“[T]he Constitution creates no entitlement to grievance procedures or access to any such procedure voluntarily established by a state.”
How later courts described this case
- “[T]he Constitution creates no entitlement to grievance procedures or access to any such procedure voluntarily established by a state.”
- inmate has clearly established First Amendment right to be free from retaliation for filing grievances
Written by the judges who cited it.
The opinion
UNITED STATES DISTRICT COURT
WESTERN DISTRICT OF NORTH CAROLINA
STATESVILLE DIVISION
5:19-cv-00043-FDW
JONATHAN JAMES NEWELL, )
)
Plaintiff, )
)
vs. ) ORDER
)
SHELBY HOWELL, )
)
Defendant. )
__________________________________________)
THIS MATTER is before the Court on initial review of Plaintiff’s Amended Complaint
[Doc. 11], filed under 42 U.S.C. § 1983. See 28 U.S.C. §§ 1915(e) and 1915A. Plaintiff is
proceeding in forma pauperis. [Docs. 2, 7].
I. BACKGROUND
Pro se Plaintiff Jonathan James Newell (“Plaintiff”), a North Carolina state inmate
currently incarcerated at Warren Correctional Institution located in Norlina, North Carolina, filed
this action on April 12, 2019, pursuant to 42 U.S.C. § 1983. [Doc. 1]. Plaintiff filed an Amended
Complaint on May 24, 2019. [Doc. 11]. In his Amended Complaint, Plaintiff names Shelby
Howell, identified as a correctional officer at Alexander Correctional Institution (“Alexander”) as
the sole Defendant in this matter. Plaintiff alleges that Defendant Howell violated his Eighth
Amendment rights under the U.S. Constitution by sexually harassing him, denying him full access
to grievance procedures, and retaliating against him for filing grievances.1
The Court takes the following allegations by Plaintiff as true for the purpose of this initial
review:
1 Despite the Plaintiff’s categorization of his claims, in substance, the claims appear to be based on alleged
violations of the First, Eighth, and Fourteenth Amendments and the Court will treat them as such.
Shelby Howell upset at my refusal to misuse the toilet to urinate.
Made body shaming comments, repeatedly informed inmates I was
gratifying myself and directs them to encourage me to misuse the
toilet making multiple false allegations and reports.
Shelby Howell used her collegiality to disrupt the ability to report
by grievances, PREA2 and other avenues. She repeatedly relied
upon collegiality to bully me into being written up relying upon
unknown stuff to disrupt due process.
Due to the level of harassment I was repeatedly moved around
dormitories and cells. The level of retaliation by her colleagues lead
to loss of mail and other property loss of money due to frivolous
write-ups. The level of bullying and relying upon inmates and staff
to horseplay at my expense – even body shaming verbal abuse and
finding my being sexually abused as a child funny while she
continued to ignore the policy of privacy screening applied in
policy.
[Doc. 11 at 3].
For injuries, Plaintiff claims that, as a result of Defendant’s conduct, he was impaired in
his ability to rehabilitate and reform, that his welfare and well-being were adversely affected, and
that he lost mail and other property. [Id. at 3]. Plaintiff seeks injunctive and monetary relief. [Id.
at 5].
II. STANDARD OF REVIEW
Because Plaintiff is proceeding in forma pauperis, the Court must review the Complaint to
determine whether it is subject to dismissal on the grounds that it is “frivolous or malicious [or]
fails to state a claim on which relief may be granted.” 28 U.S.C. § 1915(e)(2). Furthermore, under
§ 1915A the Court must conduct an initial review and identify and dismiss the complaint, or any
portion of the complaint, if it is frivolous, malicious, or fails to state a claim upon which relief may
2 P.R.E.A. stands for the Prison Rape Elimination Act, 34 U.S.C. § 30301. It seeks to establish “zero
tolerance” for the incidence of prison rape. The purpose of this Act is to protect inmates in correctional
facilities from sexual abuse and sexual assault. Gadeson v. Reynolds, No. 2:08-3702-CMC-RSC, 2009 WL
4572872, at *3 (D.S.C. Dec. 4, 2009).
be granted; or seeks monetary relief from a defendant who is immune to such relief.
In its frivolity review, this Court must determine whether the Complaint raises an
indisputably meritless legal theory or is founded upon clearly baseless factual contentions, such as
fantastic or delusional scenarios. Neitzke v. Williams, 490 U.S. 319, 327-28 (1989). Furthermore,
a pro se complaint must be construed liberally. Haines v. Kerner, 404 U.S. 519, 520 (1972).
However, the liberal construction requirement will not permit a district court to ignore a clear
failure to allege facts in his Complaint which set forth a claim that is cognizable under federal law.
Weller v. Dep’t of Soc. Servs., 901 F.2d 387 (4th Cir. 1990).
III. DISCUSSION
A. General and Sexual Harassment
Plaintiff asserts a claim against Defendant Howell for violation of Plaintiff’s Eighth
Amendment right to be free from cruel and unusual punishment from general and sexual
harassment.
The Eighth Amendment prohibits the infliction of “cruel and unusual punishments,” U.S.
CONST. amend. VIII, and protects prisoners from the “unnecessary and wanton infliction of pain.”
Whitley v. Albers, 475 U.S. 312, 319 (1986). To establish an Eighth Amendment claim, an inmate
must satisfy both an objective component–that the harm inflicted was sufficiently serious–and a
subjective component–that the prison official acted with a sufficiently culpable state of mind.
Williams v. Benjamin, 77 F.3d 756, 761 (4th Cir. 1996). The Eighth Amendment protects inmates
from sexual abuse. Schwenk v. Hartford, 204 F.3d 1187, 1196-97 (9th Cir. 2000). The Supreme
Court has held, however, that not “every malevolent touch by a prison guard gives rise to a federal
cause of action.” Wilkins v. Gaddy, 559 U.S. 34, 37, 130 S. Ct. 1175 (2010) (internal quotation
marks omitted). Furthermore, “[a]lthough prisoners have a right to be free from sexual abuse,
whether at the hands of fellow inmates or prison guards, the Eighth Amendment’s protections do
not necessarily extent to mere verbal sexual harassment.” Jackson v. Holley, 666 Fed. App’x 242,
244 (4th Cir. 2016) (quoting Austin v. Terhune, 367 F.3d 1167, 1171 (9th Cir. 2004) (internal
quotation marks omitted)); Henslee v. Lewis, 153 Fed. App’x 178, 180 (4th Cir. 2005) (“Mere
threats or verbal abuse by prison officials without more, do not state a cognizable claim under §
1983.”)
The Court, therefore, finds that Plaintiff’s allegations against Defendant for general and
sexual harassment do not state a cognizable claim for an Eighth Amendment violation.
B. Retaliation for Filing Grievances
Plaintiff asserts a claim against Defendant Howell for violating Plaintiff’s First
Amendment right to redress of grievances by retaliating and punishing Plaintiff with frivolous
write-ups and other harassment.
Taking Plaintiff’s allegations as true for purposes of initial review, the Court finds that
Plaintiff has stated a claim against Defendant Howell for violation of Plaintiff’s First Amendment
right to be free from retaliation for filing grievances. As such, Plaintiff’s retaliation claim against
Defendant Howell survives initial review as it is not clearly frivolous. See Booker v. S.C. Dep’t
of Corrs., 855 F.3d 533, 540 (4th Cir. 2017) (inmate has clearly established First Amendment right
to be free from retaliation for filing grievances).
C. Redress of Grievances
Plaintiff claims Defendant Howell violated Plaintiff’s Fourteenth Amendment right to due
process by “us[ing] her collegiality to disrupt the ability to report by grievances, PREA and other
avenues. She repeatedly relied upon collegiality to bully me into being written up relying upon
unknown stuff to disrupt due process.” [Doc. 1 at 3]. Plaintiff, however, does not allege that he
was hindered in his efforts to pursue a legal claim with this Court.
To prevail on a procedural due process claim, an inmate must first demonstrate that he was
deprived of “life, liberty, or property” by governmental action. Bevrati v. Smith, 120 F.3d 500,
502 (4th Cir. 1997). Although prisoners are afforded some due process rights while incarcerated,
those liberty interests are limited to “the freedom from restraint which, while not exceeding the
sentence in such and unexpected manner as to give rise to protection by the Due Process Clause
of its own force, nonetheless imposes atypical and significant hardship on the inmate in relation to
the ordinary incidents of prison life.” Sandin v. Conner, 515 U.S. 472, 484 (1995). Prisoner’s
generally do not have a constitutional right of access to grievance procedures. Adams v. Rice, 40
F.3d 72, 75 (4th Cir. 1994) (“[T]he Constitution creates no entitlement to grievance procedures or
access to any such procedure voluntarily established by a state.”).
As such, Plaintiff’s Fourteenth Amendment claim against Defendant Howell for depriving
Plaintiff an opportunity to aggrieve his conditions of confinement fails initial review.
Further, because Plaintiff has recently been transferred from Alexander to Warren
Correctional Institution, Plaintiff’s claims for injunctive relief are moot and will be dismissed.
Incumaa v. Ozmint, 507 F.3d 281, 286-87 (4th Cir. 2007).
IV. CONCLUSION
In sum, the Complaint survives initial review under 28 U.S.C. § 1915(e) and 28 U.S.C. §
1915A as to Plaintiff’s First Amendment claim against Defendant Howell, but not as to Plaintiff’s
Eighth Amendment claim for harassment or his Fourteenth Amendment claim for the denial of
redress of grievances.
IT IS, THEREFORE, ORDERED that:
1. Plaintiff's allegations survive initial review as to Plaintiff's First Amendment claim
for retaliation. See 28 U.S.C. §§ 1915(e); 1915A. Plaintiff's remaining claims fail
initial review and shall be dismissed.
2. This Court recently enacted Local Rule 4.3, which sets forth a procedure to waive
service of process for current and former employees of the North Carolina
Department of Public Safety (““NCDPS”) in actions filed by North Carolina State
prisoners. The Clerk of Court shall commence the procedure for waiver of service
as set forth in Local Rule 4.3 for Defendant Howell, who is alleged to be a current
or former employee of NCDPS.
Signed: November 14, 2019
Frank D. Whitney
Chief United States District Judge □□□□□