holding removal protection did not apply to “holdover” officials since “if the President cannot remove holdover officials . . . then holdover members could conceivably remain in office for substantial, indeed unlimited, periods of time”
How later courts described this case
- holding removal protection did not apply to “holdover” officials since “if the President cannot remove holdover officials . . . then holdover members could conceivably remain in office for substantial, indeed unlimited, periods of time”
- “If the ALJ finds that a claimant has not satisfied any step of the process, review does not proceed to the next step.”
- rejecting the plaintiff’s argument under Mascio where ALJ relied on opinions of consultative examiner and state agency psychological consultant that, notwithstanding moderate deficit in CPP, the plaintiff could sustain attention sufficiently to perform SRRTs
- holding that where a “subordinate officer is charged with the performance of the duty of the superior for a limited time, and under special and temporary conditions, he is not thereby transformed into the superior and permanent official”
Written by the judges who cited it.
The opinion
IN THE UNITED STATES DISTRICT COURT
FOR THE MIDDLE DISTRICT OF NORTH CAROLINA
RONNIE HUTCHENS, )
)
Plaintiff, )
)
v. ) 1:20CV1124
)
KILOLO KIJAKAZI, )
Acting Commissioner of Social )
Security, )
)
Defendant.1 )
MEMORANDUM OPINION AND RECOMMENDATION
OF UNITED STATES MAGISTRATE JUDGE
Plaintiff, Ronnie Hutchens, brought this action pursuant to
the Social Security Act (the “Act”) to obtain judicial review of a
final decision of Defendant, the Acting Commissioner of Social
Security, denying Plaintiff’s claim for Supplemental Security
Income (“SSI”). (Docket Entry 1.) Defendant has filed the
certified administrative record (Docket Entry 10 (cited herein as
“Tr. __”)), and both parties have moved for judgment (Docket
Entries 14, 16; see also Docket Entry 15 (Plaintiff’s Memorandum);
Docket Entry 17 (Defendant’s Memorandum); Docket Entry 21
(Plaintiff’s Reply)). For the reasons that follow, the Court
should enter judgment for Defendant.
1 President Joseph R. Biden, Jr., appointed Kilolo Kijakazi as the Acting
Commissioner of Social Security on July 9, 2021. Pursuant to Rule 25(d) of the
Federal Rules of Civil Procedure, Kilolo Kijakazi should be substituted for
Andrew M. Saul as the Defendant in this suit. Neither the Court nor the parties
need take any further action to continue this suit by reason of the last sentence
of section 205(g) of the Social Security Act, 42 U.S.C. § 405(g).
I. PROCEDURAL HISTORY
Plaintiff applied for SSI (Tr. 346-54), alleging a disability
onset date of January 1, 2015 (see Tr. 346). Upon denial of that
application initially (Tr. 117-29, 169-72), and on reconsideration
(Tr. 130-43, 180-89), Plaintiff requested a hearing de novo before
an Administrative Law Judge (“ALJ”) (Tr. 190-92). Plaintiff, his
attorney, and a vocational expert (“VE”) attended the hearing.
(Tr. 81-116.)2 The ALJ subsequently ruled that Plaintiff did not
qualify as disabled under the Act. (Tr. 144-57.) The Appeals
Council thereafter granted Plaintiff’s request for review (Tr. 163-
68, 288-89, 474-77), and remanded the matter 1) for a new hearing
before a Constitutionally-appointed ALJ, and 2) for evaluation of
opinion evidence from the state agency medical consultant, the
consultative medical examiner, Plaintiff’s fiancée, and Plaintiff’s
employer (see Tr. 165-67).
A different ALJ convened a new hearing, attended by Plaintiff,
his attorney, and a VE. (Tr. 42-79). Following that hearing, the
ALJ issued a ruling deeming Plaintiff not disabled (Tr. 12-34).3
The Appeals Council later denied Plaintiff’s request for review
2 At the conclusion of Plaintiff’s testimony, the ALJ declined to call the
VE to testify. (See Tr. 113.)
3 The ALJ mistakenly described Plaintiff’s alleged onset date as January
1, 2014 (Tr. 15); however, that typographical error lacks material consequence,
as eligibility for SSI begins in the month following a claimant’s application
date, see 20 C.F.R. § 416.335, and the ALJ’s non-disability ruling covered the
time period from Plaintiff’s application date on August 20, 2015, to April 10,
2020, the date of the ALJ’s decision (see Tr. 34).
2
(Tr. 1-6, 342-45, 497-98), thereby making the ALJ’s ruling the
Commissioner’s final decision for purposes of judicial review.
In rendering that disability determination, the ALJ made the
following findings, later adopted by the Commissioner:
1. [Plaintiff] has not engaged in substantial gainful
activity since August 20, 2015, the application
date.
. . .
2. [Plaintiff] has the following severe impairments:
diabetes mellitus, type 1, with diabetic
neuropathy; obesity; residual effects of a fracture
of the left ankle, residual effects of a fracture
of the left little finger, and depressive disorder.
. . .
3. [Plaintiff] does not have an impairment or
combination of impairments that meets or medically
equals the severity of one of the listed
impairments in 20 C.F.R. Part 404, Subpart P,
Appendix 1.
. . .
4. . . . [Plaintiff] has the residual functional
capacity to perform a range of sedentary work
. . . . Specifically, he can frequently lift and
carry 10 pounds, can sit 6 out of 8 hours, stand
and walk 2 out of 8 hours, can have occasional use
of left and right foot controls, no limit with hand
controls, no limit in his ability to reach overhead
right and left, no limit in his ability to reach in
all directions both right and left, no limit in his
ability to handle, has no limit in his ability to
finger with the right hand and can frequently
finger with the left, and has no limit in ability
to feel both right and left. He can frequently
engage in balancing, and stooping, can occasionally
kneel, crouch, crawl, and climb stairs and ramps,
but cannot climb ropes, ladders, or scaffolds. He
can never be exposed to unprotected heights but can
have occasional exposure to moving machinery, no
3
limit in operating a motor vehicle, nor any limit
in his exposure to extreme weather, extreme cold or
heat, vibration, loud noise, or to fumes, odors,
gases, poor ventilation, or other pulmonary
irritants. He is able to perform simple, routine,
repetitive tasks, and whose [sic] time off task can
be compensated with his ability to perform simple,
routine, repetitive tasks.
. . .
5. [Plaintiff] is unable to perform any past relevant
work.
. . .
9. Considering [Plaintiff]’s age, education, work
experience, and residual functional capacity, there
are jobs that exist in significant numbers in the
national economy that [he] can perform.
. . .
10. [Plaintiff] has not been under a disability, as
defined in the . . . Act, since August 20, 2015,
the date the application was filed.
(Tr. 17-34 (bold font and internal parenthetical citations
omitted).)
II. DISCUSSION
Federal law “authorizes judicial review of the Social Security
Commissioner’s denial of social security benefits.” Hines v.
Barnhart, 453 F.3d 559, 561 (4th Cir. 2006). However, “the scope of
[the Court’s] review of [such a] decision . . . is extremely
limited.” Frady v. Harris, 646 F.2d 143, 144 (4th Cir. 1981).
Plaintiff has not established entitlement to relief under the
extremely limited review standard.
4
A. Standard of Review
“[C]ourts are not to try [a Social Security] case de novo.”
Oppenheim v. Finch, 495 F.2d 396, 397 (4th Cir. 1974). Instead, “a
reviewing court must uphold the factual findings of the ALJ
[underlying the denial of benefits] if they are supported by
substantial evidence and were reached through application of the
correct legal standard.” Hines, 453 F.3d at 561 (internal brackets
and quotation marks omitted).
“Substantial evidence means ‘such relevant evidence as a
reasonable mind might accept as adequate to support a conclusion.’”
Hunter v. Sullivan, 993 F.2d 31, 34 (4th Cir. 1992) (quoting
Richardson v. Perales, 402 U.S. 389, 390 (1971)). “It consists of
more than a mere scintilla of evidence but may be somewhat less
than a preponderance.” Mastro v. Apfel, 270 F.3d 171, 176 (4th
Cir. 2001) (brackets and internal quotation marks omitted). “If
there is evidence to justify a refusal to direct a verdict were the
case before a jury, then there is substantial evidence.” Hunter,
993 F.2d at 34 (internal quotation marks omitted).
“In reviewing for substantial evidence, the [C]ourt should not
undertake to re-weigh conflicting evidence, make credibility
determinations, or substitute its judgment for that of the [ALJ, as
adopted by the Commissioner].” Mastro, 270 F.3d at 176 (internal
brackets and quotation marks omitted). “Where conflicting evidence
allows reasonable minds to differ as to whether a claimant is
5
disabled, the responsibility for that decision falls on the
[Commissioner] (or the ALJ).” Id. at 179 (internal quotation marks
omitted). “The issue before [the Court], therefore, is not whether
[the claimant] is disabled, but whether the ALJ’s finding that [the
claimant] is not disabled is supported by substantial evidence and
was reached based upon a correct application of the relevant law.”
Craig v. Chater, 76 F.3d 585, 589 (4th Cir. 1996).
When confronting that issue, the Court must take note that
“[a] claimant for disability benefits bears the burden of proving
a disability,” Hall v. Harris, 658 F.2d 260, 264 (4th Cir. 1981),
and that, in this context, “disability” means the “‘inability to
engage in any substantial gainful activity by reason of any
medically determinable physical or mental impairment which can be
expected to result in death or which has lasted or can be expected
to last for a continuous period of not less than 12 months,’” id.
(quoting 42 U.S.C. § 423(d)(1)(A)).4 “To regularize the
adjudicative process, the Social Security Administration [(‘SSA’)]
has . . . promulgated . . . detailed regulations incorporating
longstanding medical-vocational evaluation policies that take into
account a claimant’s age, education, and work experience in
4 The Act “comprises two disability benefits programs. The Disability
Insurance Benefits Program provides benefits to disabled persons who have
contributed to the program while employed. [SSI] . . provides benefits to
indigent disabled persons. The statutory definitions and the regulations . . .
for determining disability governing these two programs are, in all aspects
relevant here, substantively identical.” Craig, 76 F.3d at 589 n.1 (internal
citations omitted).
6
addition to [the claimant’s] medical condition.” Id. “These
regulations establish a ‘sequential evaluation process’ to
determine whether a claimant is disabled.” Id. (internal citations
omitted).
This sequential evaluation process (“SEP”) has up to five
steps: “The claimant (1) must not be engaged in ‘substantial
gainful activity,’ i.e., currently working; and (2) must have a
‘severe’ impairment that (3) meets or exceeds the ‘listings’ of
specified impairments, or is otherwise incapacitating to the extent
that the claimant does not possess the residual functional capacity
[(‘RFC’)] to (4) perform [the claimant’s] past work or (5) any
other work.” Albright v. Commissioner of Soc. Sec. Admin., 174
F.3d 473, 475 n.2 (4th Cir. 1999).5 A finding adverse to the
claimant at any of several points in the SEP forecloses an award
and ends the inquiry. For example, “[t]he first step determines
whether the claimant is engaged in ‘substantial gainful activity.’
If the claimant is working, benefits are denied. The second step
determines if the claimant is ‘severely’ disabled. If not,
benefits are denied.” Bennett v. Sullivan, 917 F.2d 157, 159 (4th
Cir. 1990).
On the other hand, if a claimant carries his or her burden at
each of the first three steps, “the claimant is disabled.” Mastro,
5 “Through the fourth step, the burden of production and proof is on the
claimant. If the claimant reaches step five, the burden shifts to the
[government] . . . .” Hunter, 993 F.2d at 35 (internal citations omitted).
7
270 F.3d at 177. Alternatively, if a claimant clears steps one and
two, but falters at step three, i.e., “[i]f a claimant’s impairment
is not sufficiently severe to equal or exceed a listed impairment,
the ALJ must assess the claimant’s [RFC].” Id. at 179.6 Step four
then requires the ALJ to assess whether, based on that RFC, the
claimant can “perform past relevant work”; if so, the claimant
does not qualify as disabled. See id. at 179-80. However, if the
claimant establishes an inability to return to prior work, the
analysis proceeds to the fifth step, whereupon the ALJ must decide
“whether the claimant is able to perform other work considering
both [the claimant’s RFC] and [the claimant’s] vocational
capabilities (age, education, and past work experience) to adjust
to a new job.” Hall, 658 F.2d at 264-65. If, at this step, the
government cannot carry its “evidentiary burden of proving that
[the claimant] remains able to work other jobs available in the
community,” the claimant qualifies as disabled. Hines, 453 F.3d at
567.7
6 “RFC is a measurement of the most a claimant can do despite [the
claimant’s] limitations.” Hines, 453 F.3d at 562 (noting that administrative
regulations require RFC to reflect claimant’s “ability to do sustained work-
related physical and mental activities in a work setting on a regular and
continuing basis . . . [which] means 8 hours a day, for 5 days a week, or an
equivalent work schedule” (internal emphasis and quotation marks omitted)). The
RFC includes both a “physical exertional or strength limitation” that assesses
the claimant’s “ability to do sedentary, light, medium, heavy, or very heavy
work,” as well as “nonexertional limitations (mental, sensory, or skin
impairments).” Hall, 658 F.2d at 265. “RFC is to be determined by the ALJ only
after [the ALJ] considers all relevant evidence of a claimant’s impairments and
any related symptoms (e.g., pain).” Hines, 453 F.3d at 562-63.
7 A claimant thus can qualify as disabled via two paths through the SEP.
The first path requires resolution of the questions at steps one, two, and three
(continued...)
8
B. Assignments of Error
Plaintiff asserts that the Court should overturn the ALJ’s
finding of no disability on these grounds:
1) “[t]he ALJ’s decision violates Mascio v. Colvin[, 780 F.3d
632 (4th Cir. 2015)]” (Docket Entry 15 at 4 (bold font omitted));
and
2) “[t]he structure of SSA is constitutionally invalid” (id.
at 7 (bold font omitted); see also Docket Entry 21 at 1-17);
Defendant contends otherwise and seeks affirmance of the ALJ’s
decision. (See Docket Entry 17 at 6-24.)
1. Mascio
In Plaintiff’s first assignment of error, he maintains that
“[t]he ALJ’s decision violates Mascio” (Docket Entry 15 at 4 (bold
font omitted)), in that “the ALJ found that [Plaintiff] ha[d] a
moderate limitation with regards to concentrating, persisting or
maintaining pace [(‘CPP’)]” (id. (citing Tr. 23)), but “did not
account for [Plaintiff’s] limitations in CPP by restricting him to
. . Simple, routine, repetitive tasks [(‘SRRTs’)]” in the RFC
(id. at 5 (referencing Tr. 24)). According to Plaintiff, Mascio
held that “*‘an ALJ does not account for a claimant’s limitations in
7(...continued)
in the claimant’s favor, whereas, on the second path, the claimant must prevail
at steps one, two, four, and five. Some short-hand judicial characterizations
of the SEP appear to gloss over the fact that an adverse finding against a
claimant on step three does not terminate the analysis. See, ¢.g., Hunter, 993
F.2d at 35 (“If the ALJ finds that a claimant has not satisfied any step of the
process, review does not proceed to the next step.”).
[CPP] by restricting the hypothetical question to simple, routine
tasks or unskilled work,’” because “‘the ability to perform simple
tasks differs from the ability to stay on task[, and o]nly the
latter limitation would account for a claimant’s limitation in
[CPP] .’” (Id. (quoting Mascio, 780 F.3d at 638) (some internal
quotation marks omitted).) Plaintiff concedes that a moderate
deficit in CPP “may not automatically require an RFC that imposes
additional limitations,” but points out that “the district courts,
including this [Court], have repeatedly held that the ALJ must at
least provide a sufficient explanation in the decision to allow the
court to determine why no limitations as to [CPP] were included in
the RFC.” (Id. (citing Scruggs v. Colvin, No. 3:14CV466, 2015 WL
2250890, at *5 (W.D.N.C. May 13, 2015) (unpublished), Reinhardt v.
Colvin, No. 3:14CV488, 2015 WL 1756480, at *3 (W.D.N.C. Apr. 17,
2015) (unpublished), Raynor v. Colvin, No. 5:14CV271, 2015 WL
1548996, at *2 (E.D.N.C. Apr. 7, 2015) (unpublished), and Salmon v.
Colvin, No. 1:12CV1209, 2015 WL 1526020, at *3 (M.D.N.C. Apr. 2,
2015) (unpublished) (Biggs, J.)).) For the reasons that follow,
those assertions entitle Plaintiff to no relief.
The Fourth Circuit has indeed held that “the ability to
perform simple tasks differs from the ability to stay on task,” and
that “[o]nly the latter limitation would account for a claimant’s
limitation in [CPP],” Mascio, 780 F.3d at 638. However, as the
Fourth Circuit recently affirmed, Mascio held “that an ALJ cannot
10
summarily ‘account for a claimant’s limitations in [CPP] by
restricting the hypothetical question to simple, routine tasks or
unskilled work,’ . . . [b]ut did not impose a categorical rule that
requires an ALJ to always include moderate limitations in [CPP] as
a specific limitation in the RFC.” Shinaberry v. Saul, 952 F.3d
113, 121 (4th Cir. 2020) (emphasis added). As a neighboring
district court has explained:
Mascio does not broadly dictate that a claimant’s
moderate impairment in [CPP] always translates into a
limitation in the RFC. Rather, Mascio underscores the
ALJ’s duty to adequately review the evidence and explain
the decision . . . . An ALJ may account for a claimant’s
limitation with [CPP] by restricting the claimant to
simple, routine, unskilled work where the record supports
this conclusion, either through physician testimony,
medical source statements, consultative examinations, or
other evidence that is sufficiently evident to the
reviewing court.
Jones v. Colvin, No. 7:14CV273, 2015 WL 5056784, at *10-12 (W.D.
Va. Aug. 20, 2015) (magistrate judge’s recommendation adopted by
district judge) (unpublished) (emphasis added). Here, the ALJ’s
decision provides a sufficient explanation as to why the RFC’s
restrictions to SRRTs (Tr. 24) adequately accounted for Plaintiff’s
moderate deficit in CPP.
First, the ALJ pointed out at step three of the SEP that
Plaintiff remained able to engage in a variety of activities that
demonstrated an ability to persist at simple tasks, such as drive,
shop in stores, perform household chores, use[] his phone to do
online shopping, watch TV, play video games, and manage his own
11
finances. (See Tr. 23-24.) In the ALJ’s later discussion of the
medical evidence, he observed that “[t]here [we]re [] indications
[] in the record that [Plaintiff] continued to perform jobs with
unrecorded earnings[ which] suggest[ed] a level of continuing
functional capacity inconsistent with [Plaintiff]’s statements of
. . . mental limitations associated with his conditions during his
hearing testimonies.” (Tr. 32 (citing Tr. 528, 578).)
Second, the ALJ’s discussion of the opinion evidence supports
his conclusion that, despite moderate limitation in CPP (see Tr.
23), Plaintiff remained capable of performing SRRTs (see Tr. 24).
In that regard, the ALJ accorded “partial weight” to the opinion of
consultative psychological examiner Dr. Chad C. Ritterspach (Tr.
30, 32) that Plaintiff’s “ability to sustain attention to perform
simple repetitive tasks appear[ed] mildly impaired” (Tr. 565
(emphasis added)).8 Consistent with the ALJ’s assignment of
partial weight to Dr. Ritterspach’s opinion, found Plaintiff
moderately limited in CPP (see Tr. 23),9 but ultimately concluded
that Plaintiff’s “time off task c[ould] be compensated with his
ability to perform [SRRTs]” (Tr. 24). The ALJ’s evaluation and
8 The ALJ explained that he accorded “partial weight” to Dr. Ritterspach’s
opinion because he 1) “use[d] vague terms rather than identifying specific
functional limitations associated with [Plaintiff]’s mental impairments,” and 2)
did not offer “a prognosis concerning the effect [ Plaintiff] receiving mental
health treatment would have on his mental functioning.” (Tr. 30.)
9 In finding Plaintiff moderately limited in CPP, the ALJ gave the benefit
of the doubt to Plaintiff’s statement “that his concentration ‘can be a problem’”
(Tr. 23 (citing Tr. 565)), as well as the report of Plaintiff’s fiancée that
Plaintiff’s “fluctuating blood sugar levels c[ould] affect his ability to pay
attention and concentrate” (id. (citing Tr. 411)).
12
weighing of Dr. Ritterspach’s above-quoted opinion thus sufficed
under Mascio to explain the ALJ’s conclusion that, despite moderate
limitation in CPP (see Tr. 23), Plaintiff remained capable of
performing SRRTs (see Tr. 24). See Sizemore v. Berryhill, 878 F.3d
72, 80-81 (4th Cir. 2017) (rejecting the plaintiff’s argument under
Mascio where ALJ relied on opinions of consultative examiner and
state agency psychological consultant that, notwithstanding
moderate deficit in CPP, the plaintiff could sustain attention
sufficiently to perform SRRTs).
Third, the ALJ made the following observations regarding the
medical evidence of record:
° a primary care treatment note in January of 2015
“showing minimal symptoms and complaints,
[Plaintiff]’s readiness to work, and the gap in
treatment following thl[at] appointment [wa]s
inconsistent with [Plaintiff]’s allegations of
debilitating and disabling symptoms existing at
th[at] time” (Tr. 26; see also Tr. 504-06);
° a follow-up visit in September 2016 “noted
[Plaintiff]’s complaints about having difficulty
sleeping, but denying experiencing anxiety,
depression, feeling confused, delusions, or either
compulsive or impulsive behaviors” (Tr. 27; see
also Tr. 532-34);
subsequent appointments in April and October 2019
recorded intact judgment and insight as well as
normal mood and affect (Tr. 29; see also Tr. 581,
588-89); and
° at an office visit in January 2020, Plaintiff
“reported that he ‘fe[lt] stable without new
complaints’” (Tr. 30; see also Tr. 642), and
displayed intact judgment and insight as well as
normal mood, thoughts, and affect (see Tr. 31; see
also Tr. 644).
13
That evidence further explains why the ALJ’s limitation to SRRTs
sufficiently accounts for Plaintiff’s moderate limitation in CPP.
Put simply, Plaintiff’s first issue on review falls short.
2. Constitutionality of SSA
In Plaintiff’s second and final assignment of error, he
contends that “[t]he structure of SSA is constitutionally invalid.”
(Docket Entry 15 at 7 (bold font omitted); see also Docket Entry 21
at 1-17.) In particular, Plaintiff asserts that “[t]he United
States Supreme Court has held that it is unconstitutional for an
executive agency to be led by a single individual who serves for a
longer term than the President and who can only be removed from his
position for cause.” (Docket Entry 15 at 7 (citing Seila Law LLC
v. Consumer Fin. Prot. Bureau, 591 U.S. , , 140 S. Ct. 2183,
2197 (2020)).) According to Plaintiff, the “constitutionally
invalid structure of the [Consumer Financial Protection Bureau
(‘CFPB’)] is identical to that of the SSA,” in that “[t]he
Commissioner of SSA is the singular head of the [SSA], serves for
a six-year term, and cannot be removed by the President except for
cause (‘neglect of duty or malfeasance in office’).” (Id. at 8
(citing 42 U.S.C. § 902(a)(3)).) Plaintiff further maintains that
“[t]he ALJ’s delegation of authority in this case came from [then-
Commissioner] Andrew Saul and is therefore constitutionally
defective” (id. (citing Hearings, Appeals, and Litigation Law
Manual (HALLEX) § I-2-0-2(A))), as well as that “the ALJ decided
14
this case under regulations promulgated by [Commissioner] Saul when
[he] had no constitutional authority to issue those rules” (id.).
Those arguments ultimately fail as a matter of law.
As an initial matter, the Acting Commissioner concedes that
“the [SSA] provision that limits the President’s authority to
remove the Presidentially-appointed, Senate-confirmed Commissioner
of Social Security without good cause, 42 U.S.C. § 902(a)(3),
violates the separation of powers . . . to the extent it is
construed as limiting the President’s authority to remove the
Commissioner without cause.” (Docket Entry 17 at 6-7 (citing
Office of Legal Counsel, U.S. Dep’t of Justice, Constitutionality
of the Commissioner of Social Security’s Tenure Protections, 2021
WL 2981542 (July 8, 2021) (“OLC Op”).) However, the Acting
Commissioner notes that, “even where an unconstitutional statutory
removal restriction exists, a plaintiff seeking relief on that
basis must show that the restriction actually caused him harm.”
(Id. at 7 (citing Collins v. Yellen, U.S. , - , 141 S.
Ct. 1761, 1787-89 (2021)).) According to the Acting Commissioner,
“Plaintiff cannot show the required nexus [under Collins] between
Section 902(a)(3)’s removal restriction and the denial of his
benefits claim” (id. at 8 (bold font, capitalization, and single-
spacing omitted)), because 1) “[t]he deciding ALJ served under a
ratification of his appointment by an Acting Commissioner not
subject to tenure protection” (id. at 9 (bold font, capitalization,
15
and single-spacing omitted)), and 2) “Plaintiff cannot show that
the Commissioner’s statutory tenure protection affected the
deciding ALJ’s determination of [Plaintiff’s] claim” (id. at 11
(bold font, capitalization, and single-spacing omitted)). For the
reasons that follow, both of the Acting Commissioner’s arguments
have merit.
a. Acting Commissioner Removable at Will
The Acting Commissioner offers the following argument
regarding the President’s power to remove an Acting Commissioner of
the SSA at will:
The ALJ who adjudicated Plaintiff’s claim on April 10,
20[2]0, held office under an appointment legally ratified
in July 2018 by then-Acting Commissioner [Nancy]
Berryhill. For her part, Ms. Berryhill had been
designated to serve as Acting Commissioner in April 2018,
upon former President Trump’s nomination of Andrew Saul
to serve as Commissioner.[FN*] In her Acting capacity, she
enjoyed no statutory tenure protection. See 42 U.S.C.
§ 902(b)(4); Collins, 141 S. Ct. at 1783 (“[W]e generally
presume that the President holds the power to remove at
will executive officers and that a statute must contain
“plain language to take [that power] away.”); see also
United States v. Eaton, 169 U.S. 331, 343 (1898) (holding
that where a “subordinate officer is charged with the
performance of the duty of the superior for a limited
time, and under special and temporary conditions, he is
not thereby transformed into the superior and permanent
official”); accord Collins, 141 S. Ct. at 1782 (FHFA
Acting Director removable at will because relevant
“subsection does not include any removal restriction.
Nor does it crossreference the earlier restriction on the
removal of a confirmed Director.”).[FN**] Thus, Ms.
Berryhill was removable at will, and her ratification of
the deciding ALJ’s appointment accordingly severed any
conceivable nexus between Section 902(a)(3)’s tenure
protection for a confirmed Commissioner and any alleged
harm to Plaintiff.
16
[FN*] Under the Federal Vacancies Reform Act (FRVA), 5
U.S.C. § 3346(a)(1), even if Ms. Berryhill’s initial
eligibility to serve as Acting Commissioner previously
expired, then-President Trump nominated Andrew Saul for
Commissioner in April 2018, such that Ms. Berryhill once
again was eligible to serve as Acting Commissioner. The
FVRA “incorporates a spring-back provision, which permits
the acting officer to begin performing the functions and
duties of the vacant office again upon the submissions of
a nomination, even if the 210-day period expired before
that nomination was submitted.” 23 O.L.C 60, 68 (1999),
1999 WL 1262050, at *8. That provision establishes a new
period of acting service following a first or second
nomination for the office. See 5 U.S.C. § 3346(a)(2),
(b). Ms. Berryhill’s eligibility following Mr. Saul’s
nomination was, therefore, valid — and it remained in
force on July 16, 2018, the date [Acting Commissioner]
Berryhill ratified the appointments of the [SSA]’s ALJs,
including the ALJ who later adjudicated Plaintiff’s
claim. See Social Security Ruling [] 19-1p[, Titles II
and XVI: Effect of the Decision in Lucia v. Securities
and Exchange Commission (SEC) on Cases Pending at the
Appeals Council, 2019 WL 1324866 (Mar. 15, 2019)].
[FN**] The [] Act describes the “Commissioner of Social
Security” as an individual “appointed by the President”
and confirmed by the Senate. 42 U.S.C. § 902(a). The
Commissioner is appointed to a term of six years, and
“[a]n individual serving in the office of Commissioner
may be removed from office” only for cause. 42 U.S.C.
§902(a)(3). In a separate subsection, the statute
addresses the “Deputy Commissioner of Social Security,”
who enjoys no removal protection, and is deemed the
“Acting Commissioner” during the “absence or disability
of the Commissioner . . . unless the President designates
another officer of the Government as Acting
Commissioner.” 42 U.S.C. § 902(b)(2), (4)[; c]ompare, 42
U.S.C. § 902(c)(1) (providing that the Chief Actuary is
removable only for cause). In the absence of plain
statutory text providing tenure to an Acting Commissioner
— which would be “a singular anomaly in all of
administrative law,” Rop v. Fed. Hous. Fin. Agency, 485
F. Supp. 3d 900, 938 (W.D. Mich. 2020) — a person serving
temporarily in an Acting capacity is removable at will.
See Collins, 141 S. Ct. at 1783 (“[W]e generally presume
that the President holds the power to remove at will
executive officers and that a statute must contain ‘plain
language to take [that power] away.’”); accord Swan v.
17
Clinton, 100 F.3d 973, 987 (D.C. Cir. 1996) (holding
removal protection did not apply to “holdover” officials
since “if the President cannot remove holdover officials
. . . then holdover members could conceivably remain in
office for substantial, indeed unlimited, periods of
time”).
(Docket Entry 17 at 9-11.)
In response, Plaintiff contends that his “argument has nothing
whatsoever to do with who appointed the ALJ or the Appeals Council
judges in this case,” as his argument “is not an Appointments
Clause challenge,” but rather “an entirely distinct one which
contests . . . the delegation of authority under which [the ALJs
and Appeals Council judges] adjudicated . . . this case.” (Docket
Entry 21 at 6-7.) According to Plaintiff, “[w]holly apart from all
of the foregoing, every court which has thus far ruled upon the
issue has indicated that even the Acting Commissioner . . . enjoyed
removal protection under the statute for the time period of their
temporary appointment.” (Id. at 7 (citing Sylvia A. v. Kijakazi,
No. 5:21CV76, 2021 WL 4692293, at *3 (N.D. Tex. Sept. 13, 2021)
(unpublished), recommendation adopted, 2021 WL 4622528 (N.D. Tex.
Oct. 7, 2021) (unpublished), Albert v. Kijakazi, No. 1:21CV4, 2021
WL 3424268, at *3 (D. Alaska Aug. 5, 2021) (unpublished), Tafoya v.
Kijakazi, No. 21CV871, 2021 WL 3269640, at *5 (D. Colo. July 29,
2021) (unpublished), and Dante v. Saul, Civ. No. 20-702, 2021 WL
2936576, at *5 (D.N.M. July 13, 2021) (unpublished)).)
The statutory language of Section 902 belies Plaintiff’s
position for three reasons. To begin, comparison of the language
18
in the portion of Section 902 authorizing the Commissioner with the
portion authorizing the Deputy Commissioner (who serves as Acting
Commissioner in the Commissioner’s absence, disability, or vacancy)
supports the Acting Commissioner’s position that the President can
remove an Acting Commissioner at will. The applicable portion of
that statute provides as follows:
(a) Commissioner of Social Security
(1) There shall be . . . a Commissioner of Social
Security . . . who shall be appointed by the President,
by and with the advice and consent of the Senate.
. . .
(3) The Commissioner shall be appointed for a term of 6
years . . . . An individual serving in the office of
Commissioner may be removed from office only pursuant to
a finding by the President of neglect of duty or
malfeasance in office.
. . .
(b) Deputy Commissioner of Social Security
(1) There shall be . . . a Deputy Commissioner of Social
Security . . . who shall be appointed by the President,
by and with the advice and consent of the Senate.
(2) The Deputy Commissioner shall be appointed for a term
of 6 years . . . . In any case in which a successor does
not take office at the end of a Deputy Commissioner’s
term of office, such Deputy Commissioner may continue in
office until the entry upon office of such a successor.
A Deputy Commissioner appointed to a term of office after
the commencement of such term may serve under such
appointment only for the remainder of such term.
. . .
(4) The Deputy Commissioner shall perform such duties and
exercise such powers as the Commissioner shall from time
to time assign or delegate. The Deputy Commissioner
19
shall be Acting Commissioner of the Administration during
the absence or disability of the Commissioner and, unless
the President designates another officer of the
Government as Acting Commissioner, in the event of a
vacancy in the office of the Commissioner.
42 U.S.C. § 902 (emphasis added). Thus, although the portion of
Section 902 governing the Commissioner includes an express removal
for cause provision, see 42 U.S.C. § 902(a) (3), the corresponding
provision in the portion of Section 902 involving the Deputy
Commissioner lacks any such language, see 42 U.S.C. § 902(b) (2).
Notably, the Supreme Court has cautioned that a statute must
expressly place limits on the President’s authority to remove
executive agency heads at will. See Collins, U.S. at, 141
S. Ct. at 1783 (“[W]le generally presume that the President holds
the power to remove at will executive officers and that a statute
must contain plain language to take [that power] away.”).
Second, the removal provision explicitly applies only to “[a]n
individual serving in the office of Commissioner,” 42 U.S.C.
902(a) (3) (emphasis added). Thus, by its very terms, Section
902(a) (3)’s removal provision does not apply to an individual
serving in the office of the Acting Commissioner.
Third, Section 902(b) (4) expressly accords the President the
power to “designate[] another officer of the Government as Acting
Commissioner” other than the Deputy Commissioner in the event of a
vacancy in the office of Commissioner. 42 U.S.C. § 902 (b) (4)
(emphasis added). That broad authority to designate any other
20
“officer of the Government” as Acting Commissioner during a vacancy
further supports the view that the removal restriction applicable
to the office of Commissioner does not apply in the same manner to
the office of Acting Commissioner.
Moreover, the cases upon which Plaintiff relies as holding
that Acting Commissioners enjoy removal protection (see Docket
Entry 21 at 7 (citing Sylvia, Albert, Tafoya, and Dante)), all
addressed that matter in the procedural posture of a motion to
dismiss for lack of standing, see Sylvia A., 2021 WL 4692293, at
*3; Albert, 2021 WL 3424268, at *3; Tafoya, 2021 WL 3269640, at *5;
Dante,2021 WL 2936576, at *5. Those courts found, at the threshold
stage of a standing-based motion to dismiss, that Section
(3)’s language “[a]n individual serving in the office of
Commissioner” could encompass the Acting Commissioner in the
removal for cause provision. Id.
In contrast, cases addressing the merits of Seila Law/Collins
claims have found that Section 902(a)(3) does not limit the
authority of the President to remove an Acting Commissioner, and
that then-Acting Commissioner Berryhill’s appointment of the
deciding ALJ precluded any possible link between Section
902 (a) (3)’s unconstitutional removal provision and any alleged harm
to the plaintiff. See Standifird v. Kijakazi, No. 20CV1630, 2021
WL 5634177, at *4 (S.D. Cal. Dec. 1, 2021) (unpublished)
(recommendation) (“Because an Acting Commissioner does not have the
21
same removal restriction as the Commissioner and because [the] ALJ
[] was properly appointed, [the p]Jlaintiff’s argument is not
persuasive ... .”); Alice T. v. Kijakazi, No. 8:21CV14, 2021 WL
5302141, at *18 (D. Neb. Nov. 15, 2021) (unpublished) (“[T]he ALJ’s
decision in this case was issued on July 17, 2019, one month after
[then-Commissioner Andrew] Saul took office. The ALJ who decided
[the p]laintiff’s case was appointed by then-Acting Commissioner
[Nancy] Berryhill, who could be removed from that office at the
President’s discretion.”); Lisa Y. v. Commissioner of Soc.
Sec., __ F. Supp. 3d __, __, Civ. No. C21-5207, 2021 WL 5177363,
at *5 n.1 (W.D. Wash. Nov. 8, 2021) (“[The Commissioner] correctly
contends [that Nancy] Berryhill, as Acting Commissioner, was
properly appointed and not subject to § 902’s removal clause.”);
Boger v. Kijakazi, No. 1:20CV331, 2021 WL 5023141, at *3 (W.D.N.C.
Oct. 28, 2021) (unpublished) (“Indeed, [the pllaintiff’s
constitutional ‘removal restriction’ argument is likely not even
applicable to this case because [the] ALJ [in question] was
appointed by an Acting Commissioner of Social Security who could be
removed from that office at the President’s discretion.” (citing 42
U.S.C. § 902(b) (4), Collins, U.S. at, 141 S. Ct. at 1783,
and Eaton, 169 U.S. at 343)).
This Court, addressing Plaintiff’s Seila Law/Collins challenge
on its merits, should follow Standifird, Alice T., Lisa Y., and
Boger, and find that, because then-Acting Commissioner Nancy
22
Berryhill appointed the ALJ who issued the decision denying
Plaintiff’s claims, and the President may remove Acting
Commissioners at will, the unconstitutional removal provision in
Section 903(a)(3) did not impact the ALJ’s decision, and
Plaintiff’s challenge under Seila Law/Collins thus fails.
b. Impact on ALJ’s Decision
Next, the Acting Commissioner maintains that, even if Acting
Commissioners remained subject to Section 903(a)(3)’s removal for
cause provision, Plaintiff’s Seila Law/Collins argument would still
fall short, because he failed to demonstrate any actual harm
arising from Section 902(a)(3)’s unconstitutional removal
provision. (See Docket Entry 17 at 11.) In that regard, the
Acting Commissioner asserts that:
[U]nlike Appointments Clause defects, where the presiding
official does not enjoy proper authority to occupy the
office, see Lucia v. SEC, 138 S. Ct. 2044 (2018), agency
action is not per se invalid simply because it can be
traced back to an official subject to an unconstitutional
removal protection. Rather, under Collins, where an
agency official is properly appointed, there can be no
claim that he “exercise[d] . . . power that he did not
lawfully possess.” Collins, 141 S. Ct. at 1788; see also
id. at 1788 n.23 (“the unlawfulness of a removal
provision does not strip an official of the power to
undertake the other responsibilities of his office”).
Thus, “there is no reason to regard any of the actions
taken” by officials with tenure protection during this
period “as void.” Id. at 1787 (emphasis added); see also
id. at 1793 (Thomas, J., concurring) (where officials
were properly appointed, there is “no barrier to them
exercising power”).
Collins teaches, therefore, that actions taken by
properly appointed officials — which include both the ALJ
who presided over Plaintiff’s claim (whose appointment
23
was ratified by an Acting Commissioner without tenure
protections) and the Commissioner who occupied the office
when the ALJ issued the decision (appointed by the
President with advice and consent of the Senate) — are
not void. The properly appointed ALJ had full authority
to make decisions on benefits claims and the properly
appointed Commissioner had full authority to carry out
the responsibilities of his office, including
promulgating regulations.
Relief is available in removal challenges only where the
alleged injuries are caused by officials subject to the
challenged removal restrictions, and where those
restrictions themselves “inflicted compensable harm” upon
plaintiffs. Id. at 1789. . . . To obtain a rehearing on
separation of powers grounds, in other words, Plaintiff
must show that Section 902(a)(3)’s removal restriction
somehow caused the denial of his benefits claim.
(Docket Entry 17 at 12-13 (internal brackets and stray period
omitted).)
Plaintiff counters that argument by urging that, although
“Collins did not involve a government actor’s exercise of power
that the government actor did not lawfully possess[, s]ee id., at
1788[,] . . . neither the ALJ nor the Appeals Council here had a
lawful delegation of authority under which to adjudicate and decide
this disability claim.” (Docket Entry 21 at 8.) According to
Plaintiff, “[t]hat harm from the constitutional violation should be
presumed here without the need for strict causation is supported by
other cases in addition to Collins” (id.), and points the Court to
cases “decided in the Appointments Clause context” (id.) holding
“that when structural constitutional claims involving separation of
powers are concerned, an individual need not show direct prejudice
24
to their disability claim and instead such harm is presumed” (id.
at 8-9 (citing Carr v. Saul, U.S. , - , 141 S. Ct.
1352, 1356-62 (2021), Probst v. Saul, 980 F.3d 1015, 1023 (4th Cir.
2020), and Landry v. Fed. Deposit Ins. Co., 204 F.3d 1125, 1131
(D.C. Cir. 2000)}).
Unlike Appointments Clause cases, where courts have found the
very authority under which a government official has acted
unconstitutional, see, e.g., Carr, U.S. at , 141 S. Ct. at
1356-62; Probst, 980 F.3d at 1023, the unconstitutional removal
provision at issue here did not impact then-Commissioner Saul’s
ability to carry out the duties of his office. As another court
recently explained:
[The p]laintiff’s argument is similar to arguments the
plaintiffs raised and the [United States Supreme] Court
rejected in Seila Law and Collins. First, like the
plaintiffs in Seila Law, [the [p]laintiff here argues
§ 902 (a) (3)’s removal provision automatically renders all
agency action unconstitutional. The [Supreme] Court in
Seila Law rejected such an argument[,] observing one
section of a statute may violate the Constitution without
rendering the entire act void. Seila Law, 140 S. Ct. at
2209. The [Supreme] Court stated the removal limitation
of the CFPB Director is the only defect and removal of
the defect removes the constitutional violation. The
[Supreme] Court concluded the removal limitation was
severable because the CFPB is capable of functioning
independently of the infirm removal clause. Id. [] (“The
provisions of the Dodd-Frank Act bearing on the CFPB’s
structure and duties remain fully operative without the
offending tenure restriction. Those provisions are
capable of functioning independently, and there is
nothing in the text or history of the Dodd-Frank Act that
demonstrates Congress would have preferred no CFPB toa
CFPB supervised by the President.”}; see also [id.] at
2245.
25
The Supreme Court in Collins also rejected the argument
an invalid removal provision rendered the FHFA’s actions
void from the outset. The Supreme Court stated there was
“no reason to hold that the third amendment [to the
agreement between the FHFA and the Department of
Treasury] must be completely undone.” Collins, [141 S.
Ct.] at 1788. The Collins Court further stated
“[Ta]lthough the statute unconstitutionally limited the
President’s authority to remove the confirmed Directors,
there was no constitutional defect in the statutorily
prescribed method of appointment to that office. As a
result, there is no reason to regard any of the actions
taken by the FHFA [challenged on appeal] as void.” [Id.]
at 1787. Accordingly, the argument the SSA’s actions
here are either void ab initio or became void at some
later point due to § 902(a) (3)’s removal clause is not
supported by either Seila Law or Collins.
Lisa Y., F. Supp. 3d at , 2021 WL 5177363, at *6-7 (internal
footnote, citation, and stray parenthesis and period omitted); see
also Robinson v. Kijakazi, No. 1:20CV358, 2021 WL 4998397, at *3
(W.D.N.C. Oct. 27, 2021) (unpublished) ([The p]llaintiff .. .
offers no evidence to show that there is a nexus between the
unconstitutional removal restriction and the denial of his
application for disability benefits[ and ] simply argues that all
actions taken by the Commissioner are void due to the
unconstitutional removal provision. However, Collins expressly
rejects this view.” (internal citation omitted)).
Notably, cases to the contrary addressed the much less onerous
issue of whether the plaintiff had standing to assert his or her
Seila Law/Collins-based claim and did not reach the merits of the
matter. See Dixie C. v. Kijakazi, No. 3:21CV764, 2021 WL 4822838,
26
at *6 (N.D. Tex. Sept. 20, 2021) (unpublished) (“[B]lecause [the
pllaintiff has established both traceability and redressability for
the purposes of standing, the [c]ourt has standing to hear [the
pllaintiff’s constitutional claim.” (emphasis added) □□
recommendation adopted, 2021 WL 4820764 (N.D. Tex. Oct. 15, 2021)
(unpublished); Sylvia A., 2021 WL 4692293, at *4 (“The [c]lourt
finds that [the p]laintiff’s separation-of-powers claim is both
traceable and redressable such that she has standing to pursue it.
Thus, all of [the p]laintiff’s claims should proceed to briefing on
the merits.” (emphasis added)); Albert, 2021 WL 3424268, at *5
(“Because [the] plaintiff has standing to bring his constitutional
claim, [the Commissioner]’s motion to dismiss is denied.” (emphasis
added)); Tafoya, 2021 WL 3269640, at *3 (“While ultimately, the
righteousness vel non of [the plaintiff’s] arguments on the merits
may gain [her] little, if anything, the question presently before
[the court] is one of standing, and thus does not implicate the
merits.” (footnote omitted) (emphasis added)).*°
10 Cases exist to the contrary on the standing issue. See Helms v.
Commissioner of Soc. Sec., No. 3:20CV589, 2021 WL 5710096, at *3 (W.D.N.C. Dec.
1, 2021) (unpublished) (“The [cJourt finds that it is implausible that the
Commissioner’s protection from removal from office, whether constitutional or
not, could have affected [the] ALJ[ ]’s decision or any other aspect of the
administrative litigation in a material way. Because [the p]Jlaintiff has not
shown that she was in any way injured by the removal protection provision, she
does not have standing to litigate its constitutionality.”); Catherine J.S.W. v.
Commissioner of Soc. Sec., No. 3:20CV5602, 2021 WL 5276522, at *8 (W.D. Wash.
Nov. 12, 2021) (unpublished) (“Because [the p]jlaintiff has not shown any
compensable harm fairly traceable to the actions of former Commissioner [Andrew]
Saul, . . . the [pJlaintiff’s situation is distinguishable from the plaintiff’s
claims in Collins; [the p]laintiff has failed to establish standing . .. .”);
Amanda B. v. Commissioner, Social Security Administration, No. 3:20CV434, 2021
(continued...)
27
Indeed, in two such cases, the courts expressed doubt that the
plaintiffs’ Collins-based claims could succeed on the merits:
The outcome of Collins is even less auspicious for [the]
plaintiff’s substantive claim. The [Supreme] Court there
rejected the appellant’s argument that the actions of the
Director of the FHFA of which appellant complained were
void:
All the officers who headed the FHFA during
the time in question were properly appointed.
Although the statute unconstitutionally
limited the President’s authority to remove
the confirmed Directors, there was no
constitutional defect in the statutorily
prescribed method of appointment to that
office.
Collins, 141 S. Ct. at 1787 (emphases in original).
Accordingly, “the unlawfulness of the removal provision
does not strip the Director of the power to undertake the
other responsibilities of his office,” including
implementing the provision of which the appellant
complained. Id. at 1788 n.23. It thus may well be that,
even if the removal provisions of the [] Act are
unconstitutional, the [SSA]’s ALJs still had authority to
issue disability determinations.
Tafoya,2021 WL 3269640, at *3 n.6; see also Dante, 2021 WL 2936576,
at *5 (“Th[e] rationale [in Collins] appears to undermine [the
pllaintiff’s position that the Commissioner acted outside his
constitutional authority when he delegated authority to the ALJ to
decide [the p]Jlaintiff’s disability claim. But, curiously, the
10(,,. continued)
WL 4993944, at *9 (D. Or. Oct. 26, 2021) (unpublished) (“[The pjllaintiff...
does not allege the SSA Commissioner took any action that is in any way related
to the ALJ’s decision or the decision by the Appeals Council.”); Brinkman v.
Kijakazi, No. 2:21CV528, 2021 WL 4462897, at *2 (D. Nev. Sept. 29, 2021)
(unpublished) (“Because [the p]laintiff offers nothing that traces the decision
by the ALJ . . . to any alleged injurious conduct by the SSA Commissioner, [the
plaintiff] has not demonstrated traceability and her constitutional violation
claim fails for lack of standing.”).
28
[Supreme] Court’s analysis in Collins also supports a finding that
[the p]laintiff has standing to assert a constitutional claim under
this now-questionable theory.” (italics omitted, underscoring
added)). Thus, cases decided in the standing context do not
provide a basis for the Court to find actual harm to Plaintiff
arising from Section 902(a)(3)’s removal provision.
Plaintiff next argues “that President Biden wished to
terminate Commissioner Saul immediately upon assuming the
Presidency” (Docket Entry 21 at 11 (citing OLC Op. at *1)), and
notes that “[t]he day after the [Department of Justice] issued [the
OLD Op.] in the wake of Collins confirming that Mr. Saul could be
removed from office by the President, President Biden immediately
did so” (id. (citing Tafoya, 2021 WL 3269640 at *3)). Plaintiff
additionally quotes from a White House statement regarding the
dismissal of Commissioner Saul, indicating that Commissioner Saul
“‘undermined and politicized Social Security disability benefits’”
and “‘reduced due process protections for benefits appeals
hearings.’” (Id. (citing https://federalnewsnetwork.com/people/
2021/07/biden-fires-saul-as-ssa-commissioner).) Plaintiff thus
argues that “President Biden’s concerns about [Commissioner] Saul’s
policy actions went to the very fundamentals of the entire
disability adjudication process,” but that the unconstitutional
removal provision prevented President Biden from removing
Commissioner Saul. (Id. at 12.)
29
That argument misses the mark. Another district court
addressed and rejected such an argument:
In her reply brief, [the pllaintiff argues
“[Commissioner] Saul’s actions, under constitutional
authority or not, have caused specific harm by
undermining, politicizing and reducing due process
protections to [the p]laintiff’s claims.” This argument
that there is a possibility § 902(a)(3) harmed [the
pllaintiff fails to recognize the significant difference
between the agency action in Collins and the SSA action
here.
In Collins, the Directors of the FHFA adopted an
amendment (the “Third Amendment”) to certain financial
agreements that “materially changed the nature of the
agreements” and resulted in the companies in which [the]
plaintiffs were shareholders transferring to the U.S.
Treasury “at least $124 billion dollars more than the
companies would have had to pay” under the prior form of
the agreements. Id. at 1774. The plaintiffs in Collins
thus had an identifiable basis to contend that[,] but for
the unconstitutional removal provision, the President may
have removed and appointed a different Director who would
have disapproved of the adoption (or implementation) of
the Third Amendment. See id. at 1789.
In contrast, there is nothing showing the Commissioner or
the SSA implemented new and relevant agency action that
may have turned upon the President’s inability to remove
the Commissioner. [The p]laintiff has not identified any
new regulations, agency policies or directives
Commissioner Saul installed that may have affected her
claims. [The p]laintiff thus fails to show how or why
§ 902(a) (3) [’s] removal clause possibly harmed her.
Lisa Y., F. Supp. 3d at , 2021 WL 5177363, at *7 (internal
citation omitted); see also id. at *8 (“[A] conclusory allegation
that due process was denied is not sufficient to raise a colorable
constitutional claim.” (citing Hoye v. Sullivan, 985 F.2d 990, 992
(9th Cir. 1992)); Shaun A. v. Commissioner of Soc. Sec., Civ. No.
30
C21-5003, 2021 WL 5446878, at *5 (W.D. Wash. Nov. 22, 2021)
(unpublished) (“[The p]laintiff’s reference to an unnamed White
House official’s justification for Commissioner Saul’s removal
[does not] indicate that [the p]laintiff was harmed. . . . .
Although a representative of the President suggested that
Commissioner Saul was removed from office in part because he had
undermined, politicized, and ‘reduced due process protections for
benefits appeals hearings,’ this statement does not establish the
existence of a due process violation and [the p]laintiff has failed
to identify one.”). Similarly, Plaintiff here has not pointed the
Court to any “new regulations, agency policies or directives
Commissioner Saul installed that may have affected h[is] claims,”
Lisa Y., F. Supp. 3d at , 2021 WL 5177363, at *7. (See
Docket Entries 15, 21.)
Plaintiff’s argument that the unconstitutional removal
provision prevented President Biden from removing Commissioner Saul
earlier fails for an additional reason, as well-explicated by
another district court:
Plaintiff contends former Commissioner Saul’s
“unconstitutional removal protection, which clearly
impeded President Biden in removing [him] prior to the
Supreme Court’s resolution of Collins [] tainted the
[SSA]’s resolution of [the plaintiff’s] case.” One
obvious fallacy with this argument is that President
Biden did not take office until January 20, 2021 — more
than two months after the Appeals Council denied review
of the ALJ’s decision — and there is no evidence that Mr.
Biden’s predecessor ever sought to remove his own
appointee from office. There is no causal connection
31
between the allegedly unconstitutional removal protection
and the ALJ’s adverse decision.
Alice T., 2021 WL 5302141, at *18; see also Alice F. v.
Commissioner of Soc. Sec., Civ. No. C21-5028, 2021 WL 5564429, at
*3 (W.D. Wash. Nov. 29, 2021) (unpublished) (noting that the
plaintiff “challenges decisions that all occurred during
Commissioner Saul’s tenure,” but that “President Trump appointed
Commissioner Saul, and [the p]laintiff presents nothing showing he
was possibly harmed by § 902 because President Trump desired or
directed a result that differs from the Commissioner’s final
decision but was stymied by § 902.”). Likewise, in this case, the
Appeals Council denied Plaintiff’s request for review of the ALJ’s
decision on October 14, 2020 (see Tr. 1), over three months before
President Biden took office, and thus Plaintiff cannot show any
causal link between Section 902(a)(3)’s unconstitutional removal
provision and the ALJ’s denial decision in his case.
In short, Plaintiff’s constitutional claim based on Seila Law
and Collins lacks merit.
III. CONCLUSION
Plaintiff has not established grounds for relief.
IT IS THEREFORE RECOMMENDED that the Commissioner’s decision
finding no disability be affirmed, that Plaintiff’s Motion for
Judgment on the Pleadings (Docket Entry 14) be denied, that
32
Defendant’s Motion for Judgment on the Pleadings (Docket Entry 16)
be granted, and that judgment be entered dismissing this action.
/s/ L. Patrick Auld
L. Patrick Auld
United States Magistrate Judge
December 9, 2021
33