“An impairment that manifests only 10 some of th[e] criteria [in a listing], no matter how severely, does not qualify.”
How later courts described this case
- “An impairment that manifests only 10 some of th[e] criteria [in a listing], no matter how severely, does not qualify.”
- observing that “[n]Jo principle of administrative law or common sense requires us to remand a case in quest of a perfect opinion unless there is reason to believe that the remand might lead to a different result”
- “If the ALJ finds that a claimant has not satisfied any step of the process, review does not proceed to the next step.”
- concluding that, despite ALJ’s brief explanation at step three, ALJ’s analysis at other steps sustained step three determination
Written by the judges who cited it.
The opinion
IN THE UNITED STATES DISTRICT COURT
FOR THE MIDDLE DISTRICT OF NORTH CAROLINA
KEVIN HAYES, )
)
Plaintiff, )
)
v. ) 1:21CV715
)
KILOLO KIJAKAZI, )
Acting Commissioner of )
Social Security, )
)
Defendant. )
MEMORANDUM OPINION AND RECOMMENDATION
OF UNITED STATES MAGISTRATE JUDGE
Plaintiff, Kevin Hayes, brought this action pursuant to the
Social Security Act (the “Act”) to obtain judicial review of a
final decision of Defendant, the Acting Commissioner of Social
Security, denying Plaintiff’s claim for Adult Child’s Disability
Benefits (“CDB”) and Supplemental Security Income. (Docket Entry
1.) Defendant has filed the certified administrative record
(Docket Entry 8 (cited herein as “Tr. __”)), and both parties have
moved for judgment (Docket Entries 10, 13; see also Docket Entry 11
(Plaintiff’s Memorandum); Docket Entry 14 (Defendant’s Memorandum);
Docket Entry 16 (Plaintiff’s Reply)). For the reasons that follow,
the Court should enter judgment for Defendant.
I. PROCEDURAL HISTORY
Plaintiff applied for CDB and SSI (Tr. 257-66, 269-72),!
alleging a disability onset date of November 2, 1997 (see Tr. 257,
269) Following denial of those applications initially (Tr. 104-
20, 165-68) and on reconsideration (Tr. 121-64, 175-94), Plaintiff
requested a hearing de novo before an Administrative Law Judge
(“ALJ”) (Tr. 195-98). Plaintiff, his mother, his attorney, anda
vocational expert (“VE”) attended the hearing. (Tr. 63-103.) The
ALJ subsequently ruled that Plaintiff did not qualify as disabled
under the Act. (Tr. 9-24.) The Appeals Council thereafter denied
Plaintiff’s request for review (Tr. 1-6, 253-56, 1237-1239),
thereby making the ALJ’s ruling the Commissioner’s final decision
for purposes of judicial review.
' Plaintiff filed his application for CDB based upon the earnings record of his
disabled father (see Tr. 92, 269). To qualify for CDB, an individual must, at
the time of application, 1) remain unmarried, 2) remain a dependent of the person
on whose earnings record the individual bases his CDB claim, and 3) either not
have attained the age of 18 or have attained the age of 18 and remain under a
disability which began before the individual attained the age of 22. See 42
U.S.C. § 402(d); 20 C.F.R. § 404.350(a) (5). The standards for demonstrating
disability in a CDB claim match those of claims for Disability Insurance Benefits
(“DIB”) and SSI. See 42 U.S.C. § 402(d) (providing that 42 U.S.C. § 423(d)
supplies applicable definition of “disability” for CDB claims); 42 U.S.C.
§ 423(d) (1) (A) (setting forth standard definition of “disability” for DIB claims,
i.e., “inability to engage in any substantial gainful activity by reason of any
medically determinable physical or mental impairment which can be expected to
result in death or which has lasted or can be expected to last for a continuous
period of not less than 12 months”); 42 U.S.C. § 1382c(a) (3) (A) (describing same
standard of disability for SSI claims); see also Craig v. Chater, 76 F.3d 585,
589 n.1l (4th Cir. 1996) (“[DIB] provides benefits to disabled persons who have
contributed to the program while employed. [SSI] provides benefits to indigent
disabled persons. The statutory definitions and the regulations . . . for
determining disability governing these two programs are . . . substantively
identical.” (internal citations omitted)).
* Plaintiff later amended his onset date to September 12, 2016. (See Tr. 12,
278.)
In rendering that disability determination, the ALJ made the
following findings:
1. . . . [Plaintiff] had not attained age 22 as of
September 12, 2016, the [amended] alleged onset date.
2. [Plaintiff] has not engaged in substantial gainful
activity since September 12, 2016, the [amended] alleged
onset date.
3. [Plaintiff] has the following severe impairments:
Epilepsy; Autism Spectrum Disorder (ASD); Anxiety and
Obsessive-Compulsive Disorders; and Attention Deficit
Hyperactivity Disorder (ADHD).
. . .
4. [Plaintiff] does not have an impairment or
combination of impairments that meets or medically equals
the severity of one of the listed impairments in 20 CFR
Part 404, Subpart P, Appendix 1.
. . .
5. . . . [Plaintiff] has the residual functional
capacity to perform a full range of work at all
exertional levels but with the following nonexertional
limitations: cannot working [sic] around dangerous,
moving machinery and unprotected height and cannot climb
ladders, ropes and scaffolds. [Plaintiff] has a
reasoning level of two, as defined by the [Dictionary of
Occupational Titles (“DOT”)]. Additionally, he has the
capacity to engage in simple, routine, repetitive tasks
in two- hour intervals. Occasionally, [Plaintiff] can
have superficial interaction with the general public and
occasionally may have direct interaction with coworkers
in situations during which he is not required to work in
teams or in tandem with them and can have occasional,
direct interaction with supervisors. He is limited to
working in environments in which there is little change
in its structure and can perform low stress occupations,
meant to include occupations not requiring [him] to
produce a specific number of quotas on a defined timeline
or to do fast pace assembly line work.
. . .
3
6. [Plaintiff] has no past relevant work.
. . .
10. Considering [Plaintiff]’s age, education, work
experience, and residual functional capacity, there are
jobs that exist in significant numbers in the national
economy that [he] can perform.
. . .
11. [Plaintiff] has not been under a disability, as
defined in the . . . Act, from September 12, 2016,
through the date of this decision.
(Tr. 14-23 (bold font and internal parenthetical citations
omitted).)
II. DISCUSSION
Federal law “authorizes judicial review of the Social Security
Commissioner’s denial of social security benefits.” Hines v.
Barnhart, 453 F.3d 559, 561 (4th Cir. 2006). However, “the scope
of [the Court’s] review of [such a] decision . . . is extremely
limited.” Frady v. Harris, 646 F.2d 143, 144 (4th Cir. 1981).
Plaintiff has not established entitlement to relief under the
extremely limited review standard.
A. Standard of Review
“[C]ourts are not to try [a Social Security] case de novo.”
Oppenheim v. Finch, 495 F.2d 396, 397 (4th Cir. 1974). Instead,
the Court “must uphold the factual findings of the ALJ if they are
supported by substantial evidence and were reached through
application of the correct legal standard.” Hines, 453 F.3d at 561
(internal brackets and quotation marks omitted). “Substantial
4
evidence means ‘such relevant evidence as a reasonable mind might
accept as adequate to support a conclusion.’” Hunter v. Sullivan,
993 F.2d 31, 34 (4th Cir. 1992) (quoting Richardson v. Perales, 402
U.S. 389, 401 (1971)). “It consists of more than a mere scintilla
of evidence but may be somewhat less than a preponderance.” Mastro
v. Apfel, 270 F.3d 171, 176 (4th Cir. 2001) (brackets and internal
quotation marks omitted). “If there is evidence to justify a
refusal to direct a verdict were the case before a jury, then there
is substantial evidence.” Hunter, 993 F.2d at 34 (internal
quotation marks omitted).
“In reviewing for substantial evidence, the [C]ourt should not
undertake to re-weigh conflicting evidence, make credibility
determinations, or substitute its judgment for that of the [ALJ, as
adopted by the Commissioner].” Mastro, 270 F.3d at 176 (internal
brackets and quotation marks omitted). “Where conflicting evidence
allows reasonable minds to differ as to whether a claimant is
disabled, the responsibility for that decision falls on the
[Commissioner] (or the ALJ).” Id. at 179 (internal quotation marks
omitted). “The issue before [the Court], therefore, is not whether
[the claimant] is disabled, but whether the ALJ’s finding that [the
claimant] is not disabled is supported by substantial evidence and
was reached based upon a correct application of the relevant law.”
Craig v. Chater, 76 F.3d 585, 589 (4th Cir. 1996).
5
When confronting that issue, the Court must take note that
“[a] claimant for disability benefits bears the burden of proving
a disability,” Hall v. Harris, 658 F.2d 260, 264 (4th Cir. 1981),
and that, in this context, “disability” means the “‘inability to
engage in any substantial gainful activity by reason of any
medically determinable physical or mental impairment which can be
expected to result in death or which has lasted or can be expected
to last for a continuous period of not less than 12 months,’” id.
(quoting 42 U.S.C. § 423(d)(1)(A)). “To regularize the
adjudicative process, the Social Security Administration [(‘SSA’)]
has . . . detailed regulations incorporating longstanding medical-
vocational evaluation policies that take into account a claimant’s
age, education, and work experience in addition to [the claimant’s]
medical condition.” Id. “These regulations establish a
‘sequential evaluation process’ to determine whether a claimant is
disabled.” Id.
This sequential evaluation process (“SEP”) has up to five
steps: “The claimant (1) must not be engaged in ‘substantial
gainful activity,’ i.e., currently working; and (2) must have a
‘severe’ impairment that (3) meets or exceeds the ‘listings’ of
specified impairments, or is otherwise incapacitating to the extent
that the claimant does not possess the residual functional capacity
[(‘RFC’)] to (4) perform [the claimant’s] past work or (5) any
other work.” Albright v. Commissioner of the Soc. Sec. Admin., 174
6
F.3d 473, 475 n.2 (4th Cir. 1999).3 A finding adverse to the
claimant at any of several points in the SEP forecloses an award
and ends the inquiry. For example, “[t]he first step determines
whether the claimant is engaged in ‘substantial gainful activity.’
If the claimant is working, benefits are denied. The second step
determines if the claimant is ‘severely’ disabled. If not,
benefits are denied.” Bennett v. Sullivan, 917 F.2d 157, 159 (4th
Cir. 1990).
On the other hand, if a claimant carries his or her burden at
each of the first three steps, “the claimant is disabled.” Mastro,
270 F.3d at 177. Alternatively, if a claimant clears steps one and
two, but falters at step three, i.e., “[i]f a claimant’s impairment
is not sufficiently severe to equal or exceed a listed impairment,
the ALJ must assess the claimant’s [RFC].” Id. at 179.4 Step four
then requires the ALJ to assess whether, based on that RFC, the
claimant can perform past relevant work; if so, the claimant does
not qualify as disabled. See id. at 179-80. However, if the
3 “Through the fourth step, the burden of production and proof is on the
claimant. If the claimant reaches step five, the burden shifts to the
[Commissioner] . . . .” Hunter, 993 F.2d at 35 (internal citations omitted).
4 “RFC is a measurement of the most a claimant can do despite [the claimant’s]
limitations.” Hines, 453 F.3d at 562 (noting that administrative regulations
require RFC to reflect claimant’s “ability to do sustained work-related physical
and mental activities in a work setting on a regular and continuing basis . . .
[which] means 8 hours a day, for 5 days a week, or an equivalent work schedule”
(internal emphasis and quotation marks omitted)). The RFC includes both a
“physical exertional or strength limitation” that assesses the claimant’s
“ability to do sedentary, light, medium, heavy, or very heavy work,” as well as
“nonexertional limitations (mental, sensory, or skin impairments).” Hall, 658
F.2d at 265. “RFC is to be determined by the ALJ only after [the ALJ] considers
all relevant evidence of a claimant’s impairments and any related symptoms (e.g.,
pain).” Hines, 453 F.3d at 562-63.
7
claimant establishes an inability to return to prior work, the
analysis proceeds to the fifth step, whereupon the ALJ must decide
“whether the claimant is able to perform other work considering
both [the claimant’s RFC] and [the claimant’s] vocational
capabilities (age, education, and past work experience) to adjust
to a new job.” Hall, 658 F.2d at 264-65. If, at this step, the
Commissioner cannot carry its “evidentiary burden of proving that
[the claimant] remains able to work other jobs available in the
community,” the claimant qualifies as disabled. Hines, 453 F.3d at
567.5
B. Assignments of Error
Plaintiff asserts that the Court should overturn the ALJ’s
finding of non-disability on these grounds:
1) “[t]he ALJ’s finding that [Plaintiff’s] mental conditions
d[id] not meet a listing is not supported by substantial evidence”
(Docket Entry 11 at 6 (capitalization, bold font, and single-
spacing omitted); see also Docket Entry 16 at 1-3); and
2) “[t]he ALJ’s mental RFC is not supported by substantial
evidence” (Docket Entry 11 at 11 (capitalization, bold font, and
single-spacing omitted); see also Docket Entry 16 at 1-3).
5 A claimant thus can establish disability via two paths through the SEP. The
first path requires resolution of the questions at steps one, two, and three in
the claimant’s favor, whereas, on the second path, the claimant must prevail at
steps one, two, four, and five. Some short-hand judicial characterizations of
the SEP appear to gloss over the fact that an adverse finding against a claimant
on step three does not terminate the analysis. See, e.g., Hunter, 993 F.2d at
35 (“If the ALJ finds that a claimant has not satisfied any step of the process,
review does not proceed to the next step.”).
8
Defendant contends otherwise and seeks affirmance of the ALJ's
decision. (See Docket Entry 14 at 6-25.)
1. Listings 12.06, 12.10, and 12.11
In Plaintiff’s first assignment of error, he asserts that
“[t]he ALJ’s finding that [Plaintiff’s] mental conditions d[id] not
meet a listing is not supported by substantial evidence.” (Docket
Entry 11 at 6 (capitalization, bold font, and single-spacing
omitted); see also Docket Entry 16 at 1-3.) In particular,
Plaintiff maintains that his = mental impairments met the
requirements of Listings 12.06 (“Anxiety and obsessive-compulsive
disorders”), 12.10 (“Autism spectrum disorder”), and 12.11
(“Neurodevelopmental disorders”), because “[t]he record documents
serious limitations in [his] ability to complete tasks in a timely
manner and ignore distractions,” resulting in “‘marked’ limitation
in concentration, persistence, or maintaining pace (CPP).” (Docket
Entry 11 at 7; see also id. at 7-9 (detailing evidence Plaintiff
believes supported marked limitation in CPP (citing Tr. 72, 78, 82-
84, 338-1205, 1229, 1232, 1236, 1267, 1269, 1356, 1393)).)
Plaintiff additionally argues that he “suffer[ed] from ‘marked’
limitation in adapting and managing himself,” because he “ha[d]
great difficulty adapting to change” (id. at 10; see also id.
(describing evidence of such difficulty (citing Tr. 71, 75-76, 85,
91))}), and felt “overwhelmed by simple responsibilities” (id.; see
also id. at 10-11 (summarizing examples of that challenge (citing
Tr. 78-79, 81, 1386-87, 1555-84))). Plaintiff deems those errors
by the ALJ “harmful,” because “the ALJ found that [Plaintiff] ha[d]
a ‘marked’ limitation in interacting with others” (id. at 11
(citing Tr. 16)) and, “[t]herefore, if the ALJ had correctly found
a marked limitation in either CPP or adapting and managing
[one]self, he would have found [Plaintiff] disabled at step 3 of
[the SEP]” (id.). Those contentions fail to warrant relief.
“Under Step 3, the [SEP] regulation states that a claimant
will be found disabled if he or she has an impairment that ‘meets
or equals one of [the] listings in [A]ppendix 1 of [20 C.F.R. Pt.
404, Subpt. P] and meets the duration requirement.’” Radford v.
Colvin, 734 F.3d 288, 293 (4th Cir. 2013) (quoting 20 C.F.R.
§ 404.1520(a)(4)(iii)) (internal bracketed numbers omitted). “The
listings set out at 20 CFR [P]t. 404, [S]ubpt. P, App[’x] 1, are
descriptions of various physical and mental illnesses and
abnormalities, most of which are categorized by the body system
they affect. Each impairment is defined in terms of several
specific medical signs, symptoms, or laboratory test results.”
Sullivan v. Zebley, 493 U.S. 521, 529-30 (1990) (internal footnote
and parentheticals omitted). “In order to satisfy a listing and
qualify for benefits, a person must meet all of the medical
criteria in a particular listing.” Bennett, 917 F.2d at 160
(citing Zebley, 493 U.S. at 530, and 20 C.F.R. § 404.1526(a)); see
also Zebley, 493 U.S. at 530 (“An impairment that manifests only
10
some of th[e] criteria [in a listing], no matter how severely, does
not qualify.”).
The ALJ here apparently assumed without express analysis that
Plaintiff’s anxiety and obsessive-compulsive disorders, ASD, and
ADHD met the paragraph A criteria of Listings 12.06, 12.10, and
12.11, respectively, and proceeded to analyze whether Plaintiff
could meet the requirements of paragraphs B and C of those
listings, ultimately concluding that he could not do so. (See Tr.
15-16.) Moreover, Plaintiff has not challenged the ALJ’s
determination that Plaintiff’s mental impairments failed to satisfy
the paragraph C criteria of Listings 12.06, 12.10, and 12.11 (see
Tr. 16). (See Docket Entry 11 at 6-11.) Thus, the relevant
inquiry focuses on whether substantial evidence supports the ALJ’s
findings with respect to the paragraph B criteria of the listings
in question.
Paragraph B of Listings 12.06, 12.10, and 12.11 all require
proof that the condition documented via Paragraph A resulted in at
least “[e]xtreme limitation of one, or marked limitation of two, of
the following areas of mental functioning:
1. Understand, remember, or apply information[;]
2. Interact with others[;]
3. Concentrate, persist, or maintain pace[; and]
4. Adapt or manage oneself.”
11
20 C.F.R. Pt. 404, Subpt. P, App’x 1, §§ 12.06B, 12.10B, 12.11B
(internal citations omitted) (emphasis added). In this context, to
qualify as “marked,” a limitation must “seriously” restrict the
ability to function “independently, appropriately, effectively, and
on a sustained basis” id., § 12.00F.2.d (emphasis added); see also
20 C.F.R. §§ 404.1520a(c) (4), 416.920a(c) (4) (explaining that
“marked” represents the fourth-highest of five levels, below
“extreme,” but above “none, mild, [and] moderate”), whereas a
“moderate” limitation means that the ability to function
“independently, appropriately, effectively, and on a sustained
basis is fair,” id., § 12.00F.2.c (emphasis added).
The ALJ here found that Plaintiff’s mental symptoms caused
moderate limitation in Plaintiff’s ability to understand, remember,
or apply information, maintain CPP, and adapt/manage himself, and
marked limitation in his ability to interact with others. (See Tr.
15-16.) Plaintiff has raised challenges to the ALJ’s findings with
respect to CPP and adaptation/self-management (see Docket Entry 11
at 6-11), neither of which carry the day.
a. CPP
The ALJ provided the following analysis regarding Plaintiff’s
ability to maintain CPP:
With regard to [CPP], [Plaintiff] has a moderate
limitation. [Plaintiff] has complained of problems with
focus, attention, and concentration. He displayed some
difficulties with sustaining attention over time and
distractibility. [Plaintiff] reported that he did not
like loud noises and was easily distracted when external
12
stimuli are present. He is provided accommodations in
college such as extended test time of 1 hour, an
isolated, distraction-reduced environment, and time and
[a] half for exams.
(Tr. 16 (emphasis added).) Plaintiff does not specifically
challenge any aspects of the ALJ’s above-quoted analysis but rather
highlights evidence he believes supported a marked limitation in
CPP. (See Docket Entry 11 at 7-9 (citing Tr. 72, 78, 82-84, 338-
1205, 1229, 1232, 1236, 1267, 1269, 1356, 1393).)
As an initial matter, by pointing to record evidence Plaintiff
believes demonstrated a marked CPP limitation, he misinterprets
this Court’s standard of review. The Court must determine whether
substantial evidence, i.e., “more than a mere scintilla of evidence
but . . . somewhat less than a preponderance,” Mastro, 270 F.3d at
176 (brackets and internal quotation marks omitted), supported the
ALJ’s finding of moderate limitation in CPP, and not whether other
record evidence weighed against that finding, see Lanier v. Colvin,
No. CV414-004, 2015 WL 3622619, at *1 (S.D. Ga. June 9, 2015)
(unpublished) (“The fact that [the p]laintiff disagrees with the
ALJ’s decision, or that there is other evidence in the record that
weighs against the ALJ’s decision, does not mean that the decision
is unsupported by substantial evidence.”). Moreover, as explained
more fully below, the evidence on which Plaintiff relies would not
have compelled the ALJ to find a marked CPP limitation.
Although Plaintiff points out that he “had an [IEP] throughout
elemental [sic] and secondary school” and provides a blanket
13
citation to the 872-page exhibit containing his IEP documents
(Docket Entry 11 at 7 (citing Tr. 338-1205)), the time during which
Plaintiff’s IEPs remained in effect entirely predated the relevant
period in this case (see Tr. 334-1205 (covering the time period
from Jan. 12, 2001, to the end of 12th grade in May 2016).
Notably, although Plaintiff’s IEP records in preschool, elementary
school, and middle school reflected more significant behavioral
problems which could have impacted Plaintiff’s ability to maintain
CPP, such as hyperactivity (see Tr. 359, 965-66, 1131), acting
aggressively or rudely towards his peers and teachers (see Tr. 381,
417, 547, 589, 725, 727, 843, 910, 965), calling out or
interrupting in class (see Tr. 405, 413, 842, 910, 978), and
emotional outbursts (see Tr. 417, 588, 725, 728, 910, 965, 978,
980), those records also indicate that, as he matured, those
problematic behaviors lessened substantially (see Tr. 757 (12th
grade IEP documenting that Plaintiff had made great progress
controlling his emotional outbursts and had not had any since
2013), 948 (6th grade IEP noting Plaintiff had “come a long way”
achieving his goal of reducing his inappropriate commenting and
“ha[d] almost mastered it”), and that he maintained good grades in
his classes, which included Advanced Placement and college-level
courses (see Tr. 788 (transcript reflecting 3.7578 weighted grade
point average in 11th grade), 1051-52 (transcript documenting
3.8558 weighted grade point average and class rank of 69 out of 249
14
students in 12th grade). Accordingly, Plaintiff’s IEP records
would not have compelled the ALJ to find a marked limitation in CPP
during the relevant time period in this case, i.e., from the
amended onset date of September 12, 2016, to the date of the ALJ’s
decision on March 2, 2021.
Plaintiff further contends that his need for academic
accommodations demonstrated a marked deficit in CPP. (See Docket
Entry 11 at 7-8; see also Docket Entry 16 at 1-3.) In that regard,
Plaintiff notes that, “[a]fter neurocognitive testing in 2016, it
was recommended that he be afforded 24-hour extensions on
homework/assignment deadlines without penalty” (Docket Entry 11 at
8 (citing Tr. 1267)) and that, “during testing[, Plaintiff]
frequently asked if he could change task directions . . . and this
questioning served as a source of distraction that derailed him
from tasks” (id. (citing Tr. 1269)). Plaintiff additionally
emphasizes that, “[d]espite accommodations of 1-hour extended test
time and an isolated, distraction-free environment [at Alamance
Community College], he was able to take only one class in his first
semester, two classes in the following three semesters, and three
classes in his final semester” (id. (citing Tr. 72, 1232, 1236)),
and that he has continued to need “‘[t]ime and a half’ for exams
and a ‘[d]istraction free testing space’” at University of North
Carolina at Greensboro (id. (citing Tr. 1229)). According to
Plaintiff, “the ALJ conceded [Plaintiff’s] need for accommodations
15
of extra time and a distraction-free environment to complete
academic tasks due to his CPP limitations, yet he failed to explain
why such accommodation did not equate with more than moderate
limitation.” (Docket Entry 16 at 2.)
To begin, as the Commissioner argues (see Docket Entry 14 at
23), Plaintiff’s mental health providers did not conclude that
Plaintiff’s mental impairments necessitated a “distraction-free”
environment (Docket Entry 11 at 13), but rather, a setting with
“reduced” distractions (see Tr. 1229, 1232, 1259). Beyond that
overstatement, Plaintiff’s argument glosses over the difference
between the timed pressure of college-level examinations and the
demands of a workplace. Plaintiff’s specific accommodations for
extra time and reduced distractions to complete college
examinations, which involve the pressure of timing and significant
intellectual input, do not necessarily mean that he would need the
same modifications to perform any job. As a result, Plaintiff has
not shown that his accommodations for college testing should have
compelled the ALJ to adopt a marked limitation in Plaintiff’s
ability to maintain CPP while performing in an occupational
setting.
Plaintiff next asserts that “[u]ncontradicted testimony
further demonstrates marked limitation in CPP” (Docket Entry 11 at
8), in that “[Plaintiff] and his mother testified that [he] is
seriously limited in his ability to work with noise around him,”
16
“his mother testified that . . . [he] needs to work alone in a room
with the door shut” (id. (citing Tr. 78)), and Plaintiff testified
that he feels “overwhelmed by time limits” (id. (citing Tr. 84)).
The ALJ expressly acknowledged Plaintiff’s “report[] that he did
not like loud noises and was easily distracted when external
stimuli [we]re present” (Tr. 19 (emphasis added) (referencing Tr.
1393)), but found Plaintiff’s “statements concerning the intensity,
persistence and limiting effects of [his] symptoms [] not entirely
consistent with the medical evidence and other evidence in the
record” (Tr. 18), and further supported that finding by noting the
following:
The [ALJ] acknowledges that [Plaintiff] has a
longstanding history of mental health issues,
neurological challenges, and has received treatment since
childhood. Recent treatment notes show that [Plaintiff]
is doing well in college, and he had been better able to
manage his coursework. He is not missing classes, and
his grades have been stable. His medications, Guanfacine
and Pristiq, help with impulsivity, stress, irritability,
sleep, and anxiety. These factors suggest that
[Plaintiff]’s current medication regimen has adequately
controlled [his] mental health complaints . . . .
(Tr. 20.) Notably, Plaintiff did not challenge the ALJ’s analysis
of Plaintiff’s subjective symptom reporting (see Docket Entries 11,
16) and thus Plaintiff has not shown that the ALJ erred in
discounting the statements of Plaintiff and his mother regarding
his CPP challenges.
Furthermore, although not discussed in the same paragraph in
which the ALJ analyzed Plaintiff’s limitation in CPP at step three
17
of the SEP, other portions of ALJ’s decision further support the
ALJ’s moderate CPP limitation. See Smith v. Astrue, 457 F. App’x
326, 328 (4th Cir. 2011) (concluding that, despite ALJ’s brief
explanation at step three, ALJ’s analysis at other steps sustained
step three determination); McCartney v. Apfel, 28 F. App’x 277,
279–80 (4th Cir. 2002) (rejecting challenge to ALJ’s finding for
lack of sufficient detail where other discussion in decision
adequately supported finding and stating “that the ALJ need only
review medical evidence once in his decision”); Kiernan v. Astrue,
No. 3:12CV459, 2013 WL 2323125, at *5 (E.D. Va. May 28, 2013)
(unpublished) (observing that, where an “ALJ analyzes a claimant’s
medical evidence in one part of his decision, there is no
requirement that he rehash that discussion” in other parts of his
analysis). The ALJ’s discussion of the opinion evidence bolsters
his finding of moderate limitation in CPP. In that regard, the ALJ
found “mostly persuasive” (Tr. 21) the opinions of consultative
psychological examiner Janice Gilberry, M.S. (under the supervision
of Shiahna Dye, Ph.D.), who opined that Plaintiff “appear[ed] able
to maintain [CPP]” (Tr. 1397).6 The ALJ additionally noted
6 The ALJ’s explanation of his “mostly persuasive” rating of Ms. Gilberry’s
opinions makes clear the ALJ did not disagree with Ms. Gilberry’s opinion
regarding Plaintiff’s ability to maintain CPP. (Tr. 21.) Rather, the ALJ deemed
Ms. Gilberry’s opinion that Plaintiff would “not likely [] struggle with handling
the stressors of daily life . . . a slight overestimate” of Plaintiff’s
functioning,” and noted that “the record suggest[ed] that [Plaintiff] d[id] have
some difficulty handling certain stressors when overwhelmed.” (Id.)
18
findings in Plaintiff’s mental health treatment records that
supported the moderate limitation in CPP, such as the following:
• Plaintiff’s therapist Dr. Katherine Tyson stated
that she treated Plaintiff “from May 2018 to
January 2019 for 15 therapy sessions” and observed
that he “displayed some difficulties with
sustaining attention over time and
distractibility.” (Tr. 19 (emphasis added)
(referencing Tr. 1387));
• Ms. Gilberry recorded “adequate attention and
concentration” during her consultative
psychological examination of Plaintiff on March 5,
2020. (Id. (emphasis added) (referencing Tr.
1395));
• “In October 2020, [Plaintiff] reported [to his
mental health treatment providers at MindPath] that
with Pristiq, his stress had gone down[, ] it had
been easier for him to manage his college classes[,
h]e had not missed any classes[,] and his grades
had been stable.” (Tr. 20 (referencing Tr. 1560));
and
• “Through the end of 2020, [Plaintiff] reported that
Pristiq was helping his symptoms[, and h]e
was . . . thinking of getting a job coach.” (Id.
(referencing Tr. 1571, 1584)).
The ALJ’s evaluation of the medical and opinion evidence, in
addition to the ALJ’s explanation at step three, provide
substantial evidence to support the ALJ’s moderate limitation in
CPP, and Plaintiff has failed to point out record evidence that
would have compelled the ALJ to adopt a marked limitation.
b. Adaptation/Self-Management
The ALJ assessed Plaintiff’s limitation in adaptation and
self-management as follows:
19
As for adapting and managing onself, [Plaintiff] has
experienced a moderate limitation. [Plaintiff] has a
history of emotional outbursts during which he threatened
to harm himself and others and/or destroy property. He
did report periodic stress associated with school
demands. He can complete activities of daily living such
as bathing, grooming, and preparing convenient meals
without assistance. [Plaintiff] takes things literally
and does not adapt to change easily. [Plaintiff]’s
mother reported that she must accompany him out
frequently because he is unsure if he is doing things
correctly.
(Tr. 16 (emphasis added).) Plaintiff first challenges that
analysis by contending that his ability to engage in “minimal”
daily activities “‘such as bathing, grooming, and preparing
convenient meals without assistance’ . . . do not constitute
substantial evidence that [his] limitations [in adaptation/self-
management] are only moderate.” (Docket Entry 11 at 9 (quoting Tr.
16).) In Plaintiff’s view, “[t]he [United States Court of Appeals
for the] Fourth Circuit has made clear that the ALJ must explain
why a particular activity reflects the ability to sustain full-time
work.” (Id. (citing Arakas v. Commissioner, Soc. Sec. Admin., 983
F.3d 83 (4th Cir. 2020), Woods v. Berryhill, 888 F.3d 686, 695 (4th
Cir. 2018), and Brown v. Commissioner, Soc. Sec. Admin., 873 F.3d
251, 263 (4th Cir. 2017)).)
Plaintiff’s reliance on Woods, Brown, and Arakas misses the
mark. Those cases all held that, in evaluating the consistency of
a claimant’s subjective symptoms reports as part of the RFC
assessment, the ALJ cannot “‘consider the type of activities a
claimant can perform without also considering the extent to which
20
she can perform them.’” Arakas, 983 F.3d at 99 (quoting Woods, 888
F.3d at 694); Woods, 888 F.3d at 694 (citing Brown, 873 F.3d at
263); see also Brown, 873 F.3d at 263. Thus, those decisions all
underscored the ALJ’s failure to recognize qualifications the
claimants placed on their ability to perform daily activities. See
Arakas, 983 F.3d at 99 (holding that ALJ “improperly disregarded
[the plaintiff’s] qualifying statements regarding the limited
extent to which she could perform daily activities”); Woods, 888
F.3d at 694-95 (“[T]he ALJ noted that [the plaintiff] can maintain
her personal hygiene, cook, perform light household chores, shop,
socialize with family members, and attend church services on a
regular basis. But the ALJ did not consider [the plaintiff]’s
statements that she cannot button her clothes, has trouble drying
herself after bathing, and sometimes needs help holding a
hairdryer; that she can prepare simple meals but has trouble
cutting, chopping, dicing, and holding silverware or cups; it takes
her all day to do laundry; she shops only for necessities, and that
process takes longer than normal; when she reads to her
grandchildren, they have to turn the pages because of severe pain
in her hands; and that some days, she spends the entire day on the
couch.”); Brown, 873 F.3d at 263 (“The ALJ did not acknowledge the
extent of th[e daily] activities as described by [the plaintiff],
e.g., that he simply prepared meals in his microwave, could drive
only short distances without significant discomfort, only
21
occasionally did laundry and looked at coins, and . . . had
discontinued regular attendance at church and limited his shopping
to just thirty minutes once a week.”).
In contrast, the ALJ here did not ignore any qualifications or
limitations on Plaintiff’s abilities to bathe, groom himself, and
prepare simple meals. The ALJ’s language that Plaintiff “can
complete activities of daily living such as bathing, grooming, and
preparing convenient meals without assistance” (Tr. 16) appears
verbatim in Plaintiff’s reported “daily activities and functioning”
during Ms. Gilberry’s consultative psychological examination (Tr.
1394 (capitalization and bold font omitted); see also Tr. 285
(Plaintiff’s Function Report reflecting “no problem” with self-care
(capitalization and bold font omitted)), 286 (same indicating
Plaintiff can prepare “[s]andwiches” and “frozen microwavable
food”)). Moreover, step three of the SEP specifically tasked the
ALJ with determining the degree to which Plaintiff’s mental
impairments impacted his ability to adapt and manage himself, and
the regulations make clear that matters of hygiene and self-care
hold relevance to that determination:
This area of mental functioning refers to the abilities
to regulate emotions, control behavior, and maintain
well-being in a work setting. Examples include:
Responding to demands; adapting to changes; managing
[one’s] psychologically based symptoms; distinguishing
between acceptable and unacceptable work performance;
setting realistic goals; making plans for [one]self
independently of others; maintaining personal hygiene and
attire appropriate to a work setting; and being aware of
normal hazards and taking appropriate precautions. These
22
examples illustrate the nature of this area of mental
functioning. [The SSA] doles] not require documentation
of all of the examples.
20 C.F.R. Pt. 404, Subpt. P, App’x 1, § 12.00E.4 (emphasis added);
Thus, the ALJ properly considered Plaintiff’s abilities to bathe,
groom himself, and prepare simple meals without assistance as one
part of his adapation/self-management analysis.’
Plaintiff further points out the ALJ’s ‘“not[ation] that
[Plaintiff] has a history of emotional outburst[s] during which he
threatened to harm himself or destroy property” as evidence
supporting a marked limitation in adaptation/self-management.
(Docket Entry 11 at 9 (emphasis added) (citing Tr. 16).) That
argument overlooks the word “history” in the ALJ’s notation. (Tr.
16.) As discussed above in connection with Plaintiff’s ability to
maintain CPP, Plaintiff’s IEP records reflect that he has a history
(entirely predating the relevant period in this case) of emotional
outbursts and threatening and/or aggressive behavior in preschool,
elementary school, and middle school (see Tr. 359, 381, 405, 413,
417, 547, 588-89, 725, 727-28, 842-43, 910, 965-66, 978, 980,
1131), but that his high school IEP team praised his ability to
control his emotions and noted the absence of such outbursts dating
back to 2013 (see Tr. 757). The record similarly does not contain
Notably, the ALJ did not specifically rely on Plaintiff’s ability to bathe,
groom himself, and prepare simple meals in fashioning the mental RFC (see Tr. 20-
21), i.e., Plaintiff’s maximum ability to perform mental work-related abilities
on a sustained basis for an eight-hour day, see 20 C.F.R. §$S 404.1545, 416.945.
23
any evidence of emotional outbursts or threatening and/or
aggressive behavior by Plaintiff after high school. (See Tr. 1254-
1584.)
Plaintiff additionally maintains that he “suffer[ed] from
‘marked’ limitation in adapting and managing himself” (Docket Entry
11 at 9), because the record shows that he “ha[d] great difficulty
adapting to change” (id. at 10; see also id. (describing evidence
of such difficulty (citing Tr. 71, 75-76, 85, 91))), and felt
“overwhelmed by simple responsibilities” (id.; see also id. at 10-
11 (summarizing examples of that challenge (citing Tr. 78-79, 81,
1386-87, 1555-84))). That argument fails for two reasons.
First, as discussed above, by summarizing evidence Plaintiff
believes established a marked limitation in adaptation/self-
management, he misinterprets this Court’s standard of review. The
Court must determine whether substantial evidence, i.e., “more than
a mere scintilla of evidence but . . . somewhat less than a
preponderance,” Mastro, 270 F.3d at 176 (brackets and internal
quotation marks omitted), supported the ALJ’s finding of moderate
limitation in that functional area, and not whether other record
evidence weighed against that finding, see Lanier, 2015 WL 3622619,
at *1 (“The fact that [the p]laintiff disagrees with the ALJ’s
decision, or that there is other evidence in the record that weighs
against the ALJ’s decision, does not mean that the decision is
unsupported by substantial evidence.”).
24
Second, Plaintiff largely relies on his own subjective
statements, as well as those of his mother, to support his
contention that the record compels a marked deficit in
adaptation/self-management (see Docket Entry 11 at 10-11 (citing
Tr. 71, 75-76, 78-79, 81, 85, 91)), but the ALJ found Plaintiff’s
statements concerning the intensity, persistence, and limiting
effects of his symptoms not entirely consistent with the record
evidence (see Tr. 18), and Plaintiff opted against challenging that
finding (see Docket Entries 11, 16).
Additionally, the ALJ’s discussion of the opinion and medical
evidence supporting the RFC assessment provides further support for
the ALJ’s moderate limitation in adaptation/self-management. See
Smith, 457 F. App’x at 328 (concluding that, despite ALJ’s brief
explanation at step three, ALJ’s analysis at other steps sustained
step three determination); McCartney, 28 F. App’x at 279–80
(rejecting challenge to ALJ’s finding for lack of sufficient detail
where other discussion in decision adequately supported finding and
stating “that the ALJ need only review medical evidence once in his
decision”); Kiernan, 2013 WL 2323125, at *5 (observing that, where
an “ALJ analyzes a claimant’s medical evidence in one part of his
decision, there is no requirement that he rehash that discussion”
in other parts of his analysis). In that regard, the ALJ deemed
“mostly persuasive” (Tr. 21) the opinions of Ms. Gilberry, but
found her opinion that Plaintiff would “not likely [] struggle with
25
handling the stressors of daily life . . . a slight overestimate”
of Plaintiff’s functioning, “as the record suggest[ed] that
[Plaintiff] d[id] have some difficulty handling certain stressors
when overwhelmed” (Tr. 21 (emphasis added)). The ALJ also
commented that “[r]ecent treatment notes show[ed] that [Plaintiff
wa]s doing well in college, [] he had been better able to manage
his coursework[, h]e [wa]s not missing classes, [] his grades ha[d]
been stable[, and h]is medications, Guanfacine and Pristiq, help
with impulsivity, stress, irritability, sleep, and anxiety.” (Tr.
20.)
In sum, although record evidence exists that could support
greater limitations in CPP and adaptation/self-management, the
record does not compel a finding of marked (or extreme) limitation
in either functional area. See Stallworth v. Commissioner of Soc.
Sec., No. 1:12CV496, 2013 WL 2253084, at *10 (S.D. Ohio May 22,
2013) (unpublished) (holding that ALJ’s failure to find greater
limitations fell within ALJ’s “zone of choice” because supported by
substantial evidence), recommendation adopted, 2013 WL 2897879
(S.D. Ohio Jun. 13, 2013) (unpublished).
2. Mental RFC
In Plaintiff’s second and final assignment of error, he
contends that “[t]he ALJ’s mental RFC assessment is not supported
by substantial evidence.” (Docket Entry 11 at 11 (capitalization,
bold font, and single-spacing omitted); see also Docket Entry 16 at
26
1-3.) More specifically, Plaintiff asserts that “[t]he ALJ failed
to include limitations well-documented in the record [in the mental
RFC] or explain why they need not [have] be[en] incorporated into
[the mental ]RFC” (Docket Entry 11 at 11), such as Plaintiff’s 1)
need for “additional time to complete tasks” (id. at 12), 2)
“marked difficulty interacting with others” (id. at 13), and 3)
“need for a quiet, distraction-free environment” (id. at 14).
According to Plaintiff, the ALJ’s omission of such limitations from
the mental RFC prejudiced him, because the VE testified that
“‘Tajny extra time that is built into the work program that other
employees are not getting to do the same job is going to be a
modification and not competitive’” (id. at 12 (quoting Tr. 101)
(emphasis omitted)), “that being off-task more than 5% of a work
day would preclude competitive employment” (id. (citing Tr. 100)),
and that “limiting the noise intensity level to guiet would
preclude the marker and store laborer jobs, and limiting the noise
to very quiet would also eliminate the hospital cleaner job” (id.
at 14 (citing Tr. 98)). Plaintiff’s arguments fall short.
RFC measures the most a claimant can do despite any physical
and mental limitations. see Hines, 453 F.3d at 562; 20 C.F.R.
§ 404.1545(a). An ALJ must determine a claimant’s exertional and
non-exertional capacity only after considering all of a claimant’s
impairments, as well as any related symptoms. See Hines, 453 F.3d
at 562-63; 20 C.F.R. § 404.1545(b). The ALJ then must match the
27
claimant’s exertional abilities to an appropriate level of work
(i.e., sedentary, light, medium, heavy, or very heavy). See 20
C.F.R. § 404.1567. Any non-exertional limitations may further
restrict a claimant’s ability to perform jobs within an exertional
level. See 20 C.F.R. § 404.1569a(c).
“The RFC assessment must include a narrative discussion
describing how the evidence supports each conclusion, citing
specific medical facts (e.g., laboratory findings) and nonmedical
evidence (e.g., daily activities, observations). . . . The [ALJ]
must also explain how any material inconsistencies or ambiguities
in the evidence in the case record were considered and resolved.”
Social Security Ruling 96-8p, Titles II and XVI: Assessing Residual
Functional Capacity in Initial Claims, 1996 WL 374184, at *7 (July
2, 1996) (“SSR 96-8p”). Although the ALJ need not discuss every
piece of evidence in making an RFC determination, see Reid v.
Commissioner of Soc. Sec., 769 F.3d 861, 865 (4th Cir. 2014), he or
she “must both identify evidence that supports his [or her]
conclusion and build an accurate and logical bridge from that
evidence to [that] conclusion,” Woods, 888 F.3d at 694 (internal
emphasis, quotation marks, and brackets omitted). Here, no basis
for remand exists because, for the reasons explained more fully
below, the ALJ’s decision supplies the necessary “accurate and
logical bridge,” Woods, 888 F.3d at 694 (internal quotation marks
omitted), between the evidence and his findings that Plaintiff’s
28
(A) mental impairments qualified as “severe” (Tr. 15) but (B) did
not cause limitations greater than those reflected in the mental
RFC (see Tr. 17).
a. Additional Time to Complete Tasks
Plaintiff contends that he “requires additional time to
complete tasks” and “becomes overwhelmed and distracted when faced
with time constraints.” (Docket Entry 11 at 12.) According to
Plaintiff, “[t]he ALJ did not dispute that [Plaintiff] need[ed]
extended time to complete school tasks, yet he failed to provide
any rational [sic] for not including such a limitation in the
[mental ]RFC assessment.” (Id.) Plaintiff additionally faults the
ALJ for “fail[ing] to incorporate [Plaintiff’s] attention deficits
into the [mental ]RFC assessment” where “[t]he ALJ did not dispute
that [Plaintiff wa]s easily distracted.” (Id.)
Plaintiff’s argument ignores the fact that the ALJ explicitly
stated that he fashioned the mental RFC in a way that addressed
Plaintiff’s need for academic accommodations, noting that the
mental RFC “[wa]s consistent with the accommodations [Plaintiff]
receive[d] in an academic setting, including recommendations in the
letters from Dr. [Toby B.] DeWitt.” (Tr. 21 (internal
parenthetical citation omitted) (emphasis added) (citing Tr. 1356-
85).) Consistent with that statement, the ALJ limited Plaintiff to
work that involves neither the intellectual complexity nor the
pressured time demands of college tests, i.e., simple, routine,
29
repetitive work requiring no more than Reasoning Development Level
2 (*RDL 2”), with significantly limited social interaction, little
structural change, and no production “quotas on a defined timeline
or fast pace assembly line work” (Tr. 17 (emphasis added)).?®
Moreover, those restrictions and, in particular, the production-
based restriction, also adequately addressed Plaintiff’s moderate
limitation in CPP. see Grant v. Colvin, No. 1:15CV515, 2016 WL
4007606, at *9 (M.D.N.C. July 26, 2016) (unpublished) (finding
non-production restriction “facially addresse[d] moderate .. .
limitation in the claimant’s ability to stay on task” (internal
quotation marks omitted)), recommendation adopted, slip op.
(M.D.N.C. Sept. 21, 2016) (Osteen, Jr., C.J.).
b. Marked Difficulty Interacting with Others
Plaintiff next asserts that the ALJ “failed to reconcile []his
finding [that Plaintiff had marked limitation in interacting with
others] with the minimal limitation included in the [mental ]RFC
assessment: occaSional direct contact with supervisors and
occasional direct contact with co-workers.” (Docket Entry 11 at
13.) Plaintiff points out that, because the “SSA defines
occasional as up to one-third of a workday[,] . . . the ALJ found
8 The DOT explains that RDL 2, the second lowest level of reasoning on a
descending scale of complexity from six to one, requires an individual to
“Talpply commonsense understanding to carry out detailed but uninvolved written
or oral instructions,” and to “[djeal with problems involving a few concrete
variables in or from standardized situations.” DOT, App’x C (“Components of the
Definition Trailer”), § III (“General Educational Development”), 1991 WL 688702
(emphasis added).
30
[Plaintiff] capable of spending up to two-thirds of the workday
directly interacting with either supervisors or co-workers.” (Id.)
That argument fails for three reasons.
First, Plaintiff omits an important detail by describing the
ALJ’s mental RFC as permitting “occasional direct contact with co-
workers.” (Id.) In fact, the ALJ limited Plaintiff to
“occasional[] . .. direct interaction with coworkers in situations
during which he is not required to work in teams or in tandem with
them.” (Tr. 17 (emphasis added) The ALJ’s bar of teams and
tandem work added a significant, qualitative restriction to the
coworker interaction limitation. See Kearns v. Commissioner of
Soc. Sec., No. 3:19CV1243, 2020 WL 2841707, at *12 (N.D. Ohio Feb.
3, 2020) (unpublished) (deeming “ALJ’s limitation to no team or
tandem tasks [] a qualitative limitation on social interaction”
which “adeguately addressed the [consultants’] opinion .. . that
[the plaintiff] be limited to superficial interaction with others”
(emphasis added)), recommendation adopted, 2020 WL 2839654 (N.D.
Ohio June 1, 2020) (unpublished); Collins v. Commissioner of Soc.
Sec., No. 3:17CV2059, 2018 WL 7079486, at *6 (N.D. Ohio Dec. 7,
2018) (unpublished) (noting that “the ALJ restricted [the
pllaintiff from ‘team or tandem tasks,’” which constituted “a
restriction on the quality of interpersonal contact” (emphasis
added)), recommendation adopted, 2019 WL 1409535 (N.D. Ohio Mar.
28, 2019) (unpublished).
31
Second, Plaintiff mischaracterizes the ALJ’s interaction
limitations in the RFC as “minimal.” (Docket Entry 11 at 13.) The
ALJ’s limitation to occasional interaction with others (see Tr.
17), i.e., for up to only one-third of a workday, constitutes a
Significant quantitative limitation on interaction, while his
restriction of contact with the public to “superficial”
interactions and his preclusion of “teams” and “tandem” work with
coworkers (id.) constitute substantial qualitative restrictions on
interaction, see Alexandrowski v. Commissioner of Soc. Sec., No.
3:20CV2302, 2021 WL 8342812, at *13 (N.D. Ohio Nov. 18, 2021)
(unpublished) (“[T]he ALJ’s RFC finding that [the plaintiff]
could... only occasionally respond appropriately to interactions
with supervisors and coworkers, and could not work in teams or in
tandem with other workers was consistent with [consultative
psychological examiner]’s opinion that [the plaintiff] had ‘severe
Significant limitations’ in responding appropriately to
interactions with supervisors and other workers and would ‘not do
well’ in social responsiveness.” (emphasis added)). Plaintiff
simply has not shown that the ALJ’s significant interaction
limitations in the RFC failed to account for Plaintiff’s marked
limitation in interacting with others. See David N. v.
Commissioner of Soc. Sec., No. 20CV85, 2021 WL 3492921, at *5
(W.D.N.Y. Aug. 9, 2021) (unpublished) (“[MJarked limitations in
mental functioning . . . do not mandate a finding of disability.
32
Rather, such limitations may be addressed through restrictions in
a plaintiff’s RFC, precisely as the ALJ did here . . . by limiting
[the plaintiff] to no more than occasional contact with
supervisors, no more than occasional interaction with coworkers,
[and] no team or tandem work.” (internal quotation marks and
citations omitted)); Juliana Marie M. v. Commissioner of Soc. Sec.,
No. 18CV1421, 2019 WL 6829044, at *10 (N.D.N.Y. Dec. 13, 2019)
(unpublished) (“The fact that [the] plaintiff was found to have a
marked limitation interacting with others does not conclusively
demonstrate that she is unable to work, particularly given the fact
that the ALJ limited plaintiff to work that does not require more
than occasional interaction with the public and co-workers.”
(quotation marks, initial brackets, and emphasis omitted)).
Third, Plaintiff’s suggestion that contemporaneous limitations
to occasional interaction with supervisors and occasional
interaction with coworkers necessarily entails interaction for up
to two-thirds of a workday (see Docket Entry 11 at 13; see also
Docket Entry 16 at 3) strains the bounds of common sense. Although
the possibility exists that some of the time an individual
interacts with supervisors may not coincide with the time that
individual interacts with coworkers, to reach interaction for two-
thirds of a workday, all of the individual’s interactions with one
group must occur separately and distinctly from interactions with
the other group. Plaintiff cites to no authority supporting such
33
an implausible interpretation of occasional interaction limitations
(see Docket Entry 11 at 13; see also Docket Entry 16 at 3), and
independent research failed to uncover any such authority.
Even if the Court interpreted the ALJ’s dual limitations to
occasional interaction with coworkers and occasional interaction
with supervisors to permit interaction for up to two-thirds of an
eight-hour workday, Plaintiff still has not shown prejudicial error
under the circumstances presented here. See generally Fisher v.
Bowen, 869 F.2d 1055, 1057 (7th Cir. 1989) (observing that “[n]Jo
principle of administrative law or common sense requires us to
remand a case in quest of a perfect opinion unless there is reason
to believe that the remand might lead to a different result”). The
DOT codes for all three of the jobs the ALJ found Plaintiff able to
perform —- Store Laborer, DOT No. 922.687-058 (“Laborer, Stores”),
1991 WL 688132 (G.P.0. 4th ed. rev. 1991), Hospital Cleaner, DOT
No. 323.687-010 (“Cleaner, Hospital”), 1991 WL 672782, and Marker,
DOT No. 209.587-034 (“Marker”), 1991 WL 671802 (see Tr. 23),
contain a fifth digit, or ‘People’ rating, of “8,” “reflecting the
lowest possible level of human interaction that exists in the labor
force,” Fletcher v. Colvin, No. 1:15CV166, 2016 WL 915196, at *10
(M.D.N.C. Mar. 4, 2016) (unpublished), recommendation adopted, slip
op. (M.D.N.C. Mar. 28, 2016) (Osteen, C.J.). Moreover, all three
jobs rate the activity of “Taking Instructions - Helping” as “Not
Significant” and reflect the tasks of “Talking” and “Hearing” as
34
“Not Present - Activity or condition does not exist.” DOT, No.
922.687-058 (“Laborer, Stores”), 1991 WL 688132; DOT, No. 323.687-
010 (“Cleaner, Hospital”), 1991 WL 672782; DOT No. 209.587-034
(“Marker”), 1991 WL 671802.°
Consequently, Plaintiff has not shown that remand for the ALJ
to include greater interaction limitations in the RFC would result
in a different outcome in his case. See Ridley G. v. Commissioner
of Soc. Sec., No. 1:20CV773, 2021 WL 4307507, at *8, *13 (N.D.N.Y.
Sept. 22, 2021) (unpublished) (deciding that RFC restriction to no
interaction or tandem tasks with coworkers harmonizes with jobs
with DOT level 8 interaction); Scott C. v. Commissioner of Soc.
Sec., No. 2:20CV109, 2021 WL 2682276, at *4-5 (D. Vt. June 30,
2021) (unpublished) (“‘[LJevel 8 interaction [in the DOT] is
compatible with an RFC limiting a claimant to only superficial
contact with coworkers, supervisors, and the public.’” (quoting
Alie v. Berryhill, 4:16CV1352, 2017 WL 2572287, at *16 (E.D. Mo.
June 14, 2017) (unpublished)) (emphasis added)); Wilson v. Saul,
No. 1:19CV1089, 2020 WL 6293132, at *4 (M.D.N.C. Oct. 27, 2020)
(unpublished) (Webster, M.J.) (“[E]ven assuming the ALJ erred here
by failing to include additional social limitations in the
RFC . . ., any error would be harmless because the jobs the ALJ
° The VE testified (and the ALJ found) that 336,000 of such jobs existed in the
national economy (see Tr. 23, 95-97), which clearly represents a significant
number of jobs under Fourth Circuit precedent, see Hicks v. Califano, 600 F.2d
1048, 1051 (4th Cir. 1979) (“We do not think that the approximately 110 jobs
testified to by the [VE] constitute an insignificant number.”).
35
concluded that [the p]llaintiff could perform do not require
Significant social interactions. In fact, the [DOT’s] descriptions
of the jobs identified by the VE list interaction with “People” as
being “Not Significant.”), recommendation adopted, slip op.
(M.D.N.C. Nov. 24, 2020) (Biggs, J.); Eldridge v. Berryhill, No.
CV 16-5289, 2018 WL 1092025, at *2 (W.D. Ark. Feb. 28, 2018)
(unpublished) (finding jobs categorized by DOT as involving level
8 interaction consistent with restrictions to “limited contact with
the general public” and “incidental contact with co-workers”
(emphasis added)); Shorey v. Astrue, No. 1:11cCV414, 2012 WL
3475790, at *6 (D. Me. July 13, 2012) (unpublished) (holding that
“inclusion of a limitation to occasional, brief, and superficial
contact with coworkers and supervisors in the [ALJ]’s hypothetical
question would not have excluded” jobs with a DOT “People” rating
of 8), recommendation adopted, 2012 WL 3477707 (D. Me. Aug. 14,
2012) (unpublished); Flaherty v. Halter, 182 F. Supp. 2d 824, 851
(D. Minn. 2001) (finding jobs with “not significant” levels of
social interaction under the DOT compatible with ALJ’s limitation
to “brief superficial type of contact with co-workers and
supervisors and members of the public” (emphasis added)).
c. Quiet, Distraction-Free Environment
Lastly, Plaintiff maintains that “[t]he ALJ [] erred in
failing to include noise limitations in his RFC assessment.”
(Docket Entry 11 at 14.) According to Plaintiff, he “has a well-
36
documented need for a quiet, distraction-free environment,” because
“thle is distracted by minimal activity or noise” and “was
distracted from his studying by the noise his father was making
whisking eggs a few rooms over.” (Id. (citing Tr. 86).) Plaintiff
notes that “[h]is providers and evaluators have consistently
recommended that [Plaintiff] be isolated from others when he is
working[.]” (Id. at 13 (citing Tr. 904, 1015, 1229, 1232, 1259).)
As a threshold matter (and as pointed out above in the context
of Plaintiff’s first assignment of error), Plaintiff’s mental
health providers did not opine that Plaintiff required a
“distraction-free” environment for collegiate testing (id.), but
rather, a setting with “reduced” distractions (see Tr. 1229, 1232,
1259). Furthermore, Plaintiff has not shown that he needed the
specific academic accommodations tailored to assist him in
navigating college-level examinations in order to perform work that
involves neither the intellectual complexity nor the pressured time
demands of college tests, i.e., simple, routine, repetitive work
requiring no more than RDL 2, with significantly limited social
interaction, little structural change, and no production “quotas on
defined timeline or fast pace assembly line work” (Tr. 17
(emphasis added)).'°
' As noted by the Commissioner, Plaintiff’s “college coursework included micro
and macro-economics, biology, Java programming, engineering, and statistical
methods.” (Docket Entry 14 at 24 (citing Tr. 1236).)
37
Finally, as the Commissioner argues (see Docket Entry 14 at
25), even if the ALJ erred by failing to include a restriction to
“quiet” work environments in the RFC (a limitation consistent with
a requirement for a reduced-distraction environment), that error
remains harmless under the facts presented here. Although the DOT
rates the noise level of Store Laborer and Marker jobs as
“Moderate,” DOT, No. 922.687-058 (“Laborer, Stores”), 1991 WL
688132; DOT No. 209.587-034 (“Marker”), 1991 WL 671802, the DOT
categorizes the Hospital Cleaner job as “Quiet,” DOT, No. 323.687-
010 (“Cleaner, Hospital”), 1991 WL 672782. Thus, even if ALJ had
included a limitation to “quiet” work settings in the RFC, the
Hospital Cleaner job would have remained available, and the VE
testified that 54,500 of those jobs existed in the national economy
(see Tr. 96; see also Tr. 23 (ALJ’s adoption of VE’s job
numbers)).**
For all of the foregoing reasons, Plaintiff’s second issue on
review fails as a matter of law.
III. CONCLUSION
Plaintiff has not established an error warranting relief.
IT IS THEREFORE RECOMMENDED that the Commissioner’s decision
finding no disability be affirmed, that Plaintiff’s Motion for a
'l Plaintiff has not shown that his mental impairments required a “very quiet”
environment for the performance of the limited range of simple, routine, and
repetitive tasks permitted by the ALJ’s mental RFC (see Tr. 17). (See, e.g., Tr.
1393 (recording Plaintiff’s statement to Ms. Gilberry that “[h]le does not like
noises” (emphasis added))).
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Judgment Reversing or Modifying the Decision of the Commissioner of
Social Security, or Remanding the Case for a Rehearing (Docket
Entry 10) be denied, that Defendant’s Motion for Judgment on the
Pleadings (Docket Entry 13) be granted, and that this action be
dismissed with prejudice.
/s/ L. Patrick Auld
L. Patrick Auld
United States Magistrate Judge
January 3, 2023
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