in turn citing Brown, 873 F.3d at 263
How later courts described this case
- in turn citing Brown, 873 F.3d at 263
- “If the ALJ finds that a claimant has not satisfied any step of the process, review does not proceed to the next step.”
- “In citing ‘normal’ results from pulmonary and respiratory tests and an EEG, the ALJ did not explain why he believed these results had any relevance to the question of what symptoms Monroe suffered from narcolepsy.”
- observing that “[n]o principle of administrative law or common sense requires us to remand a case in quest of a perfect opinion unless there is reason to believe that the remand might lead to a different result”
Written by the judges who cited it.
The opinion
IN THE UNITED STATES DISTRICT COURT
FOR THE MIDDLE DISTRICT OF NORTH CAROLINA
SARAH ROCKRIVER, )
)
Plaintiff, )
)
v. ) 1:18CV954
)
ANDREW M. SAUL, )
Commissioner of Social )
Security,1 )
)
Defendant. )
MEMORANDUM OPINION AND RECOMMENDATION
OF UNITED STATES MAGISTRATE JUDGE
Plaintiff, Sarah Rockriver, brought this action pursuant to
the Social Security Act (the “Act”) to obtain judicial review of
a final decision of Defendant, the Commissioner of Social Security,
denying Plaintiff’s claim for Disability Insurance Benefits
(“DIB”). (Docket Entry 1.) Defendant has filed the certified
administrative record (Docket Entry 7 (cited herein as “Tr. __”)),
and both parties have moved for judgment (Docket Entries 10, 12;
see also Docket Entry 11 (Plaintiff’s Memorandum); Docket Entry 13
(Defendant’s Memorandum)). For the reasons that follow, the Court
should enter judgment for Defendant.
1 The United States Senate confirmed Andrew M. Saul as the Commissioner of
Social Security on June 4, 2019, and he took the oath of office on June 17,
2019. Pursuant to Rule 25(d) of the Federal Rules of Civil Procedure, Andrew
M. Saul is substituted for Nancy A. Berryhill as the Defendant in this suit.
Neither the Court nor the parties need take any further action to continue this
suit by reason of the last sentence of section 205(g) of the Social Security
Act, 42 U.S.C. § 405(g).
I. PROCEDURAL HISTORY
Plaintiff applied for DIB, alleging a disability onset date
of October 15, 2009. (Tr. 178-83.) Upon denial of that
application initially (Tr. 69-87, 114-17) and on reconsideration
(Tr. 88-110, 120-27), Plaintiff requested a hearing de novo before
an Administrative Law Judge (“ALJ”) (Tr. 128-30). Plaintiff, her
attorney, and a vocational expert (“VE”) attended the hearing.
(Tr. 36-68.) The ALJ subsequently determined that Plaintiff did
not qualify as disabled under the Act. (Tr. 15-29.) The Appeals
Council thereafter denied Plaintiff’s request for review (Tr. 1-
6, 14, 329-76), and Plaintiff filed an action in this Court seeking
judicial review of the Commissioner’s final decision denying
benefits, see Rockriver v. Colvin, No. 1:15CV811, Docket Entry 1
(M.D.N.C. Sept. 30, 2015).
While Plaintiff’s civil action remained pending, she filed a
second application for DIB on November 16, 2015, alleging
disability since June 18, 2014. (Tr. 1855-56.) Following denials
of Plaintiff’s second DIB application initially (Tr. 1715-34) and
on reconsideration (Tr. 1735-55), Plaintiff requested a hearing
before an ALJ (see Tr. 1761 (showing “October 31, 2016” as likely
date of Plaintiff’s request for hearing, although erroneously
referring to that date as filing date of Plaintiff’s second DIB
claim)). In the meantime, pursuant to the Commissioner’s Motion
2
to Remand under Sentence Four of 42 U.S.C. § 405(g), Rockriver,
Docket Entry 14 (M.D.N.C. June 6, 2016), the Court remanded
Plaintiff’s first claim for DIB to the Commissioner for further
administrative proceedings, including reevaluation of the
treatment notes and opinions from Drs. John C. Pittman and Thomas
M. Motyka, Rockriver, 2016 WL 5957567 (M.D.N.C. Oct. 12, 2016)
(unpublished) (Peake, M.J.), recommendation adopted, slip op.
(M.D.N.C. Feb. 14, 2017) (Tilley, S.J.). The Appeals Council then
entered an Order remanding Plaintiff’s first DIB claim to an ALJ
for further consideration of the opinions of Drs. Pittman and
Motyka, Plaintiff’s Lyme disease, and maximum residual functional
capacity. (Tr. 1756-62.) The Appeals Council also noted that its
remand of Plaintiff’s first DIB claim rendered her second such
claim “duplicative,” and ordered the ALJ to “consolidate the claims
files.” (Tr. 1761.)
A different ALJ held a new hearing, which Plaintiff, her
attorney, and a VE attended. (Tr. 1636-84.) Following the
hearing, the ALJ determined that Plaintiff did not qualify as
disabled at any time from October 15, 2009, to the date of the
ALJ’s decision on July 24, 2018. (Tr. 1611-27.) Plaintiff then
filed the instant action seeking judicial review of the ALJ’s
decision in this Court.2
2 “[W]hen a case is remanded by a [f]ederal court for further consideration,
the decision of the [ALJ] will become the final decision of the Commissioner
3
In rendering that decision, the ALJ made the following
findings:
1. [Plaintiff] meets the insured status requirements
of the . . . Act through December 31, 2018.
2. [Plaintiff] has not engaged in substantial gainful
activity since her alleged onset date of October 15,
2009.
. . .
3. [Plaintiff] has the following severe impairments:
degenerative disc disease; hypertension; hypotension;
breast cancer; recurrent Lyme disease; bacterial/viral
infections; babesiosis; vertigo; polyneuropathy;
myofascial muscle pain; fibromyalgia; chronic fatigue
syndrome; chronic pain syndrome; insomnia; depressive
disorder; and anxiety disorder.
. . .
4. [Plaintiff] does not have an impairment or
combination of impairments that meets or medically
equals the severity of one of the listed impairments in
20 CFR Part 404, Subpart P, Appendix 1.
. . .
5. . . . [Plaintiff] has the residual functional
capacity to perform light work . . . except she can
frequently push/pull and operate foot and hand controls
with the lower and upper extremities; occasionally climb
ramps or stairs; never ladders, ropes or scaffolds;
occasionally balance, stoop, kneel, crouch, and crawl;
frequently reach, reach overhead, handle objects, and
finger bilaterally; have occasional exposure to extreme
heat and vibration; have occasional exposure to
after remand on [a claimant’s] case unless the Appeals Council assumes
jurisdiction of the case. The Appeals Council may assume jurisdiction based on
written exceptions to the decision of the [ALJ] which [a claimant] file[s] with
the Appeals Council or based on its authority . . . to assume jurisdiction of
[a claimant’s ] case even though no written exceptions have been filed.” 20
C.F.R. § 404.984. Here, the record reflects neither that Plaintiff filed
written exceptions to the ALJ’s decision with the Appeals Council nor that the
Appeals Council assumed jurisdiction of her case under its own authority.
4
pulmonary irritants such as dusts, odors, fumes, and
gases and to poorly ventilated areas; have no exposure
to unprotected heights; and have occasional exposure to
hazardous machinery or hazardous moving mechanical
parts. [Plaintiff’s] work is limited to simple, routine
and repetitive tasks but not at a production rate pace;
simple work-related decisions; and frequent interaction
with the public, co-workers and supervisors. She would
be off task up to, but not including, 10% of the time in
an eight-hour workday, in addition to normal breaks
(with normal breaks defined as a 15 minute morning and
afternoon break and a 30 minute lunch break).
. . .
6. [Plaintiff] has no past relevant work.
. . .
10. Considering [Plaintiff’s] age, education, work
experience, and residual functional capacity, there are
jobs that exist in significant numbers in the national
economy that [Plaintiff] can perform.
. . .
11. [Plaintiff] has not been under a disability, as
defined in the . . . Act, at any time since October 15,
2009, the alleged onset date of disability.
(Tr. 1616-27 (bold font and internal parenthetical citations
omitted).)
II. DISCUSSION
Federal law “authorizes judicial review of the Social
Security Commissioner’s denial of social security benefits.”
Hines v. Barnhart, 453 F.3d 559, 561 (4th Cir. 2006). However,
“the scope of . . . review of [such a] decision . . . is extremely
limited.” Frady v. Harris, 646 F.2d 143, 144 (4th Cir. 1981).
5
Plaintiff has not established entitlement to relief under the
extremely limited review standard.
A. Standard of Review
“[C]ourts are not to try [a Social Security] case de novo.”
Oppenheim v. Finch, 495 F.2d 396, 397 (4th Cir. 1974). Instead,
“a reviewing court must uphold the factual findings of the ALJ
[underlying the denial of benefits] if they are supported by
substantial evidence and were reached through application of the
correct legal standard.” Hines, 453 F.3d at 561 (internal brackets
and quotation marks omitted).
“Substantial evidence means ‘such relevant evidence as a
reasonable mind might accept as adequate to support a conclusion.’”
Hunter v. Sullivan, 993 F.2d 31, 34 (4th Cir. 1992) (quoting
Richardson v. Perales, 402 U.S. 389, 390 (1971)). “It consists of
more than a mere scintilla of evidence but may be somewhat less
than a preponderance.” Mastro v. Apfel, 270 F.3d 171, 176 (4th
Cir. 2001) (internal brackets and quotation marks omitted). “If
there is evidence to justify a refusal to direct a verdict were
the case before a jury, then there is substantial evidence.”
Hunter, 993 F.2d at 34 (internal quotation marks omitted).
“In reviewing for substantial evidence, the [C]ourt should
not undertake to re-weigh conflicting evidence, make credibility
determinations, or substitute its judgment for that of the [ALJ,
6
as adopted by the Social Security Commissioner].” Mastro, 270
F.3d at 176 (internal brackets and quotation marks omitted).
“Where conflicting evidence allows reasonable minds to differ as
to whether a claimant is disabled, the responsibility for that
decision falls on the [Social Security Commissioner] (or the ALJ).”
Id. at 179 (internal quotation marks omitted). “The issue before
[the Court], therefore, is not whether [the claimant] is disabled,
but whether the ALJ’s finding that [the claimant] is not disabled
is supported by substantial evidence and was reached based upon a
correct application of the relevant law.” Craig v. Chater, 76
F.3d 585, 589 (4th Cir. 1996).
When confronting that issue, the Court must take note that
“[a] claimant for disability benefits bears the burden of proving
a disability,” Hall v. Harris, 658 F.2d 260, 264 (4th Cir. 1981),
and that, in this context, “disability” means the “‘inability to
engage in any substantial gainful activity by reason of any
medically determinable physical or mental impairment which can be
expected to result in death or which has lasted or can be expected
to last for a continuous period of not less than 12 months,’” id.
(quoting 42 U.S.C. § 423(d)(1)(A)).3 “To regularize the
3 The Act “comprises two disability benefits programs. [DIB] . . . provides
benefits to disabled persons who have contributed to the program while employed.
The Supplemental Security Income Program . . . provides benefits to indigent
disabled persons. The statutory definitions and the regulations . . . for
determining disability governing these two programs are, in all aspects relevant
7
adjudicative process, the Social Security Administration has . . .
promulgated . . . detailed regulations incorporating longstanding
medical-vocational evaluation policies that take into account a
claimant’s age, education, and work experience in addition to [the
claimant’s] medical condition.” Id. “These regulations establish
a ‘sequential evaluation process’ to determine whether a claimant
is disabled.” Id. (internal citations omitted).
This sequential evaluation process (“SEP”) has up to five
steps: “The claimant (1) must not be engaged in ‘substantial
gainful activity,’ i.e., currently working; and (2) must have a
‘severe’ impairment that (3) meets or exceeds the ‘listings’ of
specified impairments, or is otherwise incapacitating to the
extent that the claimant does not possess the residual functional
capacity to (4) perform [the claimant’s] past work or (5) any other
work.” Albright v. Commissioner of Soc. Sec. Admin., 174 F.3d
473, 475 n.2 (4th Cir. 1999).4 A finding adverse to the claimant
at any of several points in the SEP forecloses an award and ends
the inquiry. For example, “[t]he first step determines whether
the claimant is engaged in ‘substantial gainful activity.’ If the
claimant is working, benefits are denied. The second step
here, substantively identical.” Craig, 76 F.3d at 589 n.1 (internal citations
omitted).
4 “Through the fourth step, the burden of production and proof is on the
claimant. If the claimant reaches step five, the burden shifts to the
[government] . . . .” Hunter, 993 F.2d at 35 (internal citations omitted).
8
determines if the claimant is ‘severely’ disabled. If not,
benefits are denied.” Bennett v. Sullivan, 917 F.2d 157, 159 (4th
Cir. 1990).
On the other hand, if a claimant carries his or her burden at
each of the first three steps, “the claimant is disabled.” Mastro,
270 F.3d at 177. Alternatively, if a claimant clears steps one
and two, but falters at step three, i.e., “[i]f a claimant’s
impairment is not sufficiently severe to equal or exceed a listed
impairment, the ALJ must assess the claimant’s residual functional
capacity (‘RFC’).” Id. at 179.5 Step four then requires the ALJ
to assess whether, based on that RFC, the claimant can “perform
past relevant work”; if so, the claimant does not qualify as
disabled. Id. at 179-80. However, if the claimant establishes an
inability to return to prior work, the analysis proceeds to the
fifth step, whereupon the ALJ must decide “whether the claimant is
able to perform other work considering both [the RFC] and [the
claimant’s] vocational capabilities (age, education, and past work
5 “RFC is a measurement of the most a claimant can do despite [the claimant’s]
limitations.” Hines, 453 F.3d at 562 (noting that administrative regulations
require RFC to reflect claimant’s “ability to do sustained work-related physical
and mental activities in a work setting on a regular and continuing basis . . .
[which] means 8 hours a day, for 5 days a week, or an equivalent work schedule”
(internal emphasis and quotation marks omitted)). The RFC includes both a
“physical exertional or strength limitation” that assesses the claimant’s
“ability to do sedentary, light, medium, heavy, or very heavy work,” as well as
“nonexertional limitations (mental, sensory, or skin impairments).” Hall, 658
F.2d at 265. “RFC is to be determined by the ALJ only after [the ALJ] considers
all relevant evidence of a claimant’s impairments and any related symptoms
(e.g., pain).” Hines, 453 F.3d at 562-63.
9
experience) to adjust to a new job.” Hall, 658 F.2d at 264-65.
If, at this step, the government cannot carry its “evidentiary
burden of proving that [the claimant] remains able to work other
jobs available in the community,” the claimant qualifies as
disabled. Hines, 453 F.3d at 567.6
B. Assignments of Error
Plaintiff asserts that the Court should overturn the ALJ’s
finding of no disability on these grounds:
1) “[t]he ALJ engaged in cherry-picking and inconsistent
logic to give the long time treating doctor’s [sic] little weight”
(Docket Entry 11 at 7 (bold font and single-spacing omitted and
standard capitalization applied)); and
2) “[t]he ALJ fails to build a logical bridge between the RFC
assigned and the disjointed recitation of [Plaintiff’s] medical
history” (id. at 31 (bold font and single-spacing omitted and
standard capitalization applied)).
Defendant contends otherwise and seeks affirmance of the
ALJ’s decision. (See Docket Entry 13 at 4-21.)
6 A claimant thus can qualify as disabled via two paths through the SEP. The
first path requires resolution of the questions at steps one, two, and three in
the claimant’s favor, whereas, on the second path, the claimant must prevail at
steps one, two, four, and five. Some short-hand judicial characterizations of
the SEP appear to gloss over the fact that an adverse finding against a claimant
on step three does not terminate the analysis. See, e.g., Hunter, 993 F.2d at
35 (“If the ALJ finds that a claimant has not satisfied any step of the process,
review does not proceed to the next step.”).
10
1. Treating Physicians’ Opinions
In Plaintiff’s first assignment of error, she contends that
“[t]he ALJ engaged in cherry-picking and inconsistent logic to
give the long time treating doctor’s [sic] little weight.” (Docket
Entry 11 at 7 (bold font and single-spacing omitted and standard
capitalization applied).) More specifically, Plaintiff asserts
that the ALJ erred in according little weight to the opinions of
Drs. Thomas M. Motyka and John C. Pittman because 1) “[t]he ALJ’s
medical narrative is based on cherry-picked evidence in violation
of Lewis[ v. Berryhill, 858 F.3d 858 (4th Cir. 2017)] and Brown[
v. Commissioner of Soc. Sec. Admin., 873 F.3d 251 (4th Cir. 2017)]”
(Docket Entry 11 at 11), 2) “[t]he medical source opinions of Dr.
Motyka and Dr. Pittman are supported by their medical records”
(id. at 24 (standard capitalization applied)), 3) “[t]he ALJ failed
to provide any nexus between [Plaintiff’s] normal range of motion
and muscle testing, [her] tick-borne illness, and the assessed
limitations” of Drs. Motyka and Pittman (id. at 26 (standard
capitalization applied)), 4) the ALJ failed to acknowledge that
Plaintiff’s pain “was [] not in control at times” (id. at 27
(standard capitalization applied)), and 5) “[t]he ALJ’s citation
to Dr. [Kathy K.] Yu’s letter ignores the plain language of the
letter” (id. at 28 (standard capitalization applied)). As
11
discussed in more detail below, Plaintiff has failed to demonstrate
an entitlement to reversal or remand.
On November 30, 2011, Dr. Motyka completed a “Medical Source
Statement Concerning the Nature and Severity of an Individual’s
Physical Impairment” (“Motyka/Pittman MSS”) (Tr. 1607-10) on which
he opined that Plaintiff “ha[d] not been capable of performing
sustained sedentary work on a regular and continuing basis, i.e.,
8 hours a day, 5 days a week, or an equivalent work schedule” (Tr.
1607) since April of 2008 (Tr. 1609), and that granting Plaintiff
“the freedom to alternate sitting and standing during the work
day” would not have changed his aforementioned opinion (Tr. 1608).
Dr. Motyka further indicated that Plaintiff’s “pain and/or other
subjective symptoms” would “[n]ot [s]ignificant[ly]” impact her
“ability to maintain attention and concentration for extended
periods,” but would have a “[m]oderately [s]evere” impact on her
“ability to perform activities within a schedule, maintain regular
attendance and be punctual,” and a “[s]evere” impact on her
“ability to complete a normal workday and workweek without
interruptions from medically based symptoms and to perform at a
consistent pace without an unreasonable number and length of rest
periods.” (Tr. 1609.) On April 5, 2014, Dr. Pittman stated: “I
agree with the about [sic] medical status assessment.” (Tr. 1610.)
12
The ALJ accorded the Motyka/Pittman MSS “little weight” based
upon the following analysis:
The[ Motyka/Pittman MSS’s] opinions are not supported by
explanations and are not consistent with the medical and
other evidence in the record, as described [earlier in
the ALJ’s decision]. [Plaintiff] generally had full
range of motion, a normal gait, and intact strength.
Moreover, at points in the record, she reported that her
medication was effective in controlling her pain. Of
note, on November 30, 2011, Dr. Motyka assessed
[Plaintiff] as well nourished and not in acute distress,
with supple neck, soft abdomen, intact
judgement/insight, appropriate mood/affect, and full
range of motion in the upper and lower extremities.
Finally, the [ALJ] notes the observations of Dr. Yu that
[Plaintiff] did not seem to have any difficulty sitting,
standing, walking, handling objects, hearing, or
speaking during Dr. Yu’s interactions with her.
(Tr. 1625 (internal citations omitted).)
a. Cherry-Picked Evidence
Plaintiff first contends that the ALJ’s finding that the
Motyka/Pittman MSS’s opinions lacked “consisten[cy] with the
medical and other evidence in the record” (id.) resulted from the
ALJ’s cherry-picking of evidence unfavorable to Plaintiff. (See
Docket Entry 11 at 12-24.) With respect to Dr. Motyka, Plaintiff
asserts that “[t]he ALJ’s medical narrative dance[d] around,
largely ignoring . . . or neglecting the[] content” of Dr. Motyka’s
medical records. (Id. at 12 (referencing Tr. 1620-23).) In
particular, Plaintiff faults the ALJ for “cherry-pick[ing] range
of motions exams and allegedly ‘unremarkable’ exams” (id. at 13)
while “ignor[ing]” repeated notations of “fatigue and exhaustion”
13
and Plaintiff’s “high-risk” opioid use evidenced in Dr. Motyka’s
records (id. at 18). Regarding Dr. Pittman, Plaintiff maintains
that “[t]he ALJ’s discussion cherry-picks mentions of improvement
while largely ignoring the actual content of the records reflecting
significant ups and downs in [Plaintiff’s] symptoms.” (Id. at
19.) Plaintiff provides extensive, chronological summaries of
what she terms the “actual findings” (id. at 13, 19) of Drs. Motyka
and Pittman that Plaintiff believes support the restrictions on
the Motyka/Pittman MSS (see id. at 13-18, 19-23). Plaintiff
contends that “the ALJ also cherry-picked other parts of the
record, neglecting to mention many favorable findings from other
providers and from [Plaintiff’s] own testimony.” (Id. at 30
(citing Tr. 1212, 1274, 1653, 1660-61, 1668-69).) Plaintiff’s
arguments in this regard fail for two reasons.
First, Plaintiff misinterprets this Court’s standard of
review. The Court must determine whether the ALJ supported his
analysis of the Motyka/Pittman MSS with substantial evidence,
defined as “more than a mere scintilla of evidence but . . .
somewhat less than a preponderance,” Mastro, 270 F.3d at 176
(brackets and internal quotation marks omitted), and not whether
other record evidence weighs against the ALJ’s analysis, Lanier v.
Colvin, No. CV414–004, 2015 WL 3622619, at *1 (S.D. Ga. June 9,
2015) (unpublished) (“The fact that [the p]laintiff disagrees with
14
the ALJ’s decision, or that there is other evidence in the record
that weighs against the ALJ’s decision, does not mean that the
decision is unsupported by substantial evidence.”).
The ALJ here buttressed his finding that the medical evidence
did not support the restrictions on the Motyka/Pittman MSS by
pointing to largely normal objective findings on examination
throughout the relevant time period in this case, such as intact
sensation, full strength, normal muscle bulk and tone, only
sporadic instances of tenderness to palpation, normal gait, full
deep tendon reflexes, intact coordination, full range of motion in
all joints, lack of edema, good pulses, as well as negative
straight leg raises, Holter monitor test, and knee x-rays. (See
Tr. 1620-22; see also Tr. 425-27, 442-43, 481, 557-58, 808, 905-
82, 996-97, 1172, 1213, 1418-44, 1518-59, 1947-48, 1990, 2001,
2017-18, 2032-33, 2046, 2058-59, 2072.) The ALJ also afforded
“substantial weight” (Tr. 1623) to the opinions of all four state
agency medical consultants of record, who each opined that
Plaintiff remained capable of performing a reduced range of light
work (see Tr. 1623-24; see also Tr. 81-82, 103-05, 1727-28, 1747-
49). Moreover, the ALJ assigned “[s]ubstantial weight” to the
opinions of both consultative medical examiners, Drs. Lydia Vognar
and Jairon Downs (Tr. 1624), who each, after thorough and generally
normal examinations, placed no limits on Plaintiff’s ability to
15
sit, no to mild limitation on Plaintiff’s ability to lift and
carry, and mild to moderate limitations on Plaintiff’s ability to
stand, walk, and engage in postural activities (see Tr. 1194-99,
1893-1903). The ALJ’s analysis thus supplies substantial evidence
to support his assignment of “little weight” to the less-than-
sedentary restrictions on the Motyka/Pittman MSS (Tr. 1625).
Second, Plaintiff overemphasizes the significance of the
evidence she claims the ALJ ignored. Dr. Motyka’s notations of
fatigue, numbness, weakness, stiffness, vertigo, and pain upon
which Plaintiff relies (see Docket Entry 11 at 13-19), do not
constitute objective findings on examination but rather
Plaintiff’s subjective reports of symptoms (see Tr. 905-82, 1418-
44, 1518-59). The objective portions of Dr. Motyka’s treatment
notes reflect normal gait, strength, pulses, reflexes, Babinski
tests, straight leg raising tests, and range of motion (see id.),
with only one finding of decreased knee range of motion (see Tr.
1553), one notation of difficulty rising from a squat (see Tr.
955), and some findings of tenderness to palpation (see Tr. 913,
917, 949, 961, 970, 1518, 1521, 1524, 1527, 1530, 1533, 1536, 1539,
1542, 1545, 1548).
Plaintiff additionally maintains that the ALJ “ignored” the
fact that Dr. Motyka’s records reflected Plaintiff’s “need[] to
take extremely high doses of narcotics for pain control,” at levels
16
“well above the high-risk level set by the [Centers for Disease
Control], meaning that [Plaintiff] was actually at an elevated
risk for death as a result of [her pain] medications.” (Docket
Entry 11 at 18 (citing Tr. 1439, and https://www.
cdc.gov/drugoverdose/pdf/guidelines_at-a-glance-a.pdf (webpage no
longer accessible but similar material found at https://www.
cdc.gov/drugoverdose/pdf/calculating_total_daily_dose-a.pdf (last
visited Mar. 3, 2020)).) That argument misses the mark, because
the ALJ expressly recognized multiple times in his decision that
Plaintiff sought treatment with pain management specialists and
did not trivialize that treatment or characterize it as
“conservative.” (See Tr. 1621 (noting that Plaintiff “engaged in
pain management treatment throughout th[e] period” from early 2010
to September 2011, that she “continued [in] pain management” for
the remainder of 2011, and “received a cortisone injection in the
knee” in December 2011, and “continued to report to integrative
medicine for pain management” in 2012), 1622 (discussing
Plaintiff’s repeat “bilateral knee injections for her pain in
October 2012” and “follow up with her pain management specialist”
thereafter).) Notably, after Dr. Motyka changed his practice to
holistic medicine and would no longer prescribe opioids for
Plaintiff (see Tr. 2013), she successfully weaned herself off of
Oxycodone at the urging of a new pain management specialist in
17
2015 (see Tr. 1652, 2014, 2028), thus undercutting Plaintiff’s
claim of a “need to take extremely high doses of narcotics for
pain control” (Docket Entry 11 at 18 (emphasis added).
Furthermore, other than Dr. Pittman’s examinations of
Plaintiff on March 2, 2010, and November 20, 2012, which described
Plaintiff as “well[-]developed, “focused,” and “in no acute
distress” (see Tr. 557-58, 1489-90), Dr. Pittman’s treatment notes
do not document any objective findings from physical examinations
beyond Plaintiff’s vital signs (see Tr. 514-91, 767-96, 1009-60,
1388-1415, 1453-1516, 1919-43). Instead, those notes contain
lengthy summaries of Plaintiff’s subjective reports of symptoms
and responses to prior treatment regimes. (See id.)7
Plaintiff further objects to the ALJ’s failure to expressly
discuss a treatment note from Dr. Shawnee D. Weir, an
endocrinologist, who “noted the presence of muscle weakness and
that [Plaintiff] was having trouble walking” (Docket Entry 11 at
30 (citing Tr. 1212)), a note from Dr. Julia G. Warren Ulanch who
“found [Plaintiff] was suffering from significant exhaustion and
fatigue” (id. (citing Tr. 1274)), and various statements by
Plaintiff during the hearing regarding the impact of her symptoms
on her functioning (id. (citing Tr. 1653, 1660-61, 1668-69)). As
7 Of the 27 total treatment notes from Dr. Pittman, 12 reflect consultation only
by telephone rather than in-person office visits. (See Tr. 514-91, 767-96,
1009-60, 1388-1415, 1453-1516, 1919-43.)
18
an initial matter, an ALJ need not discuss every finding in each
piece of evidence in making an RFC determination, see Reid v.
Commissioner of Soc. Sec., 769 F.3d 861, 865 (4th Cir. 2014)
(citing Dyer v. Barnhart, 395 F.3d 1206, 1211 (11th Cir. 2005)),
particularly with a substantially voluminous treatment record, as
exists here. More significantly, Dr. Weir did not find muscle
weakness and trouble walking during her examination of Plaintiff
but merely recorded Plaintiff’s subjective complaints of those
symptoms in the “History of Present Illness” and “Review of
Systems” portions of Dr. Weir’s treatment note. (Tr. 1211-14.)
Similarly, Dr. Ulanch did not find significant exhaustion and
fatigue on examination of Plaintiff, but rather documented
Plaintiff’s complaints of those symptoms in the “History of Present
Illness” and “Review of Systems” portions of Dr. Ulanch’s treatment
note. (Tr. 1274-77.)
As for Plaintiff’s testimony, Plaintiff criticizes the ALJ
for “neglecting to mention many favorable findings,” such as
Plaintiff’s statements that fatigue caused her “to hire help for
housework and child care,” that she performed daily activities “in
short increments,” and that, “when she was taking [intravenous]
antibiotics (over the course of several years from 2010 through
2013), she was spending much of her time lying down with an IV in
her arm.” (Docket Entry 11 at 30 (citing Tr. 1653, 1660-61, 1668-
19
69).) With regard to the latter testimony, Plaintiff observes
that “[i]t is not clear how the ALJ expected [Plaintiff] to work
with an IV in her arm for a substantial part of the day.” (Id. at
30-31.)
Respecting Plaintiff’s IV use from 2010 to 2013, as the
Commissioner notes (see Docket Entry 13 at 10-11 n.4), throughout
that time period, Plaintiff variously characterized her ability to
engage in daily activities as “ok,” “adequate,” “good,” and “not
limited by pain”, as well as advised Dr. Motyka that symptom relief
from medications enabled her to garden, crochet, walk one mile per
day, and “work,” without any mention of her IV impeding those
endeavors (see Tr. 448, 908, 915, 919, 922, 930, 932, 936, 939,
942, 946, 949, 952, 954, 960, 963, 967, 978, 1418, 1423, 1438,
1533, 1536, 1548, 1555, 1558). Moreover, records from Dr. Pittman
reflect that he placed a PICC line in Plaintiff’s arm on March 19,
2012 (see Tr. 1014), that Plaintiff had the PICC line removed on
June 13, 2012 (see Tr. 1407), that Dr. Pittman reattached the PICC
line in October 2012 (see Tr. 1498), and removed it again on May
15, 2013 (see Tr. 1459), thus undermining Plaintiff’s claim that
“over the course of several years from 2010 through 2013[], she
was spending much of her time lying down with an IV in her arm”
(Docket Entry 11 at 30 (emphasis added); see also Tr. 1668-69.)8
8 Significantly, numerous physicians stated their disagreement with Dr.
Pittman’s use of intravenous antibiotics to treat Plaintiff’s Lyme disease
20
As to the remainder of testimony Plaintiff claims the ALJ
“ignored,” the ALJ ultimately found that Plaintiff’s “statements
concerning the intensity, persistence and limiting effects of
[her] symptoms [we]re not entirely consistent with the medical and
other evidence of record” (Tr. 1620), and Plaintiff has not
challenged the ALJ’s finding in that regard (see Docket Entry 11).
Simply put, the ALJ did not cherry-pick the record evidence
to support his discounting of the Motyka/Pittman MSS.
b. Supportability of the Motyka/Pittman MSS
Next, Plaintiff contests the ALJ’s rationale for concluding
that the opinions in the Motyka/Pittman MSS lacked any supporting
explanations. (See Docket Entry 11 at 24 (citing Tr. 1625).)
According to Plaintiff, both doctors “repeatedly recognized [that
Plaintiff] had problems with activities of daily living as a result
of pain and exhaustion from her tick borne illness[ which] directly
supports their opinions that [Plaintiff] could not sustain work
due to an inability to get through the workday without having to
take an unreasonable number of rest breaks.” (Id. at 24-25.)
Plaintiff further maintains that “[t]he ALJ’s criticism of [Drs.
symptoms. (See Tr. 451 (containing Dr. Motyka’s notation that he “disagree[d]
w[ith Dr. Pittman’s] treatment but w[ould] provide pain m[anagemen]t [for
Plaintiff] while [Dr. Pittman] treats [Plaintiff]”), 810 (reflecting infectious
disease specialist Dr. Lisa Hightow’s recommendation that Plaintiff discontinue
all antibiotics due to lack of evidence of any bacterial infections and noting
that her antibiotics dosing carried risk of toxic effect including liver damage
and resistance to antibiotics), 948 (documenting Dr. Motyka’s advice that
Plaintiff wean off all antibiotics).)
21
Motyka and Pittman], although misplaced as to their opinions, could
properly be applied to [Drs. Vognar and Downs] on whom the ALJ
placed great weight.” (Id. at 25.) Plaintiff faults Dr. Vogner
for failing to “explain why Plaintiff could be expected to sit
normally in an eight-hour workday; why her walking limitations are
‘mild’; and what Dr. Vogner even means by ‘mild.’” (Id.
(referencing Tr. 1199).) Plaintiff additionally complains that
Dr. Downs did “not even offer an opinion on whether [Plaintiff]
could sustain standing, walking or lifting, . . . [and failed to]
explain the functional consequences of [Plaintiff’s] chronic
fatigue.” (Id. (citing Tr. 1902-04).) Plaintiff thus argues that
the ALJ applied inconsistent logic in his “weighing of medical
source opinions.” (Id. at 26 (citing Majette v. Colvin, No.
5:15CV48, slip op. (E.D.N.C. Feb. 25, 2016) (unpublished)).)
As an initial matter, Plaintiff misinterprets the ALJ’s
finding that the Motyka/Pittman MSS itself lacked supporting
explanations (see Tr. 1625) as a finding that the treatment records
of Drs. Motyka and Pittman did not support the opinions on the
Motyka/Pittman MSS. (See Docket Entry 11 at 24-26.) However, as
discussed above, the ALJ also found that the Motyka/Pittman MSS
lacked “consisten[cy] with the medical and other evidence in the
record” (which includes the treatment records of Drs. Motyka and
22
Pittman) (Tr. 1625), and the ALJ supported that finding with
substantial evidence.
Moreover, unlike Drs. Motyka and Pittman, whose treatment
records did not contain objective medical findings that supported
their less-than-sedentary restrictions, Drs. Vognar and Downs each
conducted extensive physical examinations of Plaintiff, and
reported many normal objective findings which supported their mild
to moderate limitations on lifting, carrying, standing, walking,
and postural movements, such as intact pulses (see Tr. 1196, 1897),
normal gait without an assistive device (see Tr. 1197, 1897), no
muscle spasm (see id.), negative straight leg raise test (see Tr.
1197, 1898), largely normal sensation (see Tr. 1197, 1898),9 intact
coordination (see Tr. 1197, 1897), normal and symmetric reflexes
(see Tr. 1197-98, 1898), full range of motion (see 1198, 1900-01),
ability to heel, toe, and tandem walk and stand on one foot (see
Tr. 1198, 1899), and no joint swelling, effusion, erythema, or
deformity (see Tr. 1198, 1898). Furthermore, contrary to
Plaintiff’s allegation (see Docket Entry 11 at 25), Dr. Downs did
provide opinions on Plaintiff’s abilities to stand, walk, and lift,
opining that Plaintiff had no limitations on her ability to lift
and carry, and had mild to moderate limitations on her ability to
stand and walk (see Tr. 1902-03). Thus, the ALJ did not apply
9 Dr. Downs noted decreased sensation to light touch only in Plaintiff’s fingers
and toes. (See Tr. 1898.)
23
inconsistent logic in his analysis of the opinion evidence of
record.
In the end, the ALJ correctly found that the Motyka/Pittman
MSS lacked any supporting explanations for its opinions. (See Tr.
1625.) The Motyka/Pittman MSS consists of a preprinted checkbox
form without diagnoses, symptoms, or prognosis. (See Tr. 1607-
10.) Significantly, in the section of the form requesting Drs.
Motyka and Pittman to “describe the aspects of the (1) medical
history; (2) clinical findings; (3) laboratory findings; (4)
diagnoses . . .; and (5) treatment prescribed with response, and
prognosis upon which you based your opinion of [Plaintiff’s]
functional limitations,” Dr. Motyka left that area blank, and Dr.
Pittman merely wrote that he “agree[d]” with Dr. Motyka’s opinions
without providing any basis for his agreement. (Tr. 1610.)
c. Nexus between Normal Examination Findings and
Motyka/Pittman MSS
Plaintiff additionally objects that the ALJ “cit[ed] to
various negative exam findings, including no acute distress,
supple neck, soft abdomen, intact judgment/insight, appropriate
mood/affect, and full range of motion in the upper and lower
extremities” as part of his rationale for rejecting the
Motyka/Pittman MSS. (Docket Entry 11 at 26 (citing Tr. 1625).)
In connection with that objection, Plaintiff points out that, “as
recognized by the Fourth Circuit in Lewis, normal exam findings
24
are not a legitimate reason to discount the opinions of a treating
doctor unless the ALJ explains why the normal findings are relevant
to the claimant’s medical condition.” (Id. (citing Lewis, 858
F.3d at 869).) According to Plaintiff, she “is predominantly
disabled by the pain and fatigue of her chronic tick-borne illness
. . . [and r]ange of motion is relevant to orthopaedic issues,
not, generally, infectious diseases.” (Id. at 27.)
As part of his rationale to discount the Motyka/Pittman MSS,
the ALJ noted that “[Plaintiff] generally had full range of motion,
a normal gait, and intact strength,” and that, “[o]f note, on
November 30, 2011, Dr. Motyka assessed [Plaintiff] as well
nourished and not in acute distress, with supple neck, soft
abdomen, intact judgement/insight, appropriate mood/affect, and
full range of motion in the upper and lower extremities.” (Tr.
1625.) As the Commissioner argues (see Docket Entry 13 at 16),
regardless of the source of Plaintiff’s symptoms, i.e., orthopedic
impairments or infectious disease, findings of full range of
motion, normal gait, and intact strength, undermine Plaintiff’s
complaints of disabling stiffness, pain, and weakness (see, e.g.,
Tr. 51-57, 1655, 1657, 1660-62), as well as the sub-sedentary
restrictions on the Motyka/Pittman MSS (see Tr. 1607-10). The
relevance of those normal findings to Plaintiff’s subjective
symptoms distinguishes this case from Lewis, where the Fourth
25
Circuit faulted an ALJ for relying on findings of a normal gait to
discount Plaintiff’s complaints of left shoulder pain, see Lewis,
858 F.3d at 869 (citing Monroe v. Colvin, 826 F.3d 176, 190 (4th
Cir. 2016) (“In citing ‘normal’ results from pulmonary and
respiratory tests and an EEG, the ALJ did not explain why he
believed these results had any relevance to the question of what
symptoms Monroe suffered from narcolepsy.”)).
d. Plaintiff’s Pain Control
Plaintiff also challenges the ALJ’s statement that, “‘at
points in the record,’ Plaintiff’s pain was controlled by
medication” as a basis for rejecting the Motyka/Pittman MSS. (See
Docket Entry 11 at 27 (quoting Tr. 1625).) According to Plaintiff,
“[t]he ALJ’s analysis ignores the fact that[,] even when
[Plaintiff’s] pain was controlled moderately well, her activities
were still frequently curtailed,” as well as “the fact that
[Plaintiff’s] pain was also not well controlled at various points
in time.” (Id.) Plaintiff points out that “[t]he Fourth Circuit
stated in Woods that “[a]n ALJ may not consider the type of
activities a claimant can perform without also considering the
extent to which she can perform them.” (Id. at 27-28 (quoting
Woods v. Berryhill, 888 F.3d 686, 694 (4th Cir. 2018) (in turn
citing Brown, 873 F.3d at 263)).) Plaintiff contends that,
“[c]onsistent with th[at] reasoning, an ALJ cannot reject a
26
treating doctor’s opinion based on [a] period of improvement
without also looking at periods of regression.” (Id. at 28.)
Plaintiff’s arguments overlook the key phrase in the ALJ’s
rationale – “at points in the record” - which clearly signifies
that the ALJ acknowledged that other periods of time existed when
Plaintiff’s pain medications did not control her pain effectively.
The ALJ’s discussion of the medical evidence also took account of
occasions when Plaintiff reported increases in her pain. (See Tr.
1620-22.) Moreover, the ALJ did not “ignore[] the fact that[,]
even when [Plaintiff’s] pain was controlled moderately well, her
activities were still frequently curtailed” (Docket Entry 11 at
27) as, notwithstanding “points in the record” where Plaintiff
experienced good pain control, the ALJ included significant
restrictions in the RFC to account for Plaintiff’s symptoms, such
as limitations on lifting, carrying, pushing, pulling, operating
hand/foot controls, climbing, balancing, stooping, kneeling,
crouching, crawling, reaching, handling, and fingering (see Tr.
1619).
e. Dr. Yu’s Letter
Plaintiff further faults the ALJ for relying on a “To Whom It
May Concern” letter dated April 10, 2012, from Dr. Yu, an
otolaryngologist who treated Plaintiff from May 2009 to December
2009 for tonsillitis and ear wax (Tr. 1143), as a reason to
27
discount the Motyka/Pittman MSS. (See Docket Entry 11 at 28-29.)
In particular, Plaintiff takes issue with the ALJ’s reliance on
“the observations of Dr. Yu that [Plaintiff] did not seem to have
any difficulty sitting, standing, walking, handling objects,
hearing, or speaking during Dr. Yu’s interactions with her” (Tr.
1625). (See Docket Entry 11 at 28-29.) Plaintiff deems the ALJ’s
reliance on Dr. Yu’s letter “troubling,” because “Dr. Yu explicitly
stated [in the letter] that she did not evaluate [Plaintiff’s
mental or physical] abilities[,] . . . Dr. Yu specifically state[d]
her treatment was remote in time and for an unrelated issue [to
Plaintiff’s allegedly disabling impairments, as well as that] Dr.
Yu is an [otolaryngologist and] not a pain management specialist
or infectious disease doctor.” (Id. at 29.) According to
Plaintiff, the ALJ’s reliance on Dr. Yu’s letter runs counter to
the regulatory criteria an ALJ must consider in weighing medical
opinions (see id. (citing 20 C.F.R. § 404.1527(c))), and “looks
like a rationalization for a desired outcome rather than a
legitimate reason for rejecting the opinions of [Drs. Motyka and
Pittman]” (id. at 29).
The ALJ did not reversibly err by including Dr. Yu’s letter
among his reasons for discounting the Motyka/Pittman MSS. First,
the ALJ accurately restated the substance of Dr. Yu’s letter,
expressly acknowledging that Dr. Yu made her “observations” that
28
Plaintiff did not “seem” to have any difficulty sitting, standing,
etc., during Dr. Yu’s “interactions” with (and not treatment of)
Plaintiff. (Tr. 1625.) Second, the ALJ clearly did not treat Dr.
Yu’s letter as a medical opinion, as he did not separately assign
any weight to her statement. (See Tr. 1623-25.) Third, although
Dr. Yu’s letter certainly does not constitute the most compelling
reason to discount the Motyka/Pittman MSS, the ALJ gave four other
reasons for that conclusion, all supported by substantial
evidence. (See Tr. 1625.) Thus, even if the ALJ erred by including
Dr. Yu’s letter among his reasons for discounting the
Motyka/Pittman MSS, that error qualifies, at most, as harmless
under the circumstances. See generally Fisher v. Bowen, 869 F.2d
1055, 1057 (7th Cir. 1989) (observing that “[n]o principle of
administrative law or common sense requires us to remand a case in
quest of a perfect opinion unless there is reason to believe that
the remand might lead to a different result”).
In short, Plaintiff’s first assignment of error fails as a
matter of law.
2. Consideration of Plaintiff’s Fatigue
In her second and final assignment of error, Plaintiff argues
that “[t]he ALJ fail[ed] to build a logical bridge between the RFC
assigned and the disjointed recitation of [Plaintiff’s] medical
history.” (Docket Entry 11 at 31 (bold font and single-spacing
29
omitted and standard capitalization applied).) More specifically,
Plaintiff contends that “[o]ne of her primary complaints [wa]s
fatigue that prevent[ed] her from getting through a workday without
having to take a substantial number of rest breaks[,]” but that
“[t]he ALJ never specifically explain[ed] how [Plaintiff’s]
fatigue [wa]s being accommodated in his RFC” in violation of Mascio
v. Colvin, 780 F.3d 632 (4th Cir. 2015). (Id. at 31-32.) Although
Plaintiff acknowledges that the ALJ “included a variety of
limitations on weight and various exertional maneuvers” in the
RFC, Plaintiff asserts that “none of th[ose] limitations . . .
would allow [Plaintiff] to take extra rest breaks during the day.”
(Id. at 32 (citing Tr. 1619).) Plaintiff points out that the VE
testified that “employers do not provide breaks beyond the standard
15 minutes in the morning and afternoon and 30 minutes for lunch”
or “typically accommodate employees who need to lie down during
the workday.” (Id. (citing Tr. 1679-81).) That argument fails to
establish an entitlement to relief for three reasons.
First, the ALJ expressly acknowledged Plaintiff’s complaints
of fatigue during his discussion of the medical evidence. (See
Tr. 1620 (noting Plaintiff’s trip to emergency room with complaints
of, inter alia, fatigue), 1622 (discussing Plaintiff’s
consultation with endocrinologist for fatigue, reports of low
energy to pain management specialist and mental health care
30
professional, and complaint of exhaustion to Dr. Downs), 1623
(documenting Plaintiff’s report of fatigue to consultative
psychological examiner Dr. Vincent Maginn).) Second, the ALJ
accorded “[s]ubstantial weight” to the opinions of the state agency
medical consultants who reviewed Plaintiff’s claim prior to the
first ALJ’s decision (Tr. 1623-24), who each limited Plaintiff to
light work with environmental limitations specifically due to her
complaints of fatigue (see Tr. 81-82, 103-05).10 The ALJ also
assigned “substantial weight” to Drs. Vognar and Downs (Tr. 1624),
who found that Plaintiff’s symptoms, including her fatigue, caused
only mild to moderate limitations on her ability to perform certain
work-related activities (see Tr. 1199, 1902-03). Notably, the
ALJ’s RFC also includes a limitation to light work with postural
and environmental restrictions. (See Tr. 1619.) Third, the ALJ
included the limitation in the RFC that Plaintiff would remain
off-task for up to but not including 10 percent of the workday in
addition to normal breaks (see id.), which clearly captures
Plaintiff’s complaints of fatigue to the extent the ALJ found those
complaints consistent with the record.
In sum, Plaintiff’s second assignment of error fails as a
matter of law.
10 The reconsideration-level consultant added postural restrictions due to
Plaintiff’s “fatigue and malaise.” (Tr. 104.)
31
III. CONCLUSION
Plaintiff has not established any errors warranting relief.
IT IS THEREFORE RECOMMENDED that the Commissioner’s decision
finding no disability be affirmed, that Plaintiff’s Motion for
Judgment on the Pleadings (Docket Entry 10) be denied, that
Defendant’s Motion for Judgment on the Pleadings (Docket Entry 12)
be granted, and that this action be dismissed with prejudice.
/s/ L. Patrick Auld_______
L. Patrick Auld
United States Magistrate Judge
March 3, 2020
32