where the ALJ decision lacks sufficient explanation, proper course is generally remand
How later courts described this case
- where the ALJ decision lacks sufficient explanation, proper course is generally remand
Written by the judges who cited it.
The opinion
IN THE UNITED STATES DISTRICT COURT
FOR THE EASTERN DISTRICT OF NORTH CAROLINA
SOUTHERN DIVISION
No. 7:22-CV-106-BO
JACKIE HILDRETH, )
Plaintiff,
v. ORDER
KILOLO KIJAKAZI,
Acting Commissioner of Social Security, )
Defendant.
This cause comes before the Court on cross-motions for judgment on the pleadings. [DE
15, 18]. A hearing was held on these matters before the undersigned on May 17, 2023, at Raleigh,
North Carolina. For the reasons discussed below, plaintiff's motion for judgment on the pleadings
is granted and defendant’s motion is denied.
BACKGROUND
Plaintiff brought this action under 42 U.S.C. § 405(g) for review of the final decision of
the Commissioner denying her application for disability and disability insurance benefits pursuant
to Title Il and supplemental security income pursuant to Title XVI of the Social Security Act.
Plaintiff protectively filed her application on March 11, 2020, alleging disability beginning
November 15, 2019, later amended to November 10, 2018. After initial denials, plaintiff proceeded
to a hearing before an Administrative Law Judge (ALJ), after which the ALJ issued an unfavorable
ruling. The decision of the ALJ became the decision of the Commissioner when the Appeals
Council denied plaintiff's request for review. Plaintiff then sought review of the Commissioner’s
decision in this Court.
DISCUSSION
Under the Social Security Act, 42 U.S.C. § 405(g), this Court’s review of the
Commissioner's decision is limited to determining whether the decision, as a whole, is supported
by substantial evidence and whether the Commissioner employed the correct legal standard.
Richardson v. Perales, 402 U.S. 389, 401 (1971). Substantial evidence is “such relevant evidence
as a reasonable mind might accept as adequate to support a conclusion.” Johnson v. Barnhart, 434
F.3d 650, 653 (4th Cir. 2005) (per curiam) (internal quotation and citation omitted).
An individual is considered disabled if he or she is unable “to engage in any substantial
gainful activity by reason of any medically determinable physical or mental impairment which can
be expected to result in death or which has lasted or can be expected to last for a continuous period
of not less than twelve months.” 42 U.S.C. § 1382c(a)(3)(A). The Act further provides that an
individual “shall be determined to be under a disability only if his physical or mental impairment
or impairments are of such severity that he is not only unable to do his previous work but cannot,
considering his age, education, and work experience. engage in any other kind of substantial
gainful work which exists in the national economy.” 42 U.S.C. § 1382c(a)(3)(B).
Regulations issued by the Commissioner establish a five-step sequential evaluation process
to be followed in a disability case. 20 C.F.R. §§ 404.1520(a)(4), 416.920(a)(4). The claimant bears
the burden of proof at steps one through four, but the burden shifts to the Commissioner at step
five. See Bowen v. Yuckert, 482 U.S. 137, 146 n.5 (1987). If a decision regarding disability can
be made at any step of the process the inquiry ceases. See 20 C.F.R. §§ 404.1520(a)(4),
416.920(a)(4).
At step one, if the Social Security Administration determines that the claimant is currently
engaged in substantial gainful activity, the claim is denied. If not, then step two asks whether the
claimant has a severe impairment or combination of impairments. If the claimant has a severe
impairment, it is compared at step three to those in the Listing of Impairments (“Listing”) in 20
C.F.R. Part 404, Subpart P, App. 1. If the claimant’s impairment meets or medically equals a
Listing, disability is conclusively presumed. If not, at step four, the claimant’s residual functional
capacity (RFC) is assessed to determine if the claimant can perform his past relevant work. If the
claimant cannot perform past relevant work, then the burden shifts to the Commissioner at step
five to show that the claimant, based on his age, education, work experience, and RFC, can perform
other substantial gainful work. If the claimant cannot perform other work, then he is found to be
disabled. See 20 C.F.R. § 416.920(a)(4).
After determining at step one that plaintiff met the insured status requirements through 31
December 2023 and had not engaged in substantial gainful activity since her amended alleged
onset date, the ALJ found at step two that plaintiff had the following severe impairments:
degenerative disc disease of the cervical spine, vestibular disorder/vertigo, low body weight,
anxiety, depression, and borderline intellectual functioning. The ALJ determined that these
impairments did not meet or medically equal the severity of one of the listed impairments at step
three. At step four, the ALJ made an RFC finding that plaintiff could perform a reduced range of
light work with several exertional and nonexertional limitations and that plaintiff could not
perform any past relevant work. The ALJ found at step five that based on plaintiff's age, education,
work experience, and RFC there were jobs that existed in significant numbers in the national
economy which plaintiff could perform, such as office helper, ticket taker, and marker. The ALJ
made an alternative finding that, if reduced to the sedentary level, plaintiff could perform jobs such
as printed circuit board screener, document preparer, and lens inserter. Accordingly, the ALJ found
plaintiff not to be disabled as of the date of the decision.
Plaintiff raises two arguments in support of her motion. First, she contends that the ALJ
failed to demonstrate that there are jobs in significant numbers which plaintiff can perform and
second that the ALJ erred by failing to perform a function-by-function evaluation of plaintiff's
ability to lift.
An RFC assessment must be based on all of the relevant medical and other evidence and
should reflect the most that a claimant can do, despite the claimant’s limitations. 20 C.F.R. §
404.1545(a). In making an RFC determination, an ALJ must provide a narrative discussion which
includes a “logical bridge from the evidence to his conclusion.” Monroe v. Colvin, 826 F.3d 176,
189 (4th Cir. 2016) (citation omitted). An ALJ's decision “must [also] include a narrative
discussion describing how the evidence supports each conclusion, citing specific medical facts
(e.g., laboratory findings) and nonmedical evidence (e.g., daily activities, observations).” Woods
v. Berryhill, 888 F.3d 686, 694 (4th Cir. 2018) (quoting Mascio v. Colvin, 780 F.3d 632, 636 (4th
Cir. 2015)).
In her decision, the ALJ noted that plaintiff testified that she could add and subtract,
perform simple division and multiplication, and had completed the ninth grade. Tr. 22. Plaintiff's
attorney questioned plaintiff during the hearing and clarified that plaintiff had failed the ninth
grade and then dropped out of school. Tr. 52. This is supported by plaintiff's academic records,
which further demonstrate plaintiff was in special education classes, that plaintiff read at a second-
grade level and that her math performance was at the third-grade llevel. Tr. 311, 270. Plaintiffcould
perform simple multiplication, but only with picture cues. Tr. 271. This is consistent with
plaintiff's hearing testimony, where she stated that she would have to work out how to divide four
by two on paper and that she could multiply “[u]p to maybe nine”. Tr. 52-53.
The VE testified that in order to perform the jobs identified plaintiff would need to be able
to perform simple multiplication and division, or have skills consistent with a fourth to sixth grade
math level. Tr. 25. The ALJ did not reconcile this discrepancy in the evidence prior to making her
step five finding that plaintiff could perform jobs in the national economy. While defendant argues
that plaintiff performed work as a cashier, and thus she should be able to perform the requisite
math skills for the jobs identified by the VE, it is not clear whether plaintiff was ever required to
make change without the use of a cash register or calculator. Remand is therefore appropriate. See
Radford v. Colvin, 734 F.3d 288, 295 (4th Cir. 2013) (where the ALJ decision lacks sufficient
explanation, proper course is generally remand). In so doing, the Court does not affirm the ALJ as
to the remaining arguments in plaintiff's motion.
CONCLUSION
Having conducted a full review of the record and decision in this matter, the Court
concludes that remand to the Commissioner for further proceedings is appropriate. Accordingly,
plaintiff's motion for judgment on the pleadings [DE 15] is GRANTED and defendant’s motion
[DE 18] is DENIED. The decision of the Commissioner is REMANDED for further proceedings
consistent with the foregoing.
SO ORDERED, this / } day of July 2023.
Jerumes Mf eget
TERRENCE 'W. BOYLE
UNITED STATES DISTRICT JUDGE