“If the ALJ finds that a claimant has not satisfied any step of the process, review does not proceed to the next step.”
How later courts described this case
- “If the ALJ finds that a claimant has not satisfied any step of the process, review does not proceed to the next step.”
- “Ultimately, it is the duty of the [ALJ] reviewing a case, and not the responsibility of the courts, to make findings of fact and to resolve conflicts in the evidence.”
Written by the judges who cited it.
The opinion
IN THE UNITED STATES DISTRICT COURT
FOR THE MIDDLE DISTRICT OF NORTH CAROLINA
GREGORY SHANE HEGE, )
)
Plaintiff, )
)
v. ) 1:20CV1171
)
KILOLO KIJAKAZI, )
Acting Commissioner of Social )
Security, )
)
Defendant.1 )
MEMORANDUM OPINION AND RECOMMENDATION
OF UNITED STATES MAGISTRATE JUDGE
Plaintiff, Gregory Shane Hege, brought this action pursuant to
the Social Security Act (the “Act”) to obtain judicial review of a
final decision of Defendant, the Acting Commissioner of Social
Security, denying Plaintiff’s claims for Disability Insurance
Benefits (“DIB”) and Supplemental Security Income (“SSI”). (Docket
Entry 1.) Defendant has filed the certified administrative record
(Docket Entry 7 (cited herein as “Tr. __”)), and both parties have
moved for judgment (Docket Entries 10, 13; see also Docket Entry 11
(Plaintiff’s Brief), Docket Entry 14 (Defendant’s Memorandum);
Docket Entry 15 (Plaintiff’s Reply)). For the reasons that follow,
the Court should enter judgment for Defendant.
1 President Joseph R. Biden, Jr., appointed Kilolo Kijakazi as the Acting
Commissioner of Social Security on July 9, 2021. Pursuant to Rule 25(d) of the
Federal Rules of Civil Procedure, Kilolo Kijakazi should be substituted for
Andrew M. Saul as the Defendant in this suit. Neither the Court nor the parties
need take any further action to continue this suit by reason of the last sentence
of section 205(g) of the Social Security Act, 42 U.S.C. § 405(g).
I. PROCEDURAL HISTORY
Plaintiff applied for DIB and SSI in 2005 (Tr. 105-14),
alleging an onset date of October 31, 2003 (see Tr. 105, 111).
Upon denial of those applications initially (Tr. 38-39, 54-59, 298-
305, 315-31) and on reconsideration (Tr. 40-41, 61-70, 341-48, 351-
67), Plaintiff requested a hearing de novo before an Administrative
Law Judge (“ALJ”) (Tr. 73-74). Plaintiff and his attorney attended
the hearing. (Tr. 9-37.) The ALJ subsequently ruled that
Plaintiff did not qualify as disabled under the Act. (Tr. 42-54.)2
The Appeals Council thereafter denied Plaintiff’s request for
review (Tr. 1-8), and Plaintiff sought judicial review in this
Court, Hege v. Colvin, No. 1:11CV908, Docket Entry 1 (M.D.N.C. Oct.
26, 2011). After this Court affirmed the Commissioner’s decision
denying benefits, Hege, No. 1:11CV908, Docket Entry 17 (M.D.N.C.
July 21, 2014) (Dever, III, C.J., E.D.N.C. by desig.), and denied
Plaintiff’s Motion to Alter or Amend Judgment under Rule 59(e) of
the Federal Rules of Civil Procedure, Hege, No. 1:11CV908, Docket
Entry 22 (M.D.N.C. Oct. 7, 2014), Plaintiff appealed to the United
States Court of Appeals for the Fourth Circuit, see Hege v. Colvin,
No. 14-2335 (4th Cir. Dec. 8, 2014).
The Commissioner filed a consent Motion for Remand Under
Sentence Four of 42 U.S.C. § 405(g), Hege, No. 14-2335, Docket
2 Plaintiff filed a second application for SSI on April 22, 2009 (see Tr. 532),
and a different ALJ, after a hearing, found Plaintiff disabled as of February 23,
2010, his amended alleged onset date (Tr. 521-32).
2
Entry 19 (4th Cir. Apr. 21, 2015), on the grounds that “the ALJ
stopped [Plaintiff]’s counsel from questioning [Plaintiff] during
the hearing, and stated that [the ALJ] would issue a fully
favorable decision [pending the receipt of outstanding mental
health records, but] . . . did not hold a supplemental hearing once
the medical record evidence was submitted and he determined that a
fully favorable decision was not warranted,” id. at 9. The Fourth
Circuit entered a Judgment remanding the matter back to the
Commissioner, Hege, No. 14-2335, Docket Entry 21 (4th Cir. June 4,
2015), and the Appeals Council, on August 12, 2019, issued an order
vacating the ALJ’s decision and remanding the case to an ALJ for
further proceedings (Tr. 511-16), on the grounds that the ALJ 1)
failed to afford Plaintiff “a full hearing” (Tr. 514), 2) found
Plaintiff moderately limited in concentration, persistence, or pace
(“CPP”), but failed to include in the RFC “specific limitations
related to [Plaintiff]’s abilities to focus attention on work
activities and stay on task at a sustained rate” (id. (internal
quotation marks omitted)), and 3) “gave substantial weight to the
[s]tate [a]gency psychological consultants,” but failed to explain
why he did not include in the RFC the consultants’ limitations to
a “low stress, nonproduction setting with limited interaction with
others” (Tr. 515 (internal quotation marks omitted)).3
3 The record lacks an explanation for the more than four-year delay between the
Fourth Circuit’s Judgment and the Appeals Council’s remand order. (See Tr. 515
(“The [Appeals] Council regrets the delay involved.”); see also Tr. 471 (post-
(continued...)
3
A new ALJ subsequently held a hearing, attended by Plaintiff,
his attorney, and a vocational expert (“VE”). (Tr. 461-510.) The
ALJ thereafter ruled that Plaintiff did not qualify as “disabled”
under the Act at any time from his onset date of October 31, 2003,
to February 22, 2010, the day before the ALJ adjudicating
Plaintiff’s second application for SSI found him disabled. (Tr.
433-60.) This action for judicial review followed.4
In rendering that disability determination, the ALJ made the
following findings:
1. [Plaintiff] met the insured status requirements of
the . . . Act through September 30, 2008.
. . .
2. From October 31, 2003, the alleged onset date,
through February 22, 2010, [Plaintiff] did not engaged
[sic] in substantial gainful activity.
. . .
3 (...continued)
remand ALJ’s statement during hearing: “I cannot explain why it’s spent as long
as it did at the Appeals Council. Mr. Hege, I apologize on behalf of the agency
for that delay. . . . I can’t tell from my end why that took so long.”); 533-65
(letter dated July 22, 2019, from Plaintiff’s counsel to Office of Appellate
Operations inquiring about status of case).)
4 “[W]hen a case is remanded by a [f]ederal court for further consideration, the
decision of the [ALJ] will become the final decision of the Commissioner after
remand on [a claimant’s] case unless the Appeals Council assumes jurisdiction of
the case. The Appeals Council may assume jurisdiction based on written
exceptions to the decision of the [ALJ] which [a claimant] file[s] with the
Appeals Council or based on its authority . . . to assume jurisdiction of [a
claimant’s] case even though no written exceptions have been filed.” 20 C.F.R.
§§ 404.984, 416.1484. Here, the record reflects neither that Plaintiff filed
written exceptions to the post-remand ALJ’s decision with the Appeals Council nor
that the Appeals Council assumed jurisdiction of his case under its own
authority.
4
3. From October 31, 2003, the alleged onset date,
through February 22, 2010, [Plaintiff] had the following
severe impairments: depression; anxiety; post-concussive
syndrome; and alcohol use disorder.
. . .
4. From October 31, 2003, the alleged onset date,
through February 22, 2010, [Plaintiff] did not have an
impairment or combination of impairments that met or
medically equaled the severity of one of the listed
impairments in 20 CFR Part 404, Subpart P, Appendix 1.
. . .
5. . . . [F]rom October 31, 2003, the alleged onset
date, through February 22, 2010, [Plaintiff] had the
residual functional capacity to perform a full range of
work at all exertional levels but [] he could never climb
ladders, ropes, or scaffolds, and he could have no
exposure to unprotected heights or hazardous machinery.
He was limited to understanding, remembering, and
carrying out simple instructions, which is defined to
mean activity that is consistent with a reasoning level
of “two” or “three,” as defined in the [Dictionary of
Occupational Titles (“DOT”)]; and he could sustain
concentration, attention, and pace well enough to carry
out those simple instructions for two-hour intervals over
the course of an eight-hour workday. He was limited to
working in proximity to, but not in coordination with,
coworkers and supervisors, but would still have been able
to interact with others sufficiently to complete a 30-day
training period. He was limited to working in a low
stress setting, which is specifically defined to mean: no
paced production, such as on an assembly line; only
simple, work-related decisions; few or no changes in the
work setting; no dealing with emergent situations as an
essential function of the job; and only superficial
contact with the public, where “superficial” is defined
to mean the contact is incidental and not an essential
function of the job.
. . .
6. [Plaintiff] was unable to perform any past relevant
work.
. . .
5
10. Considering [Plaintiff’s] age, education, work
experience, and residual functional capacity, there are
jobs that exist in significant numbers in the national
economy that [he] can perform.
. . .
11. [Plaintiff] was not been [sic] under a disability,
as defined in the . . . Act, from October 31, 2003,
through February 22, 2010.
(Tr. 439-53 (bold font, internal parenthetical citations, and
footnotes omitted).)
II. DISCUSSION
Federal law “authorizes judicial review of the Social Security
Commissioner’s denial of social security benefits.” Hines v.
Barnhart, 453 F.3d 559, 561 (4th Cir. 2006). However, “the scope
of [the Court’s] review of [such a] decision . . . is extremely
limited.” Frady v. Harris, 646 F.2d 143, 144 (4th Cir. 1981).
Plaintiff has not established entitlement to relief under the
extremely limited review standard.
A. Standard of Review
“[C]ourts are not to try [a Social Security] case de novo.”
Oppenheim v. Finch, 495 F.2d 396, 397 (4th Cir. 1974). Instead,
the Court “must uphold the factual findings of the ALJ if they are
supported by substantial evidence and were reached through
application of the correct legal standard.” Hines, 453 F.3d at 561
(internal brackets and quotation marks omitted). “Substantial
evidence means ‘such relevant evidence as a reasonable mind might
accept as adequate to support a conclusion.’” Hunter v. Sullivan,
6
993 F.2d 31, 34 (4th Cir. 1992) (quoting Richardson v. Perales, 402
U.S. 389, 390 (1971)). “It consists of more than a mere scintilla
of evidence but may be somewhat less than a preponderance.” Mastro
v. Apfel, 270 F.3d 171, 176 (4th Cir. 2001) (internal citations and
quotation marks omitted). “If there is evidence to justify a
refusal to direct a verdict were the case before a jury, then there
is substantial evidence.” Hunter, 993 F.2d at 34 (internal
quotation marks omitted).
“In reviewing for substantial evidence, the [C]ourt should not
undertake to re-weigh conflicting evidence, make credibility
determinations, or substitute its judgment for that of the [ALJ, as
adopted by the Commissioner].” Mastro, 270 F.3d at 176 (internal
brackets and quotation marks omitted). “Where conflicting evidence
allows reasonable minds to differ as to whether a claimant is
disabled, the responsibility for that decision falls on the
[Commissioner] (or the ALJ).” Id. at 179 (internal quotation marks
omitted). “The issue before [the Court], therefore, is not whether
[the claimant] is disabled, but whether the ALJ’s finding that [the
claimant] is not disabled is supported by substantial evidence and
was reached based upon a correct application of the relevant law.”
Craig v. Chater, 76 F.3d 585, 589 (4th Cir. 1996).
When confronting that issue, the Court must take note that
“[a] claimant for disability benefits bears the burden of proving
a disability,” Hall v. Harris, 658 F.2d 260, 264 (4th Cir. 1981),
7
and that, in this context, “disability” means the “‘inability to
engage in any substantial gainful activity by reason of any
medically determinable physical or mental impairment which can be
expected to result in death or which has lasted or can be expected
to last for a continuous period of not less than 12 months,’” id.
(quoting 42 U.S.C. § 423(d)(1)(A)).5 “To regularize the
adjudicative process, the Social Security Administration [(‘SSA’)]
has . . . detailed regulations incorporating longstanding medical-
vocational evaluation policies that take into account a claimant’s
age, education, and work experience in addition to [the claimant’s]
medical condition.” Id. “These regulations establish a
‘sequential evaluation process’ to determine whether a claimant is
disabled.” Id. (internal citations omitted).
This sequential evaluation process (“SEP”) has up to five
steps: “The claimant (1) must not be engaged in ‘substantial
gainful activity,’ i.e., currently working; and (2) must have a
‘severe’ impairment that (3) meets or exceeds the ‘listings’ of
specified impairments, or is otherwise incapacitating to the extent
that the claimant does not possess the residual functional capacity
to (4) perform [the claimant’s] past work or (5) any other work.”
Albright v. Commissioner of the Soc. Sec. Admin., 174 F.3d 473, 475
5 The Act “comprises two disability benefits programs. [DIB] . . . provides
benefits to disabled persons who have contributed to the program while employed.
[SSI] . . . provides benefits to indigent disabled persons. The statutory
definitions and the regulations . . . for determining disability governing these
two programs are, in all aspects relevant here, substantively identical.” Craig,
76 F.3d at 589 n.1 (internal citations omitted).
8
n.2 (4th Cir. 1999).6 A finding adverse to the claimant at any of
several points in the SEP forecloses an award and ends the inquiry.
For example, “[t]he first step determines whether the claimant is
engaged in ‘substantial gainful activity.’ If the claimant is
working, benefits are denied. The second step determines if the
claimant is ‘severely’ disabled. If not, benefits are denied.”
Bennett v. Sullivan, 917 F.2d 157, 159 (4th Cir. 1990).
On the other hand, if a claimant carries his or her burden at
each of the first three steps, the “claimant is disabled.” Mastro,
270 F.3d at 177. Alternatively, if a claimant clears steps one and
two, but falters at step three, i.e., “[i]f a claimant’s impairment
is not sufficiently severe to equal or exceed a listed impairment,
the ALJ must assess the claimant’s residual functional capacity
(‘RFC’).” Id. at 179.7 Step four then requires the ALJ to assess
whether, based on that RFC, the claimant can perform past relevant
work; if so, the claimant does not qualify as disabled. Id. at
179-80. However, if the claimant establishes an inability to
6 “Through the fourth step, the burden of production and proof is on the
claimant. If the claimant reaches step five, the burden shifts to the
[Commissioner] . . . .” Hunter, 993 F.2d at 35 (internal citations omitted).
7 “RFC is a measurement of the most a claimant can do despite [the claimant’s]
limitations.” Hines, 453 F.3d at 562 (noting that administrative regulations
require RFC to reflect claimant’s “ability to do sustained work-related physical
and mental activities in a work setting on a regular and continuing basis . . .
[which] means 8 hours a day, for 5 days a week, or an equivalent work schedule”
(internal emphasis and quotation marks omitted)). The RFC includes both a
“physical exertional or strength limitation” that assesses the claimant’s
“ability to do sedentary, light, medium, heavy, or very heavy work,” as well as
“nonexertional limitations (mental, sensory, or skin impairments).” Hall, 658
F.2d at 265. “RFC is to be determined by the ALJ only after [the ALJ] considers
all relevant evidence of a claimant’s impairments and any related symptoms (e.g.,
pain).” Hines, 453 F.3d at 562-63.
9
return to prior work, the analysis proceeds to the fifth step,
whereupon the ALJ must decide “whether the claimant is able to
perform other work considering both [the claimant’s RFC] and [the
claimant’s] vocational capabilities (age, education, and past work
experience) to adjust to a new job.” Hall, 658 F.2d at 264-65.
If, at this step, the Commissioner cannot carry its “evidentiary
burden of proving that [the claimant] remains able to work other
jobs available in the community,” the claimant qualifies as
disabled. Hines, 453 F.3d at 567.8
B. Assignments of Error
Plaintiff argues that the Court should overturn the ALJ’s
finding of no disability on these grounds:
1) “[t]he ALJ . . . found that [Plaintiff]’s post-concussion
syndrome [(‘PCS’)] c[ould] reasonably be expected to cause his
claimed alterations of awareness, but failed to determine the
extent to which [Plaintiff] actually experience[d] such episodes[,
and] . . . therefore committed a reversible error [under Monroe v.
Colvin, 826 F.3d 176 (4th Cir. 2016),] on the basis that it cannot
be determined whether the ALJ’s hypothetical questions to [the VE]
include[d] all of [Plaintiff]’s functional limitations” (Docket
8 A claimant thus can establish disability via two paths through the SEP. The
first path requires resolution of the questions at steps one, two, and three in
the claimant’s favor, whereas, on the second path, the claimant must prevail at
steps one, two, four, and five. Some short-hand judicial characterizations of
the SEP appear to gloss over the fact that an adverse finding against a claimant
on step three does not terminate the analysis. See, e.g., Hunter, 993 F.2d at
35 (“If the ALJ finds that a claimant has not satisfied any step of the process,
review does not proceed to the next step.”).
10
Entry 11 at 8 (bold font and single-spacing omitted); see also
Docket Entry 15 at 2-6);
2) “[Plaintiff]’s [PCS] is a medically determinable impairment
that results in the entirely subjective symptom of non-epileptic
alterations of awareness[, and Plaintiff] is therefore entitled
[under Arakas v. Commissioner of Soc. Sec. Admin., 983 F.3d 83 4th
Cir. 2020),] to rely exclusively on subjective evidence to prove
the severity, persistence, and limiting effects of his non-
epileptic alterations of awareness” (Docket Entry 11 at 11 (bold
font and single-spacing omitted); see also Docket Entry 15 at 6-
16); and
3) “[t]he ALJ . . . cited the regulatory standards for
evaluating symptoms, but not the standards for evaluating [RFC
and] . . . therefore committed a reversible error [under Dowling v.
Commissioner of Soc. Sec., 986 F.3d 377 (4th Cir. 2021),] by
relying on an incorrect regulatory framework to assess
[Plaintiff]’s [RFC]” (Docket Entry 11 at 15 (bold font and single-
spacing omitted)).
Defendant contends otherwise and seeks affirmance of the ALJ’s
decision. (Docket Entry 14 at 8-15.)
1. Error Under Monroe
In Plaintiff’s first issue on review, he contends that “[t]he
ALJ . . . found that [Plaintiff]’s [PCS] c[ould] reasonably be
expected to cause his claimed alterations of awareness, but failed
11
to determine the extent to which [Plaintiff] actually experience[d]
such episodes[, and] . . . therefore committed a reversible error
[under Monroe] on the basis that it cannot be determined whether
the ALJ’s hypothetical questions to [the VE] include[d] all of
[Plaintiff]’s functional limitations.” (Docket Entry 11 at 8 (bold
font and single-spacing omitted); see also Docket Entry 15 at 2-6.)
In that regard, Plaintiff notes that, in Monroe, the plaintiff
“‘testified that he would lose consciousness about two or three
times per day and would need to take several breaks during the day
because of fatigue[,]’ [b]ut the ALJ ‘never made specific findings
about whether [the plaintiff]’s apnea or narcolepsy would cause him
to experience episodes of loss of consciousness or fatigue
necessitating breaks in work and if so, how often th[o]se event
would occur’” (Docket Entry 11 at 9 (internal citation omitted)
(quoting Monroe, 826 F.3d at 188)) and thus the court could not
“‘determine whether the hypothetical questions posed to the VE
included all of [the plaintiff]’s functional limitations’” (id. at
9-10 (quoting Monroe, 826 F.3d at 188)). According to Plaintiff,
“[t]he facts of this case are remarkably similar to the facts of
Monroe” (id. at 10), because “[t]he ALJ found [PCS] to be a severe
medically determinable impairment” (id. (citing Tr. 440)), and that
Plaintiff’s “‘medically determinable impairments could reasonably
be expected to cause the alleged symptoms’” (id. (quoting Tr.
444)), “[b]ut[,] in assessing [Plaintiff]’s RFC, [the ALJ] did not
12
discuss the effect of non-epileptic alterations of awareness” (id.
(citing Tr. 451)). Plaintiff’s contentions miss the mark.’
As an initial matter, Plaintiff overstates the ALJ’s findings
by asserting that “[t]he ALJ . . . found that [Plaintiff]’s [PCS]
c[ould] reasonably be expected to cause his claimed alterations of
awareness.” (Id. at 8 (emphasis added) (bold font and single-
spacing omitted); see also Docket Entry 15 at 2.) The ALJ actually
found that Plaintiff’s “medically determinable impairments could
reasonably be expected to cause the [] symptoms” Plaintiff alleged.
(Tr. 444 (emphasis added).) The ALJ further found that Plaintiff’s
“medically determinable impairments” included ‘“depression[, ]
anxietyl[,] [PCS,] and alcohol use disorder” (Tr. 440), and
described his symptoms as “problems with equilibrium, lack of
coordination, cognitive problems, [] memory problems[,] spells of
semi-consciousness and sensitivity to light and sound” (Tr. 444).
Thus, the ALJ did not specifically find that Plaintiff’s PCS could
° Plaintiff additionally argues that “[t]he ALJ [] failed to perform the
function-by-function assessment of [Plaintiff]’s non-epileptic alterations of
awareness.” (Docket Entry 11 at 11; see also Docket Entry 15 at 5.) With regard
to the function-by-function analysis, the relevant administrative ruling states:
“The RFC assessment must first identify the individual’s functional limitations
or restrictions and assess his or her work-related abilities oon a
function-by-function basis. ... Only after that may RFC be expressed in terms
of the exertional levels of work, sedentary, light, medium, heavy, and very
heavy.” Social Security Ruling 96-8p, Policy Interpretation Ruling Titles II and
XVI: Assessing [RFC] in Initial Claims, 1996 WL 374184, at *1 (July 2, 1996)
(“SSR 96-8p”). Plaintiff, however, did not identify any specific “functions”
that the ALJ should have analyzed; rather, Plaintiff’s argument more generally
faults the ALJ for failing to discuss the effects of Plaintiff’s “alterations of
awareness” on the RFC. (See Docket Entry 11 at 6-11; see also Docket Entry 15
at 2-6.) Accordingly, this Recommendation will focus on whether the ALJ
sufficiently explained her consideration of Plaintiff’s alleged blackout spells
in formulating the RFC.
13
cause “alterations of awareness” (Docket Entry 11 at 8 (emphasis
added)). (See Tr. 451 (“[T]he 2009 neuropsychological evaluation
cast doubt what limitations, if any, were being caused by
[Plaintiff]’s [PCS].” (emphasis added)).)*°
Even more significantly, “[w]hen an ALJ finds in a claimant’s
favor at part one, he or she merely finds that objective medical
evidence shows that the claimant possesses impairments that could
reasonably be expected to cause the symptoms alleged, and not that
the claimant actually suffers from the symptoms alleged.” Pickard
v. Colvin, No. 1:14CV583, 2015 WL 4644792, at *5 (M.D.N.C. Aug. 4,
2015) (unpublished), recommendation adopted, 2015 WL 5344027
(M.D.N.C. Sept. 14, 2015) (unpublished) (Schroeder, J.). Here,
although the ALJ did not make a specific finding discounting
Plaintiff’s testimony about his blackout spells (see Tr. 443-51),
the ALJ’s decision nevertheless adequately explains how she
addressed those spells in the RFC.
To begin, the ALJ’s discussion of Plaintiff’s subjective
symptom reports explains the ALJ’s decision-making regarding
10 Indeed, the record contains conflicting evidence regarding the cause of
Plaintiff’s alleged blackout spells. (See Tr. 284-96 (mental health providers
considering whether Plaintiff’s blackout spells constituted panic attacks), 258
(neurologist characterizing blackout spells as “probably” from PCS but also as
“possible panic attacks”), 683 (therapist discussing whether childhood emotional
trauma caused Plaintiff’s “dissociative episodes”), 736 (psychiatrist reporting
difficulty in knowing whether Plaintiff had “conversion or factitious symptoms
or poor coping skills”), 738 (same psychiatrist noting difficulty determining
whether Plaintiff’s spells resulted from “personality vs. anxiety vs. .. . some
type of organic problem” and indicating “doubt” as to organic problem
involvement), 747 (neuropsychologist opining that “nothing” about Plaintiff’s
“clinical profile [] suggested old brain injury as the nexus of his difficulties”
and that “even 3 concussions should not produce the kinds of cognitive deficits”
seen on evaluation) .)
14
Plaintiff’s alleged spells. The ALJ expressly acknowledged
Plaintiff’s “report[s] that he had spells of semi-consciousness”
(Tr. 444; see also Tr. 158, 194, 491-96, 500-01), as well as his
statements to a neurologist “that he initially had spells where he
would black out about once per month, but that these had increased
to as many as 12 episodes per day” and “that he could see and hear
during these spells, but that everything was garbled” (Tr. 445; see
also Tr. 260). The ALJ, however, found that Plaintiff’s
“statements concerning the intensity, persistence and limiting
effects of [his] symptoms [we]re not entirely consistent with the
medical evidence and other evidence in the record for the reasons
explained in th[e ALJ’s] decision” (Tr. 444).
In further support of that finding, the ALJ observed that
“[Plaintiff]’s allegations and even reports to treating and
examining sources have been at times inconsistent with the
documentary and contemporaneous records and at other times
complicated by his alcohol use[, and that, a]s a result of those
inconsistencies, the [ALJ] f[ou]nd[] that the objective findings
and documentation [we]re of greater value than [Plaintiff]’s
subjective and uncorroborated statements.” (Tr. 448 (emphasis
added).) The ALJ also noted that Plaintiff could “perform many
routine activities of daily living, such as grocery shopping,
preparing meals, performing housework, and taking care of his
animals,” as well as that “he enjoyed working on puzzles, reading,
15
[] playing video games[,] . . . work[ing] on his vegetable garden,
and perform[ing] mechanical work on cars and welding.” (Tr. 447.)
As discussed in more detail in the context of Plaintiff’s second
issue on review, the ALJ did not err in her evaluation of
Plaintiff’s subjective symptom reporting.
The ALJ’s evaluation of the opinion evidence additionally
explains the ALJ’s reasoning concerning Plaintiff’s claimed
blackouts. In that regard, the ALJ accorded “moderate weight” (Tr.
448) to the opinions of the state agency psychological consultants
that, notwithstanding Plaintiff’s complaints of “fainting episodes”
(Tr. 368), Plaintiff remained capable of “[simple, routine, and
repetitive tasks (‘SRRTs’)] in a low stress, nonproduction setting
with limited interaction with others” (Tr. 317; see also Tr. 367).
The ALJ noted that, although she agreed with the consultants’
limitations, she fashioned more specific, “vocationally
appropriate” restrictions in the mental RFC to further account for
“the updated evidence in the record” (Tr. 449). The ALJ
additionally afforded “significant weight” to the opinions of
neuropsychologist Dr. C. Thomas Gualtieri, who opined that “there
was nothing about [Plaintiff’s] present cognitive status that
should interfere with his ability to do the kinds of unskilled
labor that he did before [his alleged motor vehicle accidents in
the early 1990’s].” (Tr. 450 (emphasis added); see also Tr. 747.)
16
Furthermore, the ALJ’s discussion of the medical evidence
explains the ALJ’s consideration of Plaintiff’s blackout
allegations. In that regard, the ALJ noted that:
□ On May 4, 2005, neurologist “Dr. [Raymond S.] Kandt
observed that [Plaintiff] had a slow reaction time
and . . . mild disequilibrium, but that he had
normal heel and toe walking and no asymmetry,
ataxia, or falling with gait testing.” (Tr. 445
(citing Tr. 260-62) (emphasis added));
. “[O]n December 12, 2005[, Plaintiff] reported [to
psychiatrist Dr. Brent Joye] that . . . he was
continuing to abuse alcohol occasionally, but that
his main problem was that he was’ feeling
depressed.” (Id. (citing Tr. 271) (emphasis
added) });
° “By May 23, 2007, Dr. Joye reported that
[Plaintiff] appeared to be doing quite well ....
In November 2007, [Plaintiff ] reported that he was
lifting weights and using a NordicTrack to try to
get in shape ... . On March 3, 2008, Dr. Joye
continued to report that [Plaintiff] was doing
fairly well and... reported that [Plaintiff]’s
mood was mostly euthymic and that he had a full
affect.” (Tr. 446 (citing Tr. 417, 419, 422)
(emphasis added) (internal parenthetical citation
omitted) );
. “[O]n September 1, 2009[, Plaintiff] reported [to
psychiatrist Dr. Geri Snoke] that he felt that his
condition had improved[] and[,] . . . on September
9, 2009[, h]le reported that he . . . had apparent
panic attacks, but that he had been having them for
a_long time and had learned how to deal with them.
Upon a mental status examination, Dr. Snoke
observed that [Plaintiff] was calm, pleasant, and
composed, and that he appeared to have only some
mild cognitive problems.” (Id. (citing Tr. 740-41,
743) (emphasis added) (internal parenthetical
citation omitted)
* “On January 28, 2010, Dr. Snoke reported that
[Plaintiff] did not mention anything about his
cognitive spells, and he declined being interested
17
or able to attend group therapy. Dr. Snoke also
reviewed [Plaintiff]’s previous hospitalization
records [from one of his motor vehicle accidents in
1993 and from his February 2007 psychiatric
inpatient treatment], and noted that he had been
intoxicated at those times, so there was nothing
definite to corroborate his complaints of cognitive
problems.” (Tr. 446-47 (citing Tr. 736-37)
(emphasis added) (internal quotation marks and
parenthetical citation omitted));
. “On December 9, 2009, [Plaintiff] underwent a
neuropsychological evaluation conducted by [Dr.]
Gualtieri ... . Following his evaluation, Dr.
Gualtieri noted that [Plaintiff]’s performance was
what one might expect in a patient with chronic
mood disorder and long-standing problems with
alcoholism. However, he reported that there was
nothing about [Plaintiff]’s clinical profile that
suggested an old brain injury as the nexus of his
difficulties. [Dr. Gualtieri] reported that the
evaluation was ‘suggestive of exaggeration’ and
also noted that [Plaintiff] tended to do better on
harder tests and worse on easy tests; that he had a
speech problem that was not what [Dr. Gualtieri]
would normally associate with a closed head injury;
and that [Plaintiff] generated a number of invalid
indicators on the testing.” (Tr. 447 (citing Tr.
747-57) (emphasis added) (internal parenthetical
citation omitted)); and
* “On February 23, 2010, [Plaintiff] underwent a
psychological consultative evaluation conducted by
Cheri Anthony, Ph.D. .. . Upon a mental status
examination, Dr. Anthony observed that [Plaintiff]
had only minor difficulties with attention, and
that he generally did well with his memory.” (Id.
(citing Tr. 719-23) (emphasis added)).
The ALJ thereafter concluded, “[a]fter reviewing all of the
evidence, .. . that [Plaintiff] had some mental impairments, which
were complicated by heavy alcohol use for much of the period,” but
that “the evidence show[ed] that he should have been able to
understand, remember, and carry out simple instructions, and that
18
he should have been able to sustain his concentration, attention,
and pace sufficient to carry out simple instructions for two-hour
periods over the course of an eight-hour workday in low stress work
settings.” (Tr. 451 (emphasis added).)
As a result of the ALJ’s thorough analysis of the record
evidence, the Court can trace the path of the ALJ’s reasoning with
regard to Plaintiff’s alleged blackout spells. The ALJ clearly did
not fully credit Plaintiff’s allegations regarding the intensity,
persistence, and limiting effects of the claimed spells (see Tr.
444, 448), but nevertheless included significant limitations in the
RFC to account for such spells, such as restrictions on climbing
and exposure to hazards, as well as limitations to simple
instructions and decisions, few or no changes in the work setting,
reduced interaction with others, and non-production work (see Tr.
443).
In sum, Plaintiff’s first issue on review does not warrant
relief.
2. Error Under Arakas
In Plaintiff’s second assignment of error, he asserts that
“[Plaintiff]’s [PCS] is a medically determinable impairment that
results in the entirely subjective symptom of non-epileptic
alterations of awareness[, and Plaintiff] is therefore entitled
[under Arakas] to rely exclusively on subjective evidence to prove
the severity, persistence, and limiting effects of his non-
19
epileptic alterations of awareness.” (Docket Entry 11 at 11 (bold
font and single-spacing omitted); see also Docket Entry 15 at 6-
16.) In particular, Plaintiff maintains that the Fourth Circuit in
Arakas “noted that fibromyalgia is ‘a disease whose symptoms are
entirely subjective,’” (Docket Entry 11 at 12 (quoting Arakas, 983
F.3d at 96)), and thus “held that ‘ALJs may not rely on objective
medical evidence (or the lack thereof) – even as just one of
multiple medical factors – to discount a claimant’s subjective
complaints regarding symptoms of fibromyalgia or some other disease
that does not produce such evidence’” (id. (quoting Arakas, 983
F.3d at 97)). According to Plaintiff, “[t]here is ‘[n]o single
test’ to confirm diagnosis of [PCS]” (id. at 13-14 (quoting
https://www.mayoclinic.org/diseases-conditions/post-concussion-
syndrome/diagnosis-treatment/drc-20353357)), and “diagnosis of non-
epileptic alterations of awareness is not based on [] objective
medical evidence [such as electroencephalogram (‘EEG’) tests and
brain MRIs] because they do not result from electrical activity in
the brain” (id. at 14 (citing https://www.cedars-sinai.org/health-
library/diseases-and-conditions/n/non-epileptic-seizures.html)).
Accordingly, Plaintiff argues, “[l]ike fibromyalgia, [PCS] is
entirely subjective in that it is not susceptible to verification
by objective medical evidence.” (Id.) Plaintiff thus faults the
ALJ for finding that “‘the objective findings and documentation are
20
of greater value tha[n Plaintiff]’s subjective and uncorroborated
statements.’” (Id. (quoting Tr. 448).) Those arguments lack merit.
As an initial matter, Plaintiff’s contentions that “‘[n]Jo
Single test’” exists “to confirm [a] diagnosis of [PCS]” (id. at
13-14 (emphasis added) (quoting https://www.mayoclinic.org/
diseases-conditions/post-concussion-syndrome/diagnosis-—-
treatment/drc-20353357)) and that “diagnosis of non-epileptic
alterations of awareness is not based on [] objective medical
evidence” (id. at 14 (emphasis added) (citing https://www.cedars-
sinai.org/health-library/diseases-and-conditions/n/non-epileptic-—
seizures.html)) miss the point. Arakas forbids the discounting of
symptoms that do not produce objective medical evidence, Arakas,
983 F.3d at 96-97, as clearly ALJUs may require objective evidence
of the disease itself at part one of the subjective symptom
reporting inquiry, see Craig, 76 F.3d at 595. Moreover, the ALJ
here found Plaintiff’s PCS a severe, medically determinable
impairment at step two of the SEP (see Tr. 440) and found, at part
one of the subjective symptom analysis, that Plaintiff’s “medically
determinable impairments could reasonably be expected to cause the
alleged symptoms” (see Tr. 444). Framed properly, the Court must
consider whether Plaintiff’s claimed symptoms of PCS, including his
blackout spells, qualify as “entirely subjective,” Arakas, 983 F.3d
at 96 (internal quotation marks omitted), such that the ALJ erred
21
in considering objective evidence in discounting Plaintiff’s
subjective complaints at part two of the inquiry.
In that regard, Plaintiff has alleged that his PCS caused him
to suffer blackout spells, slowed reaction times, memory
disturbance, disequilibrium, decreased concentration, speech
deficits, and reduced coordination (see Tr. 16-17, 19 23, 26, 158,
192, 194, 235, 257, 260, 276, 284, 338, 396, 399, 422, 426, 719-20,
738, 740, 744, 750), none of which qualify as “entirely
subjective,” Arakas, 983 F.3d at 96 (internal quotation marks
omitted). Significantly, unlike the pain, fatigue, and subjective
weakness of fibromyalgia, Plaintiff has readily admitted that his
blackout spells constitute observable phenomena, and that co-
workers and family members have witnessed him remaining in one spot
staring into space and not responding to others. (See Tr. 194
(“Friends and family have witnessed me trying to accomplish a
simple task (e.g. making a sandwich) and end up sitting or standing
idly with a blank stare uncomprehensively [sic] for long periods up
to hours.” (capitalization omitted)), 338 (complaining of “spells
where he has just blanked out and stood in the same spot for at
least a couple of hours according to his family members”), 495 (“My
father and I spend a lot of time watching TV now, and there are
times that he can recognize that I’m in that state.”), 738
(indicating that previous employers witnessed his spells and
thought “he was drunk or high or ‘playing possum’”), 744 (reporting
22
that unidentified individual found Plaintiff during spell walking
on road behind his house and “it was like he was an elderly person
with Alzheimer’s,” as well as that his nephew saw Plaintiff sitting
or standing in kitchen for four hours).) Similarly, the record
contains numerous instances on which Plaintiff’s health care
providers objectively tested Plaintiff’s reaction times (see Tr.
257-58, 261, 741, 745), memory (see Tr. 261, 296, 308, 397, 403,
420, 424, 722, 753), equilibrium (or balance) (see Tr. 235, 257-58,
261, 753), concentration (see Tr. 397, 403, 420, 424, 722, 753),
speech (see Tr. 257-58, 306, 385, 390, 403, 420, 424, 719, 721,
753), and coordination (see Tr. 235, 257, 261, 308, 389, 753).
Accordingly, unlike “fibromyalgia — a disease whose symptoms are
entirely subjective, with the exception of trigger-point evidence,”
and where “[plhysical examinations will usually yield normal
results — a full range of motion, no joint swelling, as well as
normal muscle strength and neurological reactions,” Arakas, 983
F.3d at 96 (internal quotation marks and bracketed language
omitted), Plaintiff’s alleged PCS symptoms qualify as objectively
verifiable and thus Arakas lacks application to this case.
In addition, although Arakas “reiterate[d] the long-standing
law in [the Fourth C]ircuit that disability claimants are entitled
to rely exclusively on subjective evidence to prove the severity,
persistence, and limiting effects of their symptoms,” Arakas, 983
F.3d at 98, long-standing cases containing the substance of that
23
holding, such as Craig and Hines (among others), clarify that,
“La]lthough a claimant’s allegations about her [symptoms] may not
be discredited solely because they are not substantiated by
objective evidence of the [symptoms themselves] or [their]
severity, they need not be accepted to the extent they are
inconsistent with the available evidence, including objective
evidence of the underlying impairment, and the extent to which that
impairment can reasonably be expected to cause the [symptoms] the
claimant alleges []Jhe suffers,” Craig, 76 F.3d at 595 (emphasis
added); see also Hines, 453 F.3d at 565 n.3 (quoting Craig, 76 F.3d
at 595). In other words, under the appropriate circumstances, an
ALJ may choose to rely exclusively on a claimant’s subjective
symptom reports to find disabling symptoms; however, Arakas does
not compel ALJs to consider only subjective evidence, as such a
requirement would conflict with the regulations, which plainly
require ALJs to consider a variety of factors, including objective
medical evidence, in evaluating the intensity, persistence, and
limiting effects of symptoms. See 20 C.F.R. §§ 404.1529(c),
416.929(c) (directing ALJs to assess a claimant’s medical history,
medical signs and laboratory findings, daily activities, testimony
about nature and location of pain, medication and other treatment
used to alleviate pain, along with medical opinions from examining
and non-examining sources); see also 42 U.S.C. § (5) (A)
(“Objective medical evidence of pain... established by medically
24
acceptable clinical or laboratory techniques (for example,
deteriorating nerve or muscle tissue) must be considered in
reaching a conclusion as to whether [an] individual is under a
disability.” (emphasis added)).
Here, in compliance with Arakas, Hines, and Craig, the ALJ
considered the objective medical evidence as one part of her
evaluation of the intensity, persistence, and limiting effects of
Plaintiff’s alleged blackout spells. As detailed in the discussion
of Plaintiff’s first issue on review, the ALJ additionally
considered the opinion evidence of record (see Tr. 448-51) and
commented on the type and effectiveness of Plaintiff’s treatment,
noting that Plaintiff reported multiple times that his psychiatric
medications helped alleviate his symptoms (Tr. 445-46; see also Tr.
232, 271, 339-40, 406-07, 743). The ALJ also discussed Plaintiff’s
daily activities, observing that, despite complaints of disabling
symptoms, Plaintiff remained able to “perform many routine
activities of daily living, such as grocery shopping, preparing
meals, performing housework, and taking care of his animals,” as
well as that “he enjoyed working on puzzles, reading, [] playing
video games[,] . . . work[ing] on his vegetable garden, and
perform[ing] mechanical work on cars and welding” (Tr. 447 (citing
Tr. 418, 422, 426, 721, 757)).
In Plaintiff’s Reply, he maintains that “[t]he ALJ in this
case discounted [Plaintiff]’s reports of [PCS] symptoms, in part,
25
because he engaged in daily activities such as performing
‘mechanical work on cars and welding’” (Docket Entry 15 at 12
(internal parenthetical citation omitted) (quoting Tr. 447)), but
“failed to consider [] qualifying statements by [Plaintiff]” (id.
at 13). In that regard, Plaintiff points to his testimony that
“‘[t]here were some days that [he] could do fairly good and work
for hours on it, and then there was [sic] days that [he] couldn’t
really do anything’” (id. at 12 (quoting Tr. 499)), and that he
worked on the truck “‘maybe three days’ a week over the course of
a year ‘and it was different lengths of time that [he] was able to
stay out there’” (id. at 13 (quoting Tr. 499)). Plaintiff notes
that the court “in Arakas held that the ALJ ‘erred by discrediting
[the plaintiff]’s subjective complaints as inconsistent with her
daily activities’ because the ALJ ‘improperly disregarded her
qualifying statements regarding the limited extent to which she
could perform daily activities.’” (Id. at 12 (quoting Arakas, 983
F.3d at 99).)
Plaintiff’s argument glosses over the fact that the record
contains competing descriptions of Plaintiff’s ability to engage in
mechanical and welding work. Although Plaintiff testified to
varying ability to work on his own truck (see Tr. 499; see also Tr.
418 (reflecting Plaintiff’s report to Dr. Joye that Plaintiff had
“been spending his summer working on his truck trying to make
repairs”)), other parts of the record cited by the ALJ reflect that
26
Plaintiff worked on vehicles other than his own truck and did
welding work for cash (see Tr. 447 (citing Tr. 422 (Plaintiff
“tr[ied] to stay busy working on rebuilding cars”), 426 (Plaintiff
“occasionally g[ot] frustrated because he c[ould]’t perform
continually as far as . . . being able to work on cars like he
want[ed] to” (emphasis added)), 757 (Plaintiff “d[id] mechanical
work and welding on the side”); see also Tr. 748 (Plaintiff “ma[d]e
small sums of money doing mechanical work, welding, etc., in the
cash economy”)). The ALJ apparently chose to credit Plaintiff’s
contemporaneous statements to medical providers over his self-
serving hearing testimony, and Plaintiff has not provided the Court
with any basis to disturb the ALJ’s resolution of that conflicting
evidence. See Hays v. Sullivan, 907 F.2d 1453, 1456 (4th Cir.
1990) (“Ultimately, it is the duty of the [ALJ] reviewing a case,
and not the responsibility of the courts, to make findings of fact
and to resolve conflicts in the evidence.”).
Plaintiff’s Reply further challenges the ALJ’s observation
that “‘later evidence specifically evaluating [PCS] has shown only
mild cognitive deficits’ and that a ‘December 2009
neuropsychological evaluation even noted that there was nothing to
suggest that his closed head injury was the nexus for his
problems.’” (Docket Entry 15 at 13-14 (quoting Tr. 447).)
According to Plaintiff, “it is not true that the [PCS] evidence
only shows mild cognitive deficits,” because “[t]hat evidence also
27
documents ongoing non-epileptic alterations of awareness” arising
out of his PCS. (Id. at 14; see also id. (citing Tr. 738, 740, 744
(“report[s] to his psychiatrist in [2009] that he was still having
such episodes”)).) Plaintiff further deems “the December 2009
neuropsychological evaluation . . . irrelevant to [Plaintiff]’s
episodes of non-epileptic alterations of awareness because the
report of the evaluation d[id] not address those episodes[,
and] . . . the neuropsychologist [neither] opine[d] that
[Plaintiff] d[id] not have [PCS n]or that he d[id] not have
non-epileptic alterations of awareness related to that condition.”
(Id. (citing Tr. 747-57).)
Plaintiff’s circular argument does not aid his cause. He
essentially argues that the ALJ should not have discounted
Plaintiff’s reports of blackout spells, because the evidence shows
he continued to complain of blackout spells. Moreover, the ALJ did
not misrepresent or “cherry-pick” the record when she pointed out,
correctly, that later evidence showed only “mild cognitive
deficits” (Tr. 447): the ALJ expressly discussed Dr. Anthony’s
observation in 2010 “that [Plaintiff] had only minor difficulties
with attention, and that he generally did well with his memory”
(id. (emphasis added) (citing Tr. 719-23)). Furthermore, Dr.
Gualtieri did consider Plaintiff’s reports of blackout spells in
the 2009 neuropsychological evaluation (see Tr. 749 (Dr.
Gualtieri’s statement in “History of the Present Condition” that
28
Plaintiff’s “psychiatrist diagnosed [PCS]”), 750 (Dr. Gualtieri’s
notation that Plaintiff “continues to complain . . . about problems
with . . . altered consciousness”)) and thus Dr. Gualtieri’s
conclusions that “there was nothing about [Plaintiff]’s clinical
profile that suggested an old brain injury as the nexus of his
difficulties” and that his testing results “suggest[ed ]
exaggeration” (Tr. 757 (emphasis added)) clearly hold relevance to
the ALJ’s evaluation of Plaintiff’s alleged spells.
Put simply, Plaintiff’s second assignment of error fails to
establish prejudicial error under Arakas.
3. Error Under Dowling
Lastly, Plaintiff maintains that “[t]he ALJ . . . cited the
regulatory standards for evaluating symptoms, but not the standards
for evaluating [RFC and] . . . therefore committed a reversible
error [under Dowling] by relying on an incorrect regulatory
framework to assess [Plaintiff]’s [RFC].” (Docket Entry 11 at 15
(bold font and single-spacing omitted).) According to Plaintiff,
the Dowling court “held that, among other errors, an ALJ ‘relied on
an incorrect regulatory framework when he assessed [the
plaintiff]’s RFC[, because the ALJ neither] cite[d] to 20 C.F.R.
§ 416.945, . . . [a r]egulation[] that . . . explains how ALJs
should assess a claimant’s RFC, n]or . . . cite[d] to [Social
Security Ruling 96-8p, Policy Interpretation Ruling Titles II and
XVI; Assessing Residual Functional Capacity in Initial Claims, 1996
29
WL 374184 (July 2, 1996) (“SSR 96-8p”), which] provides guidance on
how to properly evaluate an RFC,’” but rather based the “‘RFC
determination . . . entirely on [Social Security Ruling 96-7p,
Policy Interpretation Ruling Titles II and XVI: Evaluation of
Symptoms in Disability Claims: Assessing the Credibility of an
Individual’s Statements, 1996 WL 374186 (July 2, 1996) (“SSR 96-
7p”)] and [Social Security Ruling 16-3p, Evaluation of Symptoms in
Disability Claims, 2017 WL 5180304 (Oct. 25, 2017) (“SSR 16-3p”)],
which set out the process ALJs use to evaluate the intensity and
persistence of [a claimant’s] symptoms.’” (Id. at 15-16 (internal
quotation marks omitted) (quoting Dowling, 986 F.3d at 387).)
Plaintiff notes that the court in Dowling found that, because “‘an
RFC assessment is a separate and distinct inquiry from a symptom
evaluation, [] the ALJ erred treating them as one and the same.’”
(Id. at 16 (quoting Dowling, 986 F.3d at 387).) Plaintiff
Maintains that, “[l]ike the ALJ in Dowling, the ALJ in this case
did not cite the regulatory provisions regarding assessment of RFC,
. . . [but iJnstead .. . cited 20 C.F.R. §§ 404.1529 and 416.929,
which are regulations regarding evaluation of symptoms, 20 C.F.R.
404.1527 and 416.927, which are regulations regarding evaluation
of medical opinions, and SSR 16-3p, which is a ruling regarding
evaluation of symptoms.” (Id. at 16-17 (citing Tr. 443) (internal
parenthetical citation omitted).) For the reasons explained more
fully below, Plaintiff’s arguments fail as a matter of law.
30
Contrary to Plaintiff’s arguments, the ALJ here did cite to
the correct standards governing the assessment of RFC. Although
Plaintiff focuses on one page of the ALJ’s decision to fault the
ALJ for failing to cite the proper standards (see Docket Entry 11
at 16-17 (citing Tr. 443)), Plaintiff ignores the following
recitation by the ALJ of the appropriate standards:
Before considering step four of the [SEP], the [ALJ] must
first determine [Plaintiff]’s [RFC] (20 CFR 404.1520 (e)
and 416.920(e)). An individual’s [RFC] is his ability to
do physical and mental work activities on a sustained
basis despite limitations from his impairments. In
making this finding, the [ALJ] must consider all of
[Plaintiff]’s impairments, including impairments that are
not severe (20 CFR 404.1520 (e), 404.1545, 416.920(e), and
416.945; SSR 96-8p).
(Tr. 439 (emphasis added).)'! In light of the above-quoted
paragraph, the ALJ did not err under Dowling.
In short, Plaintiff’s third issue on review lacks merit.
Significantly, Defendant’s Memorandum pointed Plaintiff to the above-cited
page of the ALJ’s ruling, which explicitly references the very regulatory
provisions that Plaintiff’s Brief falsely accused the ALJ of failing to cite
“[l]ike the ALJ in Dowling” (Docket Entry 11 at 16 (“[T]he ALJ in this case did
not cite the regulatory provisions regarding assessment of RFC.” (internal
citation omitted) (citing Tr. 443)); see also id. at 15 (identifying 20 C.F.R.
§ 416.945 and SSR 96-8p as regulatory provisions Fourth Circuit singled out as
missing in Dowling)). (See Docket Entry 14 at 15 (citing Tr. 439 as proof that
ALJ complied with Dowling’s directive to apply, inter alia, “20 C.F.R. § 416.945”
and “SSR 96-8p” in “determin[ing] the claimant’s RFC”).) Plaintiff’s Reply,
however, fails to acknowledge his prior misrepresentation that, “[l]ike the ALJ
in Dowling, the ALJ in this case did not cite th[ose] regulatory provisions
regarding assessment of RFC” (Docket Entry 11 at 16). (See Docket Entry 15 at
1-16.) Instead, Plaintiff’s Reply sub silentio abandons his Dowling claim. (See
id.) The Court expects better from members of its bar, particularly when a
member has, in the same filing that failed to admit, apologize for, or explain
an exposed misstatement of the record, hyperbolically accused Defendant’s counsel
of “an outright fabrication” (id. at 1), when the record, in fact, shows no such
thing, but instead shows, at most, an unwarranted characterization by Defendant’s
counsel of the tack taken in Plaintiff’s Brief. Put another way, all attorneys -
but especially attorneys who (over aggressively) attack the professionalism of
their adversaries - should take better care to take accountability for their own
(serious) mistakes.
31
III. CONCLUSION
Plaintiff has not established an error warranting relief.
IT IS THEREFORE RECOMMENDED that the Commissioner’s decision
finding no disability be affirmed, that Plaintiff’s Motion for
Judgment Reversing the Decision of the Commissioner of Social
Security (Docket Entry 10) be denied, that Defendant’s Motion for
Judgment on the Pleadings (Docket Entry 13) be granted, and that
this action be dismissed with prejudice.
/s/ L. Patrick Auld
L. Patrick Auld
United States Magistrate Judge
February 23, 2022
32