invalidating a means-plus-function claim for indefiniteness for lack of a structure in the specification corresponding to the claimed function
How later courts described this case
- invalidating a means-plus-function claim for indefiniteness for lack of a structure in the specification corresponding to the claimed function
- means-plus- function claim limitations must “satisfy the definiteness requirement of § 112 ¶ 2”
- “United States patents are accompanied by a presumption of validity, 35 U.S.C. § 282, and invalidity must be established by clear and convincing evidence.”
- applying § 112 ¶ 6 when the only structural description in the specification was but one example of the disputed claim term
Written by the judges who cited it.
The opinion
IN THE UNITED STATES DISTRICT COURT
FOR THE MIDDLE DISTRICT OF NORTH CAROLINA
GLASTON CORPORATION, and )
UNIGLASS ENGINEERING OY )
)
Plaintiffs. )
)
v. ) 1:21-cv-942
)
SALEM FABRICATION TECHNOLOGIES )
GROUP, d/b/a HHH EQUIPMENT )
RESOURCES, )
)
Defendant. )
MEMORANDUM OPINION AND ORDER
THOMAS D. SCHROEDER, District Judge.
Plaintiffs allege infringement of two patents, United States
Patent No. 8,479,540 (the “‘540 Patent”) and United States Patent
No. 8,650,911 (the “‘911 Patent”), that detail a method and
apparatus for heating and tempering glass. The parties dispute
the meaning of several of the terms in the patents’ claims; and
Defendant contends certain claims are indefinite. The parties’
contentions have been briefed (Docs. 38, 39, 40, 45, and 46), and
the court held a claim construction hearing on February 23, 2024.
For the reasons set forth below, the court declines to find certain
challenged terms indefinite and adopts all of Plaintiffs’ proposed
constructions.
I. BACKGROUND
The ‘540 Patent (Docs. 14-1) and the ‘911 Patent (Doc. 14-2)1
are related patents held by Plaintiff Uniglass Engineering OY
(“Uniglass”) and licensed exclusively to Plaintiff Glaston
Corporation (“Glaston”) for its use in tempering glass (Doc. 14
¶¶ 12-14).2 Both patents pertain to tempering glass by heating it
“from above and below using different energy absorption
principles” so that the top and bottom of the glass are heated at
different rates, leading to better and more even tempering. (Doc.
14 ¶ 19; ‘540 Patent at 2:11-45.3) Specifically, the top surface
of the glass is heated with recirculated pressurized hot air taken
from inside the furnace, while the bottom surface of the glass is
heated with pressurized air taken from outside the furnace as well
as by means of electric resistors. (‘540 Patent at 2:11-26.)
These patents build upon prior art for glass tempering, including
WO Publication 97/44283, WO publication 01/32570 (“Vehmas
1 For ease of reference, the court cites to the column and line of the
patent number rather than the docket entry.
2 There is a pending motion to dismiss Plaintiff Glaston. (Doc. 57.)
Because the outcome of that motion would not affect construction of the
claim terms as to Plaintiff Uniglass, the court need not reach it now.
3 Apart from the claim terms themselves, the ‘540 Patent and the ‘911
patent are nearly identical, containing the same background,
specification, and figures with only a few differences in line numbering
and minor word changes. The parties have acknowledged as much. (See,
e.g., Doc. 38 at 6 n.1.) Therefore, when discussing the contents of
both patents, the court cites only to the ‘540 patent for simplicity’s
sake. When the discussion affects only one of the patents, the specific
patent at issue will be cited.
Patent”), and US 2002/0134109 (“Vitkala Patent”), which had
previously disclosed the heating of glass using air recirculated
from inside the furnace and using air from outside the furnace but
had never combined them for the differential heating of glass from
the top and bottom. The ‘540 Patent concerns the method for
heating the glass (Doc. 14 ¶ 40), while the ‘911 Patent focuses on
the apparatus for doing so (id. ¶ 21).
Plaintiffs contend that Defendant Salem Fabrication
Technologies Group, Inc., d/b/a HHH Equipment Resources (“Salem”)
has infringed on both patents directly and by assisting a third-
party’s infringement. (Doc. 14.) Namely, Plaintiffs allege that
Luoyang North Glass Technology Co. (“Northglass”), a non-party for
which Salem is an authorized agent, uses furnaces in its AU series
products that infringe Plaintiffs’ patents, that Salem contributed
to and induced this infringement, and that Salem independently
infringes the patents through its use, offer to sell, sale, and
importation of Northglass’s products. (Id. ¶¶ 1, 16-52.)
Plaintiffs contend that this infringement is willful, sufficient
to support an award of treble damages pursuant to 35 U.S.C. § 284.
(Id. ¶¶ 37, 52.) Salem denies infringement of either of the
patents and asserts counterclaims seeking declarations of non-
infringement and invalidity for both patents. (Doc. 24 at 14-26.)
Pursuant to Local Patent Rule 104.3, the parties filed a joint
claim construction statement, agreeing on the meaning of several
patent claims and disputing others. They agreed on the following
constructions:
•
A “means for blowing the pressurized air back to an
upper surface of the glass,” as recited in the ‘911
Patent, Claim 1, is a means plus function term covered
by 35 U.S.C. § 112(f), where the corresponding
structure is “upper side blowpipes and equivalents
thereof” and the function is “blowing the pressurized
air back to an upper surface of the glass.”
•
A “means for heating the air pressurized by the
compressor,” as recited in the ‘911 Patent, Claim 1,
is a means plus function term covered by 35 U.S.C. §
112(f), where the corresponding structure is “an
underside feed pipe arranged in the lower part of the
furnace and/or a separate heater and equivalents
thereof” and the function is “heating the air
pressurized by the compressor.”
(Doc. 32 at 12; Doc. 32-1.) They further identified several
disputed claim terms for resolution by the court. (Doc. 32 at 13-
25; Doc. 32-2.) After providing their proposed constructions and
the intrinsic and extrinsic evidence supporting their positions as
part of the joint document, as well as opening and responsive claim
construction briefing (Docs. 38, 40, 45, 46), the parties
stipulated to the withdrawal of certain claims for construction.
(Doc. 68).4 Therefore, the following claim terms are subject to
4 The parties represented to the court that the term “wherein the
pressurizing comprises turbocharging” no longer required construction,
as Plaintiffs had agreed not to claim infringement under the ‘540 Patent,
Claims 4, 7, 9, 11, 12, and 15, and Salem had agreed to withdraw its
counterclaims for declaratory judgment based on both non-infringement
and invalidity for those same claims. (Doc. 68 at 2.) In addition, the
parties informed the court that they had reached agreement on the
following construction: “hot air jets,” as recited in the ‘540 Patent,
Claim 1, means “air jets at elevated temperature.”
the parties’ dispute:
•
“the improvements consisting essentially of,” as
recited in the ‘540 Patent, Claim 1
•
“sucking [hot] air from inside the [tempering]
furnace,” as recited in the ‘540 Patent, Claim 1, and
in the ‘911 Patent, Claim 1
•
“controlled in a forced manner so as to heat at a
power level in accordance with a heating profile,” as
recited in the ‘540 Patent, Claims 3, 12, 13, 14
•
“heat, using forced control, at a power level in
accordance with a heating profile,” as recited in the
‘911 Patent, Claim 4
•
“from a starting moment of the heating,” as recited
in the ‘540 Patent, Claim 8
•
“a pressurization unit for pressurizing the air sucked
from inside the tempering furnace,” as recited in the
‘911 Patent, Claim 1
•
“the temperature of the glass follows a predetermined
heating curve,” as recited in the ‘540 Patent, Claims
3, 12, 13, and 14
•
“a control unit arranged to control the blowing of
pressurized air,” as recited in the ‘911 Patent,
Claim 2
The court held a claim construction hearing on February 23,
2024, during which the parties addressed the contested terms.
(Minute Entry 02/23/2024.) The dispute is thus submitted to the
court and is ready for decision.
II. ANALYSIS
In total, the parties dispute the terms of eight claims, which
can be grouped analytically into three categories: (1) terms that
require the court to engage in standard claim construction (i.e.,
each party submits a proposed construction); (2) terms that Salem
argues are indefinite; and (3) terms that Salem argues are means-
plus-function terms subject to the indefiniteness limitation of 35
U.S.C. § 112 ¶ 6 but Plaintiffs argue are structural terms not
subject to such limitation. (See Docs. 32-2, 38, 40, 45, 46.)
Each of these categories is governed by a different legal standard,
and each will be addressed in turn below.
A. Standard Claim Construction
Claim construction is a question of law for the court.
Markman v. Westview Instruments, Inc., 517 U.S. 370, 384, 389-91
(1996). The claims of a patent define the invention itself,
establishing the metes and bounds of what is protected by law.
Phillips v. AWH Corp., 415 F.3d 1303, 1312 (Fed. Cir. 2005) (en
banc). “The construction of claims,” then, “is simply a way of
elaborating the normally terse claim language in order to
understand and explain, but not to change, the scope of the
claims.” Embrex, Inc. v. Serv. Eng’g Corp., 216 F.3d 1343, 1347
(Fed. Cir. 2000) (alterations and citation omitted); see U.S.
Surgical Corp. v. Ethicon, Inc., 103 F.3d 1554, 1568 (Fed. Cir.
1997).
Claim terms should be construed according to the meaning they
“would have to a person of ordinary skill in the art in question
at the time of the invention” (“POSA”). Phillips, 415 at 1313.
Claim construction begins with the language of the claims
themselves, Braintree Labs., Inc. v. Novel Labs., Inc., 749 F.3d
1349, 1354–55 (Fed. Cir. 2014) (citing Interactive Gift Express,
Inc. v. Compuserve Inc., 256 F.3d 1323, 1331 (Fed. Cir. 2001));
Phillips, 415 at 1313-14, and the terms are generally given their
ordinary and customary meaning as understood by a POSA at the time
the patent application was filed. Phillips, 415 at 1312-13. When
deciphering that meaning, courts “first look to, and primarily
rely on, the intrinsic evidence, including the claims themselves,
the specification, and the prosecution history of the patent[.]”
Sunovion Pharms., Inc. v. Teva Pharms. USA, Inc., 731 F.3d 1271,
1276 (Fed. Cir. 2013) (citing Phillips, 415 F.3d at 1315; Vitronics
Corp. v. Conceptronic, Inc., 90 F.3d 1576, 1582 (Fed. Cir. 1996)).
The patent specification in particular “is always highly relevant
to the claim construction analysis[,]” and “[u]sually, it is
dispositive; it is the single best guide to the meaning of a
disputed term.” Phillips, 415 F.3d at 1315 (quoting Vitronics, 90
F.3d at 1582). Beyond that, the prosecution history, which
includes the record of proceedings before the Patent and Trademark
Office, is also “often of critical significance in determining the
meaning of the claims.” Vitronics, 90 F.3d at 1582.
Where intrinsic evidence leaves the term open to either
proposed construction, the court may then rely on “extrinsic
evidence,” which “consists of all evidence external to the patent
and prosecution history, including expert and inventor testimony,
dictionaries, and learned treatises.” Markman v. Westview
Instruments, Inc., 52 F.3d 967, 980 (Fed. Cir. 1995), aff’d, 517
U.S. 370 (1996). However, although extrinsic evidence may be
probative of a claim’s meaning, it is “less significant” and “less
reliable” than intrinsic evidence. Phillips, 415 F.3d at 1317-18
(quoting C.R. Bard, Inc. v. U.S. Surgical Corp., 388 F.3d 858, 862
(Fed. Cir. 2004)). For example, the opinions of experts can be
helpful in understanding how a POSA would understand a term, but
they are less useful when they are simply “conclusory, unsupported”
definitions, or when they contradict the intrinsic evidence. Id.
at 1318. Expert testimony in particular must be viewed with
caution because it is evidence “generated at the time of and for
the purpose of litigation and thus can suffer from bias that is
not present in intrinsic evidence.” Id. Moreover, this bias “can
be exacerbated if the expert is not one of skill in the relevant
art or if the expert’s opinion is offered in a form that is not
subject to cross-examination.” Id. In the end, there is “no magic
formula or catechism for conducting claim construction.” Id. at
1324. What matters is that the court “attach the appropriate
weight” to the evidence from the various sources, acknowledging
the value and limitations of each kind of evidence. Id.
In the present case, the parties submit only the following
for standard claim construction: “sucking hot air from inside the
furnace.” (‘540 Patent, Claim 1; ‘911 Patent, Claim 1.) The court
takes up that analysis below.
1. “sucking [hot] air from inside the [tempering]
furnace”
Plaintiffs’ Construction Defendant’s Construction
“creating a pressure “moving hot air outside the
differential to pull air at furnace via a vacuum”
elevated temperature from
inside the furnace”
(Doc. 32-2 at 3.) (Doc. 32-2 at 3.)
Claim 1 of the ‘540 Patent provides in full:
The invention claimed is:
1. In a method of heating glass, the method comprising
conveying glass through a tempering furnace during
a heating cycle so that the glass is heated from
above and below, the improvements consisting
essentially of
heating an upper surface of the glass by hot air
jets formed by sucking hot air from inside the
furnace, pressurizing the hot air and recycling the
pressurized hot air back to the upper surface of
the glass for the heating from above, and
blowing air which has been taken from outside the
furnace and which has been pressurized by a
compressor and heated onto a lower surface of the
glass for the heating from below.
(‘540 Patent at Claim 1 (emphasis added).) Similarly, Claim 1 of
the ‘911 provides in full:
The invention claimed is:
1. An apparatus for heating glass, the apparatus
comprising a tempering furnace comprising horizontal
rolls arranged to carry the glass and to form a
conveyor thereof, an upper side return pipe for
sucking air from inside the tempering furnace, a
pressurization unit for pressurizing the air sucked
from inside the tempering furnace, means for blowing
the pressurized air back to an upper surface of the
glass, a compressor for pressurizing air taken from
outside the furnace, a pipe system for conveying the
air pressurized by the compressor to a lower surface
of the glass, and means for heating the air
pressurized by the compressor.
(‘911 Patent at Claim 1 (emphasis added).) The parties dispute
the meaning of the term “sucking [hot] air from inside the
[tempering] furnace” in both phrases. (Doc. 32-2 at 3.)
At the core of the dispute is whether the air must move
outside the furnace before being returned to heat the top surface
of the glass. The parties agree that the claim term involves the
working of some form of pressure differential5 to create the
movement of air and that this air must be at an elevated
temperature. (Docs. 38 at 19-20; Doc. 40 at 21.) However, the
parties disagree as to the path the air flow must take, which
hinges on the interpretation of the word “from” in the claim term.
Salem contends that “from” indicates a pathway of flow that
begins “inside the furnace” and proceeds by moving the hot air
5 Salem characterizes this pressure differential as a “vacuum” and
contends this is consistent with Plaintiffs’ presentation of the term
in the specification and in their proposed construction. (Doc. 38 at
19-20.) Plaintiffs do not specifically refute the “vacuum”
characterization in their briefing, nor did they do so at oral argument.
However, Plaintiffs also did not specifically concede this point, so to
avoid overstating the extent to which the parties agree, the court uses
the broader term “pressure differential,” which encompasses the narrower
term “vacuum.”
outside the furnace. (Doc. 38 at 18.) As intrinsic support for
this construction, Salem points to Figure 1 of both patents:
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(*540 Patent at Fig. 1.) Specifically, Salem notes the depiction
of air moving from the body of the furnace [2] to a pressurization
unit [10] located outside that body through the upper side return
pipe [11], and it points to the corresponding description in the
specification for how the pressurization unit [10] sucks air “from
at least one point inside the furnace,” but
“[plreferably . . . from a middle line of the furnace 1 at the
ceiling of the furnace and from both ends of the furnace” through
the pipe [11]. (Id. at 18-19 (citing ‘540 Patent at 3:49-51).)
According to Salem:
In all embodiments, the air being sucked from the inside
of the furnace is being sent to a location different
11
from the location it was sucked from . . . . Thus, a
[POSA] would understand from the specification that
‘from’ not only describes the origin of the hot air, but
also the intended direction of the hot air.
(Id. at 20 (emphasis in original).) Salem further alleges that
this construction is consistent with the historical record,
specifically the Vehmas patent that is cross-referenced multiple
times in the ‘540 and ‘911 patents. (Id. at 20-21.) In terms of
extrinsic support, Salem relies primarily on the testimony of Mr.
Lee Fackelman, a “semi-retired” mechanical engineer with a B.S.
and master’s degree in mechanical engineering and nearly 40 years’
experience in the glass tempering industry (Doc. 40-12 at 4,5),
and whom Plaintiffs do not appear to challenge is qualified to
testify as to what a person skilled in the art for purposes of
this case would have known (Cf. Doc. 40 at 18-19 (attacking Mr.
Fackelman’s credibility without disputing his credentials or
experience).). Mr. Fackelman opines that “sucking” a fluid such
as air cannot occur within the same container and concludes, based
on the specification and prior art references, that a POSA would
understand the claim term to necessitate movement outside the
furnace. (Doc. 32-3 ¶¶ 80-85.) That testimony is consistent,
Salem argues, with several dictionary definitions of “from” that
indicate that the term entails a separation, a fact which its
proposed definition recognizes. (Id. at 22 (citing Docs. 38-5,
38-7, 38-8.) Finally, Salem argues that Plaintiffs disclaimed any
broader meaning for “from inside the furnace” in their opposition
to the petition for inter partes review, where they emphasized the
movement of air outside of the furnace as required. (Id. at 22
(citing Doc. 39-11 at 31-32).) For all these reasons, Salem argues
that its proposed construction, which limits the scope of the term
to instances where air moves outside the furnace, is correct and
should be adopted.
According to Plaintiffs, “from” merely indicates the origin
or source of the air, and coverage is not limited to instances
where air moves outside the furnace. (Doc. 40 at 21.) Contrary
to Salem’s position, Plaintiffs note that the source and the
destination of the air are both clearly defined in the patent as
written: the air must come from the inside of the furnace and go
to the upper surface of the glass for heating from above. (Id. at
21-22.) Plaintiffs argue that neither the claims nor the
specifications require that the air be moved outside as it travels
between that source and the destination, and adding such a
requirement is contrary to the history of the patent and its
prosecution. (Id. at 23 (“During prosecution, applicants
repeatedly distinguished over prior art showing the use of fresh
compressed air for the upper convection heating, stating ‘[u]pper
heating by sucking air from inside the furnace is, therefore
contrary to the [Vitkala reference] and its combination with any
reference, even that of Vehmas.’”) (internal citation omitted).)
Plaintiffs contend, moreover, that they never disclaimed devices
that retain air within the furnace in their patent or during
prosecution; on the contrary, they specifically asserted that “the
drawings and the description are illustrations of the invention
and details may vary within the scope of the claims.” (Doc. 46 at
13-14 (citing ‘540 Patent at 5:47-49).)
Plaintiffs argue that their construction more faithfully
represents the actual meaning of the claim term. They point out
that the word “from” throughout the patent and specification is
used to designate the source or origin, making their construction
more consistent with evidence internal to the patent. (Id. at 21-
22 (citing ‘540 Patent at 3:49-54, 4:34-35).) Plaintiffs also
claim their construction is similarly consistent with Figure 1, as
structural unit [1] indicates the whole of the furnace and
encompasses the pressurization unit [10].6 (Doc. 46 at 12-13.)
And as Plaintiffs noted at oral argument, the patent elsewhere
denotes instances when air must be moved or taken from outside the
furnace, as it does with the bottom-side heating, which invites
the inference that this term should not be interpreted in the same
way. (Doc. 89 at 11 (“In fact, if the patentees had intended to
say that upper side air should be taken outside the furnace, they
6 Plaintiffs alternatively argue that even if Figure 1 supports Salem’s
construction, it is but one embodiment of the claimed invention meant
to demonstrate, but not limit, how the patent may be executed. (Doc.
46 at 13.)
would have done it. In fact, they did do it elsewhere in the
claim. For the bottom side blowing, the claim says the air is
taken from outside the furnace. Because the same claim recites
both inside the furnace and outside the furnace, they are presumed
to have different meanings.”).) Thus, Plaintiffs argue, their
proposed construction better represents the term in the patent and
should be selected.
Plaintiffs’ proposed construction indeed better presents the
claim term in a way that helps “explain, but not . . . change, the
scope of the claims” at issue. Embrex, 216 F.3d at 1347
(alterations and citation omitted). As Plaintiffs point out, the
patent defines a source for the air — “inside the furnace” — and
a destination for it — “the upper surface of the glass” — and the
patent states that the air must be pressurized between these two
points. (See ‘540 Patent at 2:13-16.) However, the patent says
nothing of a specific path the air must take to carry out that
process between those points. In this sense, Salem’s proposed
construction adds a prerequisite to what actually appears on the
face of the patent by inserting the requirement that the air move
outside the furnace in order to narrow the patent’s scope. But
the critical feature the claim intends to protect is the source of
the air, which is specified to be “from inside the furnace” for
top-side heating as opposed to “from outside the furnace” for
bottom-side hearing, and not the path through which it travels.
(‘540 Patent at Claim 1.) Indeed, the path through which the air
travels seems to be of no obvious importance to the operation of
the invention.7 On the other hand, “from” is used repeatedly
throughout the specification to denote origin. (See ‘540 Patent
at 3:49-54, 4:34-35.) A POSA reading the claims in light of the
specification and patent history would therefore understand the
feature protected by the term “sucking hot air from inside the
furnace” to be the use of air that is recycled from inside the
furnace, not the route through which it travels. Plaintiffs’
construction is thus more appropriate than Salem’s.
Moreover, Salem’s arguments concerning Figure 1 and
Plaintiffs’ disclaimer are unavailing. Even assuming Figure 1
shows air traveling outside the furnace, as Salem proffers (Doc.
38 at 19), the Federal Circuit “has expressly rejected the
contention that if a patent describes only a single embodiment,
the claims of the patent must be construed as being limited to
that embodiment.” Liebel-Flarsheim Co. v. Medrad, Inc., 358 F.3d
898, 906 (Fed. Cir. 2004) (citing ACTV, Inc. v. Walt Disney Co.,
346 F.3d 1082, 1091 (Fed. Cir. 2003); Apex Inc. v. Raritan Comput.,
7 Salem has argued, through the testimony of Mr. Fackelman and at oral
argument, that the separation cannot be within the same container – here,
the inside of the furnace – which makes specification of the path
implicit and necessary to recite. (Doc. 32-3 at ¶ 80.) However, at no
point does Salem provide any reasoning to support that conclusion. When
considered alongside the fact that Mr. Fackelman never reviewed the
patent prosecution history (Doc. 40-11 at 51, 57-58, 75), this argument
is unpersuasive.
Inc., 325 F.3d 1364, 1377 (Fed. Cir. 2003); Altiris, Inc. v.
Symantec Corp., 318 F.3d 1363, 1373 (Fed. Cir. 2003); Tex. Digit.
Sys., Inc. v. Telegenix, Inc., 308 F.3d 1193, 1204–05 (Fed. Cir.
2002); Teleflex, Inc. v. Ficosa N. Am. Corp., 299 F.3d 1313, 1327
(Fed. Cir. 2002); SRI Int’l v. Matsushita Elec. Corp. of Am., 775
F.2d 1107, 1121 n. 14 (Fed. Cir. 1985) (en banc)). It is only
when “the patentee has demonstrated a clear intention to limit the
claim scope using ‘words or expressions of manifest exclusion or
restriction’” that courts should interpret patents to be narrowed
to the single embodiment described or depicted. Id. (quoting
Teleflex, 299 F.3d at 1327). As already noted, no other part of
the patent or its history reflects an intent to limit the pathway
through which air from inside the furnace must travel. Therefore,
Salem’s argument falls short of supporting its construction even
if the court accepts its interpretation of the figure.
Salem’s disclaimer argument fails for a similar reason: the
Federal Circuit has made clear that a disavowal requires
“expressions of manifest exclusion or restriction, representing a
clear disavowal of claim scope.” Epistar Corp. v. Int’l Trade
Comm’n, 566 F.3d 1321, 1335 (Fed. Cir. 2009) (quoting Teleflex,
299 F.3d at 1325). As Plaintiffs point out, nowhere in the patent,
the patent prosecution history, or their response to inter partes
review do they engage in such a disavowal. (Doc. 46 at 13-14).
In fact, the marked-up diagram that Salem cites as evidence of
Plaintiffs’ disclaimer in their inter partes review response only
serves to bolster Plaintiffs’ argument that what is actually
critical is the distinction between air taken from inside the
furnace for upper-side heating and air taken from outside the
furnace for lower-side heating. (Doc. 39-11 at 31-32.) Therefore,
Salem’s arguments fail to support its position.
For these reasons, the court rejects Salem’s proposed
construction and adopts Plaintiffs’ construction for the term
“sucking [hot] air from inside the furnace” as it appears in Claim
1 of the ‘540 and the ‘911 Patents. The term thus means “creating
a pressure differential to pull air at elevated temperature from
inside the furnace.” (Doc. 32-2 at 3.)
B. Indefiniteness
Salem challenges the majority of the disputed terms as being
indefinite. A patent claim is invalid for indefiniteness under 35
U.S.C. § 112 “if its claims, read in light of the specification
delineating the patent, and the prosecution history, fail to
inform, with reasonable certainty, those skilled in the art about
the scope of the invention.” Nautilus, Inc. v. Biosig Instruments,
Inc., 572 U.S. 898, 901 (2014). “The definiteness requirement
‘mandates clarity, while recognizing that absolute precision is
unattainable.’” Presidio Components, Inc. v. Am. Tech. Ceramics
Corp., 875 F.3d 1369, 1375 (Fed. Cir. 2017) (quoting Nautilus, 572
U.S. at 910). In other words, “[t]he definiteness requirement
must take into account the inherent limitations of language, but
at the same time, the patent must be precise enough to afford clear
notice of what is claimed, thereby apprising the public of what is
still open to them.” Fairfield Indus., Inc. v. Wireless Seismic,
Inc., No. 4:14-CV-2972, 2015 WL 1034275, at *4 (S.D. Tex. Mar. 10,
2015) (citing Nautilus, 572 U.S. at 907–911). As with claim
construction, the question of indefiniteness is a legal one for
the court to evaluate. Young v. Lumenis, Inc., 492 F.3d 1336,
1344 (Fed. Cir. 2007) ; ePlus, Inc. v. Larson Software, Inc., 700
F.3d 509, 517 (Fed. Cir. 2012) (“[I]ndefiniteness is a question of
law and in effect part of claim construction.”).
A key difference between claim construction and
indefiniteness inquiries, however, relates to burden of proof.
Under § 282 of the Patent Act of 1952, 35 U.S.C. § 282, a patent
is “presumed valid,” and the burden of proving invalidity for
indefiniteness rests on the party asserting such invalidity. 35
U.S.C. § 282(a); see Microsoft Corp. v. I4I Ltd. P’ship, 564 U.S.
91, 95 (2011); Takeda Pharm. Co. v. Zydus Pharms. USA, Inc., 743
F.3d 1359, 1366 (Fed. Cir. 2014). The challenger must prove
invalidity by clear and convincing evidence. Microsoft Corp., 564
U.S. at 95; Takeda Pharm. Co., 743 F.3d at 1366.
Originally, the parties disputed whether the case is ripe for
adjudication of the indefiniteness issue. In the joint claim
construction brief, Plaintiffs argued that an indefiniteness
challenge at the claim construction stage would be premature,
noting that fact discovery was underway and the record was
undeveloped. (Doc. 32 at 3-5.) Plaintiffs reiterated this belief
in their opening claim construction brief. (Doc. 40 at 18-20.)
Defendants contended that the indefiniteness inquiry is proper at
this stage, citing case law finding that the indefiniteness
question is “part of claim construction.” (Doc. 32 at 7 (citing
ePlus, Inc., 700 F.3d at 517; Ultra-Mek, Inc. v. United Furniture
Indus., Inc., Case No. 1:18CV281, 2019 WL 4723351, at *4-5
(M.D.N.C. Sept. 9, 2019); Workshare Tech., Inc. v. Litera Techs.,
LLC, No. 1:11CV285, 2013 WL 1314595, at *3 (M.D.N.C. Mar. 28,
2013); Volumetrics Med. Imaging, LLC v. Toshiba Am. Med. Sys.,
Inc., No. 1:05CV00955, 2011 WL 6934603, at *5-6 (M.D.N.C. Dec. 30,
2011); Akeva L.L.C. v. Adidas Am., Inc., No. 1:03CV01207, 2005 WL
6225278, at *20-21 (M.D.N.C. May 17, 2005)).)
Whatever merit there may have been to Plaintiffs’ procedural
argument, Plaintiffs do not dispute that the record now sits in a
different posture. (Doc. 89 at 34.) Fact discovery is closed,
expert testimony for claim construction has been submitted to the
court, and there is no additional evidence either party intends to
bring forth on the issue of indefiniteness. (Id.) Based on this
posture and these representations, the court finds that
consideration of Salem’s indefiniteness arguments is appropriate
at this time.
Salem maintains that five terms are indefinite, thus
rendering the patent invalid: “the improvements consisting
essentially of” (‘540 Patent at Claim 1); “controlled in a forced
manner . . . in accordance with a heating profile” (‘540 Patent at
Claims 3, 12, 13, 14) and “heat, using forced control . . . in
accordance with a heating profile” (‘911 Patent at Claim 4)8; “the
temperature of the glass follows a predetermined heating curve”
(‘540 Patent at Claims 3, 12, 13, 14); and “from a starting moment
of the heating” (‘540 Patent at Claim 8). Salem raises only
indefiniteness challenges to these terms and does not provide
alternative constructions to those proposed by Plaintiffs.
Accordingly, each claim term will be considered below.
1. “the improvements consisting essentially of”
Plaintiffs’ Construction Defendant’s Construction
Permits the inclusion of Indefinite
components or steps not listed
in the claim, provided they do
not materially affect the
basis and novel properties of
the invention.
(Doc. 32-2 at 1.) (Doc. 32-2 at 1.)
The term “the improvements consisting essentially of,” which
8 The parties represent that these terms are functional equivalents of
one another in the two patents, that they raise the same arguments for
and against invalidity, and that they can be considered together by the
court. (See Doc. 89 at 78, 79; see also Docs. 38, 40 (addressing the
two claim terms together in the same subsection of the briefs).)
appears in Claim 1 of the ‘540 Patent,9 is a transitory term that
both parties agree represents the middle ground between the open-
ended transitory term “comprising” and the closed-ended transitory
term “consisting of.” (See Doc. 38 at 9; Doc. 40 at 7-8.) The
phrase “consisting essentially of” in a patent permits the
inclusion of components not listed in the claim that do not
materially affect the basic and novel properties of the invention.
AK Steel Corp. v. Sollac & Ugine, 344 F.3d 1234, 1239 (Fed. Cir.
2003). The parties’ central dispute over this term is whether the
basic and novel properties anticipated by the ‘540 Patent are
sufficiently definite to be instructive, or whether they are
indefinite, thus rendering the entire patent invalid.
Salem argues that the term is indefinite because the basic
and novel properties of the invention are indefinite such that a
POSA would not know whether additional components he or she was
contemplating were infringing. Relying on the testimony of Mr.
Fackelman, Salem claims the ‘540 Patent’s specification identifies
five basic and novel properties recognizable to a POSA: (1) heating
selective glass “reasonably quickly”; (2) a “reasonably simple”
apparatus; (3) heating coated glass in a “controlled manner”; (4)
achieving “quite a high heating rate”; and (5) keeping the
temperature of the bottom of the furnace “quite low” during a
9 The full text of Claim 1 is laid out in the previous section.
continuous load situation. (Doc. 38 at 10 (citing Doc. 32-2
¶ 42).) According to Salem, each of these properties is somehow
“comparative” in nature (i.e., a term of degree), and where that
is true, Federal Circuit “case law is clear that the objective
boundaries requirement applies to terms of degree.” (Id. (quoting
Berkheimer v. HP Inc., 881 F.3d 1360, 1364 (Fed. Cir. 2018)).)
Salem argues that neither the specification nor the prosecution
history provides a POSA with any such objective method for
evaluating whether any one of the properties has been altered,
much less materially altered. (Id. at 10-11.) Therefore, because
“a [POSA] cannot ascertain the bounds of the basic and novel
properties of the invention,” Salem concludes, Claim 1 and the
terms that flow from it should be deemed indefinite, and the patent
should be declared invalid. (Id. (citing HZNP Meds. LLC v. Actavis
Lab’ys UT, Inc., 940 F.3d 680, 696 (Fed. Cir. 2019); Energizer
Holdings, Inc. v. Int’l Trade Comm’n, 435 F.3d 1366, 1369 (Fed.
Cir. 2006)).)
Plaintiffs dispute Salem’s arguments for indefiniteness on
several grounds. First, they note that Salem’s analysis conflates
the basic and novel properties of the invention with the basic and
novel advantages of the invention conferred by those properties.
(Doc. 46 at 5.) According to Plaintiffs, the characteristics
identified by Mr. Fackelman are not the basic and novel properties
of the invention. (Id.) Instead, Plaintiffs assert the basic and
novel properties are illuminated via the use of Jepson10 claiming,
which is a form of historically recognized patent recitation that
contains a preamble followed by a transition phrase such as
“comprising” or “consisting essentially of” and concludes with the
novel improvements over the prior art. (Doc. 40 at 8.) Here,
those properties are: (1) heating the upper surface of the glass
with recycled hot air from the furnace, and (2) blowing pressurized
air from outside the furnace on the lower surface of the glass.
(‘540 Patent at Claim 1.) Plaintiffs argue that the specification
supports the reading that these are the basic and novel properties
of the invention, while the specification points to the “features”
identified by Mr. Fackelman only as advantages or improvements
that flow from the “heating” and “blowing” Plaintiffs identified.
(Compare ‘540 Patent at 2:11-20 (“The idea underlying the invention
is that . . . [t]he upper surface of the glass is heated by hot
10 Jepson claiming originally arose out of Ex Parte Jepson, 243 O.G. 525
(Ass’t Comm’r Pat 1917). The practice has since been codified:
Where the nature of the case admits, as in the case of an improvement,
any independent claim should contain in the following order, (1) a
preamble comprising a general description of all the elements or steps
of the claimed combination which are conventional or known, (2) a phrase
such as “wherein the improvement comprises,” and (3) those elements,
steps and/or relationships which constitute that portion of the claimed
combination which the applicant considers as the new or improved portion.
37 C.F.R. § 1.75(e). It continues to be recognized as a commonplace
practice in patent cases. See, e.g., Ethicon Endo-Surgery, Inc. v. U.S.
Surgical Corp., 93 F.3d 1572, 1577 (Fed. Cir. 1996) (noting that in a
Jepson claim, “the inventive portion of the claim must lie in the clause
beginning: ‘the improvement comprising’”).
air jets formed by sucking air from inside the furnace and
pressurizing the hot air and recycling it back to the upper surface
of the glass. Furthermore, air which has been taken from outside
the furnace and which has been pressurized by a compressor and
heated is blown to the lower surface of the glass.”), 3:8-65
(describing structures for heating the upper side of the glass by
pressurizing air recirculated from the upper side of the furnace),
3:66-4:46 (describing structures for heating the lower surface of
the glass by pressurized air taken from outside the furnace), with
id. at 2:32-46 (stating that the advantages of the invention
conferred by the basic and novel features of the claimed method
include a reasonably quick heating of glass, a reasonably simple
apparatus, achieving a high heating rate and keeping the
temperature of the bottom of the furnace quite low).)
Plaintiffs likewise argue that Salem’s contention ignores the
prosecution history of the patent, in which the ‘540 Patent was
repeatedly distinguished over prior art based on the combination
of the “heating” and “blowing” features. Plaintiffs note that the
prosecution history in several instances focused on the
combination of heated, recirculated air for top-side heating and
blown, outside air for bottom-side heating as the basis for the
invention’s novelty and non-obviousness. (See, e.g., Doc. 40-3 at
273 (“[T]he rejection for obviousness under 35 USC 103 is traversed
by the teaching in Vitkala of fresh compressed air for both the
upper and lower convection heating. Upper heating by sucking air
from inside the furnace is, therefore[,] contrary to [Vitkala]”),
299 (“[T]he Vitkala publication teaches supplying air from outside
the furnace to heat both the upper and lower faces of the glass.
This is directly contrary to claim 1, which requires the heating
of the upper surface to consist essentially of air from inside the
furnace.”), 330 (“[T]he alternatives of recirculation of either
the upper or the lower convection blast stream while using
nonrecirculated blast stream on the opposite glass surface are not
any ‘alternatives’ of existing prior art but a new and unexpected
combination.”), 464 (demonstrating that the Board of Appeals
specifically found that it was not obvious to recirculate furnace
air to heat the top of the glass based on prior art showing the
use of outside air to heat the top of the glass).) Meanwhile,
Plaintiffs point out that Mr. Fackelman’s testimony is unsupported
by the prosecution history, as by his own admission he did not
consider or review the historical record when expressing opinions
on the patent. (See, e.g., Doc. 40-11 at 51 (“I don’t think the
prosecution histories affected me at all because I browsed them
quickly and I - the opinions that I have are based entirely on the
information about legal standards that counsel has taught me and
the patents themselves.”), 57-58 (“I didn’t study those big
prosecution histories and they’re the only prosecution histories
I have ever seen at all. . . . I don’t have any details or opinions
relating to the prosecution histories because I didn’t hardly pay
any attention to them.”), 75 (“I paid very little attention to
that prosecution history.”).)
Finally, Plaintiffs argue that Salem previously agreed with
their proposed construction on this term, and the Patent and
Trademark Appeals Board (“PTAB”) therefore found that Plaintiffs’
construction prevailed. Plaintiffs point to Mr. Fackelman’s
deposition (Doc. 40-11 at 66) as well as Salem’s petition to the
PTAB acknowledging the disputed claim term (Doc. 40-9 at 19-20) as
evidence to support this contention. Salem argues in response,
however, that the transition phrase was not in dispute before the
PTAB and that any of Salem’s prior statements about its
understanding of the patent are not evidence here as to its
meaning, rendering this argument unpersuasive. (Doc. 45 at 8.)
Instead, Salem maintains that even in its opening brief, it
asserted the five basic and novel properties it asserts in its
claim construction briefing, and those should be found to control
here. (Id.)
As an initial matter, Salem is correct that the proceedings
before the PTAB are not instructive on this issue. The PTAB
considers only questions of novelty and non-obviousness as part of
inter partes review, Inter Partes Review, U.S. Pat. & Trademark
Off., https://www.uspto.gov/patents/ptab/trials/inter-partes-
review (last visited Apr. 8, 2024), and the question of
indefiniteness of the term “the improvements consisting
essentially of” was not contested or considered.
Nevertheless, Salem has failed to show by clear and convincing
evidence that the term is indefinite and that the patent is
therefore invalid. Salem rests its entire argument on the
testimony of Mr. Fackelman, yet his testimony suffers all of the
credibility11 issues that Plaintiffs point out. Mr. Fackelman’s
failure to review the full history of the patent, which can be
critical to the understanding of its meaning, Vitronics, 90 F.3d
at 1582, coupled with his own testimony that his opinions come
from Salem’s counsel’s legal teachings, casts serious doubt on his
ability to provide reliable testimony as to the understanding of
these terms – and it is not enough on its own to constitute clear
and convincing evidence. Meanwhile, Plaintiffs offer more than
sufficient evidence not only to rebut Salem’s position but to find
affirmatively that the patent should be interpreted as a Jepson
claim with the “heating” and “blowing” steps being the basic and
novel properties of the invention.
Therefore, the court holds that the term “the improvements
consisting essentially of” is sufficiently definite. As a result,
11 District courts at the claim construction stage are authorized to make
credibility determinations, even on a written record of expert testimony.
Teva Pharms., 574 U.S. at 325-327. Here, the court has reviewed the
deposition transcripts and expert declarations provided to it, and it
has assessed the experts’ credibility in accordance with its power to
make subsidiary factual determinations that support its legal analysis.
Plaintiffs’ construction prevails, and the term will be understood
to include components or steps not listed in the claim so long as
they do not materially alter the “heating” and “blowing” properties
listed.
2. “controlled in a forced manner . . . in accordance
with a heating profile” and “heat, using forced
control . . . in accordance with a heating profile”
Plaintiffs’ Construction Defendant’s Construction
“controlled to heat at a power Indefinite
level in accordance with a
heating profile”
(Doc. 32-2 at 4.) (Doc. 32-2 at 4.)
Plaintiffs’ Construction Defendant’s Construction
“heat at a power level in Indefinite
accordance with a heating
profile”
(Doc. 32-2 at 6.) (Doc. 32-2 at 6.)
The term “controlled in a forced manner . . . in accordance
with a heating profile” appears in several terms in the ‘540
Patent. It first appears in Claim 3, which states in full:
3. A method as claimed in claim 2, wherein during the
blowing on the underside, the underside is heated by
the electric resistors controlled in a forced manner
so as to heat at a power level in accordance with a
heating profile, and during 5 the rest of a heating
cycle, the electric resistors are controlled by
thermoelements such that the temperature of the
glass follows a predetermined heating curve.
(‘540 Patent at Claim 3 (emphasis added).) It next appears in
Claim 12, which states in full:
12. A method as claimed in claim 11,
wherein the lower surface of the glass is heated from
below by means of electric resistors, and when the
blowing on the underside starts, heating effect
given by the electric resistors is increased,
wherein during the blowing on the underside, the
underside is heated by the electric resistors
controlled in a forced manner so as to heat at a
power level in accordance with a heating profile,
and during the rest of a heating cycle, the electric
resistors are controlled by thermoelements such that
the temperature of the glass follows a predetermined
heating curve,
wherein the blowing on the underside ends before the
heating cycle ends, and lasts maximally for 60% of
the heating cycle, and
wherein the blowing on the underside ends no later
than at 80% of the heating cycle.
(‘540 Patent at Claim 12 (emphasis added).) It also appears in
Claim 13 immediately following, which states in full:
13. A method as claimed in claim 10,
wherein the lower surface of the glass is heated from
below by means of electric resistors, and when the
blowing on the underside starts, heating effect
given by the electric resistors is increased,
wherein during the blowing on the underside, the
underside is heated by the electric resistors
controlled in a forced manner so as to heat at a
power level in accordance with a heating profile,
and during the rest of a heating cycle, the electric
resistors are controlled by thermoelements such that
the temperature of the glass follows a predetermined
heating curve,
wherein the blowing on the underside ends before the
heating cycle ends, and lasts maximally for 60% of
the heating cycle, and
wherein the blowing on the underside ends no later
than at 80% of the heating cycle.
(‘540 Patent at Claim 13 (emphasis added).) Finally, it appears
in Claim 14, which states in full:
14. A method as claimed in claim 1,
wherein the lower surface of the glass is heated from
below by means of electric resistors, and when the
blowing on the underside starts, heating effect
given by the electric resistors is increased,
wherein during the blowing on the underside, the
underside is heated by the electric resistors
controlled in a forced manner so as to heat at a
power level in accordance with a heating profile,
and during the rest of a heating cycle, the electric
resistors are controlled by thermoelements such that
the temperature of the glass follows a predetermined
heating curve,
wherein the blowing on the underside ends before the
heating cycle ends, and lasts maximally for 60% of
the heating cycle, and
wherein the blowing on the underside ends no later
than at 80% of the heating cycle.
(‘540 Patent at Claim 14 (emphasis added).)
The related term “heat, using forced control . . . in
accordance with a heating profile” appears only once in Claim 4 of
the ‘911 Patent, which states in full:
4. An apparatus as claimed in claim 3, wherein the
control unit is arranged to control the lower
electric resistors to heat, using forced control, at
a power level in accordance with a heating profile
simultaneously with the blowing of pressurized air
on the lower surface of the glass
(‘911 Patent at Claim 4 (emphasis added).)
As noted, the parties represented to the court that both of
these terms can be considered together. (Doc. 89 at 78-79.) As
with the other terms, Salem contends that they are indefinite,
while Plaintiffs provide a proposed construction and contend they
are sufficiently definite to be valid.
Salem contends that these terms are indefinite because they
fail to provide a POSA with sufficient detail to know whether he
is infringing on the protected heating processes. Salem posits
that when a claim “requires that an artisan make a separate
infringement determination for every set of circumstances in which
the composition may be used, and when such determinations are
likely to result in differing outcomes (sometimes infringing and
sometimes not), that construction is likely to be indefinite.”
(Doc. 38 at 14 (quoting Halliburton Energy Servs., Inc. v. M-I
LLC, 514 F.3d 1244, 1254-55 (Fed. Cir. 2008)).) Here, Salem argues
that heating glass “according to a heating profile” and using
“forced control” are distinct processes, but the patents fail to
provide direction to a POSA how to do both simultaneously. (Id.
at 13.) Salem further contends that the patents’ single
description of a heating profile is inconsistent with how a POSA
would have understood a heating profile under the prior art. (Id.
(citing ’540 Patent at 4:65-5:2).) Moreover, per the testimony of
Mr. Fackelman, Salem argues that invocation of both a heating
profile and forced control, which are two different ways to heat
glass, creates ambiguity and difficulty for a POSA, especially
without a recipe for a particular heating profile. (Id. (citing
Doc. 32-3 ¶¶ 49-52).) Given that a wide variety of factors such
as glass size, composition, thickness, and ambient environmental
factors would impact whether a certain “heating profile” would
properly heat a particular piece of glass “using forced control,”
Salem argues, the specification provides insufficient detail to
teach a POSA to heat glass using forced control in accordance with
a heating profile in different circumstances. (Id. at 13-14.)
Therefore, it concludes, the term should be invalidated for
indefiniteness.
Plaintiffs deny that the patent provides insufficient detail
on this point. According to Plaintiffs, the patents’
specifications provide clear descriptions that distinguish between
heating based on a heating profile and heating based on the control
of a thermoelement, and the claimed term language here clearly
refers to the former. (See ‘540 Patent at 4:49-5:46; ‘911 Patent
at 4:55-61, 5:1-3, 5:12-20.) In addition, Plaintiffs note that
the specifications and patent prosecution histories’ references to
the Vehmas Patent provide further instruction for a POSA seeking
to understand how this method and apparatus operate. (See Doc.
40-3 at 72 (explaining that “[w]hat is known as a heating profile
can be created for the furnace by means of electric resistors,
convection blowing having at the same time enabled the raising of
the furnace capacity”), 77-78 (noting that the Vehmas Reference
adds that “when the glass 4 arrives in the furnace, the upper
resistors 5 are on according to a predefined heating profile”).)
As Plaintiffs point out, Salem’s expert Mr. Renald Bartoe12 at the
inter partes review stage previously represented his opinion that
a POSA would have understood what a heating profile was based on
the information provided; that he or she would need to vary the
heating profile’s parameters across various dimensions based on
the type, size, and thickness of the glass to be tempered; and
generally how to make those variations. (Doc. 40 at 12-13 (citing
Doc. 40-5 ¶ 128).) While Plaintiffs concede Salem’s point that
the patents do not provide specific recipes for heating, they
contend they do not need to, as it is enough that a POSA would
know he needed a recipe and could determine one based on his
experience with the prior art. (Id. at 13 (citing In re Buchner,
929 F.2d 660, 661 (Fed. Cir. 1991); Hybritech, Inc. v. Monoclonal
Antibodies, Inc., 802 F.2d 1367, 1384 (Fed. Cir. 1986).)) Thus,
Plaintiffs contend, the term should not be deemed indefinite and
their proposed construction should control.
12 Mr. Bartoe holds a B.S. in biochemistry and, like Mr. Fackelman, has
over 40 years’ experience in the glass tempering and ceramics industry.
(Doc. 40-5 at 10-17.) Plaintiffs accept him as having expert
qualifications to offer opinions on the glass tempering industry and
what a POSA would have understood. (Cf. Doc. 40 at 18-19 (comparing Mr.
Bartoe’s findings against Mr. Fackelman’s while assuming both of their
qualifications in the industry to offer such findings).)
Salem again has not shown by clear and convincing evidence
that these terms are indefinite. Apart from the problems already
raised with relying on the testimony of Mr. Fackelman, Salem’s
arguments misconstrue the actual protections of the patents.
Though Salem acknowledged at oral argument that the patent did not
need to be tailored to a specific type of glass, it also asserted
that in order for these terms to be definite, some specific heating
profiles would need to be disclosed on the face of the patent.
(Doc. 89 at 80, 83-86.) As Plaintiffs pointed out, this
misunderstands what the patents actually seek to protect: it is
not the specific recipes (of which there would be scores, depending
on the type and application of the glass) that matter here, but
whether a POSA would know it needed to use some recipe to heat the
glass in accordance with the method recited and how to go about
determining what that recipe would be. (See id. at 88 (“These
claims and these patents aren’t directed to recipes for specific
kinds of glass. They are not directed to individual heating
profiles for particular glass tempering applications. This patent
does not need to provide a thousand different recipes or heating
profiles in order to support these claims.”).) There is ample
evidence in the record to suggest that a POSA would understand
this fact. The prosecution history and Salem’s own Mr. Bartoe
point out that the practice of creating heating profiles and the
variables to consider are already established under the prior
art — specifically the Vehmas patent — such that a POSA would have
sufficient knowledge to understand the terms here. (Doc. 40-3 at
72, 77-78; Doc. 40-5 ¶ 128.) While Salem argued that it would
take a person of greater than ordinary skill in the art to know
how to do this (Doc. 89 at 82), this blanket assertion without
additional support is not enough to carry the burden of showing
indefiniteness by clear and convincing evidence, and Mr.
Fackelman’s testimony likewise does not suffice to cross that
hurdle. Therefore, Salem has not shown that either of these terms
is indefinite and thus invalid as a matter of law.
Having reviewed Plaintiffs’ constructions for both terms, the
court adopts them. The term “controlled in a forced
manner . . . in accordance with a heating profile,” as it appears
in the ‘540 Patent, Claims 3, 12, 13, and 14, will be construed to
mean “controlled to heat at a power level in accordance with a
heating profile.” (Doc. 32-2 at 4.) The term “heat, using forced
control . . . in accordance with a heating profile,” as it appears
in the ‘911 Patent, Claim 4, will be construed to mean “heat at a
power level in accordance with a heating profile.” (Doc. 32-2 at
6.)
15. “the temperature of the glass follows a
predetermined heating curve”
Plaintiffs’ Construction Defendant’s Construction
“the temperature of the glass Indefinite
follows a heating curve
determined beforehand”
(Doc. 32-2 at 10.) (Doc. 32-2 at 10.)
Salem raises a near identical dispute over the term “the
temperature of the glass follows a predetermined heating curve” as
it does over the prior two terms.13 Salem does not address the
term separately and instead combines its arguments for the prior
two terms with this one. (See Doc. 38 at 12-15.) In essence, it
argues that “predetermined heating curve” is also indefinite
because there are no specific instructions for what to consider or
how to calculate the heating curve, and without these boundaries,
a POSA would have no understanding of when he was infringing. (See
Doc. 89 at 86-88.) It again offers the testimony of Mr. Fackelman
and supporting case law to support this contention. (Doc. 38 at
12-15 (citing Doc. 32-3 ¶¶ 55, 57).) Plaintiffs respond by noting
that the important term of limitation is that the curve must be
“predetermined,” or set beforehand, and so long as a POSA engaged
in the well-understood process of calculating a heating curve based
on the variables of the specific glass beforehand, he or she would
13 This term likewise appears in Claims 3, 12, 13, and 14 of the ‘540
Patent, which are recited in full above.
be infringing. (Doc. 40 at 13-15.) This is sufficiently clear on
the face of the patent, Plaintiffs contend, and they argue that
the term is therefore not indefinite for the same reasons as above.
The court agrees with Plaintiffs. As with the prior two
terms, the court here finds that Salem has not met its burden to
demonstrate that the term is indefinite by clear and convincing
evidence. Plaintiffs are correct that what matters is a POSA would
know to determine the heating curve ahead of time and he has the
skill from knowledge of the prior art to do so. In addition, the
‘540 Patent does provide one example of a predetermined heating
curve, creating an even stronger inference that a POSA would have
the information needed to understand and navigate the confines of
the patent. (See ‘540 Patent at Figure 2.)
Therefore, the court denies Salem’s indefiniteness challenge
here as well and, having reviewed Plaintiffs’ proposed
construction, adopts it. The term “the temperature of the glass
follows a predetermined heating curve,” as it appears in the ‘540
Patent, Claims 3, 12, 13, and 14, will be understood to mean “the
temperature of the glass follows a heating curve determined
beforehand.” (Doc. 32-2 at 10.)
16. “from a starting moment of the heating”
Plaintiffs’ Construction Defendant’s Construction
“when heating of the glass Indefinite
begins”
(Doc. 32-2 at 8.) (Doc. 32-2 at 8.)
Lastly in its indefiniteness arguments, Salem argues that the
term “from a starting moment of the heating” in Claim 8 of the
‘540 Patent is indefinite because it is not specific as to which
heating it refers. Claim 8 reads in full: “A method as claimed
in claim 5, wherein the blowing on the underside starts at a moment
of 25 to 405 from a starting moment of the heating.” (‘540 Patent
Claim 8 (emphasis added).) According to Salem, Claim 8 depends
from Claim 5,14 which depends from Claim 1, which recites two
distinct heatings: “heating from above and below.”15 (See Doc. 38
at 17.) As set out earlier, Claim 1 provides:
The invention claimed is:
1. In a method of heating glass, the method comprising
conveying glass through a tempering furnace during
a heating cycle so that the glass is heated from
above and below, the improvements consisting
essentially of
14 Claim 5 provides: “A method as claimed in claim 1, wherein the blowing
on the underside ends before the heating cycle ends, and lasts maximally
for 60% of the heating cycle.” (‘540 Patent at Claim 5.)
15 Salem also notes that apart from the convection heating described in
Claim 1 for the bottom side of the glass, there is also heating “by
means of electrical resistors” that takes place on the bottom side, which
is recited in Claim 2. (‘540 Patent at Claim 2.) Salem argues that
this further contributes to the confusion. (Doc. 45 at 9-10.)
heating an upper surface of the glass by hot air
jets formed by sucking hot air from inside the
furnace, pressurizing the hot air and recycling the
pressurized hot air back to the upper surface of
the glass for the heating from above, and
blowing air which has been taken from outside the
furnace and which has been pressurized by a
compressor and heated onto a lower surface of the
glass for the heating from below.
(‘540 Patent at Claim 1.) Salem then argues that Claim 8 is not
specific about which of the two heatings in Claim 1 the “starting
moment” is meant to refer and that the specification and
prosecution histories likewise do not illuminate this point. (Doc.
38 at 18.) Therefore, it argues, the claim term is indefinite
under the Nautilus standard. (Id.)
Plaintiffs rebut Salem’s argument by noting that a common
sense reading of the language of the claims makes clear that the
patent refers to the top-side heating. According to Plaintiffs,
Claim 1 recites a topside and a bottom-side heating. (‘540 Patent
at Claim 1.) They contend that Claim 8 refers to the delayed start
of “underside blowing” (the method for bottom-side heating), which
Plaintiffs argue logically means that the delayed start refers to
the only other heating step recited in Claim 1 — heating from
above — as it cannot start later than, or be delayed as to, the
same underside blowing. (Doc. 40 at 15.) Plaintiffs assert that
this reading is confirmed by the specification and the testimony
of Salem’s own expert, Mr. Bartoe. (Id. (citing ‘540 Patent at
Fig. 2, 5:6-27, 5:39-43; Doc. 40-5 at 89-90.) Therefore, they
contend, this term should be deemed sufficiently definite.
The court is persuaded by Plaintiffs’ logic and finds that
Salem has failed to demonstrate by clear and convincing evidence
that the term is indefinite. While Salem argues that Plaintiffs’
reasoning ignores the existence of a second type of bottom side
heating (namely, the heating of the lower surface of the glass
from below by means of electrical resistors), that other heating
is referenced in Claim 2 of the ‘540 Patent, which is outside of
the dependency chain of Claim 8. When the claim chains are read
together, Claim 8 necessarily refers to top-side heating described
in Claim 1 and not the same bottom-side heating it describes.
Therefore, the court declines to find this term is indefinite and,
having reviewed Plaintiffs’ construction, adopts it. The term
“from a starting moment of the heating,” as it appears in the ‘540
Patent, Claim 8, will be understood to mean “when heating of the
glass begins.” (Doc. 32-2 at 8.)
C. Means-Plus-Function and Section 112, Paragraph 6
Finally, there is a subset of the claim terms that Salem
contends are indefinite and which Salem argues are means-plus-
function terms. Means-plus-function claim limitations, authorized
by 35 U.S.C. § 112 ¶ 6, allow a patentee to draft claims “as a
means or step for performing a specified function without the
recital of structure, material, or acts in support thereof[.]”
This provision allows “patentees to express a claim limitation by
reciting a function to be performed rather than by reciting
structure for performing that function[.]” Williamson v. Citrix
Online, LLC, 792 F.3d 1339, 1347 (Fed. Cir. 2015) (en banc). In
this way, § 112 ¶ 6 allows a patentee to claim “not what an
invention is but what an invention does.” Stephen Winslow, Means
for Improving Modern Functional Patent Claiming, 98 Geo. L.J. 1891,
1892 (2010) (emphasis omitted).
The parties here dispute both whether certain terms are means-
plus-function terms and, if so, whether they clear the limitation
set by § 112 ¶ 6. When a claim term uses the word “means” and
accompanies it with a description of a component’s function, there
is a rebuttable (although not a “strong”) presumption that the
term is a means-plus-function phrase under § 112 ¶ 6, and the party
alleging otherwise has the burden of overcoming it. Williamson,
792 F.3d at 1348–49. Conversely, where a claim does not use the
word “means,” there is a rebuttable presumption of equal strength
that the term is not a means-plus-function term, and the burden to
overcome it rests with the party seeking to the application of
§ 112 ¶ 6. Id. The presumption can be overcome and § 112 ¶ 6
will apply “if the challenger demonstrates that the claim term
fails to recite sufficiently definite structure or else recites
function without reciting sufficient structure for performing that
function.” Id. at 1348 (internal quotation marks omitted). The
Federal Circuit has explained that “[g]eneric terms such as
‘mechanism,’ ‘element,’ ‘device,’ and other nonce words that
reflect nothing more than verbal constructs may be used in a claim
in a manner that is tantamount to using the word ‘means’” and
therefore may trigger § 112 ¶ 6. Id. at 1350.
The inquiry for the court is whether “the claim language,
read in light of the specification, recites sufficiently definite
structure” such that it avoids being defined merely by its
function. Robert Bosch, LLC v. Snap-On Inc., 769 F.3d 1094, 1099
(Fed. Cir. 2014); see Williamson, 792 F.3d at 1349. While a
specification that describes only how a component part interacts
with other parts of the invention may be sufficient to impart
structure, the specification must still implicitly limit the claim
term to some specific structure or structures. See Inventio AG v.
ThyssenKrupp Elevator Ams. Corp., 649 F.3d 1350, 1358–59 (Fed.
Cir. 2011) (“The written descriptions also show how the elements
are connected together and to the elevator control and computing
unit components of the elevator system.”), overruled by
Williamson, 792 F.3d 1339 (Fed. Cir. 2015); cf. Media Rights
Techs., Inc. v. Capital One Fin. Corp., 800 F.3d 1366, 1372–73
(Fed. Cir. 2015) (applying § 112 ¶ 6 when the only structural
description in the specification was but one example of the
disputed claim term). If a term is sufficiently structural on its
own, then it is not a means-plus-function term, but if it is not,
then § 112 ¶ 6 applies. Williamson, 792 F.3d at 1347-49.
If the court determines that § 112 ¶ 6 applies, it next
examines “whether the specification discloses sufficient structure
that corresponds to the claimed function.” Id. at 1351. The
“scope of coverage [is restricted] to only the structure,
materials, or acts described in the specification as corresponding
to the claimed function and equivalents thereof,” and the court
has a duty to construe the term to fit that limitation. Id. at
1347; see Verint Sys. Inc. v. Red Box Recorders Ltd., 166 F. Supp.
3d 364, 375 (S.D.N.Y. 2016) (“The ambiguity [provided for in § 112
¶ 6] comes at the cost of constraining the reach of the claim.”)
“The construction of a means-plus-function limitation follows
a two-step approach.” Omega Eng’g, Inc. v. Raytek Corp., 334 F.3d
1314, 1321 (Fed. Cir. 2003); see Rain Computing, Inc. v. Samsung
Elecs. Am., Inc., 989 F.3d 1002, 1007 (Fed. Cir. 2021). The first
step requires identifying the function, “staying true to the claim
language and the limitations expressly recited by the claims.”
Omega, 334 F.3d at 1322. The second step is “ascertain[ing] the
corresponding structures in the written description that perform
those functions.” Id. “Under this second step, structure
disclosed in the specification is corresponding structure only if
the specification or prosecution history clearly links or
associates that structure to the function recited in the claim.”
Sony Corp. v. Iancu, 924 F.3d 1235, 1239 (Fed. Cir. 2019) (citation
omitted). Put differently, the “focus of the ‘corresponding
structure’ inquiry is not merely whether a structure is capable of
performing the recited function, but rather whether the
corresponding structure is ‘clearly linked or associated with the
[recited] function.’” Cypress Lake Software, Inc. v. Samsung
Elecs. Am., Inc., 382 F. Supp. 3d 586, 599 (E.D. Tex. 2019)
(alteration in original) (quoting Medtronic, Inc. v. Advanced
Cardiovascular Sys., Inc., 248 F.3d 1303, 1311 (Fed. Cir. 2001)).
Under § 112 ¶ 6, however, “if a person of ordinary skill in
the art would be unable to recognize the structure in the
specification and associate it with the corresponding function in
the claim, a means-plus-function clause is indefinite.”
Williamson, 792 F.3d at 1352; see EON Corp. IP Holdings LLC v.
AT&T Mobility LLC, 785 F.3d 616, 621 (Fed. Cir. 2015) (means-plus-
function claim limitations must “satisfy the definiteness
requirement of § 112 ¶ 2”); In re Aoyama, 656 F.3d 1293, 1294,
1297-98 (Fed. Cir. 2011) (finding a means-plus-function software
patent claim was invalid as indefinite for failure to disclose the
corresponding algorithm performing that function); Default Proof
Credit Card Sys., Inc. v. Home Depot U.S.A., Inc., 412 F.3d 1291,
1302-03 (Fed. Cir. 2005) (invalidating a means-plus-function claim
for indefiniteness for lack of a structure in the specification
corresponding to the claimed function).
As with claim construction itself, the “determination that a
patent claim is invalid for failure to meet the definiteness
requirement” of § 112 ¶ 6 is “a legal conclusion that is drawn
from the court’s performance of its duty as the construer of patent
claims[.]” All Dental Prodx, LLC v. Advantage Dental Prod., Inc.,
309 F.3d 774, 778 (Fed. Cir. 2002) (alterations and citations
omitted); see Atmel Corp. v. Info. Storage Devices, Inc., 198 F.3d
1374, 1379 (Fed. Cir. 1999). As to the burden of proof, “[t]he
party alleging that the specification fails to disclose sufficient
corresponding structure must make that showing by clear and
convincing evidence.” TecSec, Inc. v. Int’l Bus. Machines Corp.,
731 F.3d 1336, 1349 (Fed. Cir. 2013); see Nature Simulation Sys.
Inc. v. Autodesk, Inc., 50 F.4th 1358, 1361 (Fed. Cir. 2022)
(“United States patents are accompanied by a presumption of
validity, 35 U.S.C. § 282, and invalidity must be established by
clear and convincing evidence.”); Dow Chem. Co. v. Nova Chemicals
Corp. (Canada), 809 F.3d 1223, 1227 (Fed. Cir. 2015) (Moore, J.,
concurring in the denial of rehearing en banc)
(“Precedent . . . requires that the burden of proving
indefiniteness remains on the party challenging validity and that
they must establish it by clear and convincing evidence.”).
Salem contends that two terms, “a control unit arranged to
control the blowing of pressurized air” and “a pressurization unit
for pressurizing the air sucked from inside the tempering furnace,”
are means-plus-function terms and are either invalid for
indefiniteness or substantially limited in scope by the operation
of § 112 ¶ 6. Plaintiffs maintain that both are sufficiently
structural terms rather than means-plus-function terms and propose
a valid construction for each. The court addresses the arguments
for each of these terms in turn below.
1. “a control unit arranged to control the blowing of
pressurized air”
Plaintiffs’ Construction Defendant’s Construction
“a controller to control air Indefinite
flow of pressurized air.”
(Doc. 32-2 at 12.) (Doc. 32-2 at 12.)
The parties dispute whether “a control unit arranged to
control the blowing of pressurized air” as it appears in Claim 2
of the ‘911 Patent is a means-plus-function term. Claim 2 of the
‘911 Patent reads in full:
2. An apparatus as claimed in claim 1, the apparatus
further comprising a control unit arranged to
control the blowing of pressurized air provided by
the compressor on the lower surface of the glass to
end before a heating cycle ends and such that the
blowing lasts maximally for 60% of an entire heating
cycle.
(‘911 Patent at Claim 2 (emphasis added).) Salem argues that this
term is means-plus-function: though the term does not recite the
word “means,” Salem contends it is nevertheless a means-plus-
function term because “control” is a functional descriptor that
modifies the nonce term “unit.” (Doc. 38 at 16-17 (citing Diebold
Nixdorf, Inc. v. Int’l Trade Comm’n, 899 F.3d 1291, 1298 (Fed.
Cir. 2018); Huawei Techs. Co. Ltd. v. T-Mobile US, Inc., No. 2:16-
CV-00056-JRG-RSP, 2017 WL 2267304, at *17-19 (E.D. Tex. May 24,
2017); Williamson, 792 F.3d at 1351).) Salem asserts that the
specification provides no additional structural details beyond
depicting the control unit as a “black box,” and it notes that
Plaintiffs have not pointed to any evidence, either intrinsic to
the patent or extrinsic, to suggest that the unit is structural in
nature. (Id. (citing ’540 Patent at 4:52-57, Fig. 1; Doc. 32-
3 ¶¶ 65, 67 (Fackelman testimony)).) Therefore, Salem argues, the
term should be interpreted as means-plus-function subject to the
limitations of § 112 ¶ 6.
Plaintiffs deny Salem’s contention and argue that the
presumption is in their favor here, noting that the term does not
recite the word “means” and that Salem has failed to meet its
burden to overcome it. Plaintiffs maintain that “control units or
controllers” are well-recognized structural units in patent law
that a POSA would understand, particularly by reference to the
depictions of how it interacts with other structures. (Doc. 40 at
16-17 (citing Doc. 40-5 at 139 (providing Mr. Bartoe’s testimony
that “[c]ontrol units or controllers were commonly used to ensure
that the glass tempering furnace was set to the correct temperature
for a particular glass tempering application” and would have been
obvious to a POSA)).) Plaintiffs also note that the term “control
unit” is further defined within the patent by reference to the
other components with which it interacts and how it relates to
other structural entities, particularly in Figure 1, citing case
law that reflects support for this reasoning. (Id. (citing ‘911
Patent at. Fig. 1 (showing a schematic diagram of how control unit
21 interacts with other components, particularly inverters 16 and
19, resistors 5 and 6, pressurization unit 10 and compressor 17);
United States Well Servs. v. Tops Well Servs., No. 3:19-CV-00237,
2020 WL 9439469, at *22-24 (S.D. Tx. Sept. 18, 2020) (finding that
“centralized control unit” is not subject to § 112 ¶ 6 where the
intrinsic evidence describes functions of and the structural
interactions between “other components” and the “centralized
control unit” includes a schematic of how the “centralized control
unit” interacts with other components)).) Thus, Plaintiffs argue,
the term is not means-plus-function in nature.
As an initial matter, Plaintiffs are correct that, in the
absence of the term “means” in the patent, Salem bears the burden
of showing that it is means-plus-function. Williamson, 792 F.3d
at 1348. Thus, while Salem argues that Plaintiffs have pointed to
no evidence supporting their reading of the claim term as non-
means-plus-function, it is Salem’s burden to show that the
presumption in Plaintiff’s favor is inapplicable.
The court finds on the evidence before it that Salem has not
made a sufficient showing to accomplish this. Though it cites
numerous cases with the term “control” as an adjective and “unit”
as a nonce term,16 the term “control unit” is made distinct in this
case, as Plaintiffs point out, by other reference to what it is,
what it does, and how it interacts with other parts of the patented
apparatus. Courts, including the Federal Circuit, have recognized
that relational language to corresponding components can render a
term sufficiently structural. Inventio AG, 649 F.3d at 1358-59;
Ultra-Mek, Inc. v. United Furniture Indus., Inc., No. 1:18CV281,
2019 WL 4723351, at *6 (M.D.N.C. Sept. 26, 2019); U.S. Well Servs.,
2020 WL 9439469. Here, the provided schematic of the control unit
shows it attaches and works with six other components of the glass
tempering invention, and the patent otherwise provides context in
the specification and history for how these pieces relate to one
another. (See, e.g., ‘911 Patent at 4:58-63.) Thus, the term
“control unit” is not unmoored from any structural implication, as
Salem suggests, but rather incorporates structure through its
interactions.
Moreover, Salem’s own representations to the court and the
16 For the proposition that “unit” is a nonce term, Salem relies
predominantly on Diebold Nixdorf, Inc., 899 F.3d at 1298; Huawei Techs.
Co. Ltd., 2017 WL 2267304 at *17-19; Dionex Softron GmbH, 811 F. App’x
at 632; and WSOU Investments LLC v. Google LLC, Nos. 2022-1066, 2022-
1067, 2023 WL 6210607 (W.D. Tex. Sept. 25, 2023). For the proposition
that adding the word “control” fails to impart any additional structure,
Salem looks to Williamson, 792 F.3d at 1351; IPS Group, Inc. v.
CivicSmart, Inc., No. 17-CV-632-CAB-(MDD), 2018 WL 6567843 (S.D. Cal.
Mar. 29, 2019); and Anderson Corp. v. Fiber Composites, LLC, 474 F.3d
1361 (Fed. Cir. 2007).
evidence it presents undermine its position that “control unit” is
a means-plus-function term because of a lack of structure. When
asked at oral argument how the term should have been phrased to be
sufficiently structural in Salem’s view, counsel noted that “the
patentee could have recited a more definite structure in the art,
such as a controller,” as “[a] controller is a known component in
the electrical engineering field.” (Doc. 89 at 62.) However, as
Plaintiffs point out, Salem’s own expert, Mr. Bartoe, in his
testimony presented “control units or controllers” as
interchangeable terms with identical meanings, both of which are
known and understood by a POSA in the field. (See id. at 70; Doc.
40-5 at 139.) While Salem notes that Mr. Fackelman disagreed with
Mr. Bartoe’s characterization of these two as interchangeable, Mr.
Fackelman’s testimony suffers all of the previously discussed
credibility problems along with a substantial new one raised by
Plaintiffs: his own patent uses the term “control unit” as a
meaningful term in the art. (See Doc. 40-11 at 107.) Therefore,
the court declines to find that Salem has met its burden of showing
this term is means-plus-function.
Salem conceded at oral argument that if the court held the
term was not means-plus-function, no additional inquiry into the
structure or definiteness of the term under § 112 ¶ 6 would be
required. (See Doc. 89 at 76-77.) Thus, having found the term is
not means-plus, the court declines to engage in the § 112 ¶ 6 two-
step inquiry. The court thereby adopts Plaintiffs’ proposed
construction. The term “a control unit arranged to control the
blowing of pressurized air,” as it appears in the ‘911 Patent,
Claim 2, will be interpreted to mean “a controller to control air
flow of pressurized air.” (Doc. 32-2 at 12.)
3. “a pressurization unit for pressurizing the air
sucked from inside the tempering furnace”
Plaintiffs’ Construction Defendant’s Construction
“a pressurizing unit that Governed by 112(6).
pressurizes air by applying Function: “pressurizing the
over pressure with respect to air sucked from inside the
the pressure of the furnace.” tempering furnace,”
Structure: turbochargers or
heat-endurance compressors.
(Doc. 32-2 at 9.) (Doc. 32-2 at 9.)
Finally, Salem challenges “a pressurization unit for
pressurizing the air sucked from inside the tempering furnace,” as
it appears in Claim 1 of the ‘911 Patent, which reads in full:
1. An apparatus for heating glass, the apparatus
comprising a tempering furnace comprising horizontal
rolls arranged to carry the glass and to form a
conveyor thereof, an upper side return pipe for
sucking air from inside the tempering furnace, a
pressurization unit for pressurizing the air sucked
from inside the tempering furnace, means for blowing
the pressurized air back to an upper surface of the
glass, a compressor for pressurizing air taken from
outside the furnace, a pipe system for conveying the
air pressurized by the compressor to a lower surface
of the glass, and means for heating the air
pressurized by the compressor.
(‘911 Patent at Claim 1 (emphasis added).)
The argument and analysis for whether “a pressurization unit
for pressurizing the air sucked from inside the tempering furnace,”
as it appears in Claim 1 of the ‘911 Patent is largely duplicative
of that for the preceding “control unit” term, which the parties
acknowledge. (Doc. 89 at 78.) Plaintiffs again assert that the
presumption lies in their favor, given that the term does not use
the word “means” and that the term “pressurization unit” is a well-
understood structural term that implicates a category of devices
in the art such that it avoids § 112 ¶ 6. (See Doc. 40 at 24-26.)
Salem maintains that despite not using the word “means,” the term
is subject to § 112 ¶ 6 because “pressurization unit” is another
“nonce” term with a functional adjective that is not sufficiently
defined by its structure in the art and is instead defined by its
functional operations. (Doc. 38 at 23-24.) Parties did not
address this issue at oral argument, instead opting to rest on
their briefs. (Doc. 89 at 78.)
As with the prior terms, Salem has not overcome the
presumption that this term is not means-plus function. Because
the parties in their briefs to some extent conflate the first stage
of the analysis, determining whether the term is a means-plus-
function term because it is not structural on its own, with the
second stage of the analysis, determining whether the term is
indefinite for failing to provide a sufficient structural
limitation, it is unclear what evidence each offers on the first
issue. However, because the presumption falls in Plaintiffs’
favor, this deficiency primarily undermines Salem’s arguments.
The only evidence that Salem expressly cites as indicating that a
“pressurization unit” is not a term of art in the field of
tempering glass or sufficiently structural on its own is the
testimony of Mr. Fackelman, which the court has already
discredited. (See Doc. 38 at 24 (citing Doc. 32-3 ¶ 91).) At a
minimum, Plaintiffs have pointed to the testimony of Salem’s other
expert, Mr. Bartoe, suggesting that a POSA would understand the
term (Doc. 40-5 at 40-43, 123-24) and several instances in the
specification (‘911 Patent at 3:57-58, 3:66-4:4, 3:54-62) that
tend to suggest a “pressurization unit” would be understood as a
defined class of structural components within the state of the
art. Salem has not provided the court with credible testimony to
refute either this evidence or the general presumption in
Plaintiffs’ favor.
As a result, this court finds that the term “a pressurization
unit for pressurizing the air sucked from inside the tempering
furnace” is not a means-plus-function term. Thus, it is not
limited by the requirements of § 112 ¶ 6, and the court need not
engage in that analysis. Plaintiffs’ proposed construction
prevails. The term “a pressurization unit for pressurizing the
air sucked from inside the tempering furnace,” as it appears in
Claim 1 of the ‘911 Patent, will be construed to mean “a
pressurizing unit that pressurizes air by applying over pressure
with respect to the pressure of the furnace.” (Doc. 32-2 at 9.)
III. CONCLUSION
For the reasons stated, the court finds that Plaintiffs’
arguments prevail in all instances, and each of their proposed
constructions is adopted.
IT IS THEREFORE ORDERED that the disputed claim terms be
construed as follows:
•
“sucking [hot] air from inside the [tempering]
furnace,” as recited in the ‘540 Patent, Claim 1, and
in the ‘911 Patent, Claim 1, will be construed to mean
“creating a pressure differential to pull air at
elevated temperature from inside the furnace.”
•
“the improvements consisting essentially of,” as
recited in the ‘540 Patent, Claim 1, will be construed
to include components or steps not listed in the claim
so long as they do not materially alter the “heating”
and “blowing” properties listed.
•
“controlled in a forced manner so as to heat at a
power level in accordance with a heating profile,” as
recited in the ‘540 Patent, Claims 3, 12, 13, and 14,
will be construed to mean “controlled to heat at a
power level in accordance with a heating profile.”
•
“heat, using forced control, at a power level in
accordance with a heating profile,” as recited in the
‘911 Patent, Claim 4, will be construed to mean “heat
at a power level in accordance with a heating
profile.”
•
“the temperature of the glass follows a predetermined
heating curve,” as recited in the ‘540 Patent, Claims
3, 12, 13, and 14, will be construed to mean “the
temperature of the glass follows a heating curve
determined beforehand.”
•
“from a starting moment of the heating,” as recited
in the ‘540 Patent, Claim 8, will be construed to mean
“when heating of the glass begins.”
•
“a control unit arranged to control the blowing of
pressurized air,” as recited in the ‘911 Patent, Claim
2, will be construed to mean “a controller to control
air flow of pressurized air.”
•
“a pressurization unit for pressurizing the air sucked
from inside the tempering furnace,” as recited in the
‘911 Patent, Claim 1, will be construed to mean “a
pressurizing unit that pressurizes air by applying
over pressure with respect to the pressure of the
furnace.”
/s/ Thomas D. Schroeder
United States District Judge
April 18, 2024