“An ALJ may not consider the type of activities the claimant can perform without also considering the extent to which []he can perform them.” (brackets and italics added 6 (...continued
How later courts described this case
- “An ALJ may not consider the type of activities the claimant can perform without also considering the extent to which []he can perform them.” (brackets and italics added 6 (...continued
- “If the ALJ finds that a claimant has not satisfied any step of the process, review does not proceed to the next step.”
- “Ultimately, it is the duty of the [ALJ] reviewing a case, and not the responsibility of the courts, to make findings of fact and to resolve conflicts in the evidence.”
Written by the judges who cited it.
The opinion
IN THE UNITED STATES DISTRICT COURT
FOR THE MIDDLE DISTRICT OF NORTH CAROLINA
MATTHEW FITZGERALD BREWER, )
)
Plaintiff, )
)
v. ) 1:22CV166
)
KILOLO KIJAKAZI, )
Acting Commissioner of Social )
Security, )
)
Defendant. )
MEMORANDUM OPINION AND RECOMMENDATION
OF UNITED STATES MAGISTRATE JUDGE
Plaintiff, Matthew Fitzgerald Brewer, brought this action
pursuant to the Social Security Act (the “Act”) to obtain judicial
review of a final decision of Defendant, the Acting Commissioner of
Social Security, denying Plaintiff’s claims for Disability
Insurance Benefits (“DIB”) and Supplemental Security Income
(“SSI”). (Docket Entry 2.) Defendant has filed the certified
administrative record (Docket Entry 8 (cited herein as “Tr. __”)),
and both parties have moved for judgment (Docket Entries 11, 13;
see also Docket Entry 12 (Plaintiff’s Memorandum); Docket Entry 14
(Defendant’s Memorandum)). For the reasons that follow, the Court
should enter judgment for Defendant.
I. PROCEDURAL HISTORY
Plaintiff applied for DIB and SSI (Tr. 203-15), alleging a
disability onset date of October 1, 2019 (see Tr. 206). Upon
denial of those applications initially (Tr. 75-90, 113-17) and on
reconsideration (Tr. 91-112, 123-40), Plaintiff requested a hearing
de novo before an Administrative Law Judge (“ALJ”) (Tr. 141-42).
Plaintiff, his attorney, and a vocational expert (“VE”) attended
the hearing. (Tr. 45-74.) The ALJ subsequently ruled that
Plaintiff did not qualify as disabled under the Act. (Tr. 12-30.)
The Appeals Council thereafter denied Plaintiff’s request for
review (Tr. 1-7, 201-02, 314-19), thereby making the ALJ’s ruling
the Commissioner’s final decision for purposes of judicial review.
In rendering that disability determination, the ALJ made the
following findings later adopted by the Commissioner:
1. [Plaintiff] meets the insured status requirements of
the [] Act through September 30, 2024.
2. [Plaintiff] has not engaged in substantial gainful
activity since October 1, 2019, the alleged onset date.
3. [Plaintiff] has the following severe impairments:
degenerative joint disease, gout, hypertension,
tendonitis, [and] obesity.
. . .
4. [Plaintiff] does not have an impairment or
combination of impairments that meets or medically equals
the severity of one of the listed impairments in 20 CFR
Part 404, Subpart P, Appendix 1.
. . .
2
5. . . . [Plaintiff] has the residual functional
capacity to perform light work . . . such that he can
lift and carry 20 pounds occasionally and 10 pounds
frequently, and can sit, stand or walk for up to 6 hours
each. He can also frequently reach, handle, finger and
feel bilaterally but can only occasionally reach
overhead. He can frequently use ramps and stairs,
balance, stoop, kneel and crouch. He can have no
exposure to unprotected heights, dangerous machinery, or
ladders, ropes, and scaffolds, and no exposure to extreme
heat and cold.
. . .
6. [Plaintiff] is unable to perform any past relevant
work.
. . .
10. Considering [Plaintiff]’s age, education, work
experience, and residual functional capacity, there are
jobs that exist in significant numbers in the national
economy that [he] can perform.
. . .
11. [Plaintiff] has not been under a disability, as
defined in the [] Act, from October 1, 2019, through the
date of this decision.
(Tr. 18-30 (bold font and internal parenthetical citations
omitted).)
II. DISCUSSION
Federal law “authorizes judicial review of the Social Security
Commissioner’s denial of social security benefits.” Hines v.
Barnhart, 453 F.3d 559, 561 (4th Cir. 2006). However, “the scope
of [the Court’s] review of [such a] decision . . . is extremely
limited.” Frady v. Harris, 646 F.2d 143, 144 (4th Cir. 1981).
3
Plaintiff has not established entitlement to relief under the
extremely limited review standard.
A. Standard of Review
“[C]ourts are not to try [a Social Security] case de novo.”
Oppenheim v. Finch, 495 F.2d 396, 397 (4th Cir. 1974). Instead,
the Court “must uphold the factual findings of the ALJ if they are
supported by substantial evidence and were reached through
application of the correct legal standard.” Hines, 453 F.3d at 561
(internal brackets and quotation marks omitted). “Substantial
evidence means ‘such relevant evidence as a reasonable mind might
accept as adequate to support a conclusion.’” Hunter v. Sullivan,
993 F.2d 31, 34 (4th Cir. 1992) (quoting Richardson v. Perales, 402
U.S. 389, 401 (1971)). “It consists of more than a mere scintilla
of evidence but may be somewhat less than a preponderance.” Mastro
v. Apfel, 270 F.3d 171, 176 (4th Cir. 2001) (brackets and internal
quotation marks omitted). “If there is evidence to justify a
refusal to direct a verdict were the case before a jury, then there
is substantial evidence.” Hunter, 993 F.2d at 34 (internal
quotation marks omitted).
“In reviewing for substantial evidence, the [C]ourt should not
undertake to re-weigh conflicting evidence, make credibility
determinations, or substitute its judgment for that of the [ALJ, as
adopted by the Commissioner].” Mastro, 270 F.3d at 176 (internal
brackets and quotation marks omitted). “Where conflicting evidence
4
allows reasonable minds to differ as to whether a claimant is
disabled, the responsibility for that decision falls on the
[Commissioner] (or the ALJ).” Id. at 179 (internal quotation marks
omitted). “The issue before [the Court], therefore, is not whether
[the claimant] is disabled, but whether the ALJ’s finding that [the
claimant] is not disabled is supported by substantial evidence and
was reached based upon a correct application of the relevant law.”
Craig v. Chater, 76 F.3d 585, 589 (4th Cir. 1996).
When confronting that issue, the Court must take note that
“[a] claimant for disability benefits bears the burden of proving
a disability,” Hall v. Harris, 658 F.2d 260, 264 (4th Cir. 1981),
and that, in this context, “disability” means the “‘inability to
engage in any substantial gainful activity by reason of any
medically determinable physical or mental impairment which can be
expected to result in death or which has lasted or can be expected
to last for a continuous period of not less than 12 months,’” id.
(quoting 42 U.S.C. § 423(d)(1)(A)).1 “To regularize the
adjudicative process, the Social Security Administration [(‘SSA’)]
has . . . detailed regulations incorporating longstanding medical-
vocational evaluation policies that take into account a claimant’s
age, education, and work experience in addition to [the claimant’s]
1 The Act “comprises two disability benefits programs. [DIB] provides benefits
to disabled persons who have contributed to the program while employed. [SSI]
provides benefits to indigent disabled persons. The statutory definitions and
the regulations . . . for determining disability governing these two programs
are, in all aspects relevant here, substantively identical.” Craig, 76 F.3d at
589 n.1 (internal citations omitted).
5
medical condition.” Id. “These regulations establish a
‘sequential evaluation process’ to determine whether a claimant is
disabled.” Id.
This sequential evaluation process (“SEP”) has up to five
steps: “The claimant (1) must not be engaged in ‘substantial
gainful activity,’ i.e., currently working; and (2) must have a
‘severe’ impairment that (3) meets or exceeds the ‘listings’ of
specified impairments, or is otherwise incapacitating to the extent
that the claimant does not possess the residual functional capacity
[(‘RFC’)] to (4) perform [the claimant’s] past work or (5) any
other work.” Albright v. Commissioner of the Soc. Sec. Admin., 174
F.3d 473, 475 n.2 (4th Cir. 1999).2 A finding adverse to the
claimant at any of several points in the SEP forecloses an award
and ends the inquiry. For example, “[t]he first step determines
whether the claimant is engaged in ‘substantial gainful activity.’
If the claimant is working, benefits are denied. The second step
determines if the claimant is ‘severely’ disabled. If not,
benefits are denied.” Bennett v. Sullivan, 917 F.2d 157, 159 (4th
Cir. 1990).
On the other hand, if a claimant carries his or her burden at
each of the first three steps, “the claimant is disabled.” Mastro,
270 F.3d at 177. Alternatively, if a claimant clears steps one and
2 “Through the fourth step, the burden of production and proof is on the
claimant. If the claimant reaches step five, the burden shifts to the
[Commissioner] . . . .” Hunter, 993 F.2d at 35 (internal citations omitted).
6
two, but falters at step three, i.e., “[i]f a claimant’s impairment
is not sufficiently severe to equal or exceed a listed impairment,
the ALJ must assess the claimant’s [RFC].” Id. at 179.3 Step four
then requires the ALJ to assess whether, based on that RFC, the
claimant can perform past relevant work; if so, the claimant does
not qualify as disabled. See id. at 179-80. However, if the
claimant establishes an inability to return to prior work, the
analysis proceeds to the fifth step, whereupon the ALJ must decide
“whether the claimant is able to perform other work considering
both [the claimant’s RFC] and [the claimant’s] vocational
capabilities (age, education, and past work experience) to adjust
to a new job.” Hall, 658 F.2d at 264-65. If, at this step, the
Commissioner cannot carry its “evidentiary burden of proving that
[the claimant] remains able to work other jobs available in the
community,” the claimant qualifies as disabled. Hines, 453 F.3d at
567.4
3 “RFC is a measurement of the most a claimant can do despite [the claimant’s]
limitations.” Hines, 453 F.3d at 562 (noting that administrative regulations
require RFC to reflect claimant’s “ability to do sustained work-related physical
and mental activities in a work setting on a regular and continuing basis . . .
[which] means 8 hours a day, for 5 days a week, or an equivalent work schedule”
(internal emphasis and quotation marks omitted)). The RFC includes both a
“physical exertional or strength limitation” that assesses the claimant’s
“ability to do sedentary, light, medium, heavy, or very heavy work,” as well as
“nonexertional limitations (mental, sensory, or skin impairments).” Hall, 658
F.2d at 265. “RFC is to be determined by the ALJ only after [the ALJ] considers
all relevant evidence of a claimant’s impairments and any related symptoms (e.g.,
pain).” Hines, 453 F.3d at 562-63.
4 A claimant thus can establish disability via two paths through the SEP. The
first path requires resolution of the questions at steps one, two, and three in
the claimant’s favor, whereas, on the second path, the claimant must prevail at
steps one, two, four, and five. Some short-hand judicial characterizations of
(continued...)
7
B. Assignment of Error
In Plaintiff’s sole issue on review, he asserts that “[t]he
ALJ's failure to conduct a proper function-by-function analysis of
[Plaintiff]’s gout and related symptoms as well as [the ALJ’s]
failure to provide a logical bridge between the evidence in the
record, his conclusions and his RFC findings prevents the ALJ’s
conclusions from being supported by substantial evidence” (Docket
Entry 12 at 5 (bold font and single-spacing omitted)), in violation
of Mascio v. Colvin, 780 F.3d 632, 636 (4th Cir. 2015), and Social
Security Ruling 96-8p, Policy Interpretation Ruling Titles II and
XVI: Assessing Residual Functional Capacity in Initial Claims, 1996
WL 374184 (July 2, 1996) (“SSR 98-6p”) (see Docket Entry 12 at 7-
8). According to Plaintiff, “[t]he evidence of record reflects
that [he] has an extensive history of gout that presents in
multiple joints but primarily in his toes, ankles, knees and
wrists.” (Id. at 6; see also id. at 6-7 (detailing gout-related
evidence Plaintiff believes supports greater limitations in RFC
(citing Tr. 226, 308, 385, 405, 408, 412-13, 418, 420, 423-24, 565,
612, 722, 737)).) Plaintiff notes that, although the ALJ
“summarized [Plaintiff]’s testimony regarding his gout and they
[sic] symptoms and limitation [sic] he experienced secondary to his
“ (...continued)
the SEP appear to gloss over the fact that an adverse finding against a claimant
on step three does not terminate the analysis. See, e.g., Hunter, 993 F.2d at
35 (“If the ALJ finds that a claimant has not satisfied any step of the process,
review does not proceed to the next step.”).
gout” (id. at 5), the ALJ “failed to adopt limitations that
specifically account for [Plaintiff’s] gout in the RFC” (id. at 7
(citing Tr. 21-22)), including “limitations accounting for the use
of crutches for standing and walking during a flare, the difficulty
using his hands and arms during a flare involving his upper
extremities and/or unscheduled breaks and absenteeism” (id.).
Plaintiff deems the ALJ’s errors “harmful” (id. at 13), because
“[t]he VE clearly testified that the use of crutches 2-3 days a
month for work activities involving standing and walking[,] . . . a
restriction to occasional bilateral reaching, handling, fingering
and feeling[,] . . . [and] expected absenteeism 2-3 days a month
would preclude competitive work” (id. (citing Tr. 71-72)). Those
contentions lack merit.
RFC measures the most a claimant can do despite any physical
and mental limitations. Hines, 453 F.3d at 562; 20 C.F.R.
§§ 404.1545(a), 416.945(a). An ALJ must determine a claimant’s
exertional and non-exertional capacity only after considering all
of a claimant’s impairments, as well as any related symptoms,
including pain. See Hines, 453 F.3d at 562–63; 20 C.F.R.
§§ 404.1545(b), 416.945(b). The ALJ then must match the claimant’s
exertional abilities to an appropriate level of work (i.e.,
sedentary, light, medium, heavy, or very heavy). See 20 C.F.R.
§§ 404.1567, 416.967. Any non-exertional limitations may further
9
restrict a claimant’s ability to perform jobs within an exertional
level. See 20 C.F.R. §§ 404.1569a(c), 416.969a(c).
An ALJ need not discuss every piece of evidence in making an
RFC determination. See Reid v. Commissioner of Soc. Sec., 769 F.3d
861, 865 (4th Cir. 2014). However, “the ALJ must both identify
evidence that supports his [or her] conclusion and build an
accurate and logical bridge from that evidence to [that]
conclusion.” Woods v. Berryhill, 888 F.3d 686, 694 (4th Cir. 2018)
(internal emphasis, quotation marks, and brackets omitted). As to
the role of the function-by-function analysis in that
determination, the relevant administrative ruling states: “The RFC
assessment must first identify the individual’s functional
limitations or restrictions and assess his or her work-related
abilities on a function-by-function basis. . . . Only after that
may RFC be expressed in terms of the exertional levels of work,
sedentary, light, medium, heavy, and very heavy.” SSR 96-8p, 1996
WL 374184, at *1.
The United States Court of Appeals for the Fourth Circuit has
addressed this administrative ruling and the issue of whether an
ALJ’s failure to articulate a function-by-function analysis
necessitates remand. See Mascio, 780 F.3d at 636–37.
Specifically, it stated “that a per se rule is inappropriate given
that remand would prove futile in cases where the ALJ does not
discuss functions that are irrelevant or uncontested,” id. at 636,
10
but that “‘remand may be appropriate where an ALJ fails to assess
a claimant’s capacity to perform relevant functions, despite
contradictory evidence in the record, or where other inadequacies
in the ALJ’s analysis frustrate meaningful review,’” id. (internal
brackets and ellipsis omitted) (quoting Cichocki v. Astrue, 729
F.3d 172, 177 (2d Cir. 2013)). Here, the ALJ did not expressly
assess Plaintiff’s work-related abilities on a function-by-function
basis (see Tr. 22-28); however, no basis for remand exists, because
the ALJ’s decision nevertheless supplies the necessary “accurate
and logical bridge,” Woods, 888 F.3d at 694 (internal quotation
marks omitted), between the evidence and his findings that
Plaintiff’s gout (A) qualified as a severe impairment (see Tr. 18),
but (B) did not result in greater limitations than those reflected
in the RFC (see Tr. 21-22).
As a threshold matter, Plaintiff’s argument that “the ALJ’s
purported reliance on a lack of objective or severe abnormal
physical findings . . . [wa]s misplaced and erroneous” (Docket
Entry 12 at 11), because, “under the guidance in 20 C.F.R.
§ 416.929(c) and [Social Security Ruling 16-3p, Titles II and XVI:
Evaluation of Symptoms in Disability Claims, 2017 WL 5180304 (Oct.
25, 2017) (‘SSR 16-3p’)], [Plaintiff wa]s entitled to rely on
subjective evidence to prove the severity of his symptoms” (Docket
Entry 12 at 11 (italics omitted)), misses the mark. Neither
Section 416.929(c) nor SSR 16-3p prohibits an ALJ from relying on
11
objective evidence as one part of the analysis of a claimant’s
statements about the intensity, persistence, and limiting effects
of his or her symptoms. Indeed, Section 416.929(c) directs ALJs to
consider a claimant’s medical history, medical signs and laboratory
findings, daily activities, testimony about nature and location of
pain, medication and other treatment used to alleviate pain, along
with medical opinions from examining and non-examining sources in
evaluating a claimant’s subjective symptom reporting. See 20
C.F.R. § 416.929(c); see also 42 U.S.C. § (5) (A) (“Objective
medical evidence of pain .. . established by medically acceptable
clinical or laboratory techniques (for example, deteriorating nerve
or muscle tissue) must be considered in reaching a conclusion as to
whether [an] individual is under a disability.” (emphasis added)).
Coordinately, SSR 16-3p states as follows regarding the role
of objective medical evidence in evaluating the intensity,
persistence, and limiting effects of symptoms:
Symptoms cannot always be measured objectively through
clinical or laboratory diagnostic techniques. However,
objective medical evidence is a_ useful indicator to help
make reasonable conclusions about the intensity and
persistence of symptoms, including the effects those
symptoms may have on the ability to perform work-related
activities . .. . [An ALJ] must consider whether
al claimant]’s statements about the intensity,
persistence, and limiting effects of his or her symptoms
are consistent with the medical signs and laboratory
findings of record.
The intensity, persistence, and limiting effects of many
symptoms can be clinically observed and recorded in the
medical evidence. Examples such as reduced joint motion,
muscle spasm, sensory deficit, and motor disruption
12
illustrate findings that may result from, or be
associated with, the symptom of pain. . . . .
[An ALJ] will not disregard a[ claimant]’s statements
about the intensity, persistence, and limiting effects of
symptoms solely because the objective medical evidence
does not substantiate the degree of impairment-related
symptoms alleged by the [claimant]. A report of minimal
or negative findings or inconsistencies in the objective
medical evidence is one of the many factors [an ALJ] must
consider in evaluating the intensity, persistence, and
limiting effects of a[ claimant]’s symptoms.
SSR 16-3p, 2017 WL 5180304, at *5 (emphasis added) (footnote
omitted).
Here, in compliance with Section 416.929 and SSR 16-3p, the
ALJ relied on objective medical evidence as just one part of his
analysis of Plaintiff’s subjective symptom reporting. (See Tr. 22-
28.) The ALJ also considered Plaintiff’s ability to engage in
daily activities (see Tr. 23, 28), the nature and extent of his
treatment (see Tr. 23-28), and the opinion evidence (see Tr. 27-
28). Plaintiff simply has not shown that the ALJ’s consideration
of objective evidence of Plaintiff’s gout, as one part of the ALJ’s
evaluation of Plaintiff’s subjective symptom reporting, violated
Section 404.1529 or SSR 16-3p.
Turning to Plaintiff’s assertions regarding the function-by-
function analysis, those assertions fall short because the ALJ’s
evaluation of Plaintiff’s subjective symptom reporting explains the
manipulative limitations and the absence of allowances for crutches
and absenteeism in the RFC. In that regard, the ALJ explicitly
acknowledged Plaintiff’s statements that “[h]e periodically has
13
gout flare-ups that can last anywhere from one to three months and
render him completely incapacit[ated]” (Tr. 22 (referencing Tr.
265, 286)), that his gout limits his ability to engage in
“prolonged standing, reaching, . . . and using his hands” (id.
(referencing Tr. 273)), that “gout in his left toe . . . [or] his
right knee [] makes him unable to walk without assistance” (Tr. 23
(referencing Tr. 58)), that “[h]e uses crutches at least once every
two weeks” (id. (referencing Tr. 64)), and that “[h]e cannot use
his hands at all . . . [or] carry anything during a gout flare-up”
(id. (referencing Tr. 66)). The ALJ, however, also found that
Plaintiff’s “statements concerning the intensity, persistence and
limiting effects of [his] symptoms [we]re not entirely consistent
with the medical evidence and other evidence in the record.” (Id.)
The ALJ supported that finding with the following analysis:
As for [Plaintiff]’s statements about the intensity,
persistence, and limiting effects of his . . . symptoms,
they are inconsistent with the medical evidence of
record, which reflects a routine and conservative
treatment history, and generally benign physical
examinations. He also reported shopping in stores
monthly and driving as well as taking care of his son
with assistance from his wife. . . . [T]here is no
objective evidence of a documented medical need for a
walker, . . . or bilateral canes. There is also no
evidence of a documented need for a one-handed, hand-held
assistive device. [Plaintiff] was given a new
prescription for longer crutches on December 2, 2020.
However, there is no evidence of the original
prescription. In any case, that is also the only
instance that crutch(es) have been mentioned at treatment
visits since the alleged onset date. [Plaintiff] has not
reported the use of crutches to a treatment provider nor
has he been observed as using them at a treatment visit.
14
He once had an antalgic gait in January 2020, but he
ambulated without assistance.
. . .
[T]he [ALJ] finds . . . the [ RFC] assessment[ ] is
supported by the medical evidence of record that notes,
even during flare-ups, [Plaintiff] has very mild swelling
and almost always with normal range of motion. [He] is
also noted to be independent in activities of daily
living. He also drives, plays basketball, mows his yard,
and plays with his children. He does have some
exacerbation after more vigorous activity but again, his
treatment is conservative and he is not always or even
regularly consistent with his medications.
(Tr. 23-28 (internal parenthetical citations omitted).) Plaintiff
attacks that analysis on three grounds, none of which carries the
day.
First, Plaintiff deems “[t]he ALJ[’s] references [to
Plaintiff]’s ‘generally benign exams and conservative treatment’ or
his ‘very mild swelling and almost always normal range of motion
during flare-ups’ . . . misplaced” (Docket Entry 12 at 9 (quoting
Tr. 28)), because Plaintiff “testified that he use[d] medication,
rest and elevation to treat the majority of his gout flares at
home[,] as the course of treatment he would receive from his
treatment providers [wa]s the same as the medication he c[ould]
administer at home” (id. (citing Tr. 62-63)), “avoid[ed] foods that
trigger[ed] gout flares[,] and limit[ed] his daily activities or
avoid[ed] certain activities in an effort to reduce the frequency
and severity of his gout flares” (id. at 10 (citing Tr. 61-64)).
Plaintiff additionally points out that “no indication [exists] in
15
the records that [he] has been recommended non-conservative
treatment options, or even a discussion of what those options would
be for a condition like gout.” (Id. at 9.)
As an initial matter, Plaintiff’s contentions that he
primarily treated his gout symptoms on his own, and that no
provider of record recommended non-conservative treatment measures
for gout (see id. at 9-10) does not provide the Court with any
basis for faulting the ALJ’s reliance on “generally benign exams”
and/or “very mild swelling and almost always normal range of
motion” to discount Plaintiff’s subjective reports of disabling
gout symptoms (Tr. 28). As discussed above, the ALJ could consider
the objective evidence relating to Plaintiff’s gout as one part of
the analysis of Plaintiff’s subjective symptom reporting. See SSR
16-3p, 2017 WL 5180304, at *5.
Moreover, with regard to conservative treatment, the ALJ
correctly noted that, although an orthopedist “advised [Plaintiff
to obtain] a rheumatology consultation for more aggressive
attention to management of his gout,” the record did “no[t]
indicat[e] that he ever went to see a rheumatologist.” (Tr. 25
(emphasis added) (referencing Tr. 395).)5 Furthermore, Plaintiff’s
5 Plaintiff argues that “records tend to indicate that [he] was ‘pending
rheumatological referral’ so it is not clear if an appointment was scheduled.”
(Docket Entry 12 at 10 (purporting to quote Tr. 418).) That argument lacks merit
because, if Plaintiff in fact attended a rheumatology appointment following his
June 2020 referral, then he should have identified the rheumatologist in his
Disability Report - Appeal and ensured that the record contained a copy of the
corresponding treatment record. Moreover, a treatment note dated December 2,
2020, indicates that the rheumatology “[a]ppointment was not made.” (Tr. 615.)
16
primary care provider (“PCP”) beginning in April 2021, Crystal A.
Bates, FNP (“Nurse Bates”), did not support the idea of Plaintiff
“treat[ing] the majority of his gout flares at home” (Docket Entry
12 at 9), and “instructed [him] to seek medical attention for gout
flares” after he “asked for [a h]ydrocodone [prescription] to have
available when he ha[d] gout flares” and “report[ed] that in the
past his prior PCP would prescribe [hydrocodone] to use as needed
for gout” (Tr. 722; see also Tr. 405 (previous PCP advising
Plaintiff to call office for steroid taper if he had gout flare)).
Plaintiff has thus not shown that the ALJ erred in considering
largely normal examination findings and Plaintiff’s conservative
gout treatment in evaluating the intensity, persistence, and
limiting effects of Plaintiff’s gout symptoms.
Second, Plaintiff asserts that, “contrary to the ALJ’s
conclusions that there is no evidence of [Plaintiff]’s use of
crutches prior to his 2020 prescription” (Docket Entry 12 at 10
(emphasis supplied by Plaintiff) (referencing Tr. 23)), Plaintiff
submitted a statement from a former employer which “indicate[d]
that [Plaintiff] was ‘unable to walk without the aid of crutches
for several months’ due to a gout flare” (id. (quoting Tr. 226)).
Plaintiff additionally faults the ALJ for finding “the 2021 opinion
of [Nurse] Bates recommending that [Plaintiff ] ‘avoid activities
that exacerbate his symptoms such as standing for long periods of
time’ partially persuasive (id. (citing Tr. 27, and quoting Tr.
17
727)), “but fail[ing] to include any limitations in the RFC for the
duration of standing and/or walking that [Plaintiff] was capable of
performing” (id. (referencing Tr. 21-22)).
Plaintiff’s arguments gloss over the fact that the ALJ
expressly recognized that “[Plaintiff] was given a new prescription
for longer crutches on December 2, 2020”; however, the ALJ
explained that (1) the record did not contain Plaintiff’s “original
prescription” for crutches, (2) the December 2020 “new” crutches
prescription constituted “the only instance that crutch(es) ha[d]
been mentioned at treatment visits since the alleged onset date,”
(3) “[Plaintiff] ha[d] not reported the use of crutches to a
treatment provider nor ha[d] he been observed as using them at a
treatment visit,” and (4) “[Plaintiff] once had an antalgic gait in
January 2020, but he ambulated without assistance.” (Tr. 23.) The
ALJ additionally recognized that Plaintiff’s former employer
submitted a statement which “noted that [Plaintiff] had a very bad
gout flare-up, which made him unable to walk without the aid of
crutches for several months” (Tr. 27), but found the statement “not
entirely consistent with the overall record that shows generally
benign exams and conservative treatment” (Tr. 28).6 Regarding
6 Although not expressly mentioned by the ALJ, Plaintiff’s former employer
represented Plaintiff’s dates of employment as “from November 29, 2016 until July
4, 2019” and advised that “[a] very bad gout flare up had [Plaintiff] unable to
walk without the aid of crutches for several months during which time we came to
the agreement that [he] could no longer effectively perform the duties
necessary.” (Tr. 308 (emphasis added).) Those statements make clear that
Plaintiff’s “very bad gout flare” which necessitated crutches must have occurred
during the time period preceding July 4, 2019, which predates Plaintiff’s alleged
(continued...)
18
Nurse Bates’ opinion that Plaintiff “avoid activities that
exacerbate his symptoms such as standing for long periods of time”
(Tr. 727), the ALJ explained that he found that opinion only
“partially persuasive because[, although] it [wa]s supported by her
direct contact with [Plaintiff] and an objective exam that revealed
mild edema in the left peronis brevis, [Plaintiff] also reported
that he played basketball in the past week, which increased his
pain episode,” and that “th[e] episode was of limited duration and
[Plaintiff] later noted that the intermittent leg pain had
resolved” (Tr. 27 (emphasis added) (internal parenthetical
citations omitted) (citing Tr. 722, 725, 727, 797)).
Third, Plaintiff “also takes issue with the
ALJ’s . . . dismiss[al of Plaintiff]’s allegations, in part, based
on [his] ‘independence in activities of daily living,’ and his
ability to ‘drive, play basketball, mow his yard and play with his
children.’” (Docket Entry 12 at 11 (quoting Tr. 28).) In
Plaintiff’s view, “the ALJ . . . fail[ed] to consider the extent to
which [Plaintiff] actually engaged in the activities that [the ALJ]
concluded undermine[d Plaintiff]’s allegations.” (Id. (citing
Woods, 888 F.3d at 694-95 (“An ALJ may not consider the type of
activities the claimant can perform without also considering the
extent to which []he can perform them.” (brackets and italics added
6 (...continued)
onset date by nearly three months. Thus, the former employer’s letter, even if
fully credited by the ALJ, would not have compelled the ALJ to include an
allowance for crutches in the RFC.
19
to match original))).) In that regard, Plaintiff notes that his
Disability Reports and Function Report “indicate that [he] no
longer performed yardwork” (id. at 12 (citing Tr. 265, 270-71,
286)), as well as that his “[F]unction [R]eport repeatedly
reference[d] his ability to perform activities – such as helping
care for his school-aged child, do laundry and even perform his
personal care activities – as he ‘[wa]s able’ given the frequency
and severity of his gout flares” (id. (citing Tr. 268-75)). That
argument fails for three reasons.
First, Plaintiff’s reliance on Woods misses the mark. In
holding that “[a]n ALJ cannot consider the type of activities a
claimant can perform without also considering the extent to which
[]he can perform them,” Woods, 888 F.3d at 694 (citing Brown v.
Commissioner, Soc. Sec. Admin., 873 F.3d 251, 263 (4th Cir. 2017)),
Woods underscored the ALJ’s failure to recognize qualifications the
claimant placed on her ability to perform daily activities, see id.
at 694-95 (“[T]he ALJ noted that [the plaintiff] can maintain her
personal hygiene, cook, perform light household chores, shop,
socialize with family members, and attend church services on a
regular basis. But the ALJ did not consider [the plaintiff]’s
statements that she cannot button her clothes, has trouble drying
herself after bathing, and sometimes needs help holding a
hairdryer; that she can prepare simple meals but has trouble
cutting, chopping, dicing, and holding silverware or cups; it takes
20
her all day to do laundry; she shops only for necessities, and that
process takes longer than normal; when she reads to her
grandchildren, they have to turn the pages because of severe pain
in her hands; and that some days, she spends the entire day on the
couch.”); Brown, 873 F.3d at 263 (“The ALJ did not acknowledge the
extent of th[e daily] activities as described by [the plaintiff],
e.g., that he simply prepared meals in his microwave, could drive
only short distances without significant discomfort, only
occasionally did laundry and looked at coins, and . . . had
discontinued regular attendance at church and limited his shopping
to just thirty minutes once a week.”). In contrast, Plaintiff here
did not place qualifications on his ability to drive (see Tr. 52-68
(7/17/21 hearing testimony), 260-67 (6/24/20 Disability Report -
Appeal), 271 (7/27/20 Function Report), 282-88 (10/27/20 Disability
Report-Appeal)), and entirely failed to mention basketball as a
hobby/interest or social activity he enjoyed, let alone place
qualifications on his ability to play basketball (see Tr. 52-68
(7/17/21 hearing testimony), 272 (7/27/20 Function Report)).
Plaintiff cannot fault the ALJ for failing to consider
qualifications that Plaintiff did not identify.
Second, although Plaintiff made ambiguous statements about his
ability to care for his son (see Tr. 269 (7/27/20 Function Report
indicating that Plaintiff “[h]elp[ed] his son get ready for school
when able, pack[ed] his lunch, [and] t[ook] him to the park,” while
21
also stating that Plaintiff “d[id] things that [he could], but [he]
ha[d] no child care, so [he] need[ed] to take care of hi[s son]”
(emphasis added))) and denied performing yardwork (see Tr. 265
(6/24/20 Disability Report - Appeal), 271 (7/27/20 Function
Report), 286 (10/27/20 Disability Report - Appeal)), the record
contains other, competing descriptions of Plaintiff’s abilities to
engage in such activities (see Tr. 402 (1/22/20 PCP treatment
containing Plaintiff’s report that he “jarred his back” when
“playing with [his] son”), 414 (4/1/20 telephonic visit with PCP
provider recording that Plaintiff had “mowed the yard” two days
prior “but did not feel any pain after[wards]” (emphasis added)),
557 (1/20/20 ER visit reporting Plaintiff’s complaint of back pain
after “wrestling around with his son” the night before)).7
Plaintiff has not provided the Court with any basis to disturb the
ALJ’s crediting of evidence reflecting a greater ability to engage
in such activities. See Hays v. Sullivan, 907 F.2d 1453, 1456 (4th
Cir. 1990) (“Ultimately, it is the duty of the [ALJ] reviewing a
case, and not the responsibility of the courts, to make findings of
fact and to resolve conflicts in the evidence.”).
7 The record contains many other examples of Plaintiff engaging in physical
activities. (See Tr. 370 (7/31/19 PCP visit reflecting that Plaintiff had
engaged in “lots of walking and climbing ladders at the pool” the day before),
377 (9/16/19 visit with PCP indicating Plaintiff injured left shoulder “while
doing shoulder presses”), 403 (3/13/20 PCP record noting Plaintiff’s report that
he exercised three to five times per week), 575 (7/21/20 PCP note showing
Plaintiff’s complaint of chest pain after “washing cars” the day before), 598
(9/16/20 ER visit with reports of chest and shoulder pain following “lifting
boxes of pork” the day prior)).
22
Third, the ALJ did not rely solely on Plaintiff’s daily
activities to discount his subjective symptom reports, but rather
as one part of the ALJ’s overall analysis. (See Tr. 23-28.)
Plaintiff’s ability to engage in such activities, even on a limited
basis, provides some support, along with the medical and opinion
evidence discussed by the ALJ, for the ALJ’s conclusion that
Plaintiff’s gout did not prevent him from performing a limited
range of light work with manipulative, postural, and environmental
restrictions (see Tr. 21-22).
Moreover, by pointing to record evidence Plaintiff believes
supports greater limitations in the RFC, he misinterprets this
Court’s standard of review. The Court must determine whether
substantial evidence, i.e., “more than a mere scintilla of evidence
but . . . somewhat less than a preponderance,” Mastro, 270 F.3d at
176 (brackets and internal quotation marks omitted), supported the
ALJ’s RFC findings, and not whether other record evidence weighed
against those findings, see Lanier v. Colvin, No. CV414-004, 2015
WL 3622619, at *1 (S.D. Ga. June 9, 2015) (unpublished) (“The fact
that [the p]laintiff disagrees with the ALJ’s decision, or that
there is other evidence in the record that weighs against the ALJ’s
decision, does not mean that the decision is unsupported by
substantial evidence.”).
Lastly, the evidence relied upon by Plaintiff would not have
compelled the ALJ to limit Plaintiff to less than frequent
23
manipulative movements or to include allowances for crutches and
absenteeism in the RFC. (See Docket Entry 12 at 6-7 (citing Tr.
226, 308, 385, 405, 408, 412-13, 418, 420, 423-24, 565, 612, 722,
.) Transcript pages 226 and 308 contain duplicate copies of
the statement from Plaintiff’s former employer which, as discussed
above, the ALJ discounted (see Tr. 28), and which showed (at most)
that Plaintiff experienced a gout flare and used crutches at some
unidentified time predating his alleged onset date. Other portions
of that evidence reflect routine follow-up visits not involving
complaints of an active gout flare (see Tr. 385 (11/26/19 PCP visit
for primary complaint of dizziness also reflecting Plaintiff’s
subjective report of gout flares every two to three weeks, with
objective findings of normal strength, tone, posture, range of
motion, sensation, reflexes, and pulses with no swelling or
crepitus), 403-05 (3/13/20 blood pressure check with PCP who
advised Plaintiff to call office for steroid taper if he had gout
flare), 410-13 (1/24/20 labs follow-up visit with PCP reflecting
“no current issues” with gout (emphasis added)), 416-19 (6/24/20
labs follow-up appointment with PCP reflecting no specific gout
complaints, uric acid at appropriate level, and entirely normal
physical exam), 420-22 (6/1/20 PCP visit containing Plaintiff’s
request for “documentation of his disability,” because he “fe[1t]
he [wa]s not able to work due to chronic pain from gout,” with
completely normal objective findings)), or treatment for conditions
24
that providers did not diagnose as gout (see Tr. 423-24 (4/27/20
PCP treatment for “‘gout pain’ in [left] foot [for] 3 days” but
diagnosing possible plantar fasciitis), 612 (12/2/20 PCP note for
“yearly routine physical” with complaint of “intermittent pain in
[right] foot [for] 1 week” resulting in diagnosis of suspected heel
spur), 722-27 (4/27/21 PCP visit for increased left ankle pain
after playing basketball, with objective findings of “mild edema”
but “[nlo[] tender[ness] to touch” in left peronis brevis tendon,
and resulting in diagnosis of “[ljeft ankle pain” (emphasis
added)), 737 (5/3/21 orthopedic treatment for same lower left leg
pain, with objective findings of “tightness” but no tenderness, and
reflecting diagnosis of “[plain in left leg” (emphasis added))).
The remaining two pieces of evidence relied upon by Plaintiff
reflect his treatment in the ER and in follow-up with his PCP on
the same day for gout in his left knee. (See Tr. 407-08 (2/5/20
post-ER follow-up visit to PCP with objective findings of elevated
uric acid, as well as tenderness, swelling, and tophi in left
knee), 564-68 (2/5/20 ER visit for complaint of left knee gout with
objective findings of “mild generalized edema and generalized
[tenderness to palpation]” and x-ray findings of “slight narrowing
medially” and “no erosive changes or intra-articular calcification”
(emphasis added)).) That evidence of a single gout flare in
Plaintiff’s knee supports the ALJ’s finding that Plaintiff’s gout
constituted a severe impairment at step two of the SEP (see Tr.
25
18), but simply would not have compelled the ALJ to adopt greater
manipulative limitations or to include allowances for crutches and
absenteeism in the RFC.
In light of the foregoing analysis, Plaintiff’s first and only
assignment of error falls short.
III. CONCLUSION
Plaintiff has not established an error warranting remand.
IT IS THEREFORE RECOMMENDED that the Commissioner’s decision
finding no disability be affirmed, that Plaintiff’s Motion for
Summary Judgment (Docket Entry 11) be denied, that Defendant’s
Motion for Judgment on the Pleadings (Docket Entry 13) be granted,
and that this action be dismissed with prejudice.
/s/ L. Patrick Auld
L. Patrick Auld
United States Magistrate Judge
February 13, 2023
26