of the United States Courts;)
SHERYL L. WALTER, )
in her individual capacity; )
JOHN DOE(S), )
c/o Office of the General Counsel )
for the Administrative Office of )
the United States Courts, )
THE HON. ROGER L. GREGORY, )
Chief Judge of the Fourth Circuit; )
JAMES N. ISHIDA, )
Circuit Executive of the )
Fourth Circuit and as Secretary )
of the Judicial Council of the )
Fourth Circuit; )
ANTHONY MARTINEZ, )
Federal Public Defender for the )
Western District of North Carolina,)
)
Defendants. )
)
YOUNG, D.J.1 December 30, 2020
MEMORANDUM & ORDER
I. INTRODUCTION
In 2018, Jane Roe (“Roe”) filed two employment dispute
claims alleging sexual harassment, discrimination, and
retaliation under the Consolidated Equal Employment Opportunity
and Employment Dispute Resolution Plan of the United States
Court of Appeals for the Fourth Circuit (“EDR Plan”). Compl.
¶¶ 274-278, ECF No. 1. Roe’s present action alleges four counts
against individuals and entities who participated in the
resolution of her claims under the EDR Plan, violation of the
Fifth Amendment Due Process Clause (Count I), violation of the
Fifth Amendment Equal Protection Clause (Count II), conspiracy
to violate civil rights under 42 U.S.C. § 1985 (Count III), and
neglect to prevent conspiracy to violate civil rights under 42
U.S.C. § 1986 (Count IV). Id. ¶¶ 494-505.
Roe sues Sheryl L. Walter, General Counsel for the
Administrative Office of the United States Courts, the Honorable
Roger L. Gregory, Chief Judge of the Fourth Circuit, James N.
Ishida, Circuit Executive of the Fourth Circuit and Secretary of
the Judicial Council of the Fourth Circuit, and Anthony
1 Of the District of Massachusetts, sitting by designation.
Martinez, Federal Public Defender for the Western District of
North Carolina, in their individual capacities (“Individual
Capacity Defendants”). Id. ¶¶ 23-35. Roe also sues the
following individuals and entities in their official capacities:
the United States of America, the Judicial Conference of the
United States, the Honorable Roslynn R. Mauskopf, Chair of the
Judicial Conference Committee on Judicial Resources, the
Administrative Office of the United States Courts, James C.
Duff, Director of the Administrative Office of the United States
Courts, John Doe(s) c/o Office of the General Counsel for the
Administrative Office of the United States Courts, the United
States Court of Appeals for the Fourth Circuit, the Judicial
Council of the Fourth Circuit, and Anthony Martinez, Federal
Public Defender for the Western District of North Carolina
(“Official Capacity Defendants”).2 Id. Roe does not sue her
alleged harasser in this action. See id.
The Individual Capacity Defendants and Official Capacity
Defendants move to dismiss all counts. This Court GRANTS the
Official Capacity Defendants’ motion to dismiss, ECF No. 42,
because sovereign immunity shields them from suit. This Court
GRANTS the Individual Capacity Defendants’ motions to dismiss,
2 Other than the United States, it is not at all clear that
these entities are even capable of being sued as named. The
Court expresses no opinion thereon in view of the outcome.
ECF Nos. 36, 38, 40, 44, because Roe fails to allege cognizable
claims against them.
A. Factual Background
Roe alleges that while working as a research and writing
attorney for a federal public defender’s office, the First
Assistant to the Public Defender made her uncomfortable with
unwelcomed interest in her personal and professional life, his
insistence that he mentor Roe and drive her home, his leaving
the office at the same time as her, and his alleged retaliation
against her when she did not entertain his interest. Compl.
¶¶ 63-109. This proved particularly precarious because Roe
sought trial experience, and the First Assistant managed the
entire trial unit. Id. ¶ 52.
On July 2, 2018, Roe contacted the Public Defender to tell
him that she would set boundaries with the First Assistant. Id.
¶ 124. The Public Defender asked Roe whether she was
experiencing “‘sexual harassment’” and Roe told the Public
Defender that she was “not using those words yet.” Id. ¶ 125.
She emphasized that she was notifying the Public Defender of the
First Assistant’s behavior and that “she would not have involved
[the Public Defender] if it was not absolutely necessary.” Id.
Later that day, Roe met with the First Assistant to set
boundaries. Id. ¶¶ 127, 129. This conversation did not go
well; the First Assistant ended up “berating” Roe. Id. ¶¶ 127-
133. Roe notified the Public Defender that the First Assistant
“might say something about her,” and she asked the Public
Defender to withhold judgment until he spoke to Roe again. Id.
¶ 133. Three days later, on July 5, 2018, the Public Defender
called the First Assistant and Roe into his office to discuss
what had happened. Id. ¶ 135. Roe stated that she was
uncomfortable and would not participate without first speaking
to the Public Defender alone. Id. ¶ 136. Roe then met with the
Public Defender alone, whose comments, methods, and decisions
she found dismissive and injurious. Id. ¶¶ 136-156. One such
decision was to assign Roe to a different team that nevertheless
reported directly to the First Assistant. Id. ¶ 150.
On July 23, 2018, Roe took leave and sought guidance from
an Administrative Office Fair Employment Opportunity Officer,
who told Roe about the EDR Plan. Id. ¶¶ 157-162; Def. Chief
Judge’s Mem. Supp. Mot. Dismiss, Ex. A (“EDR Plan”), ECF No. 41.
The Officer opined that the “cards were ‘stacked’ against Roe
and in favor of management” and that it might “be less risky for
her personally if she looked for another job.” Id. ¶ 161.
The next day, the Public Defender called Roe, admitted that
he should not have assigned her to a team under the First
Assistant’s supervision, and said that he had made the decision
when he was “‘tired.’” Id. ¶ 163. On July 26, 2018, the Public
Defender changed the assignments so that Roe would receive
assignments from another research and writing attorney, but Roe
was unhappy because she would not receive her own cases and
would have to report to someone else. Id. ¶¶ 165-166. Roe also
alleges that this is the first time the Public Defender
distributed the employee manual, which included an updated
organizational chart requiring research and writing attorneys to
report directly to the First Assistant. Id. ¶ 167.
When Roe spoke with the Appellate Chief about a new
appellate attorney position on July 27, 2018, the Appellate
Chief discouraged her from applying. Id. ¶ 170. Roe was
disappointed because the Appellate Chief previously had
expressed interest in helping Roe gain appellate litigation
experience. Id.
Eventually, the Public Defender moved Roe’s office
workspace away from the First Defendant, but still she did not
feel safe. Id. ¶ 174. Roe alleges that people in the office
were “‘keep[ing] tabs’” on her for the First Assistant. Id.
¶ 179. Roe further asserts that the Administrative Office Fair
Employment Opportunity Officer shared the First Assistant’s
allegedly harassing text messages and emails with the Chief of
Defender Services, who contacted the Deputy Director, who in
turn authorized the Chief of Defender Services to contact the
Public Defender directly. Id. ¶¶ 184-188.
On August 9, 2018, the Public Defender told Roe that he
believed that he had already taken care of the situation, that
Roe had explicitly declined to use the words “sexual harassment”
when he asked her whether she was being sexually harassed, and
that he was frustrated with Roe for going to another party in
the judiciary with her complaints. Id. ¶¶ 195-199. The Public
Defender and Roe then had an exchange about the differences
between her allegations, sexual assault, and sexual harassment,
and this offended Roe because it seemed to trivialize her
allegations. Id. ¶¶ 201-204. The Public Defender asked Roe
what she wanted, and she said that she wanted “to do her job
without being harassed or threatened” and that she wanted to be
an assistant public defender working exclusively on appeals.
Id. ¶ 205. The Public Defender agreed that this made sense
because the First Assistant supervised the trial unit. Id. The
Public Defender did not agree, however, to transfer Roe to a new
duty station. Id. ¶ 209.
Via email on August 10, 2018, Roe contacted the Public
Defender “to confirm the terms of their agreement in writing”
and “requested to work remotely pending his transfer decision,
citing the First Assistant’s sexually harassing and threatening
behaviors towards her.” Id. ¶ 211.
The following week, the Public Defender emailed Roe with
the Circuit Executive and a human resources (“HR”) specialist
copied on the email. Id. ¶ 213. The email informed Roe that
she was to be reclassified as an assistant federal public
defender and stated that the reassignment was “for purposes of
case weight management.” Id. ¶ 215. The email stated that Roe
would continue to work in the trial unit but would report to the
Appellate Chief instead of the First Assistant. Id. ¶ 216. The
email further noted that the Public Defender had reported her
sexual harassment allegation to the Circuit Executive, who had
informed the Chief Judge of the Fourth Circuit. Id. ¶ 217. The
Public Defender concluded the email by telling Roe that he and
the HR specialist would advise her of her rights under the EDR
Plan. Id. ¶ 218.
Roe alleges that the Public Defender reported the
harassment in order to funnel it through the EDR process,
thereby preventing her from seeking guidance about her rights
from the Administrative Office Fair Employment Opportunity
Officer, to insulate himself from liability, and to conspire
with the Office of the General Counsel and the Circuit Executive
to “agree[] on actions and procedures for handling Roe’s
complaint . . . .” Id. ¶¶ 221-227.
From this point forward, Roe had two recurring grievances:
she wanted the Public Defender to be excluded from the EDR
process because he initially had mishandled the situation, and
she felt that the EDR process was both stacked against her and
mishandled at every turn.
Roe alleges that in August 2018 she was “denied a
promotion” because she was not invited to interview for the
appellate attorney position to which she had applied and that
she was not permitted to request an increase in salary or job
responsibility because of her prior reclassification. Id.
¶ 250. Roe contends that this constitutes retaliation because
the reclassification also resulted in a pay cut of “nearly 15
percent.” Id. ¶ 246.
Around the same time, the First Assistant copied Roe on an
email to a client. Id. ¶ 253. Roe found this email harassing
because the language in the email included “coded references” to
language Roe had used in a law review article. Id. Roe also
alleges that the First Assistant continued to stalk her by
waiting for her in the county jail lobby when she went to meet
clients. Id. ¶¶ 254-256.
On September 5, 2018, Roe spoke to the Circuit Executive,
who explained the process under the EDR Plan. Id. ¶¶ 257-259.
Roe was upset that the process was investigating only the sexual
harassment allegations that she made in her August 10, 2018
email and not the Public Defender’s mishandling of the situation
as well. Id. ¶¶ 260-261. Roe later felt demoralized when the
Circuit Executive asked Roe what she “really ‘wanted,’” as Roe
felt that such questions were meant to “sweep her complaints
under the rug.” Id. ¶¶ 262-273.
On September 10, 2018, Roe filed a request for counseling,
a report of wrongful conduct in which she named the First
Assistant and the Public Defender as violators of the EDR Plan,
and a request for the following relief: “An environment free of
harassment, retaliation, and discrimination, the opportunity for
merit-based advancement, and any other appropriate relief.” Id.
¶¶ 274-275. At that time, Roe also asserted that the Public
Defender should not participate in the EDR process because of
his prior mishandling of the situation. Id. ¶¶ 277-278.
Subsequent conversations with the Circuit Executive further
disheartened Roe. On September 18, 2018, the Circuit Executive
told Roe that the Chief Judge had been informed of the
complaint, that he was “‘taken aback’” by Roe’s request to
disqualify the Public Defender, and that the Chief Judge would
have to “‘step in’” if the investigation substantiated the
allegations against the Public Defender. Id. ¶¶ 284-287. When
the Circuit Executive asked Roe what she wanted, Roe was again
insulted by the question, and she continued to lose faith in the
EDR process. Id. ¶¶ 288-298.
On September 28, 2018, the Circuit Executive confirmed in
an email that the HR specialist conducting the investigation
would proceed with one unified investigation of the First
Assistant’s conduct and the Public Defender’s subsequent
actions. Id. ¶ 299. Roe met with the HR specialist and fully
participated in the investigation. Id. ¶¶ 300-301. Later
interactions with the HR specialist, however, did not go as
well. The HR specialist insulted Roe when he asked whether she
had been “friendly” with the First Assistant and whether the
First Assistant’s actions had been sexually motivated. Id.
¶¶ 309, 311. Roe soon concluded that the HR specialist was
insensitive to her concerns and that he had not interviewed the
list of people Roe had asked him to interview. Id. ¶¶ 316-317.
The HR specialist also told Roe that he was investigating the
Public Defender’s mishandling of the situation but not his
alleged retaliation. Id. ¶ 318.
In November 2018, Roe emailed the Circuit Executive about
the status of her investigation because her counseling period
was about to expire and the investigation was not yet complete.
Id. ¶¶ 322-323. Roe copied the Chief Judge on the email. Id.
¶ 322. The Circuit Executive confirmed that the investigation
was a “‘joint investigation’” of her “report of wrongful conduct
and her request for counseling” and that the counseling period
would expire on November 29, 2018 even if the investigation was
not complete. Id. ¶ 325. The Circuit Executive also asked Roe
to “‘articulate precisely what it is’” that she was “‘looking
for’” so that he could relay her thoughts to the Public
Defender. Id. ¶ 331. He also stated, “Reiterating that you
want a safe workplace free of harassment isn’t helpful because
[the Public Defender] already believes that he’s done and is
doing all he can to provide such a workplace for you.” Id.
¶ 332. The following week, the HR specialist again asked Roe
for a “specific list of demands” that would bring the EDR
process to a close. Id. ¶ 333.
Throughout the investigatory process, Roe’s workplace
allegedly became more hostile. Specifically, she cites one
incident on November 16, 2018 in which her team mocked and
belittled her after she did not attend a team meeting. Id.
¶¶ 348-354.
On November 21, 2018, Roe sent the Circuit Executive an
email stating that she wanted to be transferred out of the
Public Defender’s Office and asking for help in securing a new
position. Id. ¶ 355. On November 25, 2018, the Circuit
Executive asked Roe for a copy of her resume and told her that
he would “‘make inquiries.’” Id. ¶ 357.
Roe spoke to the Circuit Executive approximately one week
later, who informed her that the investigation was finished but
that he was sending it back to the HR specialist so that the HR
specialist could add recommendations. Id. ¶¶ 262-264. The
Circuit Executive explained that the report would be given to
the Public Defender unless the investigation substantiated the
claims against the Public Defender. Id. ¶ 366. During this
conversation, Roe asked about the exclusion of her retaliation
claim from the investigation. Id. ¶ 367. The Circuit Executive
stated that “he could ‘not remember exactly when’ Roe had raised
an allegation of retaliation, and so he was not sure whether
retaliation was part of the investigation.” Id. ¶ 368. Roe
reminded the Circuit Executive that she had filed a written
claim of retaliation against the Public Defender. Id. ¶ 369.
In a telephone call on November 28, 2018, the Circuit
Executive told Roe that the HR specialist was including
information about her retaliation claim in the investigation
report. Id. ¶ 385. Roe then requested a thirty-day extension
of her counseling period from the Chief Judge. Id. ¶ 387. On
November 30, 2018, the Chief Judge granted an extension until
January 16, 2019. Id. ¶ 388.
On December 14, 2018, the Circuit Executive asked Roe to
consider mediation during her counseling period. Id. ¶ 389. On
January 11, 2019, the Circuit Executive told Roe that he had
received the investigation report. Id. ¶ 393. Five days later,
the Circuit Executive informed Roe that her counseling period
had expired despite her second request for an extension and that
the Chief Judge intended to deny her request to disqualify the
Public Defender. Id. ¶¶ 394-395. Roe disputes whether this
decision was made before or after the investigation had
finished. Id. ¶ 396. The Circuit Executive also told Roe that
she would not receive a copy of the investigation report because
the Office of the General Counsel advised against distributing
such an “internal document.” Id. ¶ 398.
On January 22, 2019, Roe submitted a second transfer
request. Id. ¶ 405. Roe filed a request for mediation under
the EDR Plan on January 30, 2019, id. ¶ 411, and Roe met with
the appointed mediator the following week, id. ¶ 413. Several
days later, the mediator said that the Public Defender would
allow Roe to transfer to another duty station but that she would
have to share an office with an intern. Id. ¶ 418. Roe did not
find this satisfactory, and she said that a duty station
transfer would not accomplish anything if the underlying
harassment and retaliation went unchecked. Id. ¶¶ 419-425.
On February 14, 2019, Roe met with the newly selected
Judicial Integrity Officer who encouraged Roe to use the EDR
process and to be clear about her desired remedies. Id. ¶¶ 427,
437. Roe details a conversation with the Judicial Integrity
Officer during which the Officer questioned Roe’s understanding
of the EDR Plan, explained its deficiencies, confirmed the norm
of withholding investigation reports from the individuals
involved, and noted how, in that Officer’s experience, she had
never seen a colorable sexual harassment claim. Id. ¶¶ 427-444.
Roe believed that “proceeding to a final hearing would be
futile,” id. ¶ 447, and she was unwilling to be cross-examined
by the Public Defender and the First Assistant, a permissible
option under the EDR Plan, id. ¶ 448. Roe later submitted more
detailed factual allegations to the Circuit Executive, which
“contained highly sensitive details, including information that
could potentially expose other employees to retaliation . . . .”
Id. ¶ 449. Roe anticipated that these detailed allegations
would be kept confidential and requested that they be redacted.
Id. ¶ 450. The Office of the General Counsel assured the
Circuit Executive that the additional allegations were “‘not
subject to redaction’” because the Public Defender was
prohibited from retaliating against employees for participating
in an EDR process. Id. ¶ 451. The Circuit Executive then
forwarded the detailed allegations to the Chief Judge, the
mediator, and the Public Defender. Id. Roe later submitted a
renewed request to disqualify the Public Defender because Roe
had never received a written denial of her initial request. Id.
¶ 453.
On February 16, 2019, Roe met with the mediator, who agreed
to help Roe secure a Fourth Circuit clerkship because the
transfer order to another district seemed unlikely. Id. ¶¶ 454-
458. On March 8, 2019, Roe interviewed and received an on-the-
spot offer with a Fourth Circuit judge. Id. ¶ 459. In a
subsequent meeting with the mediator, Roe told him that “the
clerkship was a ‘very nicely packaged constructive discharge,’”
and the two had a falling out. Id. ¶¶ 462-463. Roe formally
resigned from the Public Defender’s Office on March 15, 2019.
Id. ¶ 464.
On June 4, 2019, the Circuit Executive emailed Roe with a
copy to the Chief Judge. Id. ¶ 483. The email informed Roe
that “‘disciplinary action was taken last week as a result of
[her] report of wrongful conduct,’” but that the Circuit
Executive could not “‘reveal the nature of the action because it
is a disciplinary matter.’” Id. ¶ 484.
B. Procedural History
Roe filed this action in the United States District Court
for the Western District of North Carolina on March 3, 2020.
See generally Compl. The case was assigned to this Court on
April 17, 2020. Designation and Assignment Order, ECF No. 28.
The Individual Capacity Defendants and Official Capacity
Defendants filed motions to dismiss all counts with prejudice on
June 5, 2020. Def. General Counsel Mot. Dismiss, ECF No. 36;
Def. General Counsel’s Mem. Supp. Mot. Dismiss, ECF No. 37; Def.
Circuit Executive Mot. Dismiss, ECF No. 38; Def. Circuit
Executive’s Mem. Supp. Mot. Dismiss, ECF No. 39; Def. Chief
Judge Mot. Dismiss, ECF No. 40; Def. Chief Judge’s Mem. Supp.
Mot. Dismiss, ECF No. 41; Official Capacity Mot. Dismiss, ECF
No. 42; Mem. Supp. Official Capacity Mot. Dismiss, ECF No. 43;
Def. Federal Defender Mot. Dismiss, ECF No. 44; Def. Federal
Defender’s Mem. Supp. Mot. Dismiss, ECF No. 45.
The parties have fully briefed these motions. Pl.’s Opp’n
Individual Capacity Defs.’ Mot. Dismiss, ECF No. 48; Pl.’s Opp’n
Official Capacity Defs.’ Mot. Dismiss (“Pl.’s Opp’n Official
Capacity”), ECF No. 49; Def. Federal Defender’s Reply Supp. Mot.
Dismiss, ECF No. 52; Individual Capacity Reply Supp. Mot.
Dismiss, ECF No. 53; Official Capacity Reply Supp. Mot. Dismiss,
ECF No. 54; Pl.’s Surreply Opp’n Mots. Dismiss (“Pl.’s
Surreply”), ECF No. 100; Pl.’s Notice Suppl. Authority, ECF No.
101. This Court held a virtual motion hearing on November 23,
2020. Minute Order (Nov. 23, 2020).
II. SOVEREIGN IMMUNITY
Absent a waiver, sovereign immunity shields from suit not
only the United States but also its “agencies,” FDIC v. Meyer,
510 U.S. 471, 475 (1994), and “officials” acting in their
official capacities, Kentucky v. Graham, 473 U.S. 159, 165-66
(1985). When the United States consents to be sued, “the terms
of its consent to be sued in any court define that court’s
jurisdiction to entertain the suit.” United States v. Sherwood,
312 U.S. 584, 586 (1941).
A waiver of sovereign immunity “must be unequivocally
expressed in statutory text . . . and will not be implied.”
Lane v. Pena, 518 U.S. 187, 192 (1996); Library of Cong. v.
Shaw, 478 U.S. 310, 319 (1986) (“[C]ongressional silence does
not permit us to read the provision as the requisite waiver of
the Government’s immunity . . . .”). Courts construe
ambiguities “strictly in favor of the sovereign.” Shaw, 478
U.S. at 318. Because “[s]overeign immunity is jurisdictional in
nature,” Meyer, 510 U.S. at 475, “a court finding that a party
is entitled to sovereign immunity must dismiss the action for
lack of subject-matter jurisdiction,” Cunningham v. General
Dynamics Info. Tech., 888 F.3d 640, 649 (4th Cir. 2018); see
Fed. R. Civ. P. 12(h)(3) (“If the court determines at any time
that it lacks subject-matter jurisdiction, the court must
dismiss the action.”).
Roe argues that three statutes waive the Official Capacity
Defendants’ sovereign immunity.3 Pl.’s Opp’n Official Capacity
16-20. She points first to 28 U.S.C. § 1331. Id. 16-17.
Section 1331, however, “is not a general waiver of sovereign
immunity.” Randall v. United States, 95 F.3d 339, 345 (4th Cir.
1996) (quotations omitted) (quoting Coggeshall Dev. Corp. v.
3 At the motion hearing, counsel directed this Court’s
attention to Drone v. Duff, Civil Case No. 3:17-cv-332, 2017 WL
6383607 (E.D. Va. Dec. 14, 2017). As applicable here, Drone
explains that “Bivens did not waive the federal government’s
sovereign immunity . . . .” Id. at *3 n.9 (citing Randall v.
United States, 95 F.3d 339, 345 (4th Cir. 1996)).
Diamond, 884 F.2d 1, 4 (1st Cir. 1989)). That statute “merely
establishes a subject matter that is within the competence of
federal courts to entertain.” Id. “It does not,” as Roe
suggests, “expand the power of those courts in terms of the
parties over whom it may exercise jurisdiction.” Diamond, 884
F.2d at 4. Accordingly, section 1331 does not waive the
Official Capacity Defendants’ sovereign immunity.
Second, Roe asserts that the Back Pay Act waives the
Official Capacity Defendants’ sovereign immunity. Pl.’s Opp’n
Official Capacity 17. But the Back Pay Act’s waiver of
sovereign immunity has a statutory prerequisite: only employees
who are “found by appropriate authority under applicable
law . . . to have been affected by an unjustified or unwarranted
personnel action which has resulted in the withdrawal or
reduction of all or part of the pay, allowances, or
differentials of the employee” may recover back pay under the
Back Pay Act. 5 U.S.C. § 5596(b)(1). Appropriate authorities
are entities which “have the authority to review the agency’s
determination,” including the agency itself, the Merit Systems
Protection Board, and the United States Court of Appeals for the
Federal Circuit. United States v. Fausto, 484 U.S. 439, 454
(1988). Here no appropriate authority has found that Roe is
entitled to back pay. Thus the Back Pay Act does not waive the
Official Capacity Defendants’ sovereign immunity. This renders
it unnecessary to address whether Congress intended to include
entities such as the Official Capacity Defendants within the
definition of “agency” under the Back Pay Act, see 5 U.S.C.
§ 5596(a), and this Court expresses no view on that question.
Finally, Roe avers that section 702 of the Administrative
Procedure Act (“APA”) waives the Official Capacity Defendants’
sovereign immunity. Pl.’s Opp’n Official Capacity 17. Although
section 702 waives sovereign immunity with respect to agencies,
5 U.S.C. § 702, “the courts of the United States” are not
agencies, id. § 701(b)(1)(B).
Whether Congress intended to include entities such as the
Official Capacity Defendants within the APA “courts of the
United States” exemption is a matter of first impression in this
circuit. In this regard, both parties direct this Court’s
attention to the opinion of the United States Court of Appeals
for the District of Columbia Circuit in Washington Legal
Foundation v. United States Sentencing Commission, though they
disagree over what that court meant when it said:
Over the years, virtually every case interpreting the APA
exemption for “the courts of the United States” has held
that the exemption applies to the entire judicial branch --
at least to entities within the judicial branch that
perform functions that would otherwise be performed by
courts.
17 F.3d 1446, 1449 (D.C. Cir. 1994). Roe argues that the second
clause narrows the first, Pl.’s Opp’n Official Capacity 17; the
Official Capacity Defendants maintain that the first clause
means what it says and says what it means, Mem. Supp. Official
Capacity Mot. Dismiss 6. The Official Capacity Defendants
further liken the Federal Public Defender’s Office to the
Judicial Conference of the United States and the Probation
Service, both of which the D.C. Circuit has deemed to fall
within “the courts of the United States” exemption.4 Official
Capacity Reply 3-4 (citing Washington Legal, 17 F.3d at 1449).
Although the question is unresolved in this circuit, in an
unpublished opinion the Ninth Circuit held that “the APA does
not apply to the Federal Public Defender’s Office, which is a
part of the federal judiciary.” Demello v. Ney, 185 F.3d 866,
*1 (9th Cir. 1999) (unpublished table decision). This Court is
persuaded by the opinion of the Ninth Circuit. The District
Courts may make recommendations concerning nominees for the
position of Federal Public Defender, and the Courts of Appeals
appoint, compensate, and remove Federal Public Defenders. 18
U.S.C. § 3006A(g)(2)(A). Against that backdrop, this Court
rules that the Official Capacity Defendants are part of the
4 In Drone, a case which counsel raised at the motion
hearing, the court similarly indicated that employees of the
Probation Service and the United States District Court for the
Eastern District of Virginia were federal judicial employees
exempted from the APA’s waiver of sovereign immunity. See Civil
Case No. 3:17-cv-332, 2017 WL 6383607, at *3 & n.9.
federal judiciary for purposes of the APA, and that the APA
therefore does not waive the Official Capacity Defendants’
sovereign immunity.5 See Demello, 185 F.3d at *1.
Accordingly, the doctrine of sovereign immunity shields the
Official Capacity Defendants from suit. This Court pauses at
this juncture to note that because it lacks subject-matter
jurisdiction over the Official Capacity Defendants, see
Cunningham, 888 F.3d at 649, and because Roe fails to allege a
cognizable constitutional claim against them, as discussed
below, Roe is left with no prospect of equitable relief against
the Official Capacity Defendants, see Bivens v. Six Unknown
Named Agents of Fed. Bureau of Narcotics, 403 U.S. 388, 400
(Harlan, J., concurring) (“However broad a federal court’s
discretion concerning equitable remedies, it is absolutely
clear . . . that in a nondiversity suit a federal court’s power
to grant even equitable relief depends on the presence of a
substantive right derived from federal law.”). The Official
Capacity Defendants’ Motion to Dismiss, ECF No. 42, is GRANTED.
5 This Court notes that even if the APA were to waive the
Official Capacity Defendants’ sovereign immunity, Roe could not
recover damages from them because section 702 permits judicial
review of “agency action” only as to relief “other than money
damages.” 5 U.S.C. § 702; Demello, 185 F.3d at *1 n.4.
III. FAILURE TO STATE A CLAIM
Seeking to recover against the Individual Capacity
Defendants for violation of her constitutional rights, Roe
analogizes this case to Davis v. Passman, a Bivens action in
which the Supreme Court allowed the plaintiff to recover for
unconstitutional sex discrimination. See Pl.’s Surreply 15-23
(citing Davis v. Passman, 442 U.S. 228 (1979)). Unlike the
plaintiff in Davis, however, Roe fails to allege cognizable
constitutional claims. This Court therefore need not further
distinguish this case from Davis, and it need not limn the many
additional factors that caution against recognizing a new Bivens
action. See Ziglar v. Abbasi, 137 S. Ct. 1843, 1857-58 (2017).
A. Pleading Standard
To survive a motion to dismiss, a complaint must include
factual allegations sufficient “to state a claim to relief that
is plausible on its face.” Bell Atl. Corp. v. Twombly, 550 U.S.
544, 570 (2007); see Fed. R. Civ. P. 12(b)(6). Although courts
must “accept as true all well-pleaded allegations” and “view the
complaint in a light most favorable to the plaintiff,” Mylan
Laboratories, Inc. v. Matkari, 7 F.3d 1130, 1134 (4th Cir.
1993), courts “need not accept the [plaintiff’s] legal
conclusions drawn from the facts,” nor need they “accept as true
unwarranted inferences, unreasonable conclusions, or arguments,”
Eastern Shore Markets, Inc. v. J.D. Assocs. Ltd. P’ship, 213
F.3d 175, 180 (4th Cir. 2000).
B. Roe’s Constitutional Claims Lack Merit
As a threshold matter, “a plaintiff seeking a damages
remedy under the Constitution must first demonstrate that his
constitutional rights have been violated.” Davis, 442 U.S. at
248. Because Roe fails to state a cognizable constitutional
claim, this Court’s analysis begins and ends with this threshold
defect.
1. Count I – Fifth Amendment Procedural Due Process
A plaintiff pursuing a Fifth Amendment Procedural Due
Process claim must allege that she (1) lost “something that fits
into one of the three protected categories: life, liberty, or
property” and (2) did not “receive the minimum measure of
procedural protection warranted under the circumstances.”
Mallette v. Arlington Cty. Employees’ Supplemental Ret. Sys. II,
91 F.3d 630, 634 (4th Cir. 1996). Where, as here, the plaintiff
fails to plead the first element, this Court need not reach the
second. See American Mfrs. Mut. Ins. Co. v. Sullivan, 526 U.S.
40, 59 (1999) (“The first inquiry in every due process challenge
is whether the plaintiff has been deprived of a protected
interest in ‘property’ or ‘liberty . . . .’ Only after finding
the deprivation of a protected interest do we look to see if the
[government’s] procedures comport with due process.” (citations
omitted)). Because Roe fails to allege that the Individual
Capacity Defendants deprived her of a constitutionally protected
interest, this Court GRANTS the Individual Capacity Defendants’
motions to dismiss Count I.6
a) Purported Liberty Interest
Although the Supreme Court has not defined “‘liberty’ with
any great precision, that term is not confined to mere freedom
from bodily restraint.” Bolling v. Sharpe, 347 U.S. 497, 499,
(1954). “Liberty” also denotes the right “to contract, to
engage in any of the common occupations of life, to acquire
useful knowledge, to marry, establish a home and bring up
children, to worship God according to the dictates of his own
conscience, and . . . to enjoy those privileges long
recognized . . . as essential to the orderly pursuit of
happiness by free men.” Board of Regents of State Colls. v.
Roth, 408 U.S. 564, 572 (1972) (quotation omitted) (quoting
Meyer v. Nebraska, 262 U.S. 390, 399 (1923)).
In determining whether the interest that a plaintiff
alleges is a protected liberty interest under the Fifth
Amendment, courts also consider the Supreme Court’s Fourteenth
Amendment jurisprudence. See Paul v. Davis, 424 U.S. 693, 702
6 This Court has reviewed each of the cases on which Roe
predicates her purported liberty and property interests, and it
dismisses out of hand those not analyzed here.
n.3 (1976) (“Surely the Fourteenth Amendment imposes no more
stringent requirements upon state officials than does the Fifth
upon their federal counterparts. We thus consider this Court’s
decisions interpreting either Clause as relevant to our
examination of respondent’s claim.”).
Here, Roe purports to have a liberty interest “in being
free from unlawful discrimination,” which she alternatively
labels “a right to be free of sex discrimination in her
workplace.” Pl.’s Opp’n Official Capacity 22-23.7 In advancing
this purported intertest, Roe primarily relies on Bolling v.
Sharpe, 347 U.S. 497 (1954) and Beardsley v. Webb, 30 F.3d 524
(4th Cir. 1994). Id. Bolling held that “[s]egregation in
public education is not reasonably related to any proper
governmental objective, and thus it imposes on Negro children of
the District of Columbia a burden that constitutes an arbitrary
deprivation of their liberty in violation of the Due Process
Clause.” 347 U.S. at 500. Roe fails to explain how Bolling
evinces such a sweeping protected “liberty interest in being
free from unlawful discrimination.” Pl.’s Opp’n Official
Capacity 23. Moreover, Roe makes no attempt to fashion this
7 Although this Court has granted the Official Capacity
Defendants’ motion to dismiss, this Court continues to cite
Roe’s opposition to their motion to dismiss because that
opposition best develops Roe’s arguments on the merits of Count
I.
purported interest as any type of protected interest identified
in Roth, see 408 U.S. at 572, nor does she find reprieve in
Fourteenth Amendment jurisprudence, see Paul, 424 U.S. at 702.
Roe’s bald reliance on Bolling, without more, does not suffice
to plead the existence of a protected liberty interest.
Beardsley, the other case on which Roe relies, did not involve a
due process claim at all. See generally 30 F.3d at 524. This
Court therefore holds that Roe fails to allege that the
Individual Capacity Defendants deprived her of a protected
liberty interest.
b) Purported Property Interest
Under the Fifth Amendment Due Process Clause, protected
property interests “are not created by the Constitution” but
rather are “created and their dimensions are defined by existing
rules or understandings that stem from an independent source
such as state law -- rules or understandings that secure certain
benefits and that support claims of entitlement to those
benefits.” Roth, 408 U.S. at 577. Thus, the “hallmark” of
protected property interests is “individual entitlement grounded
in state law . . . .” Logan v. Zimmerman Brush Co., 455 U.S.
422, 430 (1982); see Roth, 408 U.S. at 577 (“To have a property
interest in a benefit, a person clearly must have more than an
abstract need or desire for it. He must have more than a
unilateral expectation of it. He must, instead, have a
legitimate claim of entitlement to it.”).
Here, Roe’s only purported property interest is “in the
[EDR] Plan’s terms as a condition of her employment,” though she
separately alludes to other procedural safeguards, such as her
“right to prompt and effective remedial action on her
complaints” and “right to meaningful review and remedies.”
Pl.’s Opp’n Official Capacity 22; see Pl.’s Notice Suppl.
Authority 1-2 (citing rights afforded under EDR Plan). In
support of this asserted interest, Roe primarily relies on the
Supreme Court’s decision in Vitarelli v. Seaton, 359 U.S. 535
(1959), and on two out-of-circuit cases, Johnson v. Mishler, 526
F.2d 364 (2d Cir. 1975) (per curiam) and Paige v. Harris, 584
F.2d 178 (7th Cir. 1978). Pl.’s Opp’n Official Capacity 23.
In Vitarelli v. Seaton, the Supreme Court held that the
Department of the Interior violated its own regulations when it
suspended without pay an educator who allegedly sympathized with
members of the Communist Party. 359 U.S. at 539. For present
purposes, Vitarelli falls flat. Since the Department of
Interior violated its own regulations in Vitarelli, the Supreme
Court declined to reach the constitutional due process issue.
Id. at 540. Accordingly, Roe’s reliance on Vitarelli to support
her assertion of a constitutionally protected property right is
misplaced.
Similarly, in Johnson v. Mishler, the Second Circuit
refused to reach the constitutional due process issue because
the plaintiff had been denied the “built-in due process
procedures” of the Regulations of the Probation Department. 526
F.2d at 366. Insofar as Roe relies on Johnson to identify a
constitutionally protected “property interest in the [EDR]
Plan’s terms as a condition of her employment,” Pl.’s Opp’n
Official Capacity 22, the case simply does not support her
attempt.
Finally, in Paige v. Harris, the Seventh Circuit held that
because the plaintiff “possessed a property interest in his
continued employment with HUD,” there were “sufficient grounds
to require a hearing on his discharge.” 584 F.2d at 181. But
here, Roe explicitly does not assert that she had a
“constitutionally protected interest in continued
employment . . . .” Pl.’s Opp’n Official Capacity 22 n.22.
Paige, then, is inapposite.
To clinch the matter, as the Supreme Court explained,
Process is not an end in itself. Its constitutional
purpose is to protect a substantive interest to which the
individual has a legitimate claim of entitlement . . . .
The State may choose to require procedures for reasons
other than protection against deprivation of substantive
rights, of course, but in making that choice the State does
not create an independent substantive right.
Olim v. Wakinekona, 461 U.S. 238, 250 (1983) (citations and
quotations omitted). “The categories of substance and procedure
are distinct. Were the rule otherwise, the Clause would be
reduced to a mere tautology. ‘Property’ cannot be defined by
the procedures provided for its deprivation any more than can
life or liberty.” Cleveland Bd. of Educ. v. Loudermill 470 U.S.
532, 541 (1985). Relying on these Supreme Court precedents, the
Fourth Circuit deemed “meritless” the argument that a former
government employee had a constitutionally protected property
interest in his employer’s grievance procedures. Garraghty v.
Commonwealth of Va., Dep’t of Corr., 52 F.3d 1274, 1284 (4th
Cir. 1995); accord United of Omaha Life Ins. Co. v. Solomon, 960
F.2d 31, 34 (6th Cir. 1992); Curtis Ambulance of Fla., Inc. v.
Board of Cty. Comm’rs of Shawnee Cty., 811 F.2d 1371, 1377 (10th
Cir. 1987); Clemente v. United States, 766 F.2d 1358, 1364 (9th
Cir. 1985).
Here, because Roe fashions her purported property interest
as an “interest in the [EDR] Plan’s terms as a condition of her
employment,” and more specifically as rights to “prompt and
effective remedial action on her complaints” and “meaningful
review and remedies,” Pl.’s Opp’n Official Capacity 22-23, this
Court concludes that Roe fails to allege that the Individual
Capacity Defendants deprived her of a protected property
interest.
2. Count II – Fifth Amendment Equal Protection
The Supreme Court has held that the “Due Process Clause of
the Fifth Amendment forbids the Federal Government to deny equal
protection of the laws.” Davis, 442 U.S. at 234. The Supreme
Court has recognized these equal protection claims in two
distinct situations: (1) when a classification is made on the
basis of sex and (2) when the state action results in a
disparate impact that can be traced to a discriminatory purpose.
See generally, e.g., United States v. Virginia, 518 U.S. 515
(1996); Personnel Adm’r of Massachusetts v. Feeney, 442 U.S. 256
(1979) (“‘Discriminatory purpose,’ however, implies more than
intent as volition or intent as awareness of
consequences . . . . It implies that the decisionmaker . . .
selected or reaffirmed a particular course of action at least in
part ‘because of,’ not merely ‘in spite of,’ its adverse effects
upon an identifiable group.”); Reed v. Reed, 404 U.S. 71 (1971).
To survive heightened scrutiny in such situations, the
classification “must serve important governmental objectives and
must be substantially related to achievement of those
objectives.” Davis, 442 U.S. at 234-35 (quotation omitted).
Roe does not plead or argue such a case. Rather, Roe
attempts to graft precedent interpreting Title VII onto the
Fifth Amendment. Pl.’s Opp’n Individual Capacity Defs.’ Mot.
Dismiss 2 (“In evaluating these claims, courts apply the well-
established standards developed in similar litigation under
Title VII of the Civil Rights Act of 1964.”). But see Yatvin v.
Madison Metro. Sch. Dist., 840 F.2d 412, 418 (7th Cir. 1988)
(“Although sex discrimination by state agencies has been held to
violate the equal protection clause, retaliating against a
person for filing charges of sex discrimination is not the same
as discriminating against a person on grounds of sex -- unless,
perhaps, those are the only complainants against whom the
employer retaliates, and even in that case the retaliation would
only be evidence of discrimination, not discrimination per se.”
(citations omitted)). Consequently, this case presents a matter
of first impression in this circuit: viz, whether a Title VII
theory of discrimination on the basis of sex states a claim for
discrimination on the basis of sex under the Fifth Amendment
Equal Protection Clause. This Court holds that it does not.
The Fourth Circuit has held that courts may apply Title VII
standards to section 1983 claims. Beardsley, 30 F.3d at 529;
see Feminist Majority Found. v. Hurley, 911 F.3d 674, 703 (4th
Cir. 2018) (applying Title VII standards to section 1983 claim).
See also Bohen v. City of East Chicago, 799 F.2d 1180, 1187 (7th
Cir. 1986) (applying Title VII standards to section 1983 claim
but noting the distinction between “the ultimate inquiry” in an
equal protection case, “whether the sexual harassment
constitutes intentional discrimination,” and the inquiry “under
Title VII as to whether or not the sexual harassment altered the
conditions of the victim’s employment”). Extrapolating from
Beardsley and other section 1983 cases, Roe asserts that courts
must also apply Title VII standards to free-standing Fifth
Amendment claims. See Pl.’s Opp’n Official Capacity 24-25;
Pl.’s Surreply 15.
Contrary to Roe’s assertion, the Fourth Circuit has not
held that courts must apply Title VII standards to free-standing
Fifth Amendment claims. To the contrary, in Wilcox v. Lyons,8
the Fourth Circuit rejected a similar attempt to graft Title VII
standards onto a free-standing Fourteenth Amendment equal
protection claim. 970 F.3d 452, 460 (4th Cir. 2020). In
Wilcox, the court considered whether a former public employee’s
8 During oral argument, plaintiff’s counsel suggested Wilcox
is questionable authority as it came down after the filing of
the present complaint and its author was a judge whom Roe had
designated as a source of evidence in this case.
This offhand ad hominem comment is unworthy of a skilled
attorney and this Court is deaf as an adder to such suggestion,
utterly disregarding it. The Court treats it as a slip of the
tongue, uttered before his brain got into gear.
There is simply no place in our courts for groundless
speculation, fantastical conspiracy theories, or faux facts.
Our Cannons of Ethics and Fed. R. Civ. P. 11 forbid it.
Hon. Richard Arnold of the Eighth Circuit, perhaps the
finest judge of the twentieth century, said to a group of
lawyers and judges, “There has to be a safe place. And we have
to be it.” In the present context, that means advocacy consists
of straight talk, based on facts. After all, “facts are like
flint” as the judge for whom I clerked now over half a century
ago (Hon. Raymond S. Wilkins, Chief Justice, Supreme Judicial
Court of Massachusetts) was fond of saying. Remember it.
allegation that a state employer fired her in retaliation for
her complaint of sexual harassment and discrimination was
sufficient to state a claim for sexual discrimination under the
Fourteenth Amendment Equal Protection Clause. 970 F.3d at 454-
55. There, as here, the plaintiff did not allege that she was
fired because of her sex, but rather that she suffered adverse
consequences based on her response to the harassing behavior.
Id. at 460-61. The Fourth Circuit held:
The “right to be free from retaliation for protesting
sexual harassment and sex discrimination” upon which Wilcox
solely relies “is a right created by Title VII, not the
equal protection clause.” Gray v. Lacke, 885 F.2d 399, 414
(7th Cir. 1989); see also Boyd v. Ill. State Police, 384
F.3d 888, 898 (7th Cir. 2004) (“[T]he right to be free from
retaliation may be vindicated under the First Amendment or
Title VII, but not the equal protection clause.”). To be
clear: these existing legal avenues for challenging public
employer retaliation remain open to employees; we simply
decline to create a new one under the auspices of the
Fourteenth Amendment [Equal Protection Clause].
Id. at 461. Here, Roe’s complaint is devoid of any allegation
that women are treated differently than men under the EDR Plan,
and Roe does not allege that the actions taken against her were
on the basis of her sex. Instead, Roe theorizes that the
Individual Capacity Defendants discriminated against her on the
basis of sex when they mishandled her sexual harassment
complaints, ultimately leading to retaliation and constructive
discharge. Compl. ¶ 498. To condone such a theory would be to
graft Title VII standards onto the Fifth Amendment, when in
Wilcox the Fourth Circuit rejected such a theory with respect to
the Fourteenth Amendment. Viewed in this light, Roe’s theory is
incompatible with Wilcox, which explained that “[r]etaliation
for reporting alleged sex discrimination imposes negative
consequences on an employee because of the employee’s report,
not because of the employee’s sex.” See 970 F.3d at 460.
Supreme Court precedent supports the conclusion that only
theories of traditional class-based discrimination are
cognizable under the Fifth Amendment Equal Protection Clause.
In Davis, a congressman discharged the plaintiff based on the
plaintiff’s sex. 442 U.S. at 230. Although the plaintiff “was
‘able, energetic and a very hard worker . . . it was essential
that the understudy to [the congressman’s] Administrative
Assistant be a man.’” Id. The Supreme Court held that the
plaintiff could bring a Bivens action for the congressman’s
violation of the Fifth Amendment Equal Protection Clause. Id.
at 234. Since the congressman’s classification was so clearly
on the basis of gender, the Davis Court applied the traditional
class-based equal protection framework. See id. at 234-25.
Although Roe reads Davis as allowing constitutional claims to
proceed under Title VII standards, such circumstances were not
before the Supreme Court in Davis, and Wilcox suggests that such
an extension of Davis would be improper. Cf. id.; Wilcox, 970
F.3d at 460-61.
This Court rejects Roe’s attempt to extend Davis,
particularly in light of the Fourth Circuit’s decision in
Wilcox. This Court therefore GRANTS the Individual Capacity
Defendants’ motions to dismiss Count II.9
C. Roe’s Statutory Claims Lack Merit
To survive a motion to dismiss, a plaintiff pursuing a
claim for conspiracy to deny equal protection of the laws under
42 U.S.C. § 1985(3) must “plead specific facts in a
nonconclusory fashion” as to:
(1) a conspiracy of two or more persons, (2) who are
motivated by a specific class-based, invidiously
discriminatory animus to (3) deprive the plaintiff of the
equal enjoyment of rights secured by the law to all, (4)
and which results in injury to the plaintiff as (5) a
consequence of an overt act committed by the defendants in
connection with the conspiracy.
9 This Court dismisses Roe’s action with prejudice -- rather
than without prejudice and leave to amend -- because such leave
would be futile. If Roe properly has pled any claim, it is a
First Amendment retaliation claim. See Wilcox, 970 F.3d at 461
(quoting Boyd, 384 F.3d at 898 (“[T]he right to be free from
retaliation may be vindicated under the First Amendment or Title
VII, but not the equal protection clause.”)). The Supreme
Court, however, has never recognized a Bivens action for First
Amendment claims, see Reichle v. Howards, 566 U.S. 658, 663
(2012); Bush v. Lucas, 462 U.S. 367, 368 (1983) (declining to
recognize a Bivens action for a First Amendment speech claim
involving federal employment), and courts within the Fourth
Circuit have not held otherwise, see Kirtman v. Helbig, Civil
Action No.: 4:16-cv-2839-AMQ, 2018 WL 3611344, at *3-4 (D.S.C.
July 27, 2018) (declining to recognize a Bivens action for First
Amendment claim).
Simmons v. Poe, 47 F.3d 1370, 1376 (4th Cir. 1995); Gooden v.
Howard Cty., 954 F.2d 960, 969-70 (4th Cir. 1992) (en banc).
Roe fails to plead the second element because her theory of
liability is not “class-based, invidiously discriminatory
animus,” but rather the more sweeping Title VII standards
regarding sexual harassment as discrimination on the basis of
sex. See United Bhd. of Carpenters & Joiners of Am., Local 610
v. Scott, 463 U.S. 825, 829 (1983) (“[N]ot only must [the
conspiracy] have as its purpose the deprivation of ‘equal
protection of the laws, or of equal privileges and immunities
under the laws,’ but also must be motivated by ‘some racial, or
perhaps otherwise class-based, invidiously discriminatory animus
behind the conspirators’ action.’”). This Court therefore
GRANTS the Individual Capacity Defendants’ motions to dismiss
Count III.
The dismissal of Count III requires the dismissal of Count
IV because section 1986 applies only to actors who could have
prevented the section 1985 injury but failed to do so. See 42
U.S.C. § 1986; Adickes v. S. H. Kress & Co., 398 U.S. 144, 222
n.28 (1970) (Brennan, J., concurring). This Court therefore
GRANTS the Individual Capacity Defendants’ motions to dismiss
Count IV.
IV. CONCLUSION
This Court GRANTS the Official Capacity Defendants’ motion
to dismiss, ECF No. 42, and GRANTS the Individual Capacity
Defendants’ motions to dismiss, ECF Nos. 36, 38, 40, 44.
Judgment will enter for the defendants.
SO ORDERED.
/s/ William G. Young
WILLIAM G. YOUNG
DISTRICT JUDGE