differentiating the federal issue posed by a hypothetical “case within a case” in malpractice suit from that in Grable
How later courts described this case
- differentiating the federal issue posed by a hypothetical “case within a case” in malpractice suit from that in Grable
- “[I]t is irrelevant to a claim of retaliation that the act complained of was not legally actionable.”
- cited with approval in Central Iowa Power Coop. v. Midwest Indep. Transmission Operator, Inc., 561 F.3d 904, 914 (8th Cir. 2009)
- describing federal jurisdiction under Grable as applying to a “special and small category of cases”
Written by the judges who cited it.
The opinion
IN THE UNITED STATES DISTRICT COURT FOR THE
WESTERN DISTRICT OF MISSOURI
CENTRAL DIVISION
BOB MANTLO, )
)
Plaintiff, )
)
v. ) No. 2:18-cv-04184-NKL
)
MISSOURI SCHOOL BOARDS )
ASSOCIATION, )
)
Defendant. )
ORDER
Pending before the Court is Plaintiff Bob Mantlo’s motion to remand, Doc. 14. For the
following reasons, Mantlo’s motion to remand is granted.
I. Introduction
After his termination of employment with the Missouri School Boards Association, Mantlo
filed suit in state court, alleging that the Association violated the Missouri Human Rights Act
(MHRA), Rev. Mo. Stat. § 213.010, et. seq., by discriminating against him because of his disability
and retaliating against him for filing a complaint. Specifically, Mantlo asserts that the
Association discriminated against him by failing to provide reasonable accommodations, failing
to provide leave under the Family Medical Leave Act (FMLA), and treating him less favorably
because of his disability. Doc. 1-3 (Petition), ¶¶ 26, 32. Mantlo also claims that he requested
leave under the FMLA, filed a complaint when leave was not granted, and was terminated because
he filed that complaint. Id. at ¶¶ 16, 36, 37.
The Association removed the case, asserting that Mantlo’s claims arise under federal law
because Mantlo’s claims are based on the benefits and protections afforded by the FMLA. Doc.
1, ¶¶ 9–11 (Notice of Removal). Additionally, the Association argues the Court has jurisdiction
because the FMLA allegations pose a substantial federal question. Doc. 24 (Suggestions in
Opposition to Motion to Remand), pp. 5–7. Mantlo argues that the Court lacks subject matter
jurisdiction because his petition asserts only state law causes of action and his claims do not depend
on finding a violation of federal law, and requests an award of fees and costs incurred in filing the
motion to remand. Doc. 15 (Suggestions in Support of Motion to Remand).
II. Discussion
Federal courts are courts of limited jurisdiction. Ark. Blue Cross and Blue Shield v. Little
Rock Cardiology Clinic, P.A., 551 F.3d 812, 816 (8th Cir. 2009). Therefore, removal statutes are
strictly construed. See Nichols v. Harbor Venture, Inc., 284 F.3d 857, 861 (8th Cir. 2002).
“[T]he party seeking removal has the burden to establish federal subject matter jurisdiction, and
all doubts about federal jurisdiction must be resolved in favor of remand.” Griffioen v. Cedar
Rapids & Iowa City Ry. Co., 785 F.3d 1182, 1192 (8th Cir. 2015) (citations omitted).
A. Federal Question Jurisdiction
Section 1441(a) permits removal of any civil action “of which the district courts of the
United States have original jurisdiction.” As relevant here, district courts have original
jurisdiction over “all civil actions arising under the Constitution, laws, or treaties of the United
States.” 28 U.S.C. § 1331. To determine whether subject matter jurisdiction exists, district
courts look to “whether a ‘federal question is presented on the face of the plaintiff’s properly
pleaded complaint.’” Great Lakes Gas Transmission Ltd. P’ship v. Essar Steel Minn. LLC, 843
F.3d 325, 329 (8th Cir. 2016) (quoting Caterpillar, Inc. v. Williams, 482 U.S. 386, 392 (1987)).
In the “vast bulk” of suits within Section 1331’s grant of jurisdiction, “federal law creates
the cause of action asserted.” Gunn v. Minton, 568 U.S. 251, 257 (2013). Even “[w]hen federal
and state law provide overlapping remedies, a plaintiff may normally avoid federal question
jurisdiction by pleading only a cause of action under state law.” Dudek v. Prudential Sec., Inc.,
295 F.3d 875, 879 (8th Cir. 2002) (citing Caterpillar Inc. v. Williams, 482 U.S. 386, 392 (1987)).
Here, Mantlo alleges discrimination and retaliation in violation of the MHRA, a state
statute. Even if Mantlo could have brought similar claims under the FMLA instead of the
MHRA, Mantlo, as “master of [his] complaint, . . . may, by eschewing claims based on federal
law, choose to have the cause heard in state court.” Caterpillar, Inc. v. Williams, 482 U.S. 386,
398–99 (1987). The fact that state and federal law provide overlapping remedies does not mean
Mantlo’s MHRA claims arise under federal law.
District courts also have jurisdiction when “a state-law claim necessarily raise[s] a stated
federal issue, actually disputed and substantial, which a federal forum may entertain without
disturbing any congressionally approved balance of federal and state judicial responsibilities.”
Grable & Sons Metal Prod., Inc. v. Darue Eng’g & Mfg., 545 U.S. 308, 314 (2005); see also
Empire Healthchoice Assur., Inc. v. McVeigh, 547 U.S. 677, 699 (2006) (describing federal
jurisdiction under Grable as applying to a “special and small category of cases”); Great Lakes,
843 F.3d at 329 (“Federal question jurisdiction exists if . . . the plaintiff’s right to relief necessarily
depends on resolution of a substantial question of federal law.”). Grable does not apply here
because Mantlo’s claims do not necessarily raise a substantial federal issue.
First, Mantlo’s allegations regarding the FMLA are not necessarily raised. “To establish
a prima facie case under the MHRA the plaintiff must show that: (1) he is legally disabled; (2) he
was discharged or suffered an adverse employment action; and (3) the disability was a factor in
his discharge or adverse employment action.” Baldridge v. Kansas City Pub. Sch., 552 S.W.3d
699, 710 (Mo. Ct. App. 2018) (citing Harvey v. Mo. Dept. of Corr., 379 S.W.3d 156, 160 (Mo.
2012)). Mantlo lists the Association’s failure to provide leave under the FMLA as one of multiple
examples of discriminatory conduct. Doc. 1-3 (Petition), ¶¶ 26, 32. The Association argues
that Mantlo’s claim therefore requires a Court to determine whether Mantlo was entitled to leave,
whether the Association is covered by the FMLA and whether leave was wrongfully withheld as
a result of discrimination. Doc. 24, p. 6.
However, even assuming that the FMLA does not apply to Mantlo or to the Association—
the questions which the Association argues are necessarily raised—Mantlo has still stated a claim
that he is legally disabled and has suffered an adverse employment action in which his disability
was a factor. The gravamen of the discrimination claim is whether Mantlo suffered any adverse
employment action, and as only “one of many instances of discrimination[,] . . . the resolution of
[Mantlo’s] claim does not hinge on any interpretation or application of the FMLA.” Miller v.
Metro. Sewer Dist., No. 10-0363, 2010 WL 2399553, at *2 (E.D. Mo. June 10, 2010) (citation
omitted). Mantlo lists other examples of discriminatory conduct, like “treating [Plaintiff] less
favorably, negatively, and cruelly” and “terminat[ing] Plaintiff’s employment.” Doc. 1-3
(Petition), ¶¶ 26, 28. “If the plaintiff can support his claim with even one theory that does not
call for an interpretation of federal law, his claim does not ‘arise under’ federal law for the purposes
of § 1331.” Dixon v. Coburg Dairy, Inc., 359 F.3d 811, 817 (4th Cir. 2004) (cited with approval
in Central Iowa Power Coop. v. Midwest Indep. Transmission Operator, Inc., 561 F.3d 904, 914
(8th Cir. 2009)). Accordingly, this claim does not confer jurisdiction.
A retaliation claim under the MHRA requires a showing that 1) plaintiff complained of
discrimination, 2) the employer took adverse action, and 3) there is a causal relationship between
the complaint and the adverse action. See Jain v. CVS Pharmacy, Inc., 779 F.3d 753, 760 (8th
Cir. 2015) (listing elements). Mantlo’s claim for retaliation references the FMLA because the
denial of his request for FMLA leave was the subject of his complaint to Human Resources. Doc.
1-3 (Petition), ¶¶ 36, 37. But whether Mantlo was entitled to the requested leave under the FMLA
is not relevant to his claim. See Minze v. Missouri Dep’t of Pub. Safety, 437 S.W.3d 271, 276
(Mo. Ct. App. 2014) (“[I]t is irrelevant to a claim of retaliation that the act complained of was not
legally actionable.”); see also Davis v. Oliver St. Dermatology Mgmt., LLC, No. 17-0250-FJG,
2017 WL 3494231, at *2 (W.D. Mo. Aug. 15, 2017) (“[T]here is no need for the factfinder to
determine whether plaintiff’s FMLA rights were violated—instead, the relevant question is
whether plaintiff complained of discriminatory conduct, and thereafter the employer took adverse
action.”). Therefore, whether Mantlo was entitled to leave under the FMLA is not a necessary
element of the retaliation claim, and this claim does not create federal jurisdiction.
Second, the Association has not even argued that any federal issue presented is substantial.
In Grable, the state law claim for quiet title raised a substantial federal issue because it questioned
the adequacy of the IRS’s notice procedure. Grable, 545 U.S. at 310–11. But the district court
in Empire Healthchoice lacked jurisdiction because the issue was “fact-bound and situation-
specific” rather than “a nearly ‘pure issue of law’” that would be “controlling in numerous other
cases.” 547 U.S. at 700–01 (differentiating Grable). In other words, “it is not enough that the
federal issue be significant to the particular parties in the immediate suit; that will always be true
when the state claim ‘necessarily raise[s]’ a disputed federal issue, as Grable separately requires.
The substantiality inquiry . . . looks instead to the importance of the issue to the federal system as
a whole.” Gunn v. Minton, 568 U.S. 251, 260 (2013) (differentiating the federal issue posed by
a hypothetical “case within a case” in malpractice suit from that in Grable).
The Association has not offered any argument as to why Mantlo’s FMLA allegations
present a novel issue or one that is otherwise important to the federal system as a whole.
Accordingly, there is no reason to presume that any application of the FMLA would be more than
a fact-bound and situation-specific application of established precedent.
As “it takes more than a federal element ‘to open the arising under door[,]’” Empire
Healthchoice, 547 U.S. at 701 (quoting Grable, 545 U.S. at 313), the Association has failed to
meet its burden of showing that Mantlo’s claims arise under federal law. Therefore, Mantlo’s
motion to remand must be granted.
B. Request for Attorney’s Fees and Costs
Mantlo requests an award of fees and costs associated with the filing of his motion to
remand. Doc. 15, p. 4. A district court may require a removing party to pay “just costs and any
actual expenses, including attorney fees, incurred as a result of removal” in an order to remand.
28 U.S.C. § 1447(c). However, absent unusual circumstances, an award is appropriate “only
where the removing party lacked an objectively reasonable basis for seeking removal. . . . [W]hen
an objectively reasonable basis exists, fees should be denied.” Martin v. Franklin Capital Corp.,
546 U.S. 132, 141 (2005). As set forth above, Mantlo’s multiple references to the FMLA created
an objectively reasonable basis for seeking removal in this case. Therefore, Mantlo’s request for
costs and fees is denied.
III. Conclusion
For the foregoing reasons, Mantlo’s motion to remand, Doc. 14, is granted, but his request
for costs and fees is denied.
s/ Nanette K. Laughrey
NANETTE K. LAUGHREY
United States District Judge
Dated: December 19, 2018
Jefferson City, Missouri