assuming the plaintiff’s legal theory of ERISA preemption for the purposes of analyzing standing
How later courts described this case
- assuming the plaintiff’s legal theory of ERISA preemption for the purposes of analyzing standing
- allowing a suit for retrospective personal injury to survive under North Carolina survival statute
- accepting the plaintiff’s theory of Medicaid benefits deprivation for the purposes of analyzing standing
- noting that only if a plaintiff is prevented from seeking such judicial relief would there be a plausible claim that the litigant lacked access to the courts
Written by the judges who cited it.
The opinion
IN THE UNITED STATES DISTRICT COURT
FOR THE MIDDLE DISTRICT OF NORTH CAROLINA
FELTON WOODS, )
)
Plaintiff, )
)
v. )
)
FANTASIA EDMONDS, in her )
individual and official )
capacities; ATTORNEY JANE DOE, )
in her individual and official ) 1:23-CV-780
capacities; ALEXANDER )
STEVENSON REAMS II and )
ALEXANDRIA STEPHANIE REAMS, )
Co-Administrators of the )
estate of STEPHANIE REAMS, in )
her individual capacity; )
STEPHANIE REAMS (or her )
successor) in her official )
capacity; MAGGIE CVETICANIN, )
in her official capacity; and )
AMINAH THOMPSON, in her )
official capacity, )
)
Defendants. )
MEMORANDUM OPINION AND ORDER
THOMAS D. SCHROEDER, District Judge.
In a dispute over the adoption placement of two minor
children, Plaintiff Felton Woods contends that he was denied his
constitutional right of access to the courts when Defendants
delayed filing his state court adoption petitions for his two
great-grandchildren, K.T. and M.T., for two weeks. (Doc. 1.)
Woods seeks a declaratory judgment and damages under 42 U.S.C
§ 1983. (Id.) Presently before this court are the motions to
dismiss filed by Defendants Maggie Cveticanin and Fantasia Edmonds
(collectively the “Durham County Defendants”) (Doc. 11) and
Defendants Stephanie Reams and Aminah Thompson (collectively the
“County Clerk Defendants”) (Doc. 13). In addition, the Attorney
General filed a notice of death as to Defendant Stephanie Reams
(Doc. 22), who died after the filing of the complaint, and Woods
has moved to substitute the co-administrators of her estate for
her place (Doc. 25). Woods also moves to strike briefing filed on
Reams’s behalf on the ground that counsel lacked any authority to
do so since Reams was deceased at the time of the filing. (Doc.
26.)
Defendants raise myriad challenges to Woods’s complaint,
including standing, the Eleventh Amendment, judicial immunity,
qualified immunity, and the applicability of the constitutional
right of access to the filing of state adoption petitions. But
the ultimate inquiry is simple: because the County Clerk Defendants
are state officials entitled to official immunity, and because
Woods has failed to plead facts that plausibly allege a violation
of his constitutional right of access to the courts, the court
will grant both motions to dismiss without prejudice. The court
will also grant Wood’s motion to substitute but deny Woods’s motion
to strike.
I. BACKGROUND
A. Factual Background
For the purposes of these motions, the facts alleged in the
complaint (Doc. 1) are taken as true and set out the following:
Plaintiff Woods is a resident of Georgia and is the great-
grandfather to K.T. and M.T., who are minors. (Id. ¶ 15.) The
guardianship of K.T. and M.T. has been in dispute for several
years. (Id. ¶ 24.) The two children entered foster care in North
Carolina at the direction of the Durham County Department of Social
Services (“DSS”) on January 5, 2018, after their mother, Jatoia
Potts, gave birth to K.T. in the state in August of 2017 and
remained in the state due to K.T.’s need for inpatient neonatal
intensive care. (Id. ¶ 28.)1 Throughout this time, Woods and
other relatives consistently made clear to DSS that they were
willing to provide a kinship home for the children. (Id. ¶¶ 15,
30.) DSS, however, consistently thwarted the families’ efforts to
secure a familial placement. (Id. ¶ 15; see also id. ¶¶ 32-37
(describing the placement of the children with a non-kin foster
family in a “foster-to-adopt” scenario), 38-62 (describing DSS’s
mishandling of familial rights via issues with filing paperwork
under the Interstate Compact on the Placement of Children).)
On February 3, 2023, Woods, through an agent, delivered
petitions for adoption for K.T. and M.T. to the Special Proceedings
office of the Durham County Clerk of Court, along with the filing
1 Potts’s parental rights were terminated after K.T. had suffered head
trauma, seizures, blood loss, possible fractures, retinal hemorrhages
in both eyes, and other “nonaccidental, life-threatening injuries.” In
the Matter of M.T. and K.T., 877 S.E.2d 732 (N.C. App. 2022) (affirming
termination of parental rights based on neglect and abuse).
fee for those petitions. (Id. ¶ 64.) The petitions were accepted
by the clerk’s office. (Id.) Later that same day, however,
Defendant Stephanie Reams, an assistant clerk employed by the
Durham County Clerk of Court, telephoned Woods’s counsel and
reported that the non-kin foster parents had also filed petitions
for the adoption of the two children on January 27, 2023. (Id.
¶ 65.) Reams stated that she had called the DSS social worker,
Defendant Fantasia Edmonds, about the case and intended not to
file Woods’s petitions as a result of their conversation. (Id.)
In response, Woods’s counsel said she would follow up the next
week, and she served both paper and electronic copies of the
adoption petitions on the attorney for DSS the same day. (Id.
¶¶ 65-66.)
Over the next several days, the clerk’s office continued to
take no action on Woods’s adoption petitions. On February 9, a
legal assistant for Woods’s counsel called the clerk’s office to
ask about the petitions and was informed that DSS was “doing an
investigation on it” and “the attorney for DSS is also looking
into it,” so the clerk’s office was “not going to file [Woods’s]
petition[s].” (Id. ¶ 67.) Woods’s counsel exchanged emails with
the attorney for DSS on February 10, 2023, who denied ever advising
the Clerk of Court in the matter, or any matter. (Id. ¶¶ 68-69.)
That same day, Woods’s counsel telephoned the Special Proceedings
division of the Clerk of Court’s office again and spoke with Reams,
who stated that she had spoken to both the DSS Social Worker,
Edmonds, and an unidentified “county attorney” from the “juvenile”
section about the matter, again asserting that those individuals
told her they were investigating the matter and that the clerk’s
office would not be filing the petitions until DSS told them what
to do.2 (Id. ¶ 70.)
Having made no progress toward getting his petitions filed,
Woods initiated a lawsuit on February 15, 2023, in Durham County
Superior Court seeking a writ of mandamus against the Clerk of
Court, Defendant Aminah Thompson, and the Interim Director of DSS,
Sarah Bradshaw, requesting, inter alia, an order compelling the
clerk’s office to stamp and file his adoption petitions for K.T.
and M.T. (Id. ¶ 11.) The next day, February 16, 2023, another
employee from the clerk’s office called and informed Woods’s
counsel that his adoption petitions were technically deficient
because they lacked a wet (original) signature. (Id. ¶ 12.) Upon
being made aware of this, Woods sent original signature pages via
overnight delivery to the Special Proceedings office. (Id. ¶ 13.)
The corrected pages were received on February 17, 2023, and they
were then stamped and duly filed by the clerk’s office that day.
(Id. ¶ 14.)
2 The transcript of this recorded phone call is attached to and
incorporated into Woods’s complaint. (Doc. 1-1 (affidavit of Elizabeth
Simpson with transcript of phone call).)
B. Procedural History
Woods filed the present complaint on September 11, 2023,
alleging that the Durham County Clerk of Court and DSS violated
his constitutional right of access to the courts by refusing to
file, or delaying the filing of, his adoption petitions and seeking
redress pursuant to 42 U.S.C. § 1983. (Id.) Woods names five
Defendants: Edmonds, the social worker employed by DSS, in her
individual and official capacities; Attorney Jane Doe, the
attorney allegedly employed by the ”juvenile section” of Durham
County, in her individual and official capacities;3 Reams, an
assistant clerk employed by the Durham County Clerk of Court, in
her individual and official capacities; Cveticanin, the current
director of DSS who has “supervisory authority over the acts and
omissions of Durham DSS,” in her official capacity only; and
Thompson, the Durham County Clerk of Court who has “supervisory
authority over the acts and omissions of the Durham Office of the
Clerk of Court,” in her official capacity only. (Id. ¶¶ 16-20.)
Woods seeks a declaration that all of the Defendants, acting in
their official capacity, engaged in an unlawful and
unconstitutional delay in filing his petitions, and he seeks
compensatory and punitive damages from Defendants Reams, Edmonds,
and Doe in their individual and official capacities. (Id. at 20-
3 Attorney Jane Doe is not a party to either of the motions to dismiss,
as her identity or even existence has yet to be confirmed.
21.)
The Durham County Defendants and County Clerk Defendants now
move to dismiss all claims. (Docs. 11, 13.) Those motions have
been fully briefed. (Docs. 12, 14, 17, 18, 23, 24.) Thereafter,
Woods filed two motions in response to the Notice of Reams’s death
(Doc. 22): one to substitute Alexander Stevenson Reams II and
Alexandria Stephanie Reams, co-administrators of the estate of
Stephanie Reams (the “Co-Administrators”), as a party in place of
Reams (Doc. 25); and one to strike any briefing related to Reams
that the County Clerk Defendants filed (Doc. 26). Neither of
Woods’s motions was accompanied by a brief. The County Clerk
Defendants filed a response to both motions (Doc. 30 (motion to
substitute); Doc. 31 (motion to strike)), and Woods failed to file
a reply to either. All motions are therefore ripe for review.
II. ANALYSIS
A. Motion to Substitute
Woods moves pursuant to Federal Rule of Civil Procedure
25(a)(1) to substitute the Co-Administrators for Defendant Reams,
who is deceased. (Doc. 25.) According to Woods, survival of
claims pursuant to 42 U.S.C. § 1983 is governed by 42 U.S.C.
§ 1988, which looks to the state law of survivorship to determine
whether substitution in the case of death is appropriate. (Id.
¶ 4.) As North Carolina law provides for survivorship of all
claims except for causes of action (1) for libel or for slander,
(2) for false imprisonment, or (3) where “the relief sought could
not be enjoyed, or granting it would be nugatory after death,”
Woods maintains that the claims against Reams survive, and he moves
to substitute in the Co-Administrators in recognition of this.
(Id. ¶ 5 (quoting N.C. Gen. Stat. § 28A-18-1(b)).)
The County Clerk Defendants oppose this motion, asserting
that the court’s decision whether to grant the motion is
discretionary and arguing that the court should decline to exercise
its discretion here. (Doc. 30 at 1-2.) They argue that
substitution of the Co-Administrators for Reams in her official
capacity is improper because Reams’ successor in the county clerk’s
office has taken her position in the litigation automatically
pursuant to Rule 25(d), as Reams was serving as a public official.
(Id. at 2-3.)4 As to the individual capacity claim against Reams,
the County Clerk Defendants argue that the Co-Administrators
cannot be substituted insofar as Woods seeks punitive damages under
North Carolina law (id. at 3), and the remaining claims are
nugatory (id. at 4-7). Finally, the County Clerk Defendants
4 In their brief’s heading, the County Clerk Defendants argue that
“Plaintiff’s official capacity claims against Ms. Reams were
extinguished upon her retirement and subsequent death.” (Doc. 30 at 2.)
However, their argument focuses on the automatic substitution of Reams’s
successor as Assistant Clerk of Court rather than on any termination of
the claims against her resulting from her death. (See id. at 2-3.)
Therefore, the court construes the County Clerk Defendants’ argument to
be that the claims against Reams in her official capacity were
“extinguished” only to the extent that they have already passed and
attached to Reams’s successor.
contend that the balance of equities disfavors substitution, as
any judgment against Reams in her individual capacity would be
paid by the State of North Carolina and not by her estate,
substitution is inconsistent with the purpose of § 1983, the Co-
Administrators are not in a position to provide evidence in defense
of Reams, and the court’s jurisdiction over the complaint remains
dubious. (Id. at 7-10.)
The court will allow the substitution of the Co-
Administrators, but only as to individual capacity claim against
Reams. As to the official capacity claims against Reams, the
County Clerk Defendants are correct that Rule 25(d) governs, and
the substitution of Reams’s successor was automatic. See F. R.
Civ. Pro. Rule 25(d) (“The officer’s successor is automatically
substituted as a party.”). The estate is therefore not the proper
party to take her position with respect to those claims. Rather,
the court is authorized to order the successor to be identified
and named appropriately in later proceedings. See id. (“The court
may order substitution at any time, but the absence of such an
order does not affect the substitution.”) In the meantime, the
court may proceed on the official capacity claims noting that
“Reams” is a mere misnomer for the person presently operating as
her successor. See id. (“Later proceedings should be in the
substituted party’s name, but any misnomer not affecting the
parties’ substantial rights must be disregarded. The court may
order substitution at any time, but the absence of such an order
does not affect the substitution.”)
As to the individual capacity claim against Reams, Woods is
correct that the Co-Administrators can and should be substituted.
When a defendant dies during the pendency of an individual-capacity
action, the estate is the proper party to take the decedent’s place
if one is to be substituted. See Kentucky v. Graham, 473 U.S.
159, 166 n.11 (1985). Moreover, survivorship of a § 1983 claim
rests on state law, and North Carolina’s default rule provides for
liberal survivorship of claims in all but a very few instances.
N.C. Gen. Stat. § 28A-18-1(a). Though the County Clerk Defendants
argue that this is a situation where any damages granted would be
“nugatory,” this misunderstands that exception. The North
Carolina Court of Appeals has defined “nugatory” by its common
definition in Black’s Law Dictionary: “of no force or effect,
useless, invalid.” In re Higgins, 587 S.E.2d 77, 78 (N.C. App.
2003). In operation, this exception has been invoked only in
situations where the remedy sought became nonsensical or
impossible after a party’s death – for example, where one spouse
dies during the pendency of an action pursuing a divorce decree
and dissolution of marriage, or in petitions for guardianship where
the incompetent adult whose authority was at issue dies during the
pendency of the action. See Elmore v. Elmore, 313 S.E.2d 904 (N.C.
App. 1984) (divorce); In re Higgins, 587 S.E.2d at 78-79
(guardianship). Moreover, “North Carolina courts have only
applied th[e] § 28A–18–1(b)(3) [nugatory] exception to prospective
remedies.” McGill v. Town of Coats, No. 5:12–CV–631–FL, 2013 WL
953929 at *5 (E.D.N.C. Mar. 12, 2013) (citing Brown v. Town of
Cary, 706 F.3d 294, 300 (4th Cir.2013)); see also McGowen v. Rental
Tool Co., 428 S.E.2d 275, 276 (N.C. App. 1993) (allowing a suit
for retrospective personal injury to survive under North Carolina
survival statute). By contrast, Woods seeks only retroactive
monetary damages against Reams in her individual capacity, which
her estate can provide in the event Woods’s claim proves
meritorious.5 Substitution of the parties therefore would not be
nugatory, and because North Carolina policy supports liberal
survival of claims, substitution is heavily favored.
Woods’s motion to substitute the Co-Administrators for the
individual capacity claim against Reams will therefore be granted,
and the Co-Administrators are substituted as to any individual
capacity claim against her.
B. Motion to Strike
Woods also moves to strike all briefing filed on Reams’s
5 The County Clerk Defendants’ brief focuses on the fact that there is
no merit to Woods’s claim for damages, as his punitive damages claim is
barred and he has not alleged any actual injury that would entitle him
to compensation under § 1983, which they argue renders the claims
nugatory. (Doc. 30 at 4, 6-7.) However, the merits of the claim for
the requested relief have no bearing on the analysis; it is “the purpose
or the desired end result of a proceeding” assuming the merits on which
the analysis turns. In re Higgins, 587 S.E.2d at 78 (emphasis added).
behalf on the ground that she was deceased at the time those papers
were filed. (Doc. 26.) At the outset, the court notes - as do
the County Clerk Defendants - that Federal Rule of Civil Procedure
12(f) provides that a court “may strike from a pleading an
insufficient defense or any redundant, immaterial, impertinent, or
scandalous matter.” Fed. R. Civ. P. 12(f) (emphasis added).
Because the County Clerk Defendants’ motion to dismiss is not a
pleading, the motion to strike is improper and will be denied.6
Even if the court were to consider Woods’s motion to disregard
the arguments made on Reams’s behalf on the merits of that request,
it would still warrant denial. Woods argues that counsel for the
County Clerk Defendants lacked the authority to file any motion or
brief on Reams’s behalf because Reams was deceased at the time of
filing and her death terminated any lawyer-client relationship
between the two. (Doc. 26 ¶¶ 2-7.) The County Clerk Defendants
disagree, noting that the Attorney General’s office represents
them in this matter, and they contend that the lawyer-client
relationship with Reams persists given the Attorney General’s
statutory obligation to defend her as an employee of the state.
(Doc. 31 at 4-6.)
The County Clerk Defendants are correct. Pursuant to North
6 Woods’s motion to strike also violates Local Rule 7.3(j), which excuses
the requirement of a brief in only a limited set of motions, and a motion
to strike is not one of them. This, too, is grounds to deny the motion.
Carolina General Statute § 114-4(2), the Attorney General has a
duty to defend arms of the state in litigation such as this. See
N.C. Gen. Stat. § 114-2(2) (“Pursuant to Section 7(2) of Article
III of the North Carolina Constitution, it shall be the duty of
the Attorney General: . . . [t]o represent all State departments,
agencies, institutions, commissions, bureaus or other organized
activities of the State which receive support in whole or in part
from the State.”) That duty includes representing the state
judiciary, of which the County Clerk’s office is a subdivision, in
claims made against it and the duty to defend individual state
employees in their official and individual capacities who seek
representation in litigation relating to their work. See N.C.
Gen. Stat §§ 143-300.3, 143-300.5. The Attorney General was
authorized to file the briefing on Reams’s behalf. Therefore, the
court can and will consider any arguments raised therein.
C. Motions to Dismiss
1. Standard of Review
The motions to dismiss raise challenges to both the court’s
jurisdiction and the sufficiency of the complaint.
As to jurisdiction, federal district courts are limited in
their exercise of judicial power. Exxon Mobil Corp. v. Allapattah
Servs., Inc., 545 U.S. 546, 552 (2005). Challenges to the court’s
subject matter jurisdiction at this stage are addressed under
Federal Rule of Civil Procedure 12(b)(1). CGM, LLC v. BellSouth
Telecomms., Inc., 664 F.3d 46, 52 (4th Cir.2011); see also Pitt
Cnty. v. Hotels.com, L.P., 553 F.3d 308, 311 (4th Cir. 2009)
(noting district court’s re-characterization of defendant’s
challenge to standing from a motion to dismiss for failure to state
a claim under Rule 12(b)(6) to a motion to dismiss for lack of
subject matter jurisdiction under Rule 12(b)(1)). When resolving
a motion under Rule 12(b)(1), “‘the district court is to regard
the pleadings as mere evidence on the issue, and may consider
evidence outside the pleadings without converting the proceeding
to one for summary judgment.’” Evans v. B.F. Perkins Co., 166
F.3d 642, 647 (4th Cir. 1999) (quoting Richmond, Fredericksburg &
Potomac R.R. Co. v. United States, 945 F.2d 765, 768 (4th Cir.
1991)). Where a defendant has not provided evidence to dispute
the veracity of the jurisdictional allegations in the complaint,
the court accepts facts alleged as true just as it would under
Rule 12(b)(6). Kerns v. United States, 585 F.3d 187, 192–93 (4th
Cir. 2009) (citing Adams v. Bain, 697 F.2d 1213, 1219 (4th Cir.
1982)). In addition, the court assumes the truth of the facts
augmented by a plaintiff’s affidavits. Fair Hous. in Huntington
Comm., Inc. v. Town of Huntington, N.Y., 316 F.3d 357, 362 (2d
Cir. 2003). Ultimately, however, the plaintiff bears the burden
of “clearly . . . alleg[ing] facts demonstrating that he is a
proper party to invoke judicial resolution of the dispute.” Warth
v. Seldin, 422 U.S. 490, 518 (1975).
In contrast, a motion pursuant to Federal Rule of Civil
Procedure 12(b)(6) “tests the sufficiency of a complaint” and “does
not resolve contests surrounding the facts, the merits of a claim,
or the applicability of defenses.” Republican Party of N.C. v.
Martin, 980 F.2d 943, 952 (4th Cir. 1992). To be considered
sufficient, a claim must “plead[ ] factual content that allows
the court to draw the reasonable inference that the defendant is
liable” and must demonstrate “more than a sheer possibility that
a defendant has acted unlawfully,” thus rendering it facially
plausible. Ashcroft v. Iqbal, 556 U.S. 662, 678 (2009) (citing
Bell Atl. Corp. v. Twombly, 550 U.S. 544, 556-57 (2007)). Under
Federal Rule of Civil Procedure 8(a)(2), “only ‘a short and plain
statement of the claim showing that the pleader is entitled to
relief’” is required to meet this threshold. Erickson v. Pardus,
551 U.S. 89, 93 (2007). While “[s]pecific facts are not
necessary,” the complaint must “‘give the defendant fair notice of
what the . . . claim is and the grounds upon which it rests.’”
Id. (quoting Twombly, 550 U.S. at 555) (alteration in original);
see also Karpel v. Inova Health Sys. Servs., 134 F.3d 1222, 1227
(4th Cir. 1998) (“Even under the liberal standards of the Federal
Rules of Civil Procedure, . . . a plaintiff ‘must at least set
forth enough details so as to provide defendant and the court with
a fair idea of the basis of the complaint and the legal grounds
claimed for recovery.’” (quoting Self Directed Placement Corp. v.
Control Data Corp., 908 F.2d 462, 466 (9th Cir. 1990))).
In considering a Rule 12(b)(6) motion, a court “must accept
as true all of the factual allegations contained in the complaint,”
Erickson, 551 U.S. at 94, and all reasonable inferences must be
drawn in the plaintiff’s favor, Ibarra v. United States, 120 F.3d
472, 474 (4th Cir. 1997). But while “the complaint, including all
reasonable inferences therefrom, [is] liberally construed in the
plaintiff’s favor,” this “does not mean that the court can ignore
a clear failure in the pleadings to allege any facts which set
forth a claim.” Estate of Williams–Moore v. All. One Receivables
Mgmt., Inc., 335 F. Supp. 2d 636, 646 (M.D.N.C. 2004) (citing
McNair v. Lend Lease Trucks, Inc., 95 F.3d 325, 327 (4th Cir.
1996)). Mere legal conclusions are not accepted as true, and
“[t]hreadbare recitals of the elements of a cause of action,
supported by mere conclusory statements, do not suffice.” Iqbal,
556 U.S. at 678.
2. County Clerk Defendants’ Motion to Dismiss
The County Clerk Defendants challenge the complaint on both
Rule 12(b)(1) jurisdictional grounds and on Rule 12(b)(6)
sufficiency grounds. The court will address each in turn, starting
with the jurisdictional challenge. See Jones. v. Jones v. Am.
Postal Workers Union, 192 F.3d 417, 422 (4th Cir. 1999) (noting
that questions of jurisdiction are “threshold issue[s]” that must
be addressed “before addressing the merits” of a claim).
a. Jurisdictional Challenges Under Rule 12(b)(1)
The County Clerk Defendants argue both that Woods lacks
standing to proceed and that the official capacity claims are
barred by Eleventh Amendment immunity.7 (Doc. 14 at 7, 9.) The
County Clerk Defendants contend that Woods lacks standing because
he has failed to allege both an injury in fact and redressability.
According to them, Woods has failed to allege an invasion of a
legally protected interest because he has failed to show he has a
constitutional right that has been violated, and he has similarly
failed to show any concrete injury or damage resulting from the
14-day delay in filing his adoption petitions. (Id. at 8.)
Relatedly, they argue that Woods has failed to show redressability,
as his complaint seeks no prospective remedy and makes only
improper claims for retrospective declaratory relief and claims
for damages without alleging any basis for actual compensation as
7 The Fourth Circuit has not conclusively established whether a dismissal
based on Eleventh Amendment immunity is a dismissal for lack of subject
matter jurisdiction under Rule 12(b)(1) or for failure to state a claim
under Rule 12(b)(6). See Andrews v. Daw, 201 F.3d 521, 524–25 n.2 (4th
Cir. 2000). On the one hand, the Fourth Circuit has acknowledged the
Supreme Court’s holding that sovereign immunity conferred by the Eleventh
Amendment is a “jurisdictional bar.” Hutto v. S.C. Ret. Sys., 773 F.3d
536, 542 (4th Cir. 2014) (quoting Seminole Tribe of Fla. v. Florida, 517
U.S. 44, 73 (1996)). On the other hand, it has noted that Eleventh
Amendment immunity can be waived unlike other matters of subject matter
jurisdiction, and it has characterized it as an affirmative defense that
defendants have the burden of demonstrating. Id. at 543. Here, the
County Clerk Defendants characterize their Eleventh Amendment argument
as jurisdictional, so the court will treat it as such. See Johnson v.
N.C. Dep’t of Health and Human Servs., 454 F. Supp. 2d 467, 471 (M.D.N.C.
2006).
required by § 1983. (Id. at 8-9.) While the County Clerk
Defendants acknowledge that “nominal damages may satisfy the
redressability requirement for standing,” they note that Woods
does not request such relief, thus failing to meet the
redressability requirement. (Id. at 9 (emphasis in original)
(citing Uzuegbunam v. Preczewski, 141 S. Ct. 792, 801–02 (2021).)
Second, the County Clerk Defendants argue that the claims
against each of them in their official capacity are barred by the
Eleventh Amendment. (Id.) They maintain that any damages sought
as to Defendant Reams, or her successor, fall squarely within the
prohibition of the Eleventh Amendment because Woods is reaching
for state funds without alleging waiver or congressional
abrogation of sovereign immunity. (Id. at 10.) In addition, the
County Clerk Defendants contend that the declaratory judgment
claims against them are all barred because they seek a statement
that retroactively recognizes past wrongdoing, which is
prohibited, and not a judgment addressing an ongoing
constitutional violation, which would be permitted under Ex parte
Young, 209 U.S. 123, 159–60 (1908), and its progeny. (Id. at 11-
12.) Thus, the County Clerk Defendants argue, the case should be
dismissed for lack of jurisdiction.
As to standing, Woods argues that he has pled a violation of
his constitutional right of access to the courts, which suffices
as a legally-protectable interest, and has provided a complaint
that is at least sufficient to rest on a request for nominal
damages. (Doc. 18 at 3.) He contends that the right of access to
the courts encompasses the right to file a petition for adoption,
which he alleges was denied him, thus satisfying the injury in
fact requirement. (Id.) Moreover, he maintains that at a minimum,
the possibility of nominal damages can support redressability for
his complaint, as nominal damages are permitted by § 1983 and may
be implied as available relief even if not specifically claimed.
(Id. (citing Farrar v. Hobby, 506 U.S. 103, 112 (1992); Moore v.
Liszewiski, 838 F.3d 877 (7th Cir. 2016)).
As to the Eleventh Amendment, Woods argues that he is
suffering an ongoing constitutional violation, which is not immune
from suit under Ex parte Young. (Id. at 4.) He asserts in his
brief that his petitions for adoption have yet to be referred to
a judge for decision8 and the harm of refused access to the courts
therefore continues. (Id. at 5-8.) Thus, Woods maintains that
the relief he seeks is prospective in nature and thus not barred
by the Eleventh Amendment. (Id.)
8 Despite citing to paragraph 73 of the complaint for allegations of an
ongoing constitutional violation, Woods’s response brief contains
assertions of improper post-filing misconduct that appear nowhere on the
face of the complaint. (See Doc. 1.) The County Clerk Defendants argue
that such assertions are not to be considered on the jurisdictional
issue. (Doc. 23 at 5-7.) This is correct. While the court may consider
evidence that does not appear on the face of the complaint when assessing
its jurisdiction under 12(b)(1), Evans, 166 F.3d at 647, for reasons
discussed infra, these statements are not evidence, and the court
declines to consider them.
Beginning with the requirement of standing, a plaintiff must
allege “‘such a personal stake in the outcome of the controversy
as to warrant his invocation of federal court jurisdiction and to
justify exercise of the court’s remedial powers on his behalf’”
for a case or controversy to be justiciable in federal court.
White Tail Park, Inc. v. Stroube, 413 F.3d 451, 458 (4th Cir. 2005)
(quoting Planned Parenthood of S.C. v. Rose, 361 F.3d 786, 789
(4th Cir. 2004)). This requirement is “an integral component of
the case or controversy requirement.” CGM, 664 F.3d at 52
(citation and internal quotation marks omitted). The party seeking
to invoke the federal courts’ jurisdiction has the burden of
satisfying Article III’s standing requirement. Miller v. Brown,
462 F.3d 312, 316 (4th Cir. 2006). To meet that burden, a plaintiff
must demonstrate three elements: (1) that he has suffered an injury
in fact that is “concrete and particularized” and “actual or
imminent”; (2) that the injury is fairly traceable to the
challenged conduct; and (3) that a favorable decision is likely to
redress the injury. Lujan v. Defenders of Wildlife, 504 U.S. 555,
560–61 (1992).
Notably, however, “standing in no way depends on the merits
of the plaintiff’s contention that particular conduct is illegal.”
Warth v. Seldin, 422 U.S. 490, 500 (1975) (citing Flast v. Cohen,
392 U.S. 83, 99 (1968)). Thus, when conducting a standing
analysis, the court “assumes that the plaintiff’s legal theory is
correct because, ‘were that not the case, [the court] would
effectively be deciding the merits under the guise of determining
the plaintiff’s standing.’” Woodhull Freedom Found. v. United
States, 948 F.3d 363, 371 (D.C. Cir. 2020) (alteration in original)
(quoting Info. Handling Servs., Inc. v. Def. Automated Printing
Servs., 338 F.3d 1024 (D.C. Cir. 2003)); see also Citizens for
Resp. & Ethics in Wash. v. U.S. Dep’t of Homeland Sec., 507 F.
Supp. 3d 228, 238 (D.D.C. 2020) (reciting the principle that
standing assumes the plaintiff’s legal theory); Dickten Masch
Plastics, LLC v. Williams, 199 F. Supp. 3d 1207, 1220 (S.D. Iowa
2016) (assuming the plaintiff’s legal theory of ERISA preemption
for the purposes of analyzing standing); Dougherty v. Drew Univ.,
534 F. Supp. 3d 363, 372-73 (D.N.J. 2021) (assuming the alleged
contractual relationship between the plaintiff and the defendant
university for the purposes of analyzing standing); NB ex rel.
Peacock v. D.C., 682 F.3d 77, 82 (D.C. Cir. 2012) (accepting the
plaintiff’s theory of Medicaid benefits deprivation for the
purposes of analyzing standing).
Here, Woods has plausibly alleged standing. As to injury in
fact, no party disputes that Woods was denied the filing of his
petitions for two weeks - that his petitions were not filed when
he first presented them on February 3, 2023, and that they remained
unfiled until February 17, 2023. The only dispute is whether the
allegations amount to a constitutional violation. Although the
County Clerk Defendants point out several ways in which this claim
for constitutional protection may be deficient, that conflates the
inquiry with the separate merits analysis, which the court
addresses infra.
Woods has similarly adequately pled redressability. While
his request for declaratory relief is insufficient to satisfy
redressability because it impermissibly seeks a retroactive remedy
against state officials barred by the Eleventh Amendment (for
reasons noted infra), his request for damages under § 1983 is
seemingly broad enough to support redressability. (Doc. 1 at 20-
21.) Woods need only plead an entitlement to damages as one who
experienced a constitutional wrong. (Doc. 1.) The amount, whether
nominal or more substantial, is of no moment. Although Woods would
be better advised to include a request for nominal damages as part
of his complaint, at least some federal courts have held that “it
is not necessary to allege nominal damages” which may be granted
on “proof of deprivation of a right to which the plaintiff was
entitled.” Basista v. Weir, 340 F.2d 74, 87 (3d Cir. 1965); see
also Cooper Health Sys. v. Maxis Health Sys., No. CV 18-702
(RMB/AMD), 2021 WL 5905705, at *7 (D.N.J. Dec. 14, 2021)
(acknowledging in dicta that “a broad prayer for relief can support
a claim for nominal damages even where a party has (1) been unable
to support a calculation of actual damages and (2) not explicitly
requested nominal damages in its pleading”); Allah v. Al–Hafeez,
226 F.3d 247, 251 (3d Cir. 2000) (construing a pro se complaint to
include claim for nominal damages where complaint sought only
compensatory and punitive damages); Oliver v. Keller, 289 F.3d
623, 630 (9th Cir. 2002) (same); Howard v. Int’l Molders & Allied
Workers Union, AFL-CIO-CLC, 779 F.2d 1546, 1553 (11th Cir. 1986)
(quoting Basista and noting an entitlement to nominal damages where
no actual damages are proven). Given that Woods makes both a
generic claim for an undefined type of damages (Doc. 1 at 19) and
prays the court for “any further relief as is necessary, just, and
proper” (id. at 21), the court construes the complaint to include
a request for nominal damages. Thus, Woods satisfies the standing
requirements.
As for immunity, the Eleventh Amendment bars suits against
states and any state instrumentality properly characterized as an
“arm of the state.” Regents of the Univ. of Cal. v. Doe, 519 U.S.
425, 429–30 (1997). District courts throughout North Carolina
have long recognized county clerks and assistant clerks of North
Carolina’s Superior Courts as state officials that may qualify for
Eleventh Immunity protections given their statutory designation
and relationship to the state judiciary. See Gabriel v. Forsyth
Cnty. Clerk of Ct. Ms. Susan Frye Off. of 21st Jud. Dist. Ct., No.
1:18-CV-354, 2019 WL 2215853, at *2 (M.D.N.C. May 20, 2019), aff’d
sub nom. Gabriel v. Frye, 814 F. App’x 785 (4th Cir. 2020)
(dismissing official capacity 1983 claims brought against an
assistant clerk as barred by the Eleventh Amendment); Alford v.
Mecklenburg Cnty. Clerk of Superior Ct., No. 3:19-CV-156-MOC-DSC,
2019 WL 2881556, at *3-4 (W.D.N.C. Jul. 2, 2019) (finding official
capacity 1983 claims brought against the Mecklenburg County Clerk
of Superior Court and the Assistant Clerk barred by Eleventh
Amendment); Hinton v. Whittenton, No. 5:23-CV-98-BO-BM, 2024 WL
1234948, at *3 (E.D.N.C. Mar. 22, 2024) (noting that North Carolina
clerks of court are state officials where performing statutorily
authorized judicial duties); see also N.C. Gen. Stat. § 7A-40
(vesting clerks with court power “by law in respect of special
proceedings and the administration of guardianships and trusts”);
N.C. Gen. Stat. § 7A-102(b) (“An assistant clerk is authorized to
perform all duties and functions of the office of clerk of superior
court, and any act of an assistant clerk is entitled to the same
faith and credit as that of the clerk.”); Special Proceedings,
Durham Cnty. N.C., https://www.dconc.gov/county-
departments/departments-a-e/clerk-of-superior-court (last visited
June 6, 2024) (including adoptions as part of the special
proceedings clerks of court handle by statute). Thus, Reams’s
successor and Thompson both enjoy Eleventh Amendment protections
in their official capacity, subject to the limitations provided
for in Ex parte Young.
Ex parte Young provides an exception to Eleventh Amendment
immunity where suit is brought against state officials in their
official capacity, and “(1) the violation for which relief is
sought is an ongoing one, and (2) the relief sought is only
prospective.” Republic of Paraguay v. Allen, 134 F.3d 622, 627
(4th Cir. 1998) (citing Ex parte Young, 209 U.S. at 159-160).
Woods argues that his claims survive on these grounds (Doc. 18 at
4-8), but this is not so. In his briefing, Woods attempts to
recharacterize his constitutional challenge by alleging that the
violation of his right of access is ongoing because his petitions
have not been referred to a district court for contested adoption
proceedings as they should have been. (Doc. 18 at 5-7, 12-15.)
In addition, he claims that the declaratory relief sought
prospectively seeks to preclude the Defendants from continuing
their interference with the courts. (Id.) The problem is that
none of these allegations or prayers for relief appears in the
complaint. The complaint says nothing of any wrongdoing occurring
after the original petitions were stamped and filed on February
17, 2023. (See Doc. 1.) Nor does the request for declaratory
relief suggest an ongoing issue. (See id.) Instead, Woods
specifically prays for the court to
[d]eclare that the instruction given by Edmonds and Doe,
agents of the Durham Department of Social Services, to
Reams, a Durham County assistant clerk of court, between
the dates of February 3, 2023, and February 15, 2023,
regarding the filing of plaintiff’s adoption petitions
for minors KT and MT, and Reams’ subsequent failure to
file the petitions, was unlawful and unconstitutional.
(Id. at 20 (emphasis added).) The alleged wrongdoing that took
place during the two-week delay is not only the focus of Woods’s
complaint - it is the only wrongful conduct alleged. And
correspondingly, the relief Woods seeks is exclusively
retrospective in nature.
As the County Clerk Defendants point out, the court is limited
to deciding this motion on the allegations appearing on the face
of the well-pleaded complaint. See E.I. du Pont de Nemours & Co.
v. Kolon Indus., Inc., 637 F.3d 435, 449 (4th Cir. 2011) (limiting
its consideration of the facts to those that are contained within
the pleadings). Those allegations may be supplemented factually
on a Rule 12(b)(1) motion, but “[i]t is well-established that
parties cannot amend their complaints through briefing.” S. Walk
at Broadlands Homeowner’s Ass’n, Inc. v. OpenBand at Broadlands,
LLC, 713 F.3d 175, 184-85 (4th Cir. 2013). So, while evidence
that is developed to support facts beyond the pleadings may be
considered in a jurisdictional inquiry, the assertions here are
not presented as facts. On the plain language of the complaint,
Woods seeks only retroactive relief to redress the state officials’
alleged past wrongful conduct, and that is what the court must
consider.
As a result, the claims against Reams’s successor and Thompson
in their official capacities are barred by the Eleventh Amendment.
The court will therefore grant the County Clerk Defendants’ motion
to dismiss Woods’s claims against them in their official capacities
for lack of subject matter jurisdiction.
b. Sufficiency Challenges Under Rule 12(b)(6)
The County Clerk Defendants argue that Woods’s complaint
against Reams in her individual capacity, now against the Co-
Administrators, fails to state a claim and thus should be
dismissed. (Doc. 14 at 13.) First, they argue that Woods has not
alleged a deprivation of a federally protected right on the ground
that the constitutional right of access to the courts does not
attach to the filing of an adoption petition. (Id. at 13-18.) At
best, they argue, Woods has alleged a potential violation of state
law, which is also dubious, as the complaint acknowledges the
petitions lacked an original signature. (Id. at 15-16.) Second,
they argue that Woods has failed to plead an injury that resulted
from the delayed filing, which is “fatal to his claim” because
constitutional right of access claims require a clear showing of
specific injury. (Id. at 18-19.) Third, they contend that Reams
is protected by quasi-judicial immunity in her role as an assistant
clerk, shielding her from liability for any alleged constitutional
violation that took place in the course of her judicial business.
(Id. at 19-22.) Fourth and relatedly, they maintain that Reams
would be entitled to qualified immunity for any constitutional
violation because the constitutional right of access to the courts,
even if it extends to this context, is not so clearly established
as to avoid immunity. (Id. at 22-23.) Fifth and finally, they
argue that the court should refrain from intervening under the
domestic relations abstention doctrine. (Id. at 23-24.)
Woods disputes each of these arguments. First, he argues
that the right of constitutional access to the courts encompasses
a cognizable action for denial of a civil petition in an adoption
proceeding. (Doc. 18 at 8-12.) He denies that any federal
“fundamental rights” limitation exists and that, even one did, the
right to file an adoption petition would qualify because it
implicates the right to associate with one’s kin. (Id. at 8-10.)
Moreover, he maintains, any claim that the petitions were
statutorily deficient is pretextual, as the statute does not
require a wet signature. (Id. at 11-12.) Second, Woods argues
that he has alleged a judicially-cognizable injury, as the failure
to file his adoption petitions has resulted in a failure to trigger
the judicial procedures provided for in the case of a contested
adoption.9 (Id. at 12-15.) Third, he argues that Reams is not
9 Here, too, Woods presents an entirely different theory of the violation
of his constitutional right of access to the courts and of the injury
he sustained than the one he asserts in the complaint. While the facts
in the complaint allege a past violation (see Doc. 1), Woods’s response
brief asserts that a violation that is ongoing (see Doc. 18 at 12-15).
The theory of the violation matters, as there are different elements a
plaintiff must prove for a past violation versus an ongoing violation.
See Christopher v. Harbury, 536 U.S. 403, 412-416 (distinguishing between
two types of constitutional right of access violations, those that
“turn[] on a litigating opportunity yet to be gained” and those that
allege “an opportunity already lost”). As the County Clerk Defendants
are correct that “parties cannot amend their complaints through
briefing,” the court will disregard any new factual assertions and theory
of the case predicated on those assertions presented in the briefing and
entitled to judicial immunity because she did not act at judicial
direction or in a discretionary judicial function. (Id. at 15-
18.) Fourth, he contends that the application of qualified
immunity is not appropriate at this stage (id. at 18), and, even
if it were, it would not apply because a constitutional right of
access to the courts in the context of adoption petitions was
manifestly apparent at the time of the violation (id. at 19-21).
Fifth and finally, he asserts that the domestic relations
abstention doctrine should not be applied here, as it has a narrow
application to a small subset of diversity jurisdiction cases, and
this action is founded on the court’s federal question
jurisdiction. (Id. at 21-22.)
While the parties spar on the complexities of these arguments,
the court need not address them all, as it is apparent that the
facts of the complaint fail to plausibly allege the elements of a
constitutional violation. In other words, even assuming - without
deciding - that there is a constitutional right in this context,
that a claim against Reams for violating it can survive any
immunity defenses, and that any claim should not be avoided by any
abstention hurdle, Woods’s complaint fails on simple Rule 12(b)(6)
grounds.
focus only on the facts and theory apparent on the face of the well-
pleaded complaint. (Doc. 23 at 2-3 (quoting S. Walk at Broadlands
Homeowner’s Ass’n, Inc. v. OpenBand at Broadlands, LLC, 713 F.3d 175,
184 (4th Cir. 2013)).)
The Supreme Court defined the contours of constitutional
right of access claims in Christopher v. Harbury, 536 U.S. 403
(2002). There, the Court laid out two types of cases: those that
present ongoing barriers to accessing the courts, and those that
challenge a barrier to accessing the courts that once existed but
has since been removed. Id. at 412-414. As to the former, “the
essence of the access claim is that official action is presently
denying an opportunity to litigate for a class of potential
plaintiffs.” Id. at 413. That is because “[t]he opportunity has
not been lost for all time, however, but only in the short term;
the object of the denial-of-access suit, and the justification for
recognizing that claim, is to place the plaintiff in a position to
pursue a separate claim for relief once the frustrating condition
has been removed.” Id. Suits of this nature include those where
prisoners have been denied access to a law library, indigent
plaintiffs are not offered a waiver of the fee for civil suits
asserting family rights, or individuals are and continue to be
denied access to counsel. Id. (collecting cases). By contrast,
the other type covers “specific cases that cannot now be tried (or
tried with all material evidence), no matter what official action
may be in the future.” Id. at 413-14. Examples include those
where the denied access caused the loss of an opportunity to
litigate or seek some form of relief, or those that led to an
inadequate settlement of a meritorious case. Id. at 414
(collecting cases). Unlike the first type of case, “[t]hese cases
do not look forward to a class of future litigation, but backward
to a time when specific litigation ended poorly, or could not have
commenced, or could have produced a remedy subsequently
unobtainable.” Id. “The ultimate object of these sorts of access
claims, then, is not the judgment in a further lawsuit, but simply
the judgment in the access claim itself, in providing relief
obtainable in no other suit in the future.” Id.
Woods’s complaint raises a backwards-looking challenge that
falls into the latter category of cases. It alleges that his right
of access to the courts was violated when the County Clerk
Defendants declined for two weeks to file his petitions for
adoption of K.T. and M.T. (Doc. 1 at 17-21). The complaint
acknowledges that the denial of his petitions is not ongoing; the
petitions were stamped and filed on February 17, 2023. (Id. ¶ 14.)
Consequently, Woods seeks only damages and a declaratory judgment
aimed at acknowledging that the two-week denial of his petitions
was wrongful. (See id. at 17-21.) And although he asserts a
refusal to refer his petitions in his briefing, as discussed supra,
the court cannot consider such assertions on this record.
In a backwards-looking constitutional right of access claim,
a plaintiff must show three elements: (1) that he has a
“‘nonfrivolous,’ ‘arguable’ underlying claim” that could have
stood properly before a court, (2) the official actions which
prohibited him from accessing the court in that underlying case,
and (3) that he has suffered some irreparable harm in that there
is “a remedy that may be awarded [by the court] as recompense but
not otherwise available in some suit that may yet be brought.”
Harbury, 536 U.S. at 414-415; see also Murdock v. Thompson, No.
20-6278, 2022 WL 17352171, at *4 (4th Cir. Dec. 1, 2022)
(“Generally, to prevail on [a backwards-looking access] claim, a
plaintiff must establish (1) that he lost the opportunity to pursue
a nonfrivolous, arguable underlying claim, (2) the official acts
frustrating the litigation; and (3) that the relief he seeks is
unobtainable in other suits.” (internal quotations omitted)).10
The third element is of particular importance. The Supreme
Court has counseled that “[t]here is, after all, no point in
spending time and money to establish the facts constituting denial
of access when a plaintiff would end up just as well off after
litigating a simpler case without the denial-of-access element.”
Harbury, 536 U.S. at 415; see also Lewis v. Casey, 518 U.S. 343,
353 n.3 (1996) (emphasizing the importance of actual injury as
also being related to the non-frivolousness requirement). Some
courts interpret the injured remedy component as requiring
litigants to show that an opportunity previously available to them
10 Unpublished opinions of the Fourth Circuit are not precedential but
are cited for their persuasive, but not controlling, authority. See
Collins v. Pond Creek Mining Co., 468 F.3d 213, 219 (4th Cir. 2006).
in litigation is now “completely foreclosed” as a result of the
alleged interference. See Harbury, 536 U.S. at 412 (quoting
Harbury v. Deutch, 233 F.3d 596, 600–01 (D.C. Cir. 2000)); Broudy
v. Mather, 460 F.3d 106, 120 (D.C. Cir. 2006). On any
interpretation, what is clear is that a constitutional right of
access claim arises only in the narrow circumstance where a
plaintiff has lost a remedy that cannot be regained or his
circumstances cannot be otherwise rectified except by bringing the
constitutional claim. See Harbury, 536 U.S. at 414-415. Moreover,
any alleged “lost remedy must be addressed by allegations in the
complaint sufficient to give fair notice to a defendant.” Id. at
415 (citing Swierkiewicz v. Sorema N.A., 534 U.S. 506, 513–515
(2002)).
As the County Clerk Defendants point out, Woods has failed to
allege a cognizable injury or lost remedy. He has not alleged
that his chance to adopt K.T. and M.T. was foreclosed by the two-
week delay in filing or that he suffered any other irreparable
loss of judicial recourse. His petitions have been stamped and
filed in the same manner as they would have on February 3.
Moreover, and importantly, Woods makes no claim for any relief
that is not available in other suits. On the contrary, the
complaint makes clear that Woods successfully availed himself of
a writ of mandamus through the state courts to direct the County
Clerk Defendants to file his petitions. (Doc. 1 ¶¶ 11-14.) Thus,
without alleging some injury in the form of a remedy that was lost
or an irreparable circumstance due to the brief delay, Woods’s
complaint fails to raise a cognizable constitutional right of
access claim.
The court therefore will grant the County Clerk Defendants’
Rule 12(b)(6) motion to dismiss the complaint against the Co-
Administrators, who now represent Reams in her individual
capacity.
3. Durham County Defendants’ Motion to Dismiss
The Durham County Defendants’ Rule 12(b)(6) motion is
substantially similar to that of the County Clerk Defendants. They
argue that the constitutional right of access does not extend to
the denial of filing an adoption petition (Doc. 12 at 7-9); that
the alleged two-week delay does not qualify as an actual injury as
required for a constitutional right of access claim (id. at 9-10);
that the complaint is self-defeating because it acknowledges that
the petitions Woods was trying to submit were deficient because
they lacked a wet signature (id. at 10-11); that there is no
proximate cause against them because other parties prevented the
filing of the petitions (id. at 11-12); that the official capacity
claims fail for lack of an allegation of a policy, custom, or
practice attributable to the Durham County DSS (id. 12-14); and
that the individual capacity claims are barred by qualified
immunity (id. at 15-17).
Woods makes substantially the same arguments in his response
briefing as he did against the County Clerk Defendants. He argues
that the right of access to the courts extends to the ability to
file petitions for adoption (Doc. 17 at 8-10); that he has alleged
a sufficient injury, again relying on a theory of the case and
assertions that are not alleged in the complaint (id. at 10-14);
that any alleged “deficiencies” in the petitions acknowledged in
the complaint were pretextual (id. at 14-15); that the Durham
County Defendants colluded with the County Clerk Defendants,
satisfying the proximate cause requirement (id. at 16); that there
are facts sufficient to support a policy or custom for the official
capacity claims (id. at 16-19);11 and that the Durham County
Defendants are not entitled to qualified immunity for their
individual capacity claims (id. at 19-23).
Woods’s claims fail for the same reasons as those articulated
as to Reams and the County Clerk Defendants. That is, the court
need not address all of these arguments because the complaint’s
failure to allege facts to support a plausible claim that Woods
suffered a constitutional harm are dispositive. Consequently, the
Durham County Defendants’ motion to dismiss will be granted for
failure to state a claim upon which relief can be granted.
11 Here, too, Woods attempts to incorporate facts that do not appear on
the face of the complaint. The court similarly declines to consider
them here.
***
In sum, each of Woods’s claims fails to survive a motion to
dismiss. The claims against Reams (or her successor) and Thompson
in their official capacity fail because those individuals are
immune from suit under the Eleventh Amendment, thus depriving the
court of jurisdiction. Woods’s claims against Reams in her
individual capacity, Cveticanin in her official capacity, and
Edmonds in both her individual and official capacities fail because
Woods’s complaint does not plausibly allege facts that support the
elements of a constitutional right of access claim. The
Defendants’ motions to dismiss will therefore be granted in full.
In light of Woods’s assertions in his briefing that some
ongoing delay continues to exist, the court would be remiss not to
advise Woods that, if true, his remedy, if any, lies with the North
Carolina state courts. See Snyder v. Nolen, 380 F.3d 279, 292
(7th Cir. 2004) (Easterbrook, J., concurring in part) (clarifying
that “errors of state law differ from offenses against the
Constitution” and noting that having “opportunities to correct
mistakes before a suit reaches its conclusion [in state court]
means that there is no constitutional problem in the first place”).
Woods has already demonstrated that he successfully invoked the
jurisdiction of the North Carolina courts in pursuit of mandamus
relief to overcome the two-week delay, and there is no reason to
believe, nor does Woods allege, that he cannot do so again if
necessary. Id. (noting that only if a plaintiff is prevented from
seeking such judicial relief would there be a plausible claim that
the litigant lacked access to the courts). If Woods’s assertions
that his petitions have yet to be referred to a district court
judge are true, a federal court action would be in the “wrong
judicial system, seeking the wrong relief.” Id. Moreover, the
court has avoided resolving many other defenses raised by the
Defendants here, so Woods should not conclude that the court has
determined that it would exercise jurisdiction over any claim for
future relief in any event. This case is quintessentially a
domestic matter resting on specific North Carolina law applicable
to adoptions, which the North Carolina courts are best-suited to
resolve.
III. CONCLUSION
For the reasons stated,
IT IS ORDERED that Woods’s motion to substitute parties for
Defendant Reams (Doc. 25) is GRANTED, and Alexander Stevenson Reams
II and Alexandria Stephanie Reams are substituted for Reams as the
proper Defendants for any individual capacity claim pursuant to
Federal Rule of Civil Procedure 25(a), and Reams’s successor as
Durham County Assistant Clerk of Court is substituted for any
official capacity claims pursuant to Rule 25(d).
IT IS FURTHER ORDERED that Woods’s motion to strike (Doc. 26)
is DENIED.
IT IS FURTHER ORDERED that the County Clerk Defendants’ motion
to dismiss (Doc. 13) is GRANTED, and the claims against Thompson
and Reams’s successor in their official capacity are DISMISSED
WITHOUT PREJUDICE for lack of subject matter jurisdiction pursuant
to Rule 12(b)(1), and the claims against the Co-Administrators
representing Reams in her individual capacity are DISMISSED
WITHOUT PREJUDICE for failure to state a claim pursuant to Rule
12(b)(6).
IT IS FURTHER ORDERED that the Durham County Defendants’
motion to dismiss for failure to state a claim (Doc. 11) is
GRANTED, and Woods’s individual and official capacity claims
against Defendants Cveticanin and Edmonds are DISMISSED WITHOUT
PREJUDICE.
/s/ Thomas D. Schroeder
United States District Judge
June 21, 2024