noting that a dismissal for “frivolousness is appropriate when the facts alleged rise to the level of the irrational or the wholly incredible”
How later courts described this case
- noting that a dismissal for “frivolousness is appropriate when the facts alleged rise to the level of the irrational or the wholly incredible”
- “Section 1915(d), for example, authorizes courts to dismiss a ‘frivolous or malicious’ action, but there is little doubt they would have power to do so even in the absence of this statutory provision.”
- noting that such immunity extends “to actions that occur prior to a formal court proceeding and outside of a courtroom”
- holding “that a municipality may not be held liable under [42 U.S.C.] § 1983 solely because it employs a tortfeasor” and that a person “seeking to impose liability on a municipality” must “identify a municipal ‘policy’ or ‘custom’ that caused” her injury
Written by the judges who cited it.
The opinion
UNITED STATES DISTRICT COURT
DISTRICT OF MAINE
)
JODI SCHILLER, )
)
Plaintiff )
)
v. ) No. 2:21-cv-00306-NT
)
CHRISTOPHER FERNELD et al., )
)
Defendants )
RECOMMENDED DECISION AFTER REVIEW OF
COMPLAINT PURSUANT TO 28 U.S.C. § 1915(e)
The plaintiff originally filed her complaint and an application to proceed in forma pauperis
(IFP) in the United States District Court for the Southern District of New York. See Complaint
(ECF No. 2); Request to Proceed IFP (ECF No. 1). That court granted her IFP application and
transferred the matter to this court because the plaintiff’s complaint is based on events that
allegedly occurred in Maine. See Order Granting IFP Application (ECF No. 4); Transfer Order
(ECF No. 5). The matter is now before me for preliminary review in accordance with 28 U.S.C.
§ 1915(e)(2)(B). For the reasons that follow, I recommend that the court dismiss the plaintiff’s
complaint.
I. Applicable Legal Standard
The federal IFP statute, 28 U.S.C. § 1915, is designed to ensure meaningful access to the
federal courts for those persons unable to pay the costs of bringing an action. When a party is
proceeding IFP, however, “the court shall dismiss the case at any time if the court determines[,]”
among other things, that the action is “frivolous or malicious” or “fails to state a claim on which
relief may be granted” or “seeks monetary relief against a defendant who is immune from such
relief.” 28 U.S.C. § 1915(e)(2)(B).
Dismissals under section 1915 are often made on the court’s own initiative “prior to the
issuance of process, so as to spare prospective defendants the inconvenience and expense of
answering such complaints.” Neitzke v. Williams, 490 U.S. 319, 324 (1989); see also Mallard v.
United States Dist. Court S.D. Iowa, 490 U.S. 296, 307-08 (1989) (“Section 1915(d), for example,
authorizes courts to dismiss a ‘frivolous or malicious’ action, but there is little doubt they would
have power to do so even in the absence of this statutory provision.”).1
When considering whether a complaint states a claim for which relief may be granted, a
court must assume the truth of all well-plead facts and give the plaintiff the benefit of all reasonable
inferences therefrom. Ocasio-Hernández v. Fortuño-Burset, 640 F.3d 1, 12 (1st Cir. 2011).
A complaint fails to state a claim upon which relief can be granted if it does not plead “enough
facts to state a claim to relief that is plausible on its face.” Bell Atlantic Corp. v. Twombly,
550 U.S. 544, 570 (2007).
Although an unrepresented plaintiff’s complaint is subject to “less stringent standards than
formal pleadings drafted by lawyers,” Haines v. Kerner, 404 U.S. 519, 520 (1972), this is “not to
say that pro se plaintiffs are not required to plead basic facts sufficient to state a claim[,]” Ferranti
v. Moran, 618 F.2d 888, 890 (1st Cir. 1980). To allege a civil action in federal court, it is not
enough for a plaintiff merely to allege that a defendant acted unlawfully; a plaintiff must
affirmatively allege facts that identify the manner in which the defendant subjected the plaintiff to
a harm for which the law affords a remedy. Ashcroft v. Iqbal, 556 U.S. 662, 678 (2009). As noted,
the statute that provides for waiver of the filing fee also requires the court to determine whether
1 Section 1915(d) was subsequently renumbered to section 1915(e).
the plaintiff’s case may proceed. In other words, the plaintiff’s complaint must be dismissed if the
court finds it to be frivolous or malicious, seeks monetary relief from a defendant who is immune
from such relief, or fails to state a claim upon which relief may be granted. 28 U.S.C.
§ 1915(e)(2)(B). In this regard, a pro se plaintiff’s complaint must be read liberally. Donovan v.
Maine, 276 F.3d 87, 94 (1st Cir. 2002).
II. Factual Background
The plaintiff’s complaint names the following defendants: Christopher Ferneld, Ethan
Shaw, Laura Shaw, Steve Cohen, Knox County, the State of Maine, the Federal Bureau of
Investigation (FBI), and Benjamin Douglas. See Complaint at 1-5. Much of the complaint, which
is handwritten on a court-issued form, is either illegible or unintelligible. Among other things, the
plaintiff alleges that she was wrongfully convicted, reported strange criminal activity to the FBI,
was forced into sex slavery for two years, had spies sent after her who sexually assaulted her and
tried to kill her, and continues to be in extreme danger. See id. at 2, 5-6. She contends that her
civil rights have been violated and seeks relief from “[t]he layers of corruption, cruelty, ignoring
[her], working with our enemies, breaking so many laws, [and] violating so many of [her] rights[.]”
Id. at 6. She states that “[n]o amount of money can make this right.” Id.
III. Discussion
A. Ferneld & Knox County
The plaintiff alleges that Ferneld, as a Knox County assistant district attorney, “lied to the
press in an effort to wrongfully convict” her, “pressured a psych ward . . to try to put” her “away
before a trial[,]” and put her “in jail for 2 days for attempting to go to the press.” Complaint at 2.
Because these allegations all relate to Fernald’s role as a prosecutor, he is immune from suit under
the doctrine of absolute prosecutorial immunity. See Fulton v. Worcester Superior Ct. Dep’t,
CIVIL ACTION NO. 18-cv-40048-DHH, 2018 WL 3637974, at *2 (D. Mass. July 31, 2018) (“The
doctrine of absolute prosecutorial immunity protects any prosecutorial actions that are intimately
associated with the judicial phase of the criminal process.” (citations and internal quotation marks
omitted)); Miller v. City of Boston, 297 F. Supp. 2d 361, 370 (D. Mass. 2003) (noting that such
immunity extends “to actions that occur prior to a formal court proceeding and outside of a
courtroom”). To the extent that the plaintiff brings claims against Knox County based on Ferneld’s
alleged wrongdoing, she does not identify a municipal policy or custom that caused her injury, as
is required for such a claim. See Bd. of Cty. Comm’rs of Bryan Cty. v. Brown, 520 U.S. 397, 403
(1997) (holding “that a municipality may not be held liable under [42 U.S.C.] § 1983 solely
because it employs a tortfeasor” and that a person “seeking to impose liability on a municipality”
must “identify a municipal ‘policy’ or ‘custom’ that caused” her injury). Accordingly, the
plaintiff’s claims against Ferneld and Knox County should be dismissed.
B. State of Maine & FBI
The State of Maine and the FBI are also immune from suit. See Anderson v. Dep’t of
Health & Hum. Servs., No. 1:16-cv-00624-JDL, 2016 WL 7494853, at *2 & n.3 (D. Me.
Dec. 30, 2016) (rec. dec. aff’d, Feb. 6, 2017) (“The State of Maine is immune under the Eleventh
Amendment from suits brought by citizens in federal court, regardless of the form of relief
requested[,]” except in those cases where the State has waived its immunity.); Chandler v. Greater
Bos. Legal Servs., Civil Action No. CIV.A. 13-12979-GAO, 2013 WL 6571938, at *4 (D. Mass.
Dec. 10, 2013) (“It is well-settled that under the doctrine of sovereign immunity, the United States
(including its various branches, departments, and agencies) enjoys immunity from suit except in
those instances in which it has expressly consented to be sued.”). Nothing in the plaintiff’s
complaint indicates that the State’s or the FBI’s general immunity has been waived, and, as such,
the plaintiff’s claims against them should be dismissed.
C. Ethan Shaw
As a threshold matter, the plaintiff’s claims against Ethan Shaw are seemingly fantastic
and delusional. See Complaint at 5-6; Denton v. Hernandez, 504 U.S. 25, 33 (1992) (noting that
a dismissal for “frivolousness is appropriate when the facts alleged rise to the level of the irrational
or the wholly incredible”). Even setting issues of incredible or irrational allegations aside,
however, the plaintiff has failed to plead enough facts relating to the alleged harm caused by Ethan
Shaw to “state a claim to relief that is plausible on its face[.]” Twombly, 550 U.S. at 570.
Accordingly, the plaintiff’s claims against Ethan Shaw should be dismissed.
D. Remaining Defendants
The plaintiff makes no specific allegations about the remaining defendants named in her
complaint. See Complaint at 2-6. Because the court’s “duty to be less stringent with pro se
complaints does not require [it] to conjure up unpled allegations[,]” McDonald v. Hall,
610 F.2d 16, 19 (1st Cir. 1979) (citation and internal quotation marks omitted), the plaintiff has
failed to state a claim as to the remaining defendants and her claims against them should be
dismissed.
IV. Conclusion
For the foregoing reasons, I recommend that the court DISMISS the plaintiff’s complaint
pursuant to 28 U.S.C. § 1915(e)(2)(B).
NOTICE
A party may file objections to those specified portions of a magistrate judge’s report or
proposed findings or recommended decisions entered pursuant to 28 U.S.C. § 636(b)(1)(B) for
which de novo review by the district court is sought, together with a supporting memorandum,
within fourteen (14) days after being served with a copy thereof. A responsive memorandum
shall be filed within fourteen (14) days after the filing of the objection.
Failure to file a timely objection shall constitute a waiver of the right to de novo review
by the district court and to appeal the district court’s order.
Dated this 21st day of November, 2021.
/s/ John H. Rich III
John H. Rich III
United States Magistrate Judge