“[T]here is no requirement in the regulations for a direct correspondence between an RFC finding and a specific medical opinion on the functional capacity in question.”
How later courts described this case
- “[T]here is no requirement in the regulations for a direct correspondence between an RFC finding and a specific medical opinion on the functional capacity in question.”
- “If the ALJ finds that a claimant has not satisfied any step of the process, review does not proceed to the next step.”
- stating that RFC “is an administrative assessment made by the Commissioner based on all the relevant evidence in the case record”
- “Ultimately, it is the duty of the [ALJ] reviewing a case, and not the responsibility of the courts, to make findings of fact and to resolve conflicts in the evidence.” (citing King v. Califano, 599 F.2d 597, 599 (4th Cir. 1979))
Written by the judges who cited it.
The opinion
IN THE UNITED STATES DISTRICT COURT
FOR THE MIDDLE DISTRICT OF NORTH CAROLINA
FRANKIE RENEE GILMORE, )
)
Plaintiff, )
)
v. ) 1:21CV420
)
KILOLO KIJAKAZI, )
Acting Commissioner of Social )
Security, )
)
Defendant.1 )
MEMORANDUM OPINION AND RECOMMENDATION
OF UNITED STATES MAGISTRATE JUDGE
Plaintiff, Frankie Renee Gilmore, brought this action pursuant
to the Social Security Act (the “Act”) to obtain judicial review of
a final decision of Defendant, the Acting Commissioner of Social
Security, denying Plaintiff’s claim for Supplemental Security
Income (“SSI”). (Docket Entry 1.) Defendant has filed the
certified administrative record (Docket Entry 9 (cited herein as
“Tr. __”)), and both parties have moved for judgment (Docket
Entries 13, 18; see also Docket Entry 14 (Plaintiff’s Memorandum);
Docket Entry 19 (Defendant’s Memorandum); Docket Entry 20
(Plaintiff’s Reply)). For the reasons that follow, the Court
should enter judgment for Defendant.
1 President Joseph R. Biden, Jr., appointed Kilolo Kijakazi as the Acting
Commissioner of Social Security on July 9, 2021. Pursuant to Rule 25(d) of the
Federal Rules of Civil Procedure, Kilolo Kijakazi should be substituted for
Andrew M. Saul as the Defendant in this suit. Neither the Court nor the parties
need take any further action to continue this suit by reason of the last sentence
of section 205(g) of the Social Security Act, 42 U.S.C. § 405(g).
I. PROCEDURAL HISTORY
Plaintiff applied for SSI (Tr. 245-50), alleging a disability
onset date of April 12, 2018 (see Tr. 245).2 Upon denial of that
application initially (Tr. 102-20, 144-48), and on reconsideration
(Tr. 121-39, 152-61), Plaintiff requested a hearing de novo before
an Administrative Law Judge (“ALJ”) (Tr. 162-64). Plaintiff, her
non-attorney representative, and a vocational expert (“VE”)
attended the hearing. (Tr. 35-78.) The ALJ subsequently ruled
that Plaintiff did not qualify as disabled under the Act. (Tr. 7-
24.) The Appeals Council denied Plaintiff’s request for review
(Tr. 1-6, 242-44), thereby making the ALJ’s ruling the
Commissioner’s final decision for purposes of judicial review.
In rendering that disability determination, the ALJ made the
following findings, later adopted by the Commissioner:
1. [Plaintiff] has not engaged in substantial gainful
activity since April 12, 2018, the application date.
. . .
2. [Plaintiff] has the following severe impairments:
degenerative disc disease of the cervical spine and
degenerative disc disease of the lumbar spine.
. . .
3. [Plaintiff] does not have an impairment or
combination of impairments that meets or medically equals
2 Plaintiff previously applied for Disability Insurance Benefits (“DIB”)
in July 2014 and, after denials at the initial and reconsideration levels (see
Tr. 82, 103, 122), an ALJ denied that claim on November 23, 2016 (Tr. 79-91).
Following the Appeals Council’s denial of Plaintiff’s request for review (Tr. 96-
101), she did not seek further review of that final decision by the Commissioner
(see Tr. 103, 122).
2
the severity of one of the listed impairments in 20
C.F.R. Part 404, Subpart P, Appendix 1.
. . .
4. . . . [Plaintiff] has the residual functional
capacity to perform light work . . . except she can sit
and be on her feet (whether standing, walking, or some
combination thereof) for 30 minutes at a time, then must
be able to alternate position for up to 30 minutes,
resulting in four hours each of sitting and standing
and/or walking. She can occasionally climb, balance,
stoop, kneel, crouch, and crawl. She can occasionally
work around unprotected heights, moving mechanical parts,
dust, odors, fumes and other pulmonary irritants, and
extreme heat. She can occasionally operate a motor
vehicle (within the sitting limitations defined herein).
. . .
5. [Plaintiff] is unable to perform any past relevant
work.
. . .
9. Considering [Plaintiff]’s age, education, work
experience, and residual functional capacity, there are
jobs that exist in significant numbers in the national
economy that [she] can perform.
. . .
10. [Plaintiff] has not been under a disability, as
defined in the . . . Act, since April 12, 2018, the date
the application was filed.
(Tr. 12-24 (bold font, internal parenthetical citations, and
footnote omitted).)
II. DISCUSSION
Federal law “authorizes judicial review of the Social Security
Commissioner’s denial of social security benefits.” Hines v.
Barnhart, 453 F.3d 559, 561 (4th Cir. 2006). However, “the scope of
3
[the Court’s] review of [such a] decision . . . is extremely
limited.” Frady v. Harris, 646 F.2d 143, 144 (4th Cir. 1981).
Plaintiff has not established entitlement to relief under the
extremely limited review standard.
A. Standard of Review
“[C]ourts are not to try [a Social Security] case de novo.”
Oppenheim v. Finch, 495 F.2d 396, 397 (4th Cir. 1974). Instead, “a
reviewing court must uphold the factual findings of the ALJ
[underlying the denial of benefits] if they are supported by
substantial evidence and were reached through application of the
correct legal standard.” Hines, 453 F.3d at 561 (internal brackets
and quotation marks omitted).
“Substantial evidence means ‘such relevant evidence as a
reasonable mind might accept as adequate to support a conclusion.’”
Hunter v. Sullivan, 993 F.2d 31, 34 (4th Cir. 1992) (quoting
Richardson v. Perales, 402 U.S. 389, 390 (1971)). “It consists of
more than a mere scintilla of evidence but may be somewhat less
than a preponderance.” Mastro v. Apfel, 270 F.3d 171, 176 (4th
Cir. 2001) (brackets and internal quotation marks omitted). “If
there is evidence to justify a refusal to direct a verdict were the
case before a jury, then there is substantial evidence.” Hunter,
993 F.2d at 34 (internal quotation marks omitted).
“In reviewing for substantial evidence, the [C]ourt should not
undertake to re-weigh conflicting evidence, make credibility
4
determinations, or substitute its judgment for that of the [ALJ, as
adopted by the Commissioner].” Mastro, 270 F.3d at 176 (internal
brackets and quotation marks omitted). “Where conflicting evidence
allows reasonable minds to differ as to whether a claimant is
disabled, the responsibility for that decision falls on the
[Commissioner] (or the ALJ).” Id. at 179 (internal quotation marks
omitted). “The issue before [the Court], therefore, is not whether
[the claimant] is disabled, but whether the ALJ’s finding that [the
claimant] is not disabled is supported by substantial evidence and
was reached based upon a correct application of the relevant law.”
Craig v. Chater, 76 F.3d 585, 589 (4th Cir. 1996).
When confronting that issue, the Court must take note that
“[a] claimant for disability benefits bears the burden of proving
a disability,” Hall v. Harris, 658 F.2d 260, 264 (4th Cir. 1981),
and that, in this context, “disability” means the “‘inability to
engage in any substantial gainful activity by reason of any
medically determinable physical or mental impairment which can be
expected to result in death or which has lasted or can be expected
to last for a continuous period of not less than 12 months,’” id.
(quoting 42 U.S.C. § 423(d)(1)(A)).3 “To regularize the
3 The Act “comprises two disability benefits programs. The Disability
Insurance Benefits Program provides benefits to disabled persons who have
contributed to the program while employed. [SSI] . . provides benefits to
indigent disabled persons. The statutory definitions and the regulations . . .
for determining disability governing these two programs are, in all aspects
relevant here, substantively identical.” Craig, 76 F.3d at 589 n.1 (internal
citations omitted).
5
adjudicative process, the Social Security Administration [(‘SSA’)]
has . . . promulgated . . . detailed regulations incorporating
longstanding medical-vocational evaluation policies that take into
account a claimant’s age, education, and work experience in
addition to [the claimant’s] medical condition.” Id. “These
regulations establish a ‘sequential evaluation process’ to
determine whether a claimant is disabled.” Id. (internal citations
omitted).
This sequential evaluation process (“SEP”) has up to five
steps: “The claimant (1) must not be engaged in ‘substantial
gainful activity,’ i.e., currently working; and (2) must have a
‘severe’ impairment that (3) meets or exceeds the ‘listings’ of
specified impairments, or is otherwise incapacitating to the extent
that the claimant does not possess the residual functional capacity
[(‘RFC’)] to (4) perform [the claimant’s] past work or (5) any
other work.” Albright v. Commissioner of Soc. Sec. Admin., 174
F.3d 473, 475 n.2 (4th Cir. 1999).4 A finding adverse to the
claimant at any of several points in the SEP forecloses an award
and ends the inquiry. For example, “[t]he first step determines
whether the claimant is engaged in ‘substantial gainful activity.’
If the claimant is working, benefits are denied. The second step
determines if the claimant is ‘severely’ disabled. If not,
4 “Through the fourth step, the burden of production and proof is on the
claimant. If the claimant reaches step five, the burden shifts to the
[government] . . . .” Hunter, 993 F.2d at 35 (internal citations omitted).
6
benefits are denied.” Bennett v. Sullivan, 917 F.2d 157, 159 (4th
Cir. 1990).
On the other hand, if a claimant carries his or her burden at
each of the first three steps, “the claimant is disabled.” Mastro,
270 F.3d at 177. Alternatively, if a claimant clears steps one and
two, but falters at step three, i.e., “[i]f a claimant’s impairment
is not sufficiently severe to equal or exceed a listed impairment,
the ALJ must assess the claimant’s [RFC].” Id. at 179.5 Step four
then requires the ALJ to assess whether, based on that RFC, the
claimant can “perform past relevant work”; if so, the claimant
does not qualify as disabled. See id. at 179-80. However, if the
claimant establishes an inability to return to prior work, the
analysis proceeds to the fifth step, whereupon the ALJ must decide
“whether the claimant is able to perform other work considering
both [the claimant’s RFC] and [the claimant’s] vocational
capabilities (age, education, and past work experience) to adjust
to a new job.” Hall, 658 F.2d at 264-65. If, at this step, the
government cannot carry its “evidentiary burden of proving that
5 “RFC is a measurement of the most a claimant can do despite [the
claimant’s] limitations.” Hines, 453 F.3d at 562 (noting that administrative
regulations require RFC to reflect claimant’s “ability to do sustained work-
related physical and mental activities in a work setting on a regular and
continuing basis . . . [which] means 8 hours a day, for 5 days a week, or an
equivalent work schedule” (internal emphasis and quotation marks omitted)). The
RFC includes both a “physical exertional or strength limitation” that assesses
the claimant’s “ability to do sedentary, light, medium, heavy, or very heavy
work,” as well as “nonexertional limitations (mental, sensory, or skin
impairments).” Hall, 658 F.2d at 265. “RFC is to be determined by the ALJ only
after [the ALJ] considers all relevant evidence of a claimant’s impairments and
any related symptoms (e.g., pain).” Hines, 453 F.3d at 562-63.
7
[the claimant] remains able to work other jobs available in the
community,” the claimant qualifies as disabled. Hines, 453 F.3d at
567.6
B. Assignments of Error
Plaintiff asserts that the Court should overturn the ALJ’s
finding of no disability on these grounds:
1) “[t]he ALJ failed to properly evaluate Plaintiff’s
limitations due to pain in the RFC” (Docket Entry 14 at 3 (bold
font omitted); see also Docket Entry 20 at 1-4); and
2) “[t]he structure of the SSA is constitutionally invalid”
(Docket Entry 14 at 14 (bold font omitted)).
Defendant contends otherwise and seeks affirmance of the ALJ’s
decision. (See Docket Entry 19 at 11-30.)
1. Evaluation of Pain
In Plaintiff’s first assignment of error, she maintains that
“[t]he ALJ failed to properly evaluate Plaintiff’s limitations due
to pain in the RFC.” (Docket Entry 14 at 3 (bold font omitted);
see also Docket Entry 20 at 1-4.) More specifically, Plaintiff
contends that, despite her testimony regarding the impact of her
pain on her ability to function (Docket Entry 14 at 3-4 (detailing
6 A claimant thus can qualify as disabled via two paths through the SEP.
The first path requires resolution of the questions at steps one, two, and three
in the claimant’s favor, whereas, on the second path, the claimant must prevail
at steps one, two, four, and five. Some short-hand judicial characterizations
of the SEP appear to gloss over the fact that an adverse finding against a
claimant on step three does not terminate the analysis. See, e.g., Hunter, 993
F.2d at 35 (“If the ALJ finds that a claimant has not satisfied any step of the
process, review does not proceed to the next step.”).
8
such testimony (citing Tr. 46, 48-50, 52-56, 59-64))) and evidence
which “support[ed] that [Plaintiff] suffer[ed] from a condition
reasonably likely to cause the pain of which she testified” (id. at
7; see also id. at 7-12 (describing such evidence (citing Tr. 386,
459-62, 464-65, 472, 474, 574, 576, 658, 678-79, 686, 690-91, 700-
01, 706, 717-19, 724, 727-28, 732-33, 737, 750, 757, 760-62, 764-
65, 774, 777, 783, 789, 792-93, 798-802, 818-19, 878, 880, 928-31,
936, 948, 958-59, 1007-08, 1051, 1064, 1099, 1108, 1127, 1129-31,
1188, 1282, 1335, 1356, 1408, 1558-59))), the ALJ improperly relied
on normal neurological findings on examination to discount
Plaintiff’s subjective reports of pain (see id. at 5; see also id.
(“The ALJ cannot balance [Plaintiff’s] severe, disabling pain
against her mild to moderate neurological deficits to find her ‘not
disabled’ – it does not work that way. That [Plaintiff]’s strength
and reflexes were sometimes normal ha[d] no bearing on her
limitations from pain.”)).
Additionally, Plaintiff faults the ALJ for “assign[ing] a
random value to the number of minutes . . . [Plaintiff] c[ould] be
expected to stand, walk or sit at one time,” and contends that
“[t]he ALJ’s finding that [Plaintiff] could stand, sit and walk for
30 minutes at a time before needing to change positions ha[d] no
basis in the testimony or the medical opinion evidence.” (Id. at
13.) Plaintiff deems the ALJ’s failure to properly evaluate her
pain “[s]ignificant[]” (id.), noting that, “even if [the ALJ] found
9
[Plaintiff] capable of the more appropriate RFC for sedentary
exertion work (though she is not even capable of this), given her
inability to perform her [past relevant work], her lack of
transferable skills to a sedentary setting per the VE (see [Tr.]
74-75) and her being over 50 years old throughout the relevant time
period, a finding of ‘disabled’ would be directed by [Rule 201.10
of the Medical Vocational Guidelines]” (id. at 13-14 (citing 20
C.F.R. Pt. 404, Subpt. P, App’x 2, § 201.10)). For the reasons
that follow, those assertions entitle Plaintiff to no relief.
a. Over-Reliance on Objective Medical Evidence
Plaintiff first challenges the ALJ’s “balanc[ing of
Plaintiff’s] severe, disabling pain against her mild to moderate
neurological deficits to find her ‘not disabled,’” because
Plaintiff maintains that her “[sometimes normal] strength and
reflexes . . . ha[d] no bearing on her limitations from pain.”
(Docket Entry 14 at 5; see also Docket Entry 20 at 1-4.) According
to Plaintiff, “[t]he [United States Court of Appeals for the]
Fourth Circuit has repeatedly chided the SSA for relying on such
negative [neurological] findings to discount limitations stemming
from pain as opposed to weakness where an individual has shown by
objective evidence a condition which can reasonably cause that
pain.” (Docket Entry 14 at 5.) Plaintiff notes that the Fourth
Circuit has recognized that “pain in itself can be disabling” (id.
(citing Myers v. Califano, 611 F.2d 980, 983 (4th Cir. 1980); see
10
also Docket Entry 20 at 2-3 (citing and quoting Walker v. Bowen,
889 F.2d 47, 49 (4th Cir. 1989), for same proposition)), as well as
that, once a claimant has “‘met [her] threshold obligation of
showing by objective medical evidence a condition reasonably likely
to cause the pain claimed, [a claimant] is entitled to rely
exclusively on subjective evidence to prove the second part of the
test, i.e., that [her] pain is so continuous and/or so severe as to
prevent [her] from working a full eight hour day’” (Docket Entry 14
at 5-6 (quoting Hines, 453 F.3d at 565)). In Plaintiff’s view,
that “principle was reiterated in Arakas, where the [Fourth
Circuit] noted that ‘the ALJ effectively required objective
evidence by placing undue emphasis on [the plaintiff]’s normal
clinical and laboratory results.’” (Id. at 6 (quoting Arakas, 983
F.3d at 97).) Plaintiff further objects to the ALJ’s alleged
observation that Plaintiff’s “straight leg raise [] tests for nerve
root pain were usually negative” (id. (citing Tr. 22)), because she
“was administered a[ straight leg raise] test on five different
occasions and four out of those five were positive” (id. (citing
Tr. 462, 718-19, 724, 728, 760)).
Social Security Ruling 16-3p, Titles II and XVI: Evaluation of
Symptoms in Disability Claims, 2017 WL 5180304 (Oct. 25, 2017)
(“SSR 16-30”}, consistent with the Commissioner’s regulations,
adopts a two-part test for evaluating a claimant’s statements about
symptoms. See SSR 16-3p, 2017 WL 5180304, at *3; see also 20
11
C.F.R. § 416.929. First, the ALJ “must consider whether there is
an underlying medically determinable physical or mental
impairment(s) that could reasonably be expected to produce an
individual’s symptoms, such as pain.” SSR 16-3p, 2017 WL 5180304,
at *3. A claimant must provide “objective medical evidence from an
acceptable medical source to establish the existence of a medically
determinable impairment that could reasonably be expected to
produce [the] alleged symptoms.” Id. Objective medical evidence
consists of medical signs (“anatomical, physiological, or
psychological abnormalities established by medically acceptable
clinical diagnostic techniques”) and laboratory findings “shown by
the use of medically acceptable laboratory diagnostic techniques.”
Id.
Upon satisfaction of part one by the claimant, the analysis
proceeds to part two, which requires an assessment of the intensity
and persistence of the claimant’s symptoms, as well as the extent
to which those symptoms affect his or her ability to work. See id.
at *4. In making that determination, the ALJ must “examine the
entire case record, including the objective medical evidence; an
individual’s statements about the intensity, persistence, and
limiting effects of symptoms; statements and other information
provided by medical sources and other persons; and any other
relevant evidence in the individual’s case record.” Id. Where
12
relevant, the ALJ will also consider the following factors in
assessing the extent of the claimant’s symptoms at part two:
1. Daily activities;
2. The location, duration, frequency, and intensity of
pain or other symptoms;
3. Factors that precipitate and aggravate the symptoms;
4. The type, dosage, effectiveness, and side effects of
any medication an individual takes or has taken to
alleviate pain or other symptoms;
5. Treatment, other than medication, an individual
receives or has received for relief of pain or other
symptoms;
6. Any measures other than treatment an individual uses
or has used to relieve pain or other symptoms (e.g.,
lying flat on his or her back, standing for 15 to 20
minutes every hour, or sleeping on a board); and
7. Any other factors concerning an individual’s
functional limitations and restrictions due to pain or
other symptoms.
Id. at *7-8. The ALJ cannot “disregard an individual’s statements
about the intensity, persistence, and limiting effects of symptoms
solely because the objective medical evidence does not substantiate
the degree of impairment-related symptoms alleged by the
individual.” Id. at *5 (emphasis added).
In this case, the ALJ found, at part one of the subjective
symptom analysis, that Plaintiff’s “medically determinable
impairments could reasonably be expected to cause the alleged
symptoms,” but then determined, at part two, that Plaintiff’s
“statements concerning the intensity, persistence and limiting
13
effects of [her] symptoms [we]re not entirely consistent with the
medical evidence and other evidence in the record for the reasons
explained in th[e ALJ’s] decision.” (Tr. 18.) The ALJ further
supported that finding with the following analysis:
After a careful review of the medical evidence and
[Plaintiff]’s testimony, the [ALJ] finds [Plaintiff]’s
allegations only partially consistent with the medical
evidence of record. Although imaging has showed some
progressive worsening of lumbar spine and cervical spine,
objective signs at examinations have generally remained
stable, with some intermittent findings of tenderness to
palpation and sporadic reports of mild subjective sensory
deficits. Straight leg raising was only positive in
December 2018 and January and November 2019, and gait has
consistently been normal. Strength and reflexes have
consistently been intact. Treatment has be[en] routine
and conservative with medication refills and some
injections. Considering the fact that medical records do
not always show the precise details of visits and
examinations and that subjective feelings of pain and
weakness may not be fully explored and[/]or evident on
examination, the [ALJ] has given [Plaintiff]’s testimony
some weight in balancing the subjective reports with the
imaging and objective examination. Therefore, she should
be able to perform light work, so long as she has the
ability to alternate position every 30 minutes; only
occasionally perform postural movements; only
occasionally work around unprotected heights, moving,
mechanical parts; dust, odors, fumes, and other pulmonary
irritants; and extreme heat; and only occasionally
operate a motor vehicle (within the sitting limitations
defined herein).
(Tr. 22 (emphasis added).) For the reasons more fully explained
below, neither of Plaintiff’s challenges to that analysis carry the
day.
To begin, Plaintiff overstates the reach of Arakas. That case
holds only “that ALJs may not rely on objective medical evidence
(or the lack thereof) — even as just one of multiple factors — to
14
discount a claimant’s subjective complaints regarding symptoms of
fibromyalgia or some other disease that does not produce such
evidence.” Arakas, 983 F.3d at 97 (emphasis added). Here,
Plaintiff has readily admitted that objective evidence such as
“radiographs” documents her lumbar and cervical degenerative disc
disease. (Docket Entry 14 at 5 (citing Tr. 878-80).) Thus, unlike
fibromyalgia, lumbar and cervical degenerative disc disease does
not constitute a “disease that does not produce [objective medical]
evidence,” Arakas, 983 F.3d at 97.’
In addition, although Arakas “reiterate[d] the long-standing
law in [the Fourth C]ircuit that disability claimants are entitled
to rely exclusively on subjective evidence to prove the severity,
persistence, and limiting effects of their symptoms,” Arakas, 983
F.3d at 98, long-standing cases containing the substance of that
holding, such as Craig and Hines (among others), clarify that,
“La]lthough a claimant’s allegations about her pain may not be
discredited solely because they are not substantiated by objective
evidence of the pain itself or its severity, they need not be
7 Plaintiff’s reliance on Walker likewise does not aid her cause. (See
Docket Entry 20 at 2-3.) Although that case involved a claimant who suffered
from, among other impairments, diabetic neuropathy and degenerative joint
disease, see Walker, 889 F.2ds at 48, i.e., “conditions which can [] produce
objective findings with respect to sensation and strength on [physical
examination]s” (Docket Entry 20 at 2), the Fourth Circuit in Walker did not hold
that the ALJ erred by considering objective evidence in evaluating the intensity,
persistence, and limiting effects of the plaintiff’s symptoms, see id. at 49.
Rather, the Fourth Circuit found that the plaintiff’s pain constituted a non-
exertional impairment that rendered erroneous the ALJ’s reliance on the Medical-
Vocational Guidelines to direct a conclusion of not disabled, id., circumstances
absent here.
15
accepted to the extent they are inconsistent with the available
evidence, including objective evidence of the underlying
impairment, and the extent to which that impairment can reasonably
be expected to cause the pain the claimant alleges she suffers,”
Craig, 76 F.3d at 595 (emphasis added); see also Hines, 453 F.3d at
565 n.3 (quoting Craig, 76 F.3d at 595).
In other words, under the appropriate circumstances, an ALJ
may choose to rely exclusively on a claimant’s subjective symptom
reports to find disabling symptoms; however, Arakas does not compel
ALJs to consider only subjective evidence, as such a requirement
would conflict with the Act itself and its implementing
regulations, which plainly require ALJs to consider a variety of
factors, including objective medical evidence, in evaluating the
intensity, persistence, and limiting effects of symptoms. See 42
U.S.C. § 423(d) (5) (A) (“Objective medical evidence of pain...
established by medically acceptable clinical or laboratory
techniques (for example, deteriorating nerve or muscle tissue) must
be considered in reaching a conclusion as to whether [an]
individual is under a disability.” (emphasis added)); 20 C.F.R.
§ 404.1529(c) (directing ALJs to assess a claimant’s medical
history, medical signs and laboratory findings, daily activities,
testimony about nature and location of pain, medication and other
treatment used to alleviate pain, along with medical opinions from
examining and non-examining sources); see also SSR 16-3p, 2017 WL
16
5180304, at *5 (“[O]bjective medical evidence is a useful indicator
to help make reasonable conclusions about the intensity and
persistence of symptoms[ because] . . . [t]he intensity,
persistence, and limiting effects of many symptoms can be
clinically observed and recorded in the medical evidence. ... A
report of minimal or negative findings or inconsistencies in the
objective medical evidence is one of the many factors [an ALJ] must
consider in evaluating the intensity, persistence, and limiting
effects of a[ claimant]’s symptoms.” (emphasis added)).
Here, in compliance with Arakas, Hines, and Craig, the ALJ
considered the objective medical evidence as one part of her
evaluation of the intensity, persistence, and limiting effects of
Plaintiff’s symptoms. The ALJ additionally considered the opinion
evidence of record (see Tr. 21-22) and, in particular, deemed the
opinions from the state agency medical consultants that Plaintiff
could perform a wide range of medium work (see Tr. 115, 133-34)
“not persuasive” because the imaging evidence and Plaintiff’s
testimony warranted greater limitations (Tr. 22). Consistent with
that finding, the ALJ also found “not persuasive” (Tr. 21) the
prior ALJ’s determination that Plaintiff could perform nearly a
full range of medium work (see Tr. 87). The ALJ additionally
commented on the type and effectiveness of Plaintiff’s treatment,
noting that Plaintiff’s treatment for her degenerative disc disease
had remained “routine and conservative” (id.; see also Tr. 19), and
17
that “signs and symptoms from [Plaintiff]’s spinal impairments
ha[d] remained stable with continued conservative treatment,
including Tizanadine [sic], naproxen, [and] gabapentin” (Tr. 20).
Moreover, Plaintiff’s contention that the ALJ erred by
“balanc[ing Plaintiff’s] severe, disabling pain against her mild to
moderate neurological deficits to find her ‘not disabled’” (Docket
Entry 14 at 5) fares no better. That contention glosses over the
fact that, in addition to pain, Plaintiff consistently alleged
numbness, tingling, and weakness in her upper and lower
extremities. (See Tr. 17 (ALJ’s acknowledgment of Plaintiff’s
reports that “her pinched nerves cause[d] unbearable pain[
which] . . . travel[ed] down her arms, worse on the left,
non-dominant arm, causing numbness and tingling” and that “she
drop[ped] things and wa]s unable to open things due to weakness in
her hands”); see also Tr. 62-63, 374, 394, 472, 574, 773-74, 780,
789, 1514, 1558 (Plaintiff’s reports of numbness, tingling, and
weakness).) Accordingly, the ALJ did not err by relying on normal
(or mild) findings regarding Plaintiff’s strength, reflexes, and
sensation, because such findings hold direct relevance to the
evaluation of the intensity, persistence, and limiting effects of
Plaintiff’s alleged numbness, tingling, and weakness.
Plaintiff additionally challenges the ALJ’s purported remark
that Plaintiff’s “straight leg raise [] tests for nerve root pain
were usually negative” (Docket Entry 14 at 6 (citing Tr. 22)),
18
because she “was administered a[ straight leg raise] test on five
different occasions and four out of those five were positive” (id.
(citing Tr. 462, 718-19, 724, 728, 760)). That challenge misses
the mark, because the ALJ did not characterize Plaintiff’s straight
leg raise tests as “usually negative”; rather, the ALJ noted,
accurately, that the only positive straight leg raise tests of
record occurred in “December 2018 and January and November 2019.”
(Tr. 22.)
In short, Plaintiff has not shown that the ALJ improperly
considered objective medical evidence in evaluating Plaintiff’s
subjective reports of pain and other symptoms.
b. Explanation for Sit/Stand Option
Next, Plaintiff faults the ALJ for “assign[ing] a random value
to the number of minutes . . . [Plaintiff] c[ould] be expected to
stand, walk or sit at one time,” and contends that “[t]he ALJ’s
finding that [Plaintiff] could stand, sit and walk for 30 minutes
at a time before needing to change positions ha[d] no basis in the
testimony or the medical opinion evidence.” (Docket Entry 14 at
13.) In Plaintiff’s view, “‘the ALJ must build an accurate and
logical bridge from the evidence to h[er] conclusion that
[Plaintiff]’s testimony was not credible,’” (id. (quoting Brown v.
Commissioner of Soc. Sec. Admin., 873 F.3d 251, 269 (4th Cir.
2017), and citing Kenedy v. Saul, 781 F. App’x 184, 187 (4th Cir.
2019))), and maintains that “[t]he ALJ never explain[ed] how the
19
evidence demonstrate[d] that [Plaintiff] c[ould stand, walk, or
sit] for 30 minutes at a time (or lift up to 20 pounds) as opposed
to the only 15 minute intervals and less than 10 pounds of lifting
which [she] testified she was capable of performing” (id.). In
support of that argument, Plaintiff again points to her testimony
(see id. at 3-4 (citing Tr. 46, 48-50, 52-56, 59-64)) and record
evidence (see id. at 7-12 (citing Tr. 386, 459-62, 464-65, 472,
474, 574, 576, 658, 678-79, 686, 690-91, 700-01, 706, 717-19, 724,
727-28, 732-33, 737, 750, 757, 760-62, 764-65, 774, 777, 783, 789,
792-93, 798-802, 818-19, 878, 880, 928-31, 936, 948, 958-59, 1007-
08, 1051, 1064, 1099, 1108, 1127, 1129-31, 1188, 1282, 1335, 1356,
1408, 1558-59)) that she believes should have compelled the ALJ to
adopt greater exertional limitations in the RFC. (See id. at 13.)
As the Court can trace the path of the ALJ’s reasoning regarding
the exertional limitations in the RFC, Plaintiff’s arguments fall
short.
Although Plaintiff correctly observes that the ALJ’s RFC
precisely mirrored neither Plaintiff’s “testimony [n]or the medical
opinion evidence” (id.), the ALJ labored under no requirement to
fashion an RFC that exactly matched Plaintiff’s testimony or the
opinion evidence. As well-explained by a neighboring district
court:
[The plaintiff]’s argument that the ALJ’s RFC assessment
must be supported by the opinion of a medical expert is
unavailing. The United States Court of Appeals for the
Fourth Circuit and this [c]ourt have recognized that the
20
RFC assessment is an administrative finding rather than
a medical finding. Felton–Miller v. Astrue, 459 F. App’x
226, 230–21 (4th Cir. 2011) (stating that RFC “is an
administrative assessment made by the Commissioner based
on all the relevant evidence in the case record”) (citing
20 C.F.R. §§ 404.1546(c), 416.946(c)); Youkers v. Colvin,
No. 3:12–9651, 2014 WL 906484, at *10 (S.D.W. Va. Mar. 7,
2014). Accordingly, an ALJ is not required to obtain an
expert medical opinion as to a claimant’s RFC.
Felton–Miller, 459 F. App’x at 230–31; Hucks v. Colvin,
No. 2:12–cv–76, 2013 WL 1810658, at *9 (N.D.W. Va. Apr.
3, 2013), report and recommendation adopted by 2013 WL
1810656 (N.D.W. Va. Apr. 29, 2013); see also Chapo v.
Astrue, 682 F.3d 1285, 1288 (10th Cir. 2012) (“[T]here is
no requirement in the regulations for a direct
correspondence between an RFC finding and a specific
medical opinion on the functional capacity in
question.”); Sullivan v. Comm’r of Soc. Sec., No.
2:13–cv–1460–KJN, 2014 WL 6685075, at *4 (E.D. Cal. Nov.
25, 2014) (“It is the ALJ’s responsibility to formulate
an RFC that is based on the record as a whole, and thus
the RFC need not exactly match the opinion or findings of
any particular medical source.”); Mitchell v. Comm’r of
Soc. Sec., No. SAG–12–3332, 2013 WL 5182801, at *1 (D.
Md. Sept. 12, 2013) (“An ALJ need not parrot a single
medical opinion, or even assign ‘great weight’ to any
opinions, in determining an RFC.”); Thomas v. Colvin, No.
12–227–N, 2013 WL 1218920, at *8 (S.D. Ala. Mar. 25,
2013) (recognizing that RFC determination need not be
supported by specific medical opinion); Town v. Astrue,
No 3:12cv105, 2012 WL 6150836, at *4 (N.D. Ind. Dec. 10,
2012) (“The determination of an individual’s RFC need not
be based on a medical opinion because it is a
determination reserved to the ALJ as fact-finder for the
Commissioner.”). Instead, an ALJ must consider all
relevant evidence in the record, including the opinions
of medical sources, and arrive at a determination of a
claimant’s RFC that is supported by substantial evidence.
Fruit v. Colvin, No. 2:14CV7643, 2015 WL 1021309, at *22 (S.D.W.
Va. Mar. 9, 2015) (unpublished) (footnotes, emphasis, and stray
period omitted).
Here, the ALJ’s decision reveals that she found neither
Plaintiff’s testimony nor the medium-RFC opinions from the prior
21
ALJ and the state agency medical consultants fully persuasive and
instead struck a balance between those two opposing viewpoints.
More specifically, the ALJ acknowledged Plaintiff’s testimony that
she could “stand in one place for 15 minutes and walk for 15
minutes[ and] . . . that she ha[d] to change positions from sitting
to standing” (Tr. 17; see also Tr. 59-60), as well as that she
could not “carry a gallon of milk, even using both hands” (Tr. 17;
see also Tr. 52), but found that “[Plaintiff]’s statements
concerning the intensity, persistence and limiting effects of [her]
symptoms [we]re not entirely consistent with the medical evidence
and other evidence in the record” (Tr. 18 (emphasis added)). The
ALJ also found “not persuasive” the opinions of the state agency
medical consultants (Tr. 22 (emphasis added)), who found that
Plaintiff remained capable of a wide range of medium work,
including lifting amounts ranging from 20 to 50 pounds and sitting,
standing, and walking for up to six hours with no limits on how
long Plaintiff could maintain those exertional activities at one
time (see Tr. 115, 133-34). In so doing, the ALJ expressly noted
that the imaging evidence and Plaintiff’s testimony warranted
greater limitations. (Tr. 22.)8 Thus, the ALJ’s light-exertion
RFC, which contains limitations to no more than 20 pounds of
lifting and to no more than 30 minutes of sitting or
8 As discussed above, the ALJ also deemed “not persuasive” (Tr. 21) the
prior ALJ’s determination that Plaintiff remained capable of performing a nearly
full range of medium work (see Tr. 87).
22
standing/walking at one time and for a total of four hours each in
an eight-hour work day (see Tr. 16), clearly constitutes a
reasonable compromise between the medium-RFC opinions of the prior
ALJ and the state agency medical consultants and Plaintiff’s
alleged less-than-sedentary limitations. See Hays v. Sullivan, 907
F.2d 1453, 1456 (4th Cir. 1990) (“Ultimately, it is the duty of the
[ALJ] reviewing a case, and not the responsibility of the courts,
to make findings of fact and to resolve conflicts in the evidence.”
(citing King v. Califano, 599 F.2d 597, 599 (4th Cir. 1979))).
Moreover, the ALJ’s discussion of the objective evidence
further explains the RFC’s exertional limitations. In that regard,
the ALJ made the following observations:
• “[a]t a July 2018 physical consultative examination
with William Gartlan, D.O., [Plaintiff] reported
constant neck and back pain, but she was in no
acute distress[ and, u]pon examination, she had
tenderness to palpation of the bilateral cervical,
trapezius, gluteal, supraspinatus, and knee tender
points and generalized bilateral lower
paravertebral lumbar tenderness[, but g]ait was
normal and reciprocal, without the need for an
assistive device[, s]trength and grip strength were
5/5 throughout, [] manipulative abilities were
intact[, r]ange of motion was normal throughout, []
straight leg raising was negative bilaterally[,
Plaintiff] had normal ability to walk on toe and
heels, tandem walk, and squat[, and s]ensation and
reflexes were intact” (Tr. 19 (internal
parenthetical citation omitted) (citing Tr. 458-
63));
• at emergency room visits in August and September
2018, Plaintiff had “normal range of motion, full
strength, and normal sensation” (id. (citing Tr.
472-74, 574-76));
23
• at multiple office visits in late 2018 and early
2019, “objective findings were normal . . .,
including no swelling or edema, 5/5 strength in all
extremities, intact sensation and reflexes . . .,
and normal gait” (id. (citing Tr. 706, 711, 732,
738, 742));
• “[a]t neurology visits from April 2019 through
January 2020 most examinations were unremarkable”
(id. (citing Tr. 749-806)), and “document[ed]
normal objective findings, including no swelling or
edema, 5/5 strength in all extremities, intact
sensation and reflexes . . ., and normal gait” and,
although Plaintiff “continued to report symptoms,
[she] was generally in no apparent distress” (Tr.
19-20 (citing Tr. 755-56, 758, 770-71, 781, 790-91,
805)); and
• from January to August 2020, “signs and symptoms
from [Plaintiff]’s spinal impairments have remained
stable with continued conservative treatment,
including Tizanadine [sic], naproxen, gabapentin”
(Tr. 20 (citing Tr. 1049-1573)).
Such normal findings support the ALJ’s decision to find Plaintiff’s
testimony regarding her exertional abilities not fully consistent
with the evidence and to adopt lesser exertional limitations in the
RFC.
Furthermore, by pointing to record evidence Plaintiff believes
supports greater limitations on her exertional abilities (see
Docket Entry 14 at 3-4 (citing Tr. 46, 48-50, 52-56, 59-64); see
also id. at 7-12 (citing Tr. 386, 459-62, 464-65, 472, 474, 574,
576, 658, 678-79, 686, 690-91, 700-01, 706, 717-19, 724, 727-28,
732-33, 737, 750, 757, 760-62, 764-65, 774, 777, 783, 789, 792-93,
798-802, 818-19, 878, 880, 928-31, 936, 948, 958-59, 1007-08, 1051,
1064, 1099, 1108, 1127, 1129-31, 1188, 1282, 1335, 1356, 1408,
24
1558-59)), she misinterprets this Court’s standard of review. The
Court must determine whether substantial evidence, i.e., “more than
a mere scintilla of evidence but . . . somewhat less than a
preponderance,” Mastro, 270 F.3d at 176 (brackets and internal
quotation marks omitted), supported the ALJ’s findings regarding
Plaintiff’s exertional abilities, and not whether other record
evidence weighed against those findings, see Lanier v. Colvin, No.
CV414-004, 2015 WL 3622619, at *1 (S.D. Ga. June 9, 2015)
(unpublished) (“The fact that [the p]laintiff disagrees with the
ALJ’s decision, or that there is other evidence in the record that
weighs against the ALJ’s decision, does not mean that the decision
is unsupported by substantial evidence.”).
In sum, Plaintiff’s first issue on review fails as a matter of
law.
2. Constitutionality of SSA
Lastly, Plaintiff contends that “[t]he structure of the SSA is
constitutionally invalid.” (Docket Entry 14 at 14 (bold font
omitted).) Specifically, Plaintiff asserts that “[t]he United
States Supreme Court has held that it is unconstitutional for an
executive agency to be led by a single individual who serves for a
longer term than the President and can only be removed from his
position for cause.” (Id. (citing Seila Law LLC v. Consumer Fin.
Prot. Bureau, 591 U.S. , , 140 S. Ct. 2183, 2197 (2020)).)
According to Plaintiff, the “constitutionally invalid structure of
25
the [Consumer Financial Protection Bureau (‘CFPB’)] is identical to
that of the SSA,” in that “[t]he Commissioner of SSA is the
singular head of the [SSA], serves for a six-year term, and cannot
be removed by the President except for cause (‘neglect of duty or
malfeasance in office’).” (Id. (quoting 42 U.S.C. § 902(a)(3)).)
Plaintiff further maintains that “[t]he ALJ’s delegation of
authority in this case came from [then-Commissioner] Andrew Saul
and is therefore constitutionally defective” (id. (citing Hearings,
Appeals, and Litigation Law Manual (HALLEX) § I-2-0-2(A))), as well
as that “the ALJ decided this case under regulations promulgated by
[then-Commissioner] Saul when [he] had no constitutional authority
to issue those rules” (id.). In Plaintiff’s view, “the ALJ’s
decision must [] be vacated because she did not have the authority
to decide the case given the delegation of authority from [then-
]Commissioner [Saul] who had no constitutional authority to head
the [SSA].” (Id. at 15.)
In response, the Commissioner concedes “that 42 U.S.C.
§ 902(a)(3) violates the separation of powers to the extent it is
construed as limiting the President’s authority to remove the
Commissioner without cause.” (Docket Entry 19 at 11 (citing U.S.
Dep’t of Justice (“DOJ”), Office of Legal Counsel,
“Constitutionality of the Commissioner of Social Security’s Tenure
Protection,” 2021 WL 2981542 (July 8, 2021) (“2021 OLC Op”)).)
However, the Commissioner notes that, “even where an
26
unconstitutional statutory removal restriction exists, a plaintiff
seeking relief on that basis must show that the restriction
actually caused her harm.” (Id. at 12 (citing Collins v. Yellen,
___ U.S. ___, ___-___, 141 S. Ct. 1761, 1787-89 (2021)).)
According to the Commissioner, Plaintiff’s separation of powers
argument fails because she cannot “show the required nexus between
Section 902(a)(3)’s removal restriction and the denial of her
benefits claim.” (Id. (bold font and single-spacing omitted).) In
that regard, the Commissioner asserts that:
[U]nlike Appointments Clause defects, where the presiding
official does not enjoy proper authority to occupy the
office, see Lucia v. SEC, [585 U.S. ___,] 138 S. Ct. 2044
(2018), agency action is not per se invalid simply
because it can be traced back to an official subject to
an unconstitutional removal protection. Collins, 141 S.
Ct. at 1788. The [Supreme] Court emphasized that “the
unlawfulness of [a] removal provision” — the alleged
constitutional defect both in Collins and here — “does
not strip [an official] of the power to undertake the
other responsibilities of his office.” Id. at 1788 n.23.
“As a result,” the [Supreme] Court held, “there is no
reason to regard any of the actions taken” by the agency
during this period “as void.” Id. at 1787 (emphasis
added).
Collins teaches, therefore, that regardless of the
constitutionality of the removal restriction in 42 U.S.C.
§ 902(a)(3), a Senate-confirmed Commissioner subject to
that removal restriction has full authority to carry out
the responsibilities of his office, including
promulgating regulations and delegating authority
pursuant to the [] Act. . . .
[R]elief is available in removal challenges only where
the alleged injuries are caused by officials subject to
the challenged removal restrictions, and where those
restrictions themselves “inflicted compensable harm” upon
plaintiffs. [Id.] at 1789. . . . To obtain a rehearing
on separation of powers grounds, in other words,
27
Plaintiff must show that Section 902(a)(3)’s removal
restriction somehow caused the denial of her benefits
claim.
(Docket Entry 19 at 13-14 (stray space omitted).)
Although Plaintiff did not address those arguments by the
Commissioner in Plaintiff’s Reply (see Docket Entry 20 at 1-4), she
did, in her principal brief, preemptively address arguments she
anticipated the Commissioner would raise (see Docket Entry 14 at
15-19). In that regard, Plaintiff contends that she can establish
the required nexus between the removal provision at issue and the
denial of her SSI claim as follows:
[T]he Commissioner’s past representations of the Collins
case have largely consisted of a patchwork of
concurrences which do not have the force of law. The
actual holding was much narrower, and the [Supreme] Court
observed that harm could not be presumed in that case
because it did not involve government actors exercising
authority they did not lawfully possess. See Collins,
141 S. Ct. at 1788. By contrast, . . . this case
involves an ALJ and Appeals Judge acting without a valid
delegation of authority - thus as was the case in Lucia
and Carr, harm is presumed. See Lucia, 585 U.S. [at ___-
___], 138 S. Ct. at 2053-55; see generally Carr[ v. Saul,
___ U.S. ___,] 141 S. Ct. 1352[ (2021)].
Regardless, [Plaintiff] was harmed by receiving
unfavorable decisions from the ALJ and Appeals Council
without constitutionally valid hearings and adjudication
processes. See [Tr.] 1, 7.
(Docket Entry 14 at 17 (some spacing in citations altered).)
In contrast to Appointments Clause cases, where courts have
found the very authority under which a government official has
acted unconstitutional, see, e.g., Carr, U.S. at , 141 S.
Ct. at 1356-62; Lucia, 585 U.S. at ___, 138 S. Ct. 2053-55; Probst
28
v. Saul, 980 F.3d 1015, 1023 (4th Cir. 2020), the unconstitutional
removal provision at issue here did not impact then-Commissioner
Saul’s ability to carry out the duties of his office. Contrary to
Plaintiff’s above-quoted assertion (see Docket Entry 14 at 17), the
core holding of the majority opinion in Collins (as well as in
Seila Law) rejects Plaintiff’s view of presumed harm from the
unconstitutional removal provision, as recently well-explicated by
another court:
[The p]laintiff’s argument is similar to arguments the
plaintiffs raised and the [United States Supreme] Court
rejected in Seila Law and Collins. First, like the
plaintiffs in Seila Law, [the [p]llaintiff here argues
§ 902 (a) (3)’s removal provision automatically renders all
agency action unconstitutional. The [Supreme] Court in
Seila Law rejected such an argument[,] observing one
section of a statute may violate the Constitution without
rendering the entire act void. Seila Law, 140 S. Ct. at
2209. The [Supreme] Court stated the removal limitation
of the CFPB Director is the only defect and removal of
the defect removes the constitutional violation. The
[Supreme] Court concluded the removal limitation was
severable because the CFPB is capable of functioning
independently of the infirm removal clause. Id. [] (“The
provisions of the Dodd-Frank Act bearing on the CFPB’s
structure and duties remain fully operative without the
offending tenure restriction. Those provisions are
capable of functioning independently, and there is
nothing in the text or history of the Dodd-Frank Act that
demonstrates Congress would have preferred no CFPB toa
CFPB supervised by the President.”); see also [id.] at
2245.
The Supreme Court in Collins also rejected the argument
an invalid removal provision rendered the FHFA’s actions
void from the outset. The Supreme Court stated there was
“no reason to hold that the third amendment [to the
agreement between the FHFA and the Department of
Treasury] must be completely undone.” Collins, [141 S.
29
Ct.] at 1788. The Collins Court further stated
“[Ta]lthough the statute unconstitutionally limited the
President’s authority to remove the confirmed Directors,
there was no constitutional defect in the statutorily
prescribed method of appointment to that office. Asa
result, there is no reason to regard any of the actions
taken by the FHFA [challenged on appeal] as void.” [Id.]
at 1787. Accordingly, the argument the SSA’s actions
here are either void ab initio or became void at some
later point due to § 902(a) (3)’s removal clause is not
supported by either Seila Law or Collins.
Lisa Y. v. Commissioner of Soc. Sec., 570 F. Supp. 3d 993, 1002-03
(W.D. Wash. 2021) (internal footnote, Citation, and stray
parenthesis and period omitted); see also Fish v. Kijakazi, No.
5:21lev182, 2022 WL 1504887, at *6 (N.D.W. Va. Apr. 26, 2022)
(unpublished) (“Courts across the country have uniformly concluded
that the allegedly unconstitutional nature of 42 U.S.C. § (3)
does not require remand.” (citing cases)), recommendation adopted,
2022 WL 1498115 (N.D.W. Va. May 11, 2022) (unpublished); Robinson
v. Kijakazi, No. 1:20CV358, 2021 WL 4998397, at *3 (W.D.N.C. Oct.
27, 2021) (unpublished) ([The p]laintiff . . . offers no evidence
to show that there is a nexus between the unconstitutional removal
restriction and the denial of his application for disability
benefits[ and ] simply argues that all actions taken by the
Commissioner are void due to the unconstitutional removal
provision. However, Collins expressly rejects this view.”
(internal citation omitted)), appeal filed, No. 21-2258 (4th Cir.
Nov. 9, 2021).
30
Plaintiff next maintains that she can demonstrate harm arising
from the unconstitutionality of Section 902(a)(3), because
“President Biden wished to terminate [then-]Commissioner Saul
immediately upon assuming the Presidency” (Docket Entry 14 at 17)
and, “[t]he day after DOJ issued its Memorandum Opinion in the wake
of Collins confirming that [then-Commissioner] Saul could be
removed from office by the President, President Biden immediately
did so” (id. at 18 (citing Tafoya v. Kijakazi, 551 F. Supp. 3d
1054, 1058 (D. Colo. 2021))). According to Plaintiff, “[t]he White
House’s official statement on removing [then-Commissioner] Saul
from office confirms that President Biden had wished to fire [then-
]Commissioner Saul from the time of the President’s inauguration
[for] . . . ‘undermin[ing] and politiciz[ing] Social Security
disability benefits, terminat[ing] the agency’s telework policy
that was utilized by up to 25 percent of the agency’s workforce,
not repair[ing] SSA’s relationships with relevant Federal employee
unions including in the context of COVID-19 workplace safety
planning, reduc[ing] due process protections for benefits appeals
hearings, and tak[ing] other actions that run contrary to the
mission of the agency and the President’s policy agenda.’” (Id.
(quoting https://federalnewsnetwork.com/people/2021/07/biden-fires-
saul-as-ssa-commissioner).) Plaintiff points out that “the
majority indicated in Collins that[, in] a situation where ‘the
President had made a public statement expressing displeasure with
31
actions taken by a Director and had asserted that he would remove
the Director if the statute did not stand in the way, the statutory
provision would clearly cause harm.” (Id. (quoting Collins, 141 S.
Ct. at 1789).) Accordingly, Plaintiff asserts that, “regardless of
whether harm is presumed in this case, Collins dictates that
Plaintiff has met her burden of demonstrating harm.” (Id.) That
argument lacks merit.
Another district court recently addressed and rejected such
an argument:
In her reply brief, [the p]laintiff argues “[then-
Commissioner] Saul’s actions, under constitutional
authority or not, have caused specific harm by
undermining, politicizing and reducing due process
protections to [the p]laintiff’s claims.” This argument
that there is a possibility § 902(a)(3) harmed [the
p]laintiff fails to recognize the significant difference
between the agency action in Collins and the SSA action
here.
In Collins, the Directors of the FHFA adopted an
amendment (the “Third Amendment”) to certain financial
agreements that “materially changed the nature of the
agreements” and resulted in the companies in which [the]
plaintiffs were shareholders transferring to the U.S.
Treasury “at least $124 billion dollars more than the
companies would have had to pay” under the prior form of
the agreements. Id. at 1774. The plaintiffs in Collins
thus had an identifiable basis to contend that[,] but for
the unconstitutional removal provision, the President may
have removed and appointed a different Director who would
have disapproved of the adoption (or implementation) of
the Third Amendment. See id. at 1789.
In contrast, there is nothing showing the Commissioner or
the SSA implemented new and relevant agency action that
may have turned upon the President’s inability to remove
the Commissioner. [The p]laintiff has not identified any
new regulations, agency policies or directives [then-
]Commissioner Saul installed that may have affected her
32
claims. [The p]laintiff thus fails to show how or why
§ 902(a)(3)[’s] removal clause possibly harmed her.
Lisa Y., 570 F. Supp. 3d at 1003 (internal citation omitted); see
also id. at 1004 (“[A] conclusory allegation that due process was
denied is not sufficient to raise a colorable constitutional
claim.” (citing Hoye v. Sullivan, 985 F.2d 990, 992 (9th Cir.
1992))); Shaun A. v. Commissioner of Soc. Sec., Civ. No. C21-5003,
2021 WL 5446878, at *5 (W.D. Wash. Nov. 22, 2021) (unpublished)
(“[The p]laintiff’s reference to an unnamed White House official’s
justification for Commissioner Saul’s removal [does not] indicate
that [the p]laintiff was harmed. . . . . Although a representative
of the President suggested that Commissioner Saul was removed from
office in part because he had undermined, politicized, and ‘reduced
due process protections for benefits appeals hearings,’ this
statement does not establish the existence of a due process
violation and [the p]laintiff has failed to identify one.”).
Similarly, Plaintiff here has not pointed the Court to any “new
regulations, agency policies or directives Commissioner Saul
installed that may have affected her claims,” Lisa Y., 570 F. Supp.
3d at 1003. (See Docket Entries 14, 20.)
Simply put, Plaintiff’s second and final assignment of error
entitles her to no relief.
33
III. CONCLUSION
Plaintiff has not established grounds for reversal or remand.
IT IS THEREFORE RECOMMENDED that the Commissioner’s decision
finding no disability be affirmed, that Plaintiff’s Motion for
Judgment on the Pleadings (Docket Entry 13) be denied, that
Defendant’s Motion for Judgment on the Pleadings (Docket Entry 18)
be granted, and that judgment be entered dismissing this action.
/s/ L. Patrick Auld
L. Patrick Auld
United States Magistrate Judge
July 21, 2022
34