Opinion

Lightfoot v. Georgia-Pacific Wood Products LLC

Court
District Court, E.D. North Carolina
Filed
Feb 21, 2020
Cited by
0 cases
Authority
More cited than 24.6%

“On summary judgment the inferences to be drawn from the underlying facts contained in [affidavits, attached exhibits, and depositions] must be viewed in the light most favorable to the party opposing the motion.”

How later courts described this case

  • “On summary judgment the inferences to be drawn from the underlying facts contained in [affidavits, attached exhibits, and depositions] must be viewed in the light most favorable to the party opposing the motion.”
  • holding that a factual dispute is “material” only if it might affect the outcome of the suit and “genuine” only if there is sufficient evidence for a reasonable jury to return a verdict for the non-moving party

Written by the judges who cited it.

The opinion

IN THE UNITED STATES DISTRICT COURT

FOR THE EASTERN DISTRICT OF NORTH CAROLINA

SOUTHERN DIVISION

NO. 7:16-CV-244-FL

CHRISTOPHER LIGHTFOOT, )

)

Plaintiff, )

)

v. )

)

GEORGIA-PACIFIC WOOD PRODUCTS, ) ORDER

LLC; GEORGIA-PACIFIC LLC )

individually and as successor-in-interest to )

Georgia-Pacific Corporation; and )

WEYERHAEUSER COMPANY, )

)

Defendants.1 )

This matter is before the court on defendants’ motions for summary judgment (DE 209,

213). The motions have been briefed fully, and the issues raised are ripe for ruling. For the

following reasons, the motions are granted.

STATEMENT OF THE CASE

Plaintiff commenced this action in state court, in Fulton County, Georgia, on January 7,

2016, for personal injuries, including a form of sinonasal cancer, allegedly sustained as a result of

exposure to wood dust associated with products manufactured and sold by defendants. Plaintiff

asserts claims for negligence and products liability, and plaintiff seeks damages including

compensatory and punitive damages.

1 The court constructively amends the caption of this order to reflect dismissal of former defendants

Weyerhaueuser NR Company and Lowe’s Home Centers, LLC (NC) (“Lowe’s”), and lack of service on defendant

denominated John Doe # 1.

Defendants Georgia-Pacific Wood Products, LLC and Georgia-Pacific LLC (hereinafter

“defendant Georgia-Pacific”)2 removed the case on February 15, 2016, on the basis of diversity

jurisdiction, to the United States District Court for the Northern District of Georgia. That court

sua sponte transferred venue to this court on July 1, 2016.

Following an initial period of discovery, defendants filed on December 1, 2017, motions

under Daubert v. Merrell Dow Pharmaceuticals, Inc., 509 U.S. 579 (1993) (“Daubert motions”)

to exclude and strike certain expert opinions and reports. On September 20, 2018, the court granted

in part and denied in part the Daubert motions, allowed certain sanctions in favor of defendants,

allowed a period of supplemental expert discovery, and allowed for expanded summary judgment

briefing to accommodate additional issues, if any, arising from supplemental expert discovery. See

Lightfoot v. Georgia-Pac. Wood Prod., LLC, No. 7:16-CV-244-FL, 2018 WL 4517616, (E.D.N.C.

Sept. 20, 2018) (“September 20, 2018, Order”).

On December 21, 2018, the court denied defendants’ motion for reconsideration, made

further determination regarding attorney’s fees regarding expert discovery, and clarified the scope

of expert testimony of plaintiff’s expert, Rachael Jones (“Jones”). See Lightfoot v. Georgia-Pac.

Wood Prod., LLC, No. 7:16-CV-244-FL, 2018 WL 6729636 (E.D.N.C. Dec. 21, 2018)

(“December 21, 2018, Order”).

Defendants filed the instant motions for summary judgment on June 3, 2019. In support

of its motion, defendant Georgia-Pacific relies upon a memorandum of law, statement of material

facts, and the following exhibits: 1) depositions of plaintiff and plaintiff’s father, Thomas

2 For purposes of the instant motions, the court refers to “Georgia-Pacific” in the singular, only for ease of

reference, where defendant Georgia-Pacific advances arguments equally and without distinction for both Georgia-

Pacific LLC and Georgia-Pacific Wood Products, LLC, subject to reservations stated in its memorandum in support

of summary judgment. (See Georgia-Pacific (“G-P”) Mem. (DE 22) at 1 n. 1). In citations, the court abbreviates the

name defendant Georgia-Pacific further to “G-P,” and defendant Weyerhaeuser to “Wy.”

Lightfoot, Sr. (“Thomas Lightfoot, Sr.” or “T. Lightfoot”); 2) depositions of plaintiff’s experts

Kristan J. Aronson (“Aronson”), Margaret Brandwein-Weber (“Brandwein-Weber”), Jeremiah

Boles (“Boles”), and Jones, as well as expert reports of Aronson and Brandwein-Weber; 3)

depositions of defendants’ experts, Eric J. Boelhouwer (“Boelhouwer”) and Jennifer Sahmel

(“Sahmel”), and report of Boelhouwer; 4) plaintiff’s responses to interrogatories and

correspondence regarding the same; 5) World Health Organization International Agency for

Research on Cancer (“IARC”) monographs dated 1981 and 1995; 6) Material Safety Data Sheets

(“MSDS”) for “wood dust” generated by defendant Georgia-Pacific; 7) printout of a United States

Department of Labor Occupational Safety & Health Administration (“OSHA”) webpage and an

“ACGIH” report regarding wood dust; and 8) printouts of OSHA correspondence and agency

documents.

In support of its motion, defendant Weyerhaeuser Company (“Weyerhaeuser”) relies upon

a memorandum of law, statement of material facts, and the following exhibits, in addition to those

categories of documents relied upon by defendant Georgia-Pacific: 1) expert reports and

declaration of Jones; 2) expert reports of Marion J. Fedoruk (“Fedoruk”) and Ellen T. Chang

(“Chang”); 3) IARC monograph dated 1987; 4) depositions of Weyerhaeuser employee, Van

Fidino; former employee and corporate representative of former-defendant Lowe’s, John Steed

(“Steed”); and Fedoruk; 5) reports on wood dust and cancer by the U.S. Department of Health and

Human Services (“HHS”), National Institute for Occupational Safety and Health (“NIOSH”)

(2017), and National Toxicology Program (“NTP”) (2016); and 6) MSDSs and other internal

documents and correspondence regarding “wood dust” generated by defendant Weyerhaeuser.

In opposition to defendant Weyerhaeuser’s motion for summary judgment, plaintiff relies

upon a memorandum of law, response statement of facts, and the following exhibits, in addition

to those categories of exhibits already relied upon by defendants: 1) additional report on wood

dust and cancer by NTP; 2) copies of rules published in the Federal Register, by OSHA, titled

Hazard Communication (“HazComm”); 3) declaration of Thomas Lightfoot, Sr.; 4) Weyerhaeuser

interoffice communications; 5) a NIOSH report (June 1987); 6) copies of articles published in

medical and scientific journals; 7) depositions of plaintiff’s brother, Thomas Gene Lightfoot, and

mother, Faye Welch Lightfoot; Georgia-Pacific employee, David Hughes (“Hughes”); 8) expert

reports and declarations by Boles and Aronson; and 9) additional internal Weyerhaeuser

documents related to wood dust.

In opposition to defendant Georgia-Pacific’s motion for summary judgment, plaintiff relies

upon a memorandum of law, response statement of facts, and the following exhibits, in addition

to exhibits already relied upon: 1) a copy of a NIOSH document described as “OSHA coments

from the January 19, 1989 Final Rule on Air Contaminants Project extracted from 54 FR 2332 et

seq.”; 2) cover page to IARC 1977 monograph on asbestos; 3) deposition of defendant Georgia-

Pacific’s expert James J. Stark (“Stark”); and 4) a copy of rules published by OSHA in Federal

Register, June 7, 1972, relating to asbestos dust.

Defendants filed replies in support of the instant motions on July 22, 2019, each relying

upon a reply statement of material facts, as well as Appendix 4 to the 1981 IARC monograph,

defendant Lowe’s responses to plaintiff’s discovery, and categories of depositions and discovery

responses previously relied upon.

STATEMENT OF FACTS

The court previously summarized certain background facts in the record derived from

deposition testimony of plaintiff and plaintiff’s father, viewed in the light most favorable to

plaintiff, in its September 20, 2018, order, as follows:

Plaintiff was born on July 16, 1974. (Pl’s Dep. 12). He lived with his family

at a house in Winfall, Perquimans County, North Carolina, as a child until he left

for college in Fall 1992. (Id. 34, 104). Plaintiff’s father maintained a building in

the back yard of the property as a woodworking shop (the “wood shop” or “shop”)

during the time that plaintiff was living at home. (Id. 214). The shop was about 20

feet square with a concrete pad, one window, an[d] one entryway comprised of an

outer “barn door” and an interior door. (Id. 215-216). The shop was expanded by

another 10 to 15 feet on one side in 1988. (Id. 298-299).

In the shop, there was a workbench, tool cabinet, and space for overhead

wood storage. (Id. 218-221). The shop did not have mechanical ventilation or air

conditioning, and the doors were kept open when it was hot. (Id. 215-217). There

were a number of tools in the shop including a table saw, circular saw, band saw,

sanders, grinders, drills, and other woodworking tools. (T. Lightfoot Dep. 45, 127-

129).

Plaintiff’s father engaged in substantial woodworking activities in the wood

shop during the years that plaintiff was at home. Plaintiff’s father made 15 to 20

picnic tables per year; 30 to 50 vegetable bins per year; 30 to 50 trash cans per year;

and four to five chair swings per year. (Pl’s Dep. 258-260, 296). Plaintiff’s father

made these items to sell to individuals in and around the community where he lived.

(Id. 231, 240-241, 388-389). Plaintiff’s father also made items for the family,

including kitchen cabinets, an entertainment center, and fence slats. (Id. 271-275).

He completed home remodeling projects, including flooring, paneling, and stairs.

(Id. 283-287). Starting during plaintiff’s senior year of high school (1991-1992),

plaintiff’s father refinished furniture for individuals in the community. (Id. 264-

267).

Plaintiff’s father acquired the wood used for the aforementioned projects

primarily (about 60%) from a Weyerhaeuser mill where he worked as a mechanic,

taking from a source of “reject wood” or “no value” in the mill. (T. Lightfoot Dep.

69, 76). Such wood was “mostly” pine. (Id.). Plaintiff’s father acquired the

remainder of his wood from Lowe’s and Builders Discount Supply. (Id. 70). Such

wood was supplied by Weyerhaeuser and Georgia-Pacific, and it was comprised of

“mostly” pine and “some oak.” (Id. 71, 74). Plaintiff’s father used a “combination

of pine and oak . . . sometimes.” (Id. 74, 81). Pieces were constructed in the form

of boards of various sizes and “plywood.” (Id. 72). The entertainment center was

constructed of birch and plywood. (Id.; Pl’s Dep. 275). The vegetable bins were

constructed of “mainly pine” but also birch “from time to time.” (Pl’s Dep. 243).

Plaintiff assisted his father with the aforementioned projects in varying

amounts and with varying tasks between the age six (in 1981) and 18 (in 1992).

Between the age six to nine, plaintiff mainly assisted with cleaning in the shop,

including sweeping and shoveling wood dust, handing tools to his father, and

moving items around the shop. (Pl’s Dep. 221-223; T. Lightfoot Dep. 62). He also

used a “little” electric sander. (T. Lightfoot Dep. 133). Beginning at age ten,

plaintiff used a range of tools such as power drill, saws, and sanders in assisting

with all phases of his father’s wood projects, in addition to continuing with cleaning

in the shop. (Id.; Pl’s Dep. 234-235, 250-251).

With respect to hours spent in the shop, plaintiff typically spent about five

hours a week in the shop between age six to nine; 20-25 hours per week between

ages ten and 18 (Pl’s Dep. 224, 251-253). These amounts varied in some years and

seasons of the year depending on other activities in which plaintiff was involved.

For example, plaintiff worked in the shop less in his senior year (1991-1992)

because he had a 20-30 hour per week job at Hardees. (Id. 221). In the start of his

tenth grade year, August through November 1989, plaintiff played junior varsity

football. (Id. 85-86). Plaintiff worked more hours in the shop in springtime and

summertime than wintertime. (Id. 230). 70 percent of such time was spent inside

the shop and 30 percent outside. ([Id.] 229).

Plaintiff attended college at North Carolina A&T University, where he

obtained a bachelor’s of science in electrical engineering. (Id. 104-105). Plaintiff

also more recently earned a master’s degree in management from Georgia Tech

University. (Id. 106). Plaintiff has worked in several positions in the technology

and telecommunications industry, and is presently employed by Google, Inc. (Id.

124).

In April 2014, plaintiff was diagnosed with “intestinal-type

adenocarcinoma” (“ITAC”), a form of sinonasal cancer (“SNC”). (DelGaudio Dep.

18; Saba Dep. 18).

(Sept. 20, 2018, Order at 6-8).3

Additional undisputed facts as pertinent to the instant motions may be summarized as

follows. Plaintiff’s father worked at the Weyerhaeuser lumber mill in Plymouth, North Carolina,

for approximately thirty years, including the time period from 1981 to 1992 when plaintiff was

working in their home shop (the “exposure period”). (Pl’s Opp. Wy. Stmt. (DE 219) ¶ 63; Pl’s

Opp. G-P Stmt. (DE 222) ¶ 8).4 His job duties as a mechanic at the mill were not to process lumber

or wood, but rather to repair machinery. (Pl’s Opp. Wy. Stmt. (DE 219) ¶ 64).

3 Where there are multiple copies of deposition excerpts in the court’s file, citations to page numbers of deposition

transcripts correspond to the page showing on the face of the underlying transcript, and not the page number designated

by the court’s case management and electronic case filing (CM/ECF) system.

4 Where a fact asserted in a party’s statement of material facts is undisputed, the court cites to the opposing party’s

responsive statement of facts, where it indicates the fact is admitted or undisputed or without opposing fact, in pertinent

part.

The 1981 IARC monograph states: “There is sufficient evidence that nasal

adenocarcinomas have been caused by employment in the furniture-making industry. The excess

risk occurs mainly among those exposed to wood dust.” (DE 211-9 at 88) (italics in original).5

An internal Weyerhaeuser “technical report,” dated March 5, 1981, states:

Much of the current research devoted to investigating the health effects of wood

and wood dust say that some wood dusts have a tendency to promote dermatitis,

mucosal irritation, pulmonary disease (lung disease), and nasal cancer. Yellow pine

has not been implicated as a wood capable of eliciting mucosal irritation, lung

disease or nasal cancer.

(DE 220-43 at 14) (underlining in original).

In 1983, OSHA promulgated its first HazCom rule, for the purpose of ensuring that “the

hazards of all chemicals produced or imported by chemical manufactures or importers are

evaluated, and that information concerning their hazards is transmitted to affected employers and

employees within the manufacturing sector.” (48 Fed. Reg. 53340). “This transmittal of

information is to be accomplished by means of comprehensive hazard communication programs,

which is to include container labeling and other forms of warning, material safety data sheets and

employee training.” Id. The rule expressly exempted “[w]ood or wood products” from its

requirements. (Id.).

The 1983 HazCom rule states the following with respect to carcinogens:

OSHA has determined that a definition criteria for what constitutes a carcinogen

for purposes of this standard is necessary since there may be differences of opinion

concerning certain substances . . . . OSHA has concluded that a chemical is to be

identified as one which poses a carcinogenic hazard when either the National

Toxicology Program [NTP], the International Agency for Research on Cancer

[IARC], or OSHA itself, publishes a finding that the available information indicates

the chemical is a potential or confirmed carcinogen. Employers can determine

whether a chemical meets these by consulting the publications of these

organizations, or by looking it up in the NIOSH Registry of Toxic Effects of

5 Citations to page numbers of documents in the record designated by a docket entry (“DE”) number correspond to

the page number provided by the court’s CM/ECF system, and not the page showing on the face of the underlying

document, if any.

Chemical Substances (RTECS). RTECS entries indicate the findings of NTP,

IARC, and OSHA.

(48 Fed. Reg. 53295). In addition, this rule states: “OSHA has defined a carcinogen for purposes

of communication of hazards as any substance found to be a confirmed or suspected carcinogen

by the International Agency for Research on Cancer [IARC], the National Toxicology Program

[NTP], or OSHA. Use of these sources should eliminate much controversy involved in defining

and identifying carcinogens.” (48 Fed. Reg. 53336).

A Georgia-Pacific MSDS for “wood dust” bearing an “effective date” of September 1985

states: “Avoid prolonged or repeated breathing of wood dust in air.” (DE 211-10 at 4, 7).

Regarding carcinogenicity, it states: “Not listed in Second Annual Report on Carcinogens, NTP,

1981.” (Id. at 5). Under the heading “other pertinent data” it states: “Exposure to wood dust has

been statistically associated with nasal cancer in British furniture workers. (CODATA Bulletin,

November 1978).” (Id.).

The 1987 NIOSH report states:

The association between nasal cancer and occupations involving exposure to wood

dust has been clearly established in the literature. . . [T]he association between nasal

adenocarcinoma and wood dust exposure is particularly strong among furniture

industry workers, although other woodworkers have also been shown to be at risk.

Similarly, exposure to hardwoods has been implicated most often, but there are

several reports implicating softwoods as well.

(DE 215-24 at 33).

The 1987 IARC monograph reported “an increased risk of nasal adenocarcinoma among

workers in the furniture and cabinet-making industry.” (DE 215-11 at 5). “Epidemiological data

reported here and previously . . . provides sufficient evidence that nasal adenocarcinomas have

been caused by employment in the furniture-making industry. The excess risk occurs (mainly)

among those exposed to wood dust.” (Id. at 6).

In the preamble to a 1987 HazCom rule, OSHA stated: “OSHA never intended . . . that

wood dust be excluded from the standard’s coverage under the wood and wood products

exemption.” (52 Fed. Reg. 31863). It further stated: “ ‘Wood dust’ is a recognized health hazard.”

(Id.).

Weyerhaeuser MSDSs, bearing “revised” dates April 1988 and July 1989, state: “Wood

dust has been alleged to cause nasal / paranasal sinus cancer (certain European hardwoods, oak

and beech).” (DE 215-27 at 2; 215-28 at 2).

Georgia-Pacific MSDSs for “wood dust” bearing an “effective date[s]” of October 1987

and July 1989 state: “Avoid prolonged or repeated breathing of wood dust in air.” (DE 211-12 at

4, 7; DE 211-13 at 3, 4). Regarding carcinogenicity, they state: “Not listed as a carcinogen by

IARC, NTP, ACGIH or OSHA.” (DE 211-12 at 5; DE 211-13 at 3). Under the heading “other

pertinent data,” the July 1989 MSDS states: “Although Exposure to wood dust has been

statistically associated with nasal cancer in furniture workers in Britain and some other countries,

OSHA has recently regulated it as an irritant dust only.” (DE 211-13 at 3).

The 1995 IARC monograph states: “occupational exposure to wood dust is causally related

to adenocarcinoma of the nasal cavities and paranasal sinuses.” (DE 211-14 at 202). As a

concluding “Evaluation,” the monograph states: “There is sufficient evidence in humans for the

carcinogenicity of wood dust.” (Id. at 204) (italics in original). As an “Overall evaluation,” it

states “Wood dust is carcinogenic to humans.” (Id.) (italics in original). As a footnote to the

“Overall evaluation,” it states: “This evaluation is based on the observation of a marked increase

in the occurrence of cancers of the nasal cavities and paranasal sinuses among workers exposed

predominately to hardwood dusts.” (Id.).

An internal Weyerhaeuser interoffice communication, dated February 1995, states: “In

October, [IARC] identified wood dust as a known human carcinogen. . . . Under existing OSHA

Hazard Communications rules, the IARC determination triggers certain notification and training

requirements, including a wood dust hazard notice, updating the [MSDS] information, and

employee training.” (DE 215-30 at 1).

An October 11, 1995, letter published by OSHA states that, due to the findings in the 1995

IARC monograph, “the MSDS for hardwood species and those sheets for mixed species of

hardwoods and soft woods must be identified as a carcinogen as required under 29 CFR

1910.1200(g)(2)(vii). MSDSs for softwood species (not mixed with hardwoods) do not have to be

identified as being carcinogenic.” (DE 211-26 at 2). It further states: “[T]here were two few

studies to sufficiently evaluate the cancer risk attributable to the workplace exposure to softwood

species. In the few studies that have been completed, the risk of cancer from exposure to soft

woods appears to be elevated, however there is not enough evidence to make a final

determination.” (Id.).

According to the 2016 NTP report, “Wood dust is known to be a human carcinogen.” (DE

215-25) (italics in original). According to the 2016 NTP report, it was “First listed in the Tenth

Report on Carcinogens (2002).” (Id.).

Additional facts will be discussed in the analysis herein.

COURT’S DISCUSSION

A. Standard of Review

Summary judgment is appropriate where “the movant shows that there is no genuine

dispute as to any material fact and the movant is entitled to judgment as a matter of law.” Fed. R.

Civ. P. 56(a). The party seeking summary judgment “bears the initial responsibility of informing

the district court of the basis for its motion, and identifying those portions of [the record] which it

believes demonstrate the absence of a genuine issue of material fact.” Celotex Corp. v. Catrett,

477 U.S. 317, 323 (1986).

Once the moving party has met its burden, the non-moving party must then “come forward

with specific facts showing that there is a genuine issue for trial.” Matsushita Elec. Indus. Co. Ltd.

v. Zenith Radio Corp., 475 U.S. 574, 586-87 (1986) (internal quotation omitted). Only disputes

between the parties over facts that might affect the outcome of the case properly preclude the entry

of summary judgment. See Anderson v. Liberty Lobby, Inc., 477 U.S. 242, 247-48 (1986) (holding

that a factual dispute is “material” only if it might affect the outcome of the suit and “genuine”

only if there is sufficient evidence for a reasonable jury to return a verdict for the non-moving

party).

“[A]t the summary judgment stage the [court’s] function is not [itself] to weigh the

evidence and determine the truth of the matter but to determine whether there is a genuine issue

for trial.” Id. at 249. In determining whether there is a genuine issue for trial, “evidence of the

non-movant is to be believed, and all justifiable inferences are to be drawn in [non-movant’s]

favor.” Id. at 255; see United States v. Diebold, Inc., 369 U.S. 654, 655 (1962) (“On summary

judgment the inferences to be drawn from the underlying facts contained in [affidavits, attached

exhibits, and depositions] must be viewed in the light most favorable to the party opposing the

motion.”).

Nevertheless, “permissible inferences must still be within the range of reasonable

probability, . . . and it is the duty of the court to withdraw the case from the [factfinder] when the

necessary inference is so tenuous that it rests merely upon speculation and conjecture.” Lovelace

v. Sherwin-Williams Co., 681 F.2d 230, 241 (4th Cir. 1982) (quotations omitted). Thus, judgment

as a matter of law is warranted where “the verdict in favor of the non-moving party would

necessarily be based on speculation and conjecture.” Myrick v. Prime Ins. Syndicate, Inc., 395

F.3d 485, 489 (4th Cir. 2005). By contrast, when “the evidence as a whole is susceptible of more

than one reasonable inference, a [triable] issue is created,” and judgment as a matter of law should

be denied. Id. at 489-90.

B. Analysis

In opposition to summary judgment, plaintiff advances products liability and negligence

claims based upon a failure to warn.6 Both claims have the same essential elements: 1) duty, 2)

breach, 3) causation, and 4) damages. See Stegall v. Catawba Oil Co. of N. C., 260 N.C. 459, 464

(1963); Crews v. W.A. Brown & Son, Inc., 106 N.C. App. 324, 329 (1992); N.C. Gen. Stat. § 99B-

5. Negligence “generally comprehends a duty to warn of danger, the nonperformance of which

will, when it is the proximate cause of injury, give rise to liability.” Stegall, 260 N.C. at 464; see

Fontenot v. Taser Int’l, Inc., 736 F.3d 318, 332 (4th Cir. 2013); Sparks v. Oxy-Health, LLC, 134

F. Supp. 3d 961, 992 (E.D.N.C. 2015). The court addresses in turn below the elements of duty

and causation, which are determinative of the instant motions.

1. Duty to Warn

A duty to warn, under North Carolina law, is codified in N.C. Gen. Stat. § 99B-5(a), which

provides:

(a) No manufacturer or seller of a product shall be held liable in any product liability

action for a claim based upon inadequate warning or instruction unless the claimant

proves that the manufacturer or seller acted unreasonably in failing to provide such

warning or instruction, that the failure to provide adequate warning or instruction

was a proximate cause of the harm for which damages are sought, and also proves

one of the following:

6 Although plaintiff asserted claims based upon negligent design and manufacturing in the complaint (see, e.g.,

Compl. ¶ 24 (1)), plaintiff expressly abandons such claims in opposition to the instant summary judgment motions.

(See Opp. to Wy. Mot. (DE 218) at 7 n. 2; Opp. to G-P Mot. (DE 221) at 8 n. 2).

(1) At the time the product left the control of the manufacturer or seller, the

product, without an adequate warning or instruction, created an unreasonably

dangerous condition that the manufacturer or seller knew, or in the exercise of

ordinary care should have known, posed a substantial risk of harm to a reasonably

foreseeable claimant.

(2) After the product left the control of the manufacturer or seller, the

manufacturer or seller became aware of or in the exercise of ordinary care should

have known that the product posed a substantial risk of harm to a reasonably

foreseeable user or consumer and failed to take reasonable steps to give adequate

warning or instruction or to take other reasonable action under the circumstances.

N.C. Gen. Stat. Ann. § 99B-5(a) (emphasis added). Language particularly pertinent to the instant

analysis is underlined in the above quoted text.

North Carolina common law also recognizes similarly a duty to warn. “[A] manufacturer

or seller of a product, which to his actual or constructive knowledge involves danger to users has

a duty to give warning of such dangers.” Stegall, 260 N.C. at 464. Liability arises for a supplier

of a product, “if the supplier (a) knows, or from facts known to him should realize, that the chattel

is or is likely to be dangerous for the use for which it is supplied; (b) and has no reason to believe

that those for whose use the chattel is supplied will realize its dangerous condition; and (c) fails to

exercise reasonable care to inform them of its dangerous condition or of the facts which make it

likely to be so.” Id. (quoting Restatement, Torts, § 388)).

Under North Carolina law, “state-of-the-art evidence helps shape the duty owed by the

alleged tortfeasor.” Horne v. Owens-Corning Fiberglas Corp., 4 F.3d 276, 280 (4th Cir. 1993).

“State of the art represents all of the available knowledge on a subject at a given time, and this

includes scientific, medical, engineering, and any other knowledge that may be available.” Id.

“State of the art includes the element of time: What is known and when was this knowledge

available.” Id. at 281. State-of-the-art evidence may include reference to “OSHA regulations”

and “OSHA-mandated guidelines.” Id. “State-of-the-art evidence, because it often is scientific in

nature and results from a cumulative review of a field over time, should not be applied retroactively

to discredit conduct at a given time prior to the culmination of the relevant research.” Id. (italics

in original). “Subsequent findings and standards,” however, may be used “to credit prior conduct.”

Id. (italics in original).

In this case, plaintiff seeks damages for developing sinonasal cancer from wood dust

(Compl. ¶¶ 10, 20, 25, 26 (2)).7 Thus, the issue presented is whether defendants had a duty to warn

plaintiff of a danger of developing sinonasal cancer from wood dust, during the exposure period.

For multiple reasons set forth below, based upon undisputed evidence in the record, defendants

did not have a duty to warn plaintiff of a danger of developing sinonasal cancer from wood dust

during the exposure period. Defendants’ duty is informed both by the state of the art during the

exposure period, and by the unforeseeability of risk of harm to a consumer such as plaintiff’s

father. The court addresses these issues in turn below.

a. State of the Art

The state of the art regarding carcinogenicity, as reflected in OSHA HazCom regulations

and the definitive scientific sources to which they point for reliance, is that wood dust was not

known to be a carcinogen until designated as such by the IARC in 1995. In that year, IARC

published its monograph declaring, for the first time, “[w]ood dust is carcinogenic to humans.”

(DE 211-14 at 204) (italics in original).8 In that same year, OSHA stated that, due to the findings

in the 1995 IARC monograph, “the MSDS for hardwood species and those sheets for mixed species

7 Although plaintiff originally asserted claims also based upon a failure to warn of the danger of developing sinonasal

cancer from formaldehyde, (see, e.g., Compl. ¶ 20), plaintiff does not pursue a claim in opposition to summary

judgment based upon formaldehyde, and bases his claims solely on wood dust. (See, e.g., Opp. to Wy Mot. (DE 218)

at 10; Opp. to G-P Mot. (DE 221) at 9).

8 The 1995 IARC monograph resulted from an IARC meeting held in October, 1994. For the purposes of the instant

motions, the difference in time between meeting and monograph is immaterial. For ease of reference, the court

specifies herein 1995 as the transformational year for state of the art.

of hardwoods and soft woods must be identified as a carcinogen as required under 29 CFR

1910.1200(g)(2)(vii).” (DE 211-26 at 2) (emphasis added).

Prior to 1995, OSHA HazCom regulations did not require identification of wood dust as a

carcinogen. Importantly, OSHA HazCom regulations during the exposure period, starting in 1983,

stated that “a definition criteria for what constitutes a carcinogen for purposes of this standard is

necessary since there may be differences of opinion concerning certain substances.” (48 Fed. Reg.

53295). “OSHA has concluded that a chemical is to be identified as one which poses a

carcinogenic hazard when either the [NTP], [IARC], or OSHA itself, publishes a finding that the

available information indicates the chemical is a potential or confirmed carcinogen.” (Id.). During

the exposure period, neither NTP nor IARC had published such a finding with respect to wood

dust. Plaintiff also has not brought forth any other “available knowledge” of carcinogenicity of

wood dust constituting state of the art during the exposure period. Horne, 4 F.3d at 280.

Thus, based on the state of the art during the exposure period, wood dust was not a known

cause of sinonasal cancer, “the harm for which damages are sought,” N.C. Gen. Stat. Ann. § 99B-

5(a), nor should it have been known as a carcinogen. As a result, defendants did not have a duty

to warn plaintiff that wood dust was a carcinogen.

Plaintiff nonetheless raises several categories of evidence in an effort to establish

defendants had a duty to warn plaintiff wood dust was a carcinogen during the exposure period.

None of these create a genuine issue of material fact. For example, plaintiff describes materials

produced by defendant Weyerhaeuser during the exposure period as showing “the dangers

associated with wood products.” (Opp. G-P Mot. (DE 221) at 10; see Opp. Wy. Mot (DE 218) at

10). But, whether defendants should have warned generally of “dangers associated with wood

products” is not a material issue in this case. Rather, the material issue is whether there was a duty

to warn of “the harm for which damages are sought,” N.C. Gen. Stat. Ann. § 99B-5(a), here

developing sinonasal cancer from exposure to wood dust. Three out of four of the cited materials

refence hazards of wood dust but do not mention carcinogenicity. (DE 223-24; DE 223-25; DE

220-44).

In a fourth cited report, from 1987, defendant Weyerhauser states: “Much of the current

research devoted to investigating the health effects of wood and wood dust say that some wood

dusts have a tendency to promote . . . nasal cancer.” (DE 223-23 at 14). Similarly, Weyerhaeuser

MSDSs cited by plaintiff from the same time state: “Wood dust has been alleged to cause nasal /

paranasal sinus cancer (certain European hardwoods, oak and beech).” (DE 215-27 at 2; 215-28

at 2). However, because these statements are limited to describing research claims and allegations,

instead of conclusions, as well as limited to “some wood dusts,” or hardwoods, or excluding yellow

pine, the statements do not define the state of the art regarding carcinogenicity of wood dust as

pertinent to the instant case. Moreover, the MSDSs expressly note wood dust is “Not listed” in

any NTP, IARC, or OSHA “Carcinogenicity Listing.” (Id.).

Likewise, plaintiff cites a 1985 Georgia-Pacific MSDS that states “[e]xposure to wood dust

has been statistically associated with nasal cancer in British furniture workers.” (DE 211-10 at 5).

Because the statement describes only a “statistical[] associat[ion]” limited to a population to which

plaintiff does not belong, the statement likewise does not define the state of the art regarding

carcinogenicity of wood dust as pertinent to the instant case. As plaintiff also notes, this distinction

is made plain in the MSDS itself, which expressly states: “CARCINOGENICITY: Not listed in

Second Annual Report on Carcinogens, NTP, 1981.” (DE 223-26 at 5) (underlining in original).

Thus, defendants’ internal documents do not constitute a state of the art determination that wood

dust causes cancer.

Plaintiff suggests that a statistical association between wood dust and cancer in some

contexts is equivalent to a state of the art determination that wood dust is a carcinogen or wood

dust causes cancer. For example, plaintiff cites to the 1981 IARC monograph, where IARC states:

“[t]here is sufficient evidence that nasal adenocarcinomas have been caused by employment in the

furniture-making industry,” and “a series of reports dated back to 1965 . . . indicated unusually

high relative risks of nasal cancer . . . in workers” in the wood and leather industries. (DE 211-9

at 88 (italics in original); Opp. to G-P Mot. (DE 221) at 13 n. 5; Opp. to Wy. Mot (DE 218) at 12

n. 4). Plaintiff also points to a “sampling of studies examining the relationship between wood dust

exposures and sino-nasal cancer back to the mid-1970s.” (Opp. to G-P Mot. (DE 221) at 11; Opp.

to Wy. Mot (DE 218) at 11). For example, plaintiff cites to a 1978 article entitled “Nasal cancer

associated with occupational exposure to organic dust,” and a 1993 article stating that “[t]he

association between nasal cancer and wood dust exposure was first observed . . . in England in the

1960s.” (Id.).

The pertinent issue, however, is whether the state of the art during the exposure period

viewed a statistical association, or connection between nasal cancer and certain occupations,

populations, or contexts, as synonymous with wood dust being designated as a carcinogen or

causing cancer. Plaintiff cites to no evidence treating the two as synonymous during the exposure

period. Indeed, the contemporaneous evidence in the record suggests to the contrary, particularly

where OSHA “determined that a definition criteria for what constitutes a carcinogen for purposes

of this standard is necessary since there may be differences of opinion concerning certain

substances,” and “OSHA has concluded that a chemical is to be identified as one which poses a

carcinogenic hazard when either the [NTP], [IARC], or OSHA itself, publishes a finding that the

available information indicates the chemical is a potential or confirmed carcinogen.” 48 Fed. Reg.

53295; see also “NIOSH Evaluation of Its Cancer and Rel Policies” (DE 220-22) (outlining

NIOSH development of cancer classifications, including during exposure period). Plaintiff has

not pointed to an alternative definitional framework, during the exposure period, sufficient to

qualify as “state of the art” at that time. See Horne, 4 F.3d at 280.

Moreover, the importance of the “carcinogenicity” designation in the state of the art during

the exposure period is illustrated by the fact that NTP, NIOSH, and IARC do not designate wood

dust as a carcinogen during the exposure period, but then later do expressly identify wood dust as

a carcinogen after the exposure period. If their earlier findings were equivalent to a determination

that wood dust is a carcinogen, then there would have been no need for a further, and different,

statement that wood dust is a carcinogen in the 1995 IARC monograph, and NTP publication. (DE

211-14 at 204; DE 215-25). 9

Plaintiff also argues that defendants’ knowledge of the “carcinogenic properties” of their

own products “is not determined by when such was recognized by a governmental agency.” (Opp.

to G-P Mot. (DE 221) at 14; Opp. to Wy. Mot (DE 218) at 14). Plaintiff contends that “because

a governmental agency has yet to formally declare substance or product a danger does not mean a

manufacturer should not know of such dangers from either its own testing or the medical, industrial

and scientific literature.” (Id. at 16). This argument misses the mark for two reasons.

9 Plaintiff describes in factual summary, not tied to any particular argument, testimony by Aronson and Jones

interpreting the 1981 IARC monograph and 1987 NIOSH report. For example, plaintiff summarizes Aronson’s

testimony as being “that as early as 1981 IARC had determined that the excess risk of cancer found in the furniture

and cabinet making industry primarily occurred to those exposed to wood dust.” (Opp. to G-P Mot. (DE 221) at 5;

Opp. to Wy Mot. (DE 218) at 5). Plaintiff also claims that Jones testified “that in 1987 NIOSH had recognized the

carcinogenicity of wood dust.” (Opp. to G-P Mot. (DE 221) at 6; Opp. to Wy Mot. (DE 218) at 5). This testimony

is neither relevant nor reliable to the state of the art issue discussed in the text above. It is not relevant because it

constitutes the expert witnesses’ current interpretation of the documents, which speak for themselves, and the

testimony does not show how the documents were understood during the exposure period. In addition, the testimony

is not reliable because neither expert offers any basis in methodology for their interpretations, other than their own

statements, contrary to the statements in the 1995 IARC monograph and contemporaneous OSHA interpretations as

set forth above. Therefore, the court excludes the cited testimony for purposes of the instant analysis pursuant to

Federal Rule of Evidence 702(c) and (d).

First, while OSHA is a government agency, it does not purport to define by itself the state

of the art, but rather expressly references the existing medical, industrial and scientific literature,

including IARC. See 48 Fed. Reg. 53295. The IARC monographs, in turn, comprise a

comprehensive review of a massive amount of underlying medical, industrial and scientific

literature, “with the help of international working groups of experts in chemical carcinogenesis

and related fields.” (IARC 1995 monograph (DE 211-14) at 4, 19-40). “The Monographs . . .

involve[] examination of all relevant information in order to assess the strength of the available

evidence that certain exposures could alter the incidence of cancer in humans.” (Id. at 19)

(emphasis added). “The IARC Monographs are recognized as an authoritative source of

information on the carcinogenicity of a wide range of human exposures.” (Id. at 20). Again,

plaintiff points to no more definitive source regarding state of the art on carcinogenicity of wood

dust during the exposure period than the IARC monographs.

Second, with respect to independent “testing” by defendants, plaintiff does not explain how

possibly defendants could have undertaken further medical or scientific testing of cancer and

independent review of testing by others in a manner superior to or different from IARC or

underlying studies referenced in IARC monographs. Case law cited by plaintiff regarding a duty

to independently test a product is instructively distinguishable. For example, plaintiff cites Morgan

v. Cavalier Acquisition Corp., 111 N.C. App. 520, 528 (1993), for the proposition that “a

manufacturer must inform itself about what safety designs and methods are available in its industry

and is under a duty to make reasonable tests and inspections to discover any latent hazards.”

Morgan, however, does not support plaintiff’s argument that defendants should have undertaken

individual medical or epidemiological studies, or reviews of studies, to determine if wood dust is

a carcinogen, where comprehensive research on the issue was already available through IARC,

and where OSHA directed defendants to rely upon, inter alia, IARC determinations of carcinogens.

Similarly inapposite are cases cited by plaintiff for the proposition that a manufacturer must

test for latent defects in a product. For instance, in Cockerham v. Ward, 44 N.C. App. 615, 623,

(1980), the court stated that a “manufacturer has . . . [a] duty in properly constructing the article

and in not placing upon the market a commodity which is defective and likely to inflict injury.” In

Red Hill Hosiery Mill, Inc. v. MagneTek, Inc., 138 N.C. App. 70, 75 (2000), the court stated that

“a manufacturer has the duty to use reasonable care throughout the manufacturing process,

including making sure the product is free of any potentially dangerous defect in manufacturing or

design,” and “[t]his duty of care may involve inspection or testing of the product.” Id. (emphasis

added). In the context of this case, where plaintiff is not asserting a claim based upon negligent

design or manufacturing, the cited duty to test for manufacturing or design defects is inapposite.

Moreover, wood is not like a device or product that is manufactured exclusively by an

entity, or small group of entities, who are uniquely privy to its component hazards or properties,

such as the vending machine in Morgan, 111 N.C. App. at 528, the rubber straps in Cockerham,

44 N.C. App. at 622-23, or fluorescent lighting fixture in Red Hill Hosiery Mill, 138 N.C. App. at

71. Rather, it is a raw material that is ubiquitous, which can be harvested and distributed by

anybody. Thus, the statements in the law regarding a manufacturer’s “testing” of its own product

are not reasonably transferrable to wood.

Plaintiff also cites testimony of Georgia-Pacific employee Hughes for the proposition that

defendants knew that wood dust can cause nasal cancer during the exposure period, and that

defendants had a duty to warn consumers of known dangers. The first proposition, however, is

not supported by the cited testimony. Indeed, plaintiff does not cite testimony by Hughes, but

rather an exchange between counsel:

MS. PACKER: The topic is when did Georgia-Pacific first learn of -- that exposure

to wood dust can cause nasal cancer.

MR. FRIELING: Those are absolutely the questions I'm going to ask him.

MS. PACKER: Yes. We first learned, as we have already disclosed to you, in at

least 1987, which is prior to 1989 –

(Hughes Dep. 82-83). Plaintiff’s counsel then proceeds to ask Hughes whether Georgi-Pacific

“would have been aware of” certain studies referenced in the following statement: “The association

between occupational exposure to wood dust and various forms of cancer has been explored in

many studies and in many countries.” (Id. at 84-85). As discussed previously, awarenesses of an

association, or studies exploring the same, are not equivalent of knowledge that wood dust is a

carcinogen during the exposure period. Plaintiff also cites the following question and answer:

Q. . . . my question is: If Georgia-Pacific knows of its product having a particular

danger, it should tell its customers, right?

A. If it’s a proven known danger, then yes.

(Huges Dep. 96) (emphasis added). This testimony does not support plaintiff’s argument that

defendants had a duty to warn plaintiff that wood dust causes cancer during the exposure period.

First, plaintiff is not a customer of Georgia-Pacific, but rather a customer of stores that sell

Georgia-Pacific products. Second, the question asked of Hughes presumes the very fact for which

plaintiff lacks evidence, that the danger for which plaintiff seeks damage, sinonasal cancer, was a

“proven known danger” of wood dust during the exposure period. (Id.).

In sum, the state of the art is insufficient to establish a duty to warn plaintiff that wood dust

was a carcinogen during the exposure period.

b. Foreseeability of Risk to Consumer

In addition, and in the alternative, plaintiff has not established a duty to warn because there

was no foreseeable risk of cancer from wood dust for a retail consumer of mostly softwood

products, such as plaintiff’s father, during the exposure period. Under North Carolina law, a duty

to warn arises only if the product creates a dangerous condition that the manufacturer knew posed

a substantial risk of harm “to a reasonably foreseeable claimant” or “a reasonably foreseeable user

or consumer.” N.C. Gen. Stat. § 99B-5(a)(1) & (2).

Here, plaintiff fails to bring forth any evidence that wood dust posed a reasonably

foreseeable risk of harm to a retail consumer of mostly softwood products and pine wood scrap.

Rather, a substantial risk of harm, if at all, was identified during the exposure period for persons

working in the furniture and cabinet making industry, and for exposure to hardwood wood dust in

that occupational setting. As noted previously, the 1981 IARC monograph stated: “There is

sufficient evidence that nasal adenocarcinomas have been caused by employment in the furniture-

making industry.” (DE 211-9 at 88) (italics in original; underlining added). The 1987 NIOSH

report also noted an association to “occupations involving exposure to wood dust,” with the

association “particularly strong among furniture industry workers.” (DE 215-24 at 33) (emphasis

added). “Similarly, exposure to hardwoods has been implicated most often, but there are several

reports implicating softwoods as well.” (Id.).

Defendants’ MSDSs during the exposure period adequately addressed the risks identified

in these reports. For instance, the 1985 Georgia-Pacific MSDS states: “Avoid prolonged or

repeated breathing of wood dust in air,” and “[e]xposure to wood dust has been statistically

associated with nasal cancer in British furniture workers.” (DE 211-10 at 4 - 5). (Id.).

Weyerhaeuser MSDSs, bearing “revised” dates April 1988 and July 1989, state: “Wood dust has

been alleged to cause nasal / paranasal sinus cancer (certain European hardwoods, oak and beech).”

(DE 215-27 at 2; 215-28 at 2).

Stated differently, defendants already provided an “adequate warning” to address the

substantial risk of harm that was foreseeable during the exposure period, and plaintiff has not

shown a basis for providing further warning for unforeseeable risk of harm to consumers of mostly

softwood products. Plaintiff has not brought forth evidence to create a genuine issue of material

fact that additional warnings should have been provided during the exposure period.

Plaintiff suggests that defendants should have more widely distributed their MSDSs to

consumers or, in the case of Weyerhaeuser, to employees who took home scrap wood. Plaintiff

also suggests that defendant should have added a warning to their wood products, or used displays

to show warnings in retail stores. However, given the occupational context of the risks identified

during the exposure period, and the types of wood implicated, plaintiff has not demonstrated that

any additional or different warning was required to address a reasonably foreseeable risk of harm

to a consumer such as plaintiff’s father.10

In support of alternative handling of MSDSs, plaintiff suggests without evidentiary support

that defendants should have provided MSDSs to consumers or employees who took wood home.

(See, e.g., Opp. to Wy. Mot. (DE 218) at 17; Opp. to G-P Mot. (DE 212) at 17). While plaintiff’s

expert, Jones, testified as to her opinion that the HazCom standard required MSDSs to “be

distributed down the chain with the product, so [the MSDSs] have both an employee and a

10 While the court recognized in its September 20, 2018, order that plaintiff and his father may have, in fact, under

their individual circumstances processed such an unusually high volume of wood to approximate an “occupational or

industrial setting” for purposes of a present-day specific causation analysis, 2018 WL 4517616, at *14, the different

issue presented for the instant foreseeability analysis is the perspective of defendants in relation to the risks “to a

reasonably foreseeable claimant” or “a reasonably foreseeable user or consumer,” who is a retail customer and who

is a mechanic employee who obtained scrap wood from the mill during the exposure period. N.C. Gen. Stat. § 99B-

5(a)(1) & (2).

consumer target audience,” (Jones Dep. 34), this opinion must be excluded as unreliable because

it is not supported by applicable HazCom rules in force during the exposure period. (See, e.g., 52

Fed. Reg. 31882; 59 Fed. Reg. 6145-6146; OSHA interpretations (DE 211-23, 211-24, 211-25)).

In addition, the only support plaintiff offers for affixing labels on the wood products

themselves or providing display notices, is by citing to a federal regulation that required, in 2018,

labeling of wood products as being compliant with formaldehyde standards. (See Opp. to Wy.

Mot. (DE 218) at 16 n. 9; Opp. to G-P Mot. (DE 212) at 17 n. 9). This citation is inapposite,

however, because it is a current labeling requirement, not evidence of labeling duties during the

exposure period. Furthermore, plaintiff offers no evidence equating formaldehyde risks and

labeling factors with those of wood dust.11 For example, there is no evidence in the record

regarding the propriety of treating all wood products equally in terms of wood dust labeling,

particularly those softwood products that comprised the most substantial portion by far of wood

acquired by plaintiff’s father. (See, e.g., T. Lightfoot Dep. 69, 71-76, 81; Pl’s Dep. 243). There is

no basis in the record, for instance, for finding that wood suppliers such as defendants had a duty

to place a wood dust warning label on every pine board sold or discarded as scrap, as opposed to

more specialty furniture or cabinetry items or types of wood.

In sum, plaintiff has not established a genuine issue of fact that defendants owed a duty to

warn plaintiff’s father, as a consumer of mostly softwood products and scrap products, of a risk of

harm arising from such products. Therefore, for this additional reason, summary judgment must

be granted to defendants due to plaintiff’s failure to establish an essential element of his claims.

11 Plaintiff also suggests in argument a parallel between wood dust and other carcinogenic substances such as asbestos

and tobacco, but provides no evidentiary basis for equating the risks posed and associated duties to warn for each.

2. Proximate Cause

Summary judgment also must be granted for defendants due to plaintiff’s failure to

establish a genuine issue of fact on the element of proximate cause. As part of the causation

element in a failure to warn case, a plaintiff must demonstrate that “the failure to provide adequate

warning or instruction was a proximate cause of the harm for which damages are sought.” N.C.

Gen. Stat. § 99B-5(a). “Proximate cause is a cause which in natural and continuous sequence,

unbroken by any new and independent cause, produced the plaintiff’s injuries, and without which

the injuries would not have occurred, and one from which a person of ordinary prudence could

have reasonably foreseen that such a result, or consequences of a generally injurious nature, was

probable under all the facts as they existed.” Hairston v. Alexander Tank & Equip. Co., 310 N.C.

227, 233 (1984).

In the context of a failure to warn, a plaintiff must establish both that plaintiff or responsible

family member would have read a warning, and that they would have changed their behavior as a

result of it. See Carlson v. Bos. Sci. Corp., 856 F.3d 320, 324 (4th Cir. 2017); Sparks v. Oxy-

Health, LLC, 134 F. Supp. 3d 961, 994 (E.D.N.C. 2015); Holley v. Burroughs Wellcome Co., 74

N.C. App. 736, 742–43 (1985). For example, this court has held:

plaintiff can point to no testimony or other evidence that plaintiff or [his coworker]

would have changed his behavior had he read or been given adequate warnings of

the nail gun's propensities. In light of that absence, the court agrees with defendant,

that the best crafted manual, warning, or instruction imaginable would have been a

futile measure, because plaintiff or [his coworker] would have done nothing

differently upon its receipt. Furthermore, the inference that an adequate warning

would have resulted in a change of behavior is the product of speculation from the

record; the court cannot permit a question to go to the jury upon mere speculation

of proximate cause.

Edwards v. ATRO SpA, 891 F. Supp. 1074, 1078 (E.D.N.C. 1995).

Here, plaintiff fails to establish a genuine issue of fact on the element of proximate cause

for two independent reasons. First, as a threshold matter, there is a lack of evidence regarding the

types of warnings that could have been used during the exposure period, their content, their manner

of presentation, and their location. There is insufficient evidence regarding the manner in which

a warning could have been communicated plaintiff’s father, and the impact that warning could

have had on a consumer such as plaintiff’s father. Where the state of the art during the exposure

period did not support a broad unequivocal statement that wood dust is a carcinogen, or wood dust

causes cancer, there is insufficient evidence that other types of qualified warnings would have

impacted behavior of a consumer such as plaintiff’s father.

For example, plaintiff points to the 1981 IARC monograph that states: “There is sufficient

evidence that nasal adenocarcinomas have been caused by employment in the furniture-making

industry.” (DE 211-9 at 88). Plaintiff also points to the 1987 NIOSH report that states: “[T]he

association between nasal adenocarcinoma and wood dust exposure is particularly strong among

furniture industry workers, although other woodworkers have also been shown to be at risk.” (DE

215-24 at 33). However, there is no reliable evidence in the record permitting an inference that a

warning bearing such qualified language on a sticker or display at a point of sale, or at a scrap

wood discard pile, would have had any impact on a consumer of wood, where such consumer is

not employed in the furniture-making industry. Plaintiff’s expert, Jones, does not provide such an

opinion, even though suggestion is made that other such warnings should have been provided.

(Cf., e.g., Jones Rep. (June 21, 2017) (DE 220-4) at 6; Jones Decl. (DE 220-7) ¶ 41 (noting failure

of defendants to provide “MSDS or other health warnings” to a “customer”).

Second, there is insufficient evidence that plaintiff’s exposure to wood dust would have

been reduced meaningfully if hypothetical warnings had been communicated to plaintiff’s father.

Even today, after plaintiff’s father has been personally informed by plaintiff and plaintiff’s

attorney that wood dust allegedly caused his son to be afflicted with sinonasal cancer, plaintiff’s

father wears a dust mask “sometimes,” and he states “I don’t do it like I should, but I do wear a

mask if I’m doing a lot of sawing and a lot of sanding.” (T. Lightfoot Dep. 52) (emphasis added).

If plaintiff’s father only wears a dust mask sometimes after having been warned directly and

personally of the carcinogenicity of wood dust, it is not reasonable to infer that he would have

procured or worn a dust mask, or required his son to wear a dust mask, during the exposure period

on the basis of nothing more than a generalized, largely inapplicable, warning on a product or at

point of sale.

Other undisputed facts in the record also contribute to the implausibility of any inference

that plaintiff or plaintiff’s father would have worn a dust mask during the exposure period.

Plaintiff’s father never did “any research to try to figure out if there were safety precautions that

[he] should take in the shop involving wood dust.” (Id. at 84). From the perspective of plaintiff’s

father, plaintiff did not “ever complain about working in the shop, or say that he didn’t want” to

do a particular task: “[H]e didn’t complain because he knew it wouldn’t do any good.” (Id. at 88).

With reference to dust in the shop, plaintiff’s father said “basically, . . . look, a little dirt not going

to hurt you.” (Id. at 126). With respect to safety precautions in the shop, plaintiff’s father testified

as follows:

Q. Once you built the shop, did it ever have to undergo any inspections from, say,

the fire department or --

A. No, it was just a home project thing.

Q. Did you take any measures yourself to add any particular ventilation system to

the shop?

A. I just built the shop. I just built a basic shop.

Q. Did you add any ventilation system of any sort?

A. No.

Q. Do you have -- was it heated and air-conditioned?

A. No, it was just an old country shop.

(Id. at 48).

Plaintiff’s father also had a variety of power tools in the shop, including “a table saw,

circular saw, band saw . . . sanders, grinders, drills, whatever it took to get the job done.” (Id. at

45). By the end of the exposure period, plaintiff was doing “just about” everything plaintiff’s

father was doing in the shop. (Id. at 62). Despite the alleged high volume of production at the

shop, plaintiff’s father agreed that “operations at [the] shop were nothing - - were set up nothing

like the operations at the Weyerhaeuser mill,” in “no way like Weyerhaeuser.” (Id. at 139-140).

Safety precautions implemented at the shop were “not to put [plaintiff’s] hand in the blade, and

how to avoid getting cut, and stuff like that,” where plaintiff’s father stated: “I learned that by

myself. Commonsense.” (Id. at 140; Pl’s Dep. 267-268). Plaintiff never wore hearing protection,

safety goggles, or gloves while working in the shop. (Pl’s Opp. G-P Stmt. (DE 222) ¶ 20). Plaintiff

points to no evidence of any safety precautions taken because of any warnings in manuals

associated with the power tools in the shop or any other safety warnings during the exposure

period. (See, e.g., Pl’s Dep. 267-268, 312-131, 397; T. Lightfoot Dep. 166-167; Boelhouwer Dep.

92).

Furthermore, an additional break in the causal chain, rendering any inference of causation

conjectural, is the undisputed fact that plaintiff sometimes worked in the shop in the vicinity of

power tools, chemicals, and wood dust, independently and unsupervised, repeatedly for multiple

hours at a time. (See, e.g., Pl’s Dep. 231-232, 254, 336-337, 366). Indeed, plaintiff “typically . . .

would work a couple hours” in the shop alone on a school day afternoon during his middle school

years, which could include “cleaning” or “sand[ing] a project that was already put together” while

his father was “at work.” (Pl’s Dep. 254). It is speculative whether plaintiff would have worn a

dust mask or taken other precautions to protect himself during such work.

In sum, based upon all of the foregoing, it is speculative whether plaintiff would have

meaningfully avoided wood dust exposure, or protected against exposure to breathing in wood

dust, if an unspecified warning had been provided. Plaintiff argues that a declaration by plaintiff’s

father creates a genuine issue of fact as to causation. For example, plaintiff’s father states in his

declaration: “When I purchased wood from retail outlets, I was not informed that wood dust could

cause cancer.” (T. Lightfoot Decl. ¶ 12). In addition, he states: “If I had been informed that wood

dust could cause cancer from Weyerhaeuser and Georgia Pacific’s wood products I would have

changed the manner in which I worked with the wood products.” (Id. ¶ 15). “Specifically,” he

states, “I would have worn a dust mask and required my son, [plaintiff], to do the same, and

followed any additional warnings provided.” (Id. ¶ 16).

The statements in the declaration are insufficient to create a genuine issue of material fact

for two reasons. First, they do not address the nature of the warning that could or should have

been provided to plaintiff’s father during the exposure period, consistent with the state of the art

at the time. His statement, “[i]f I had been informed that wood dust could cause cancer from

Weyerhaeuser and Georgia Pacific’s wood products,” (id. ¶ 15), is conclusory and generalized, not

tied to any evidence about the contents or nature of any warning communication method to which

plaintiff’s father could have been exposed. Second, the conclusory statement in the declaration

that he “would have worn a dusk mask and required” plaintiff to do the same, (id. ¶ 16), is

contradicted by his more specific testimony regarding the lack of safety precautions in the shop

during the exposure period.

“[I]t is the duty of the court to withdraw the case from the [factfinder] when the necessary

inference is so tenuous that it rests merely upon speculation and conjecture.” Lovelace, 681 F.2d

at 241 (quotations omitted). In this instance, in light of all the aforementioned undisputed facts in

the record, a “verdict in favor of the non-moving party” based on the statements in the declaration

“would necessarily be based on speculation and conjecture.” Myrick, 395 F.3d at 489. In addition,

plaintiff cannot “create a dispute about a fact that is contained in deposition testimony by referring

to a subsequent affidavit of the deponent contradicting the deponent’s prior testimony.” In re

Family Dollar FLSA Litig., 637 F.3d 508, 512 (4th Cir. 2011).

At bottom, there is insufficient evidence to create a triable issue of fact with respect to the

issue of whether “the failure to provide adequate warning or instruction was a proximate cause of

the harm for which damages are sought.” N.C. Gen. Stat. § 99B-5(a). Therefore, summary

judgment must be granted to defendants on this element of causation. Because summary judgment

must be granted on this element of causation, and on the element of duty as discussed further

above, the court does not reach defendants’ additional arguments with respect to general causation

and specific causation, or admissibility of expert testimony with respect to the same. Where

summary judgment is warranted with respect to liability, the court also does not reach plaintiff's

claim for punitive damages.

CONCLUSION

Based on the foregoing, defendants’ motions for summary judgment (DE 209, 213), are

GRANTED, and plaintiffs claims are dismissed as a matter of law. The clerk is DIRECTED to

close this case.

SO ORDERED, this the 21st day of February, 2020.

United States District Judge

30

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