explaining that, pursuant to Section 1367(c)(3
How later courts described this case
- explaining that, pursuant to Section 1367(c)(3
- holding that Section 1983’s under-color-of-state-law requirement “excludes from its reach merely private conduct, no matter how discriminatory or wrongful” (internal quotation marks omitted)
- requiring allegations of a “depriv[ation] of a right secured by the Constitution or laws of the United States” to state a Section 1983 claim
- finding that, “at best, [the p]laintiff’s complaint alleges only a state tort action for defamation” and, as such, “it would be inappropriate to exercise pendent jurisdiction over [the p]laintiff’s state tort claims”
Written by the judges who cited it.
The opinion
IN THE UNITED STATES DISTRICT COURT
FOR THE MIDDLE DISTRICT OF NORTH CAROLINA
DERRICK ALLEN, )
)
Plaintiff, )
)
) 1:19cv793
v. )
)
SARA GLINES, et al., )
)
Defendants. )
MEMORANDUM OPINION, ORDER, AND RECOMMENDATION
OF UNITED STATES MAGISTRATE JUDGE
This case comes before the Court on Plaintiff’s Application to
Proceed In Forma Pauperis (the “Application”)(Docket Entry 1) filed
in conjunction with his pro se Complaint (Docket Entry 2). For the
reasons that follow, the Court will grant Plaintiff’s instant
Application for the limited purpose of recommending dismissal of
his federal claims, under 28 U.S.C. § 1915(e)(2)(B)(ii), for
failure to state a claim, and dismissal without prejudice of his
state claims under 28 U.S.C. § 1367(c)(3), given the absence of any
viable federal claim.
LEGAL STANDARD
“The federal in forma pauperis [‘IFP’] statute, first enacted
in 1892 [and now codified at 28 U.S.C. § 1915], is intended to
guarantee that no citizen shall be denied access to the courts
‘solely because his poverty makes it impossible for him to pay or
secure the costs.’” Nasim v. Warden, Md. House of Corr., 64 F.3d
951, 953 (4th Cir. 1995) (en banc) (quoting Adkins v. E.I. DuPont
de Nemours & Co., 335 U.S. 331, 342 (1948)). “Dispensing with
filing fees, however, [is] not without its problems. Parties
proceeding under the statute d[o] not face the same financial
constraints as ordinary litigants. In particular, litigants suing
[IFP] d[o] not need to balance the prospects of successfully
obtaining relief against the administrative costs of bringing
suit.” Nagy v. Federal Med. Ctr. Butner, 376 F.3d 252, 255 (4th
Cir. 2004).
To address this concern, the IFP statute provides, in relevant
part, that “the court shall dismiss the case at any time if the
court determines that the action or appeal fails to state a claim
on which relief may be granted.” 28 U.S.C. § 1915(e)(2)(B)(ii).
A complaint falls short when it does not “contain sufficient
factual matter, accepted as true, to ‘state a claim to relief that
is plausible on its face.’” Ashcroft v. Iqbal, 556 U.S. 662, 678
(2009) (emphasis added) (internal citations omitted) (quoting Bell
Atl. Corp. v. Twombly, 550 U.S. 544, 570 (2007)). This standard
“demands more than an unadorned, the-defendant-unlawfully-harmed-me
accusation.” Id. In other words, “the tenet that a court must
accept as true all of the allegations contained in a complaint is
inapplicable to legal conclusions. Threadbare recitals of the
-2-
elements of a cause of action, supported by mere conclusory
statements, do not suffice.” Id.!
BACKGROUND
Asserting claims under “42 U.S.C. § 1983,” pursuant to his □□
amendment [right] Lo [freedom from] cruel [and] unusual
punishment, ” Plaintiff initiated this action against Six
defendants: (1) “Sara Glines” (“Defendant Glines”); (2) “Jim
Puryear” (“Defendant Puryear”); (3) Robyn Tomlins” (“Defendant
Tomlins”); (4) “Jane Elizabeth” (“Defendant Elizabeth”); (5) “The
News & Observi[e]r”; and (6) “The He[ra]ld-Sun.” (Docket Entry 2 at
1-3.) The Complaint’s statement of claim states in its entirety:
In 1998, [Plaintiff] was charged with [flirst degree
murder, [f]irst degree [s]tatutory [slexual offense,
[and] [flelonious child abuse. [Plaintiff’s] face was
plastered on the front page of both the He[ra]ld-Sun and
News & Observ[elr. Charges were dismissed in 2010 by
Judge Orlando F. Hudson, and yet ADA Tracey Cline
appealed Judge Hudson[’]s [r]luling in which North
t Although “[a] document filed pro se is to be liberally
construed and a pro se complaint, however inartfully pleaded, must
be held to less stringent standards than formal pleadings drafted
by lawyers,” Erickson v. Pardus, 551 U.S. 89, 94 (2007) (internal
citations and quotation marks omitted), the United States Court of
Appeals for the Fourth Circuit has “not read Erickson to undermine
Twombly’s requirement that a pleading contain more than labels and
conclusions,” Giarratano v. Johnson, 521 F.3d 298, 304 n.5 (4th
Cir. 2008) (internal quotation marks omitted) (dismissing pro se
complaint); accord Atherton v. District of Columbia Office of
Mayor, 567 F.3d 672, 681-82 (D.C. Cir. 2009) (“A pro se complaint
- . . ‘must be held to less stringent standards than formal
pleadings drafted by lawyers.’ But even a pro se complainant must
plead ‘factual matter’ that permits the court to infer ‘more than
the mere possibility of misconduct.’” (first quoting Erickson, 551
U.S. at 94; then quoting Iqbal, 556 U.S. at 679)).
-3-
Carolina Court of [A]ppeals overturned Judge Hudson[’s
r]uling, and remand[ed] the case for [t]rial[. ]
Eventually, [t]he State of North Carolina moved to
dismiss the case. [Plaintiff] was subjected to media
coverage that blemished not only [his] reputation, [but
also s]landered [his] name [and] subjected [him] to
libel[,] defamation of character, [and] cruel and unusual
punishment. During the times of not being charged or
convicted of the before[-]mentioned offenses[, Plaintiff]
was still subjected to the mental agony of being
perceived as a child murderer and sex offender . . . .
The media played a major role in tarnishing [Plaintiff’s]
name without deoxyribonucleic acid and/or DNA.
(Id. at 4.) The Complaint also alleges that Plaintiff has “been
subjected to housing discrimination, employment discrimination,
slander/libel and [m]ore” (id. at 5), and further requests
“compensat[ion] for [] mental anguish and punitive damages in
accordance with federal law” (id. at 6).
DISCUSSION
I. The Herald-Sun and the News & Observer
As an initial matter, to state a claim for relief under
Section 1983, Plaintiff must assert “that [he was] deprived of a
right secured by the Constitution or laws of the United States, and
that the alleged deprivation was committed under color of state
law.” American Mfrs. Mut. Ins. Co. v. Sullivan, 526 U.S. 40, 49–50
-4-
(1999).2 Regarding the Herald-Sun and the News & Observer, the
Complaint alleges that, (i) “[Plaintiff’s] face was plastered on
the front pages of both the He[ra]ld-Sun and News & Observ[e]r,”
(ii) “[Plaintiff] was subjected to media coverage that blemished
not only [his] reputation, [but also s]landered [his] name, [and]
subjected [him] to libel[,] defamation of character, [and] cruel
and unusual punishment,” and (iii) “[t]he media played a major role
in tarnishing [Plaintiff’s] name without deoxyribonucleic acid
and/or DNA.” (Docket Entry 2 at 4.)
A. No State Action
The Complaint’s allegations fail to state Section 1983 claims
against either the Herald-Sun or the News & Observer, because such
claims require “state action,” Hall v. Quillen, 631 F.2d 1154, 1155
(4th Cir. 1980), and the Complaint does not establish that either
of these defendants qualify as state actors (see Docket Entry 2 at
1-7). The claims against the Herald-Sun and the News & Observer
2 Specifically, Section 1983 provides, in pertinent part,
that
[e]very person who, under color of any statute,
ordinance, regulation, custom, or usage, of any State or
Territory or the District of Columbia, subjects, or
causes to be subjected, any citizen of the United States
or other person within the jurisdiction thereof to the
deprivation of any rights, privileges, or immunities
secured by the Constitution and laws, shall be liable to
the party injured in an action at law, suit in equity, or
other proper proceeding for redress[.]
42 U.S.C. § 1983 (emphasis added).
-5-
therefore fail as a matter of law. See American Mfrs., 526 U.S. at
50 (holding that Section 1983’s under-color-of-state-law
requirement “excludes from its reach merely private conduct, no
matter how discriminatory or wrongful” (internal quotation marks
omitted)).
To prove that a defendant acted under color of state law, “the
person charged must either be a state actor or have a sufficiently
close relationship with state actors such that a court would
conclude that the non-state actor is engaged in the state’s
actions.” Wahi v. Charleston Area Med. Ctr., Inc., 562 F.3d 599,
615 (4th Cir. 2009). Although a private entity may satisfy that
condition by performing functions “traditionally the exclusive
prerogative of the State,” Jackson v. Metropolitan Edison Co., 419
U.S. 345, 353 (1974), the Complaint lacks any indication that any
actions of the Herald-Sun or the News & Observer so qualify (see
Docket Entry 2 at 1-7). To the contrary, the actions attributed to
these defendants fall outside the reach of Section 1983. See,
e.g., Lloyd v. Scotland Cty. Sheriff Dep’t, No. 1:19CV3, 2019 WL
1118530, at *2 (M.D.N.C. Feb. 8, 2019) (unpublished) (dismissing
Section 1983 claims against newspaper defendant because “a
newspaper is plainly not a state actor”), recommendation adopted,
2019 WL 1116764, at *1 (M.D.N.C. Mar. 11, 2019) (Osteen, Jr., J.);
Morton v. Greenwood City Police Dep’t, Civ. Action No. 8:13-1243,
2013 WL 4042186, at *3 (D.S.C. Aug. 7, 2013) (unpublished) (“[The
-6-
d]efendant [newspaper] is not a person acting under the color of
state law. [The p]laintiff makes no allegation that this newspaper
is any kind of state actor that would be amenable to suit under
[Section] 1983.”); Wellman v. Williamson Daily News, Inc., 582 F.
Supp. 1526, 1528 (S.D.W.V. 1984) (“[T]he publication of a newspaper
does not involve state action.” (internal quotation marks
omitted)), aff’d, No. 84-1462, 742 F.2d 1450 (table) (4th Cir.
Sept. 11, 1984) (unpublished).
B. Defamation Claim
Next, “even if the newspaper[s] were amenable to suit, a
defamation cause of action would not lie under [Section] 1983.”
Morton, 2013 WL 4042186, at *3 (finding that “[a]ny defamation
suffered by [the p]laintiff would not be actionable under [Section]
1983 because it does not implicate federal constitutional or
statutory rights [as] ‘defamation, by itself, is a tort actionable
under the laws of most states, but not a constitutional
deprivation’” (quoting Siegert v. Gilley, 500 U.S. 226, 233
(1991))). Therefore, because “a [p]laintiff’s charge of
defamation, standing alone and apart from any other governmental
action with respect to him, does not state a claim for relief under
Section 1983,” Wellman, 582 F. Supp. at 1528 (internal quotation
marks omitted), the Complaint has failed to state a cause of action
under Section 1983 against the Herald-Sun and the News & Observer.
-7-
Accordingly, the Court should dismiss all Section 1983 claims
against the Herald-Sun and the News & Observer for failure to state
a claim.
II. Defendants Glies, Puryear, Tomlins, and Elizabeth
In addition, beyond naming them as Defendants, the Complaint
does not even so much as mention Defendants Glines, Puryear,
Tomlins, and Elizabeth. (See Docket Entry 2 at 1-7.) Thus, the
Complaint fails to establish Section 1983 claims against Defendants
Glines, Puryear, Tomlins, and Elizabeth due to the lack of factual
matter suggesting that any of those defendants violated Plaintiff’s
constitutional rights. See American Mfrs., 526 U.S. at 49
(requiring allegations of a “depriv[ation] of a right secured by
the Constitution or laws of the United States” to state a Section
1983 claim); see also Jones v. Chandrasuwan, 820 F.3d 685, 691 (4th
Cir. 2016) (“Section 1983 is not itself a source of substantive
rights, but rather provides a method for vindicating federal
constitutional and statutory rights.”).
Put another way, nothing in the record indicates in any way
that Defendants Glies, Puryear, Tomlins, or Elizabeth engaged in
any violation of Plaintiff’s constitutional rights as remains
necessary to state a plausible Section 1983 claim. See Iqbal, 556
U.S. at 679 (“While legal conclusions can provide the framework of
a complaint, they must be supported by factual allegations.”). The
Court should therefore dismiss all Section 1983 claims alleged
-8-
against Defendants Glies, Puryear, Tomlins, and Elizabeth for
failure to state a claim.
III. State-Law Claims
Given the dismissal of the Complaint’s federal claims (i.e.,
the Section 1983 claims), the Court should dismiss without
prejudice any related state-law claims (e.g., “slander[],” “libel,”
and “defamation of character” (Docket Entry 2 at 4, 5)). Federal
courts “have original jurisdiction of all civil actions arising
under the Constitution [and] laws . . . of the United States.” 28
U.S.C. § 1331.3 “[I]n any civil action of which the [federal]
courts have original jurisdiction, the [federal] courts shall have
supplemental jurisdiction over all other claims that are so related
to claims in the action within such original jurisdiction that they
form part of the same case or controversy under Article III of the
United States Constitution.” 28 U.S.C. § 1367(a). Nevertheless,
3 Federal courts also maintain “original jurisdiction of all
civil actions where the matter in controversy exceeds the sum or
value of $75,000, exclusive of interest and costs, and is between
. . . citizens of different States.” 28 U.S.C. § 1332(a). Under
Section 1332(a), original “jurisdiction does not exist unless each
defendant is a citizen of a different State from each plaintiff.”
Owen Equip. & Erection Co. v. Kroger, 437 U.S. 365, 373 (1978)
(emphasis in original). In this case, the Complaint asserts that
Plaintiff and Defendants qualify as citizens of North Carolina
(Docket Entry 2 at 2-3), thus precluding original jurisdiction over
these actions under Section 1332(a). Moreover, the Complaint does
not purport to invoke diversity jurisdiction. (See id. at 3
(asserting jurisdiction pursuant to Section 1983).) Accordingly,
federal question jurisdiction provides the only source of the
Court’s original jurisdiction over this matter.
-9-
a federal court “may decline to exercise supplemental jurisdiction
over a claim,” 28 U.S.C. § 1367(c), if it dismisses “all claims
over which [it] has original jurisdiction,” 28 U.S.C. § 1367(c)(3).
Here, as discussed above, Plaintiff’s Section 1983 claims
warrant dismissal under 28 U.S.C. § 1915(e)(2)(B)(ii). The Court
thus may appropriately decline to exercise supplemental
jurisdiction over Plaintiff’s state-law claims. See Shanaghan v.
Cahill, 58 F.3d 106, 110 (4th Cir. 1995) (explaining that, pursuant
to Section 1367(c)(3), “a [federal] court has discretion to dismiss
or keep a case when it ‘has dismissed all claims over which it has
original jurisdiction,’” and that “[t]here are no situations
wherein a federal court must retain jurisdiction over a state law
claim, which would not by itself support jurisdiction” (emphasis in
original)); see also Wellman, 582 F. Supp. at 1528 (finding that,
“at best, [the p]laintiff’s complaint alleges only a state tort
action for defamation” and, as such, “it would be inappropriate to
exercise pendent jurisdiction over [the p]laintiff’s state tort
claims”).
CONCLUSION
In sum, the Herald-Sun and the News & Observer do not qualify
as “state actors” subject to suit under Section 1983, Plaintiff
cannot assert a defamation claim under Section 1983, and Plaintiff
has failed to allege a plausible claim for relief against Defendant
-10-
Glines, Defendant Puryear, Defendant Tomlins, and Defendant
Elizabeth.
IT IS THEREFORE ORDERED that Plaintiff’s Application for Leave
to Proceed In Forma Pauperis (Docket Entry 1) is GRANTED FOR THE
LIMITED PURPOSE OF ALLOWING THE COURT TO CONSIDER A RECOMMENDATION
OF DISMISSAL.
IT IS RECOMMENDED that Plaintiff’s federal claims be dismissed
for failure to state a claim under 28 U.S.C. § 1915(e)(2)(B)(ii),
and his state claims be dismissed without prejudice under 28 U.S.C.
§ 1367(c)(3).
/s/ L. Patrick Auld
L. Patrick Auld
United States Magistrate Judge
December 2, 2019
-11-