discussing the elements of the abstention doctrine described in Younger v. Harris, 401 U.S. 37 (1971)
How later courts described this case
- discussing the elements of the abstention doctrine described in Younger v. Harris, 401 U.S. 37 (1971)
- plaintiff has “no cause of action under 42 U.S.C. § 1983” because claims based on right to counsel requires showing of prejudice related to being “subjected to a criminal trial”
- explaining that the liberal standard applied to the pleadings of pro se plaintiffs “is not to say that pro se plaintiffs are not required to plead basic facts sufficient to state a claim”
Written by the judges who cited it.
The opinion
UNITED STATES DISTRICT COURT
DISTRICT OF MAINE
WADE BRAYMAN, )
)
Plaintiff )
)
v. ) 1:20-cv-00169-JAW
)
MAJOR RAYMOND PORTER, )
et al., )
)
Defendants )
RECOMMENDED DECISION AFTER REVIEW
OF PLAINTIFF’S COMPLAINT
Plaintiff, a pretrial detainee at the Somerset County Jail, filed a complaint in which
he alleged he received inadequate medical care at the jail. (Complaint, ECF No. 1.)1
Plaintiff has named as defendants three employees of the offices of the sheriffs of Waldo
County and Somerset County, and one medical provider.
Because Plaintiff is “a prisoner seek[ing] redress from a governmental entity or
officer or employee of a governmental entity,” Plaintiff’s complaint is subject to a review
“before docketing, if feasible or … as soon as practicable after docketing.” 28 U.S.C. §
1 In his complaint, Plaintiff asks that the defendants pay his bail so that he can be released before trial.
(Complaint at 3.) If Plaintiff’s sole challenge was to the amount or conditions of his bail as part of an
attempt to be released before trial, this Court would likely be required to abstain from exercising jurisdiction
over his case because Plaintiff can challenge his bail terms in the state court proceeding. See Bettencourt
v. Bd. of Registration in Med. of Commonwealth of Mass., 904 F.2d 772, 777 (1st Cir. 1990) (discussing
the elements of the abstention doctrine described in Younger v. Harris, 401 U.S. 37 (1971)); Enwonwu v.
Mass. Superior Court, Fall River, No. 1:12-cv-10703, 2012 WL 1802056, at *3 n. 7 (D. Mass. May 16,
2012) (“Courts have consistently applied the Younger doctrine to dismiss habeas claims by pretrial
detainees based on excessive bail, claims of actual innocence, or due process violations, absent bad faith,
harassment, or [other] extraordinary circumstances”). Plaintiff’s filings, however, appear to include a
request for an injunction against continued violations or damages for past violations.
1915A(a). In addition, Plaintiff filed an application to proceed in forma pauperis (ECF No.
4), which application the Court granted. (ECF No. 6.) In accordance with the in forma
pauperis statute, a preliminary review of Plaintiff’s complaint is appropriate. 28 U.S.C. §
1915(e)(2).
After a review of Plaintiff’s complaint in accordance with 28 U.S.C. §§ 1915 and
1915A, I recommend the Court dismiss two of the named defendants but permit Plaintiff
to proceed against the remaining defendants.
STANDARD OF REVIEW
When a party is proceeding in forma pauperis, “the court shall dismiss the case at
any time if the court determines,” inter alia, that the action is “frivolous or malicious” or
“fails to state a claim on which relief may be granted.” 28 U.S.C. § 1915(e)(2)(B).
“Dismissals [under § 1915] are often made sua sponte prior to the issuance of process, so
as to spare prospective defendants the inconvenience and expense of answering such
complaints.” Neitzke v. Williams, 490 U.S. 319, 324 (1989).
Plaintiff’s complaint is also subject to screening under the Prison Litigation Reform
Act because Plaintiff currently is incarcerated and seeks redress from governmental entities
and officers. See 28 U.S.C. § 1915A(a), (c). The § 1915A screening requires courts to
“identify cognizable claims or dismiss the complaint, or any portion of the complaint, if
the complaint (1) is frivolous, malicious, or fails to state a claim …; or (2) seeks monetary
relief from a defendant who is immune from such relief.” 28 U.S.C. § 1915A(b).
When considering whether a complaint states a claim for which relief may be
granted, courts must assume the truth of all well-plead facts and give the plaintiff the
benefit of all reasonable inferences therefrom. Ocasio-Hernandez v. Fortuno-Burset, 640
F.3d 1, 12 (1st Cir. 2011). A complaint fails to state a claim upon which relief can be
granted if it does not plead “enough facts to state a claim to relief that is plausible on its
face.” Bell Atlantic Corp. v. Twombly, 550 U.S. 544, 570 (2007). “The relevant question
... in assessing plausibility is not whether the complaint makes any particular factual
allegations but, rather, whether ‘the complaint warrant[s] dismissal because it failed in toto
to render plaintiffs’ entitlement to relief plausible.’” Rodríguez–Reyes v. Molina–
Rodríguez, 711 F.3d 49, 55 (1st Cir. 2013) (quoting Twombly, 550 U.S. at 569 n. 14).
Although a pro se plaintiff’s complaint is subject to “less stringent standards than
formal pleadings drafted by lawyers,” Haines v. Kerner, 404 U.S. 519, 520 (1972), the
complaint may not consist entirely of “conclusory allegations that merely parrot the
relevant legal standard,” Young v. Wells Fargo, N.A., 717 F.3d 224, 231 (1st Cir. 2013).
See also Ferranti v. Moran, 618 F.2d 888, 890 (1st Cir. 1980) (explaining that the liberal
standard applied to the pleadings of pro se plaintiffs “is not to say that pro se plaintiffs are
not required to plead basic facts sufficient to state a claim”).
FACTUAL BACKGROUND
Plaintiff sought medical care for several issues in July and August 2019, including
diet issues, shoulder injuries, and prostate problems. (Memorandum ¶¶ 1–8, ECF No. 1-
1.) Plaintiff claims he was denied access to a doctor for two months and that his test results
were withheld. (Id. ¶ 8.) According to Plaintiff, In September 2019, his attorney arranged
for him to be transferred to Knox County Jail, which Defendant Porter managed. (Id. ¶
10.) At Knox County Jail, Plaintiff continued to have difficulties related to his special diet
requests, and Plaintiff was transferred back to Somerset County Jail. (Id. ¶¶ 11–12.)
In October 2019, Plaintiff was assaulted by two other inmates; Plaintiff reports he
suffered broken teeth, black eyes, and cuts and swelling to his face, head, and body. (Id. ¶
13.) Plaintiff perceived some hearing loss after the assault, was given ear drops, and in an
attempt to flush out his ear, a nurse unintentionally punctured Plaintiff’s eardrum in
January 2020. (Id. ¶¶ 18–19.) Plaintiff also suffered pain, swelling, and abscesses from
his broken teeth and was promised a dental appointment. (Id. ¶ 20.) Through February
2020, Plaintiff had difficulty obtaining pain relief from the commissary, and he
encountered delays in receiving antibiotics, Tylenol, and salt packets for his teeth. (Id. ¶¶
21–23.) As of the filing of his Complaint in May 2020, Plaintiff had yet to see a dentist or
a hearing specialist. (Id. at 23.)
DISCUSSION
The Eighth Amendment, which prohibits cruel and usual punishments, governs
prisoners’ medical needs after conviction, and the Due Process Clause of the Fourteenth
Amendment imposes similar obligations while prisoners are in pre-trial custody. See City
of Revere v. Massachusetts Gen. Hosp., 463 U.S. 239, 243 (1983). “Prison officials have
a duty to provide humane conditions of confinement; prison officials must ensure that
inmates receive adequate food, clothing, shelter, and medical care, and must take
reasonable measures to guarantee the safety of the inmates.” Giroux v. Somerset Cnty., 178
F.3d 28, 31 (1st Cir. 1999) (citations and quotation marks omitted).
To establish constitutional liability, a plaintiff must demonstrate both that he was
“incarcerated under conditions posing a substantial risk of serious harm,” and that the
defendant “acted, or failed to act, with ‘deliberate indifference to inmate health or safety.’”
Id. (quoting Farmer v. Brennan, 511 U.S. 825, 834). In other words, a plaintiff must satisfy
both an objective standard (substantial risk of serious harm) and a subjective standard
(deliberate indifference) in order to prove a constitutional claim of deliberate indifference.
Kosilek v. Spencer, 774 F.3d 63, 82 (1st Cir. 2014) (en banc). “[A] prison official may be
held liable under the Eighth Amendment for denying humane conditions of confinement
only if he knows that inmates face a substantial risk of serious harm and disregards that
risk by failing to take reasonable measures to abate it.” Farmer, 511 U.S. at 847.
The objective standard evaluates the seriousness of the risk of harm to health. There
must be “a sufficiently substantial ‘risk of serious damage to [the inmate’s] future health.’”
Farmer, 511 U.S. at 843 (quoting Helling v. McKinney, 509 U.S. 25, 35 (1993)). A medical
need is “serious” if it has been diagnosed by a physician as mandating treatment or is so
obvious that even a lay person would recognize a need for medical intervention. Leavitt,
645 F.3d at 497; Gaudreault v. Mun. of Salem, 923 F.2d 203, 208 (1st Cir. 1990), cert.
denied, 500 U.S. 956 (1991)). The subjective standard concerns the culpability of the
defendant. A plaintiff must present evidence that the defendant possessed a culpable state
of mind amounting to “deliberate indifference to an inmate’s health or safety.” Farmer,
511 U.S. at 834 (internal quotation marks omitted). Deliberate indifference is akin to
criminal recklessness, “requiring actual knowledge of impending harm, easily
preventable.” Feeney v. Corr. Med. Servs., 464 F.3d at 162 (quoting Watson v. Caton, 984
F.2d 537, 540 (1st Cir. 1993)). The focus of the deliberate indifference analysis “is on
what the jailers knew and what they did in response.” Burrell v. Hampshire Cnty., 307
F.3d 1, 8 (1st Cir. 2002).
Plaintiff’s alleged tooth damage and hearing difficulty following the October 2019
assault could reasonably be considered objectively serious. Plaintiff cites two incidents in
which he could have sustained hearing damage that has not yet cleared and for which he
has not yet received treatment. In addition, he has not received dental care despite
sustaining broken teeth and being told that he would receive treatment. He also alleges
that he encountered significant delays in receiving even modest pain relief and antibiotics.
Defendant Ellis is alleged to be the primary medical provider during the relevant time
periods, (Memorandum ¶ 18, 23), and given the various medical requests and complaints,
a fact finder could plausibly conclude that Defendant Ellis knew of Plaintiff’s difficulties
for months and did not secure treatment for him even after acknowledging that it was
necessary. Plaintiff, therefore, has asserted a plausible deliberate indifference claim
against Defendant Ellis.
Plaintiff has also asserted a plausible deliberate indifference claim against
Defendant Maguire. Defendant Maguire was allegedly aware of Plaintiff’s difficulties in
receiving sufficient medical attention for his prostate, hearing, and dental needs because
Plaintiff filed several grievances about the issues between January and April 2020, which
Defendant Maguire, a member of the Somerset County’s office employed at the jail,
processed and denied. (Id. ¶¶ 19, 27.) Although Defendant Maguire apparently relied on
the fact that Plaintiff had received some medical attention, based on the allegations in the
complaint, one could plausibly conclude that even an untrained individual would have
found the treatment clearly inadequate. See Torraco v. Maloney, 923 F.2d 231, 234 (1st
Cir. 1991) (“Although this court has hesitated to find deliberate indifference to a serious
need where the dispute concerns not the absence of help, but the choice of a certain course
of treatment, deliberate indifference may be found where the attention received is so clearly
inadequate as to amount to a refusal to provide essential care”) (quotation marks and
citations omitted).
Plaintiff, however, has not stated a deliberate indifference claim against Defendant
Crafts or Defendant Porter. Plaintiff has not alleged that either of them had any subjective
knowledge of or were involved in the Plaintiff’s medical treatment. Furthermore, to the
extent Plaintiff attempts to assert a non-medical claim against Defendant Crafts and
Defendant Porter, as explained below, Plaintiff also failed to state an actionable claim.
The only relevant allegation against Defendant Crafts is that he failed to assist
Plaintiff’s efforts to contact his attorney and his wife, who acted as his client representative,
regarding the decision of whether to testify against Plaintiff’s assailants. (Memorandum ¶
15.) Plaintiff has not asserted a plausible claim that Defendant Crafts interfered with his
First Amendment right of access to the courts, see Riva v. Brasseur, No. 15-2554, 2016
WL 9650983, at *1 (1st Cir. Sept. 12, 2016) (“The right of access to the courts, in the
context of prisoners, is addressed only to a prisoner's right to attack his conviction and his
right to challenge the conditions of his confinement”), and because the issue Plaintiff
wished to discuss with his counsel and representative related to criminal prosecution
against the assailants and had no connection to the pending criminal charges against
Petitioner, his Sixth Amendment right to counsel was not implicated. See Pasdon v. City
of Peabody, 417 F.3d 225, 228 (1st Cir. 2005) (plaintiff has “no cause of action under 42
U.S.C. § 1983” because claims based on right to counsel requires showing of prejudice
related to being “subjected to a criminal trial”).
Plaintiff alleges that Defendant Porter arranged to have Plaintiff transferred to Knox
County Jail to interfere with Plaintiff’s efforts to expose unconstitutional actions at
Somerset County Jail. (Memorandum ¶ 10.) To the extent Plaintiff suggests that his
transfer and the assault were part of a plan to stop Plaintiff from asserting his rights, (id. ¶
14), Plaintiff’s suspicions are “based wholly on conjecture and speculation”, Riva, 2016
WL 9650983 at *1, and do not contain sufficient factual content to push the claim “across
the line from conceivable to plausible,” as is required in order to survive dismissal.
Ashcroft v. Iqbal, 556 U.S. 662, 683 (2009) (quoting Bell Atl. Corp. v. Twombly, 550 U.S.
544, 570 (2007)).2
2 Plaintiff’s other allegations are not actionable in this case because they either involve individuals other
than the named defendants, or because they fail to state an actionable claim. For example, Plaintiff alleges
that some corrections officers did not always include labels with his medications and meals, which reduced
Plaintiff’s confidence that the meal or medication contained what it was supposed to contain. (See e.g.,
Memorandum at ¶¶ 1, 9). While Plaintiff’s allegations of serious allergies could create an entitlement to
special meals, and while a prisoner has a right under both RLUIPA (42 U.S.C. § 2000cc-1) and the Free
Exercise Clause of the Constitution to receive a diet that conforms to dietary restrictions imposed by a
sincerely held religious belief system, subject only to limited exceptions, LeBaron v. Spencer, 527 F. App’x
25, 31 (1st Cir. 2013) (per curiam), Plaintiff does not provide any authority to support his contention that
he had a constitutional entitlement to the labels in addition to the employees’ assurances.
Some of Plaintiff’s allegations also relate to claims he presents more directly in another case; those claims
and issues will be addressed in a review of the complaint in that case (1:20-cv-00170-JAW).
CONCLUSION
Based on the foregoing analysis, after a review of Plaintiff’s complaint in
accordance with 28 U.S.C. §§ 1915 and 1915A, I recommend the Court dismiss Plaintiff’s
claims against Defendants Porter and Crafts, but that the Court permit Plaintiff to proceed
against Defendants Ellis and Maguire on his deliberate indifference medical treatment
claim.
NOTICE
A party may file objections to those specified portions of a magistrate
judge’s report or proposed findings or recommended decisions entered
pursuant to 28 U.S.C. § 636(b)(1)(B) for which de novo review by the district
court is sought, together with a supporting memorandum, within fourteen
(14) days of being served with a copy thereof.
Failure to file a timely objection shall constitute a waiver of the right
to de novo review by the district court and to appeal the district court’s order.
/s/ John C. Nivison
U.S. Magistrate Judge
Dated this 7th day of July, 2020.