If a claim was presented but “has not been adjudicated on the merits in state court, [federal habeas courts] review that claim de novo”
How later courts described this case
- If a claim was presented but “has not been adjudicated on the merits in state court, [federal habeas courts] review that claim de novo”
- “the decision to have a criminal defendant present—and in close proximity to individual jurors—during individual voir dire conducted at sidebar is tactical and does not require the defendant’s express consent”
- defendant’s participation not required at “side bar exchanges—where the attorneys argued that jurors should be excused for cause, exercised peremptory challenges, and discussed whether to proceed in the absence of some prospective jurors”
Written by the judges who cited it.
The opinion
UNITED STATES DISTRICT COURT
DISTRICT OF MAINE
JOEL A. HAYDEN, )
)
Petitioner, )
)
v. ) 1:18-cv-00432-JAW
)
)
WARDEN, MAINE STATE PRISON,1 )
)
Respondent )
RECOMMENDED DECISION ON 28 U.S.C. § 2254 PETITION
In this action, Petitioner Joel Hayden seeks relief pursuant to 28 U.S.C. § 2254.
(Petition, ECF No. 1.) Pursuant to 28 U.S.C. § 2254(d), Petitioner contests the state court’s
denial of his post-conviction claims.
After a review of the section 2254 petition, the State’s response, and the record,
I recommend the Court deny Petitioner’s request for relief.
I. FACTUAL BACKGROUND AND PROCEDURAL HISTORY
In January 2013, following a seven-day jury trial, Petitioner was convicted in state
court of two counts of knowing and intentional murder, 17-A M.R.S. § 201(1)(A).
(State v. Bellavance, No. CR-2011-4876, Docket Record at 6-7, Judgment and
Commitment at 1.)2 In February 2013, the state court sentenced Petitioner to two
concurrent terms of life in prison. (Judgment and Commitment at 1.)
1 The Court granted Petitioner’s motion to substitute the Warden of the Maine State Prison for the initially-
named defendant, Randall Liberty, Warden, Maine State Prison. (Order, ECF No. 18.)
2 The state court record (ECF No. 9) is filed in paper form.
Petitioner appealed from the conviction and judgment, and the state court granted
Petitioner leave to appeal from the sentence. State v. Hayden, 2014 ME 31; 86 A.3d 1221,
1225. On appeal, Petitioner argued “that the evidence presented at trial was insufficient to
support the jury verdict, that the court misapplied sentencing principles, and that the court
abused its discretion when it determined that aggravating and mitigating factors did not
require a departure from the basic sentence.” Id. ¶ 1.3 The Law Court affirmed the
conviction and the sentence. Id.
In November 2014, alleging ineffective assistance of counsel at trial and on appeal,
Petitioner filed a petition in state court for post-conviction review.4 (Hayden v. State,
No. CUMCD-CR-2014-08229, Docket Record at 1, State Court Petition.)
The post-conviction court held an evidentiary hearing in August 2016; following the
hearing, the parties filed written memoranda, and in January 2017, the court denied the
3 The Law Court reviewed the facts in its evaluation of Petitioner’s the sufficiency-of-the-evidence
argument. State v. Hayden, 2014 ME 31, ¶¶ 2-13, 86 A.3d 1221.
4 After Petitioner’s arraignment, the state court granted Petitioner’s motion for withdrawal of counsel; the
court then appointed two attorneys who represented Petitioner through the trial and appeal.
(State v. Bellavance, No. CR-2011-4876, Docket Record at 1-3.) Hayden, 2014 ME 31, 86 A.3d at 1223.
After Petitioner filed a petition for post-conviction review, the court appointed post-conviction
counsel, granted Petitioner’s motion for withdrawal of counsel, and appointed the attorney who represented
Petitioner through the post-conviction proceeding. Hayden v. State, No. CUMCD-CR-2014-08229, Docket
Record at 1-2, State Court Petition.) The post-conviction court noted in its decision that Petitioner’s pro se
petition and an accompanying hand-written addendum were not amended. (Hayden,
No. CUMCD-CR-2014-08229, Decision (Jan. 19, 2017) at 1.)
After Petitioner filed a request for discretionary review by the Law Court, the Law Court suspended
its rules for a period sufficient for the post-conviction court to rule on some motions Petitioner had filed
after the post-conviction decision; the Law Court permitted post-conviction counsel to withdraw, and it
appointed counsel to represent Petitioner on the discretionary review. (Hayden v. State, No. Cum.-17-70,
Docket Record at 3.) The Law Court’s docket record reflects that the trial court denied post-conviction
review on August 11, 2017. (Id. at 4.)
petition. (Hayden, No. CUMCD-CR-2014-08229, Docket Record at 4-5;
Post-conviction Tr. at 1; Postconviction Decision (Jan. 19, 2017) at 17.)
In April 2018, the Law Court denied Petitioner’s request for discretionary review,
concluding: “After review of the record and [Petitioner’s] memoranda, the Court has
determined that no further hearing or other action is necessary to a fair disposition. It is
therefore ORDERED that the request for a certificate of probable cause to proceed with
the appeal is hereby DENIED.” (Hayden v. State, No. Cum-17-70, Order Denying
Certificate of Probable Cause (Me. Apr. 9, 2018).)
Petitioner requests relief from the Law Court’s denial of a certificate of probable
cause.5
II. DISCUSSION
A. Legal Standards
Pursuant to 28 U.S.C. § 2254(a), a person in custody pursuant to the judgment of a
state court may apply to a federal district court for writ of habeas corpus “only on the
ground that he is in custody in violation of the Constitution or laws or treaties of the United
States.”
Absent circumstances not relevant to Petitioner’s case, a petitioner is required to
exhaust available state court remedies before he seeks federal habeas review. 28 U.S.C.
5 After the Law Court denied discretionary review, in response to a request from Petitioner for clarification,
the Law Court noted it had considered “both counsel’s memorandum and Hayden’s memorandum in
determining whether to issue a certificate of probable cause.” (Hayden, No. Cum-17-70, Order (April 10,
2018).)
§ 2254(b), (c).6 “Before seeking a federal writ of habeas corpus, a state prisoner must
exhaust available state remedies, 28 U.S.C. § 2254(b)(1), thereby giving the State the
‘opportunity to pass upon and correct’ alleged violations of its prisoners’ federal rights.”
Baldwin v. Reese, 541 U.S. 27, 29 (2004) (quoting Duncan v. Henry, 513 U.S. 364, 365
(1995) (per curiam)) (quotation marks omitted). In Baldwin, the Court noted that
“[t]o provide the State with the necessary ‘opportunity,’ the prisoner must ‘fairly present’
his claim in each appropriate state court (including a state supreme court with powers of
discretionary review), thereby alerting that court to the federal nature of the claim.” Id.
(quoting Duncan, 513 U.S. at 365–66).
6 Title 28 U.S.C. § 2254(b) and (c) address exhaustion and state:
(b)(1) An application for a writ of habeas corpus on behalf of a person in custody
pursuant to the judgment of a State court shall not be granted unless it appears that—
(A) the applicant has exhausted the remedies available in the courts of the State;
or
(B) (i) there is an absence of available State corrective process; or
(ii) circumstances exist that render such process ineffective to protect the rights of
the applicant.
(2) An application for a writ of habeas corpus may be denied on the merits,
notwithstanding the failure of the applicant to exhaust the remedies available in the
courts of the State.
(3) A State shall not be deemed to have waived the exhaustion requirement or be
estopped from reliance upon the requirement unless the State, through counsel,
expressly waives the requirement.
(c) An applicant shall not be deemed to have exhausted the remedies available in the
courts of the State, within the meaning of this section, if he has the right under the law
of the State to raise, by any available procedure, the question presented.
To exhaust a claim fully in state court in Maine, a petitioner must request
discretionary review by the Law Court. See 15 M.R.S. § 2131. The Supreme Court has
held that a procedural default bars federal review absent a demonstration of cause for the
default and prejudice to the petitioner:
In all cases in which a state prisoner has defaulted his federal claims in state
court pursuant to an independent and adequate state procedural rule, federal
habeas review of the claims is barred unless the prisoner can demonstrate
cause for the default and actual prejudice as a result of the alleged violation
of federal law, or demonstrate that failure to consider the claims will result
in a fundamental miscarriage of justice.
Coleman v. Thompson, 501 U.S. 722, 750 (1991).7
In Martinez v. Ryan, 566 U.S. 1 (2012), the Supreme Court recognized a “narrow
exception” to its holding in Coleman, based on equity, not constitutional law: “Inadequate
assistance of counsel at initial-review collateral proceedings may establish cause for a
prisoner’s procedural default of a claim of ineffective assistance at trial.” 566 U.S. at 9,
16. However, when the procedural default relates to post-conviction counsel’s actions at
the discretionary-review stage rather than at the initial-review stage of the collateral
proceedings, habeas relief is not available:
The holding in this case does not concern attorney errors in other kinds of
proceedings, including appeals from initial-review collateral proceedings,
second or successive collateral proceedings, and petitions for discretionary
review in a State’s appellate courts. It does not extend to attorney errors in
any proceeding beyond the first occasion the State allows a prisoner to raise
a claim of ineffective assistance at trial . . . .
7 Procedural default is a judicial doctrine “related to the statutory requirement that a habeas petitioner must
exhaust any available state-court remedies before bringing a federal petition.” Lovins v. Parker, 712 F.3d
283, 294 (6th Cir. 2013) (citing 28 U.S.C. § 2254(b), (c)).
Martinez, 566 U.S. at 16 (citations omitted).
As to federal habeas claims that were adjudicated on the merits in state court, the
federal court may not grant relief unless (1) the state court decision was contrary to, or an
unreasonable application of, federal law, as determined by the Supreme Court, pursuant to
28 U.S.C. § 2254(d)(1); or (2) the decision was based on an unreasonable determination of
the facts, pursuant to section 2254(d)(2).8
As to review of a state court decision under section 2254(d)(1), “[i]t is settled that a
federal habeas court may overturn a state court’s application of federal law only if it is so
erroneous that ‘there is no possibility fairminded jurists could disagree that the state court’s
decision conflicts with this Court’s precedents.’” Nevada v. Jackson, 569 U.S. 505, 508-
09 (2013) (per curiam) (quoting Harrington v. Richter, 562 U.S. 86, 102 (2011)). “A state
court must be granted a deference and latitude that are not in operation when the case
involves review under the [Strickland v. Washington, 466 U.S. 668 (1984)] standard
itself.” Harrington, 562 U.S. at 101. Claims of ineffective assistance of counsel are thus
subject to a “‘doubly deferential’” standard of review, in deference to both the state court
and defense counsel. Woods v. Etherton, --- U.S. ---, ---, 136 S. Ct. 1149, 1151
8 Title 28 U.S.C. § 2254(d) provides:
An application for a writ of habeas corpus on behalf of a person in custody pursuant to the
judgment of a State court shall not be granted with respect to any claim that was adjudicated
on the merits in State court proceedings unless the adjudication of the claim−
(1) resulted in a decision that was contrary to, or involved an unreasonable application
of, clearly established Federal law, as determined by the Supreme Court of the United
States; or
(2) resulted in a decision that was based on an unreasonable determination of the facts
in light of the evidence presented in the State court proceeding.
(2016) (per curiam) (quoting Cullen v. Pinholster, 563 U.S. 170, 190 (2011)). State court
determinations of fact “shall be presumed to be correct,” and “[t]he applicant shall have
the burden of rebutting the presumption of correctness by clear and convincing evidence.”
28 U.S.C. § 2254(e)(1).9
In Strickland, the Supreme Court set forth the relevant Sixth Amendment standard
by which claims of ineffective assistance based on counsel’s errors are evaluated on the
merits; Strickland requires a petitioner to demonstrate that “counsel’s representation fell
below an objective standard of reasonableness,” and that “there is a reasonable probability
that, but for counsel’s unprofessional errors, the result of the proceeding would have been
different. A reasonable probability is a probability sufficient to undermine confidence in
the outcome.” Strickland, 466 U.S. at 688, 694. A court need not “address both
components of the inquiry if the defendant makes an insufficient showing on one.” Id.
at 697. A court presumes “that counsel has ‘rendered adequate assistance and made all
9 The decision under review in this case is the Law Court’s order denying a certificate of probable cause,
because the Law Court’s decision is the final state court adjudication on the merits. See Greene v.
Fisher, --- U.S. ---, ---, 132 S. Ct. 38, 45 (2011) (noting that the last state-court adjudication on the merits
of the petitioner’s constitutional claim occurred on direct appeal to the state’s supreme court); Clements v.
Clark, 592 F.3d 45, 52 (1st Cir. 2010) (“A matter is ‘adjudicated on the merits’ if there is a ‘decision finally
resolving the parties’ claims, with res judicata effect, that is based on the substance of the claim advanced,
rather than on a procedural, or other, ground.’”) (quoting Teti v. Bender, 507 F.3d 50, 56-57 (1st Cir. 2007)).
However, because the Law Court’s order did not explain the Court’s reasoning for denying a certificate of
probable cause, the federal court may consider the trial court’s decision:
We hold that the federal court should “look through” the unexplained decision to the last
related state-court decision that does provide a relevant rationale. It should then presume
that the unexplained decision adopted the same reasoning.
Wilson v. Sellers, 138 S. Ct. 1188, 1192 (2018) (noting the state may rebut the presumption).
significant decisions in the exercise of reasonable professional judgment.’” Companonio
v. O’Brien, 672 F.3d 101, 110 (1st Cir. 2012) (quoting Strickland, 466 U.S. at 690).
A court considers “the totality of the evidence,” and “a verdict or conclusion only
weakly supported by the record is more likely to have been affected by errors than one with
overwhelming record support.” Strickland, 466 U.S. at 695-96. “[T]he ultimate focus of
inquiry must be on the fundamental fairness of the proceeding whose result is being
challenged.” Id. at 696.
B. Grounds Asserted and Analysis10
a. Batson Challenge
Petitioner asserts the state court violated his right to a fair trial by an impartial jury
of his peers when his defense counsel struck the only prospective juror of color. “[A]
defendant in a criminal case can raise the third-party equal protection claims of jurors
excluded by the prosecution because of their race.” Powers v. Ohio, 499 U.S. 400, 415
(1991); see also Batson v. Kentucky, 476 U.S. 79 (1986). Petitioner’s Batson challenge
fails because the juror was challenged by defense counsel, not the prosecution, based on a
language barrier and because Petitioner did not like the “vibe.”11 general feeling about the
10 Petitioner asserts some of the same claims in different sections of his petition to this Court and his
petitions to the state court. Petitioner also presents some identical or overlapping issues as separate grounds.
For example, Ground 1 in the Petition asserts a Batson claim presented to the lower state court, and Ground
2 asserts that the Law Court improperly affirmed the lower state court’s denial of Ground 1. The separately
numbered grounds actually represent a single claim because federal courts review the final decision of the
state courts as a whole, only looking to prior state court decisions for the reasoning underlying unexplained
decisions. See supra, n. 9. The issues in this recommended decision are discussed based on the substantive
claims rather than as individually numbered in Petitioner’s filings.
11 At the postconviction hearing, trial counsel testified that Petitioner asked counsel to strike the juror
because he did not like the “vibe.” (Postconviction Tr. at 86.) The postconviction court found as a fact that
juror. Batson and its progeny are based on prosecution peremptory challenges, not defense
challenges, and courts generally uphold strikes based on language barriers unless the
prosecution’s reasons appear to be pretextual. See e.g., Sergros Caracas de Liberty Mut.,
S.A. v. Goldman, Sachs & Co., 502 F. Supp. 2d 183, 191 – 92 (D. Mass. 2007). The record
lacks any evidence to suggest that the State’s reasons for any involvement it might have
had in the challenge were pretextual. The state court’s denial of Petitioner’s claim,
therefore, was not contrary to or an unreasonable application of Batson and its progeny.12
b. Right to be Present
Petitioner claims the state court improperly conducted certain conferences outside
his presence and questioned potential jurors outside his ability to hear the proceedings.
“[D]ue process clearly requires that a defendant be allowed to be present ‘to the extent that
a fair and just hearing would be thwarted by his absence,’” but absence is permissible
“‘when [the defendant’s] presence would be useless, or the benefit but a shadow.’”
Kentucky v. Stincer, 482 U.S. 730, 745 (1987) (quoting Snyder v. Massachusetts, 291 U.S.
97, 105 – 06 (1934)). Defendants have the right to be present during jury empanelment,
Gomez v. United States, 490 U.S. 858, 873 (1989), but that right does not require
“Petitioner asked trial counsel to strike the only individual of color in the jury pool.” (Postconviction
Decision at 8.)
12 To the extent Petitioner contends his counsel were ineffective because they challenged the juror, based
on the record evidence, Petitioner’s claim fails to establish that counsel’s performance under the
circumstances was substandard or that Petitioner was prejudiced as contemplated by Strickland.
defendants’ participation in “every interaction” between a judge, jurors, or counsel. United
States v. Gagnon, 470 U.S. 522, 526 (1985).
The state court determined that the Constitution did not require Petitioner’s presence
during chambers conferences or participation during side bar voir dire exchanges.
(Postconviction Decision at 13). That determination was consistent with federal courts’
interpretation of Supreme Court precedent. See United States v. Ramirez-Rivera, 800 F.3d
1, 40 (1st Cir. 2015); Fed. R. Crim. P. 43(b)(3) (defendant need not be present when “[t]he
proceeding involves only a conference or hearing on a question of law”); United States v.
Reyes, 764 F.3d 1184, 1196 (9th Cir. 2014) (defendant’s participation not required at “side
bar exchanges—where the attorneys argued that jurors should be excused for cause,
exercised peremptory challenges, and discussed whether to proceed in the absence of some
prospective jurors”); United States v. Johnson, 677 F.3d 138, 141 – 42 (3d Cir. 2012) (“the
decision to have a criminal defendant present—and in close proximity to individual
jurors—during individual voir dire conducted at sidebar is tactical and does not require the
defendant’s express consent”). Accordingly, the state court’s rejection of Petitioner’s
claim was not contrary to or an unreasonable application of federal law as determined by
the Supreme Court.
c. Ineffective Assistance of Counsel
i. Declining to Impeach Petitioner’s Son
Petitioner asserts trial counsel were deficient because they failed to prevent
Petitioner’s son from testifying and failed to impeach his son’s identification testimony.
Trial counsel attempted to exclude the testimony, but the trial judge overruled their
objections. The state court determined that trial counsel were not deficient for failing to
challenge the young child’s testimony given the risk of alienating the jury, the other
evidence that Petitioner was the perpetrator, and the tension between such a strategy and
the intoxication manslaughter defense. (Postconviction Decision at 11 – 12.) Given that
counsel attempted to exclude the testimony and given the legitimate strategic reasons not
to challenge a young child’s testimony, the state court’s decision was not contrary to or an
unreasonable application of Strickland and its progeny.
ii. Weapons Focus Effect Expert Testimony
Petitioner claims trial counsel were ineffective because they did not present the
testimony of a forensic psychologist concerning the “weapons focus effect” to discredit the
testimony of Petitioner’s son. The term refers to psychological research suggesting the
presence of a weapon can impair an eyewitness’s ability to accurately identify a
perpetrator’s face. See e.g., Kassin et al., On the “general acceptance” of eyewitness
testimony research: A new survey of the experts, American Psychologist 56 (5): 405 (2001).
As explained above, counsel’s decision not to challenge the identification testimony of
Petitioner’s son constitutes a reasonable strategic judgment. The state court’s rejection of
Petitioner’s claim, therefore, was not contrary to or an unreasonable application of
Strickland and its progeny.
iii. Forensic Toxicologist Expert Testimony
Petitioner contends that his counsel’s performance during trial, at sentencing, and
on appeal was substandard because counsel did not present a forensic toxicologist to testify
about the timing of his ingestion of drugs and the effect of the drugs on him at the time of
the shootings that resulted in the murder charges. The state court found no flaw with
counsel’s performance because other experts addressed Petitioner’s drug use and because
the expert’s testimony would have been of little or no utility given Petitioner’s decision not
to testify about precisely when and what quantities of drugs he ingested on the day of the
shootings. (Postconviction Decision at 12 – 13.) Petitioner did not offer a persuasive
explanation to establish that the expert’s testimony would have produced a different result
at trial or sentencing. The state court’s decision thus was not contrary to or an unreasonable
application of Strickland and its progeny.
iv. Private Investigator
Petitioner maintains that trial counsel should have hired a private investigator. The
state court found that trial counsel hired a private investigator and that Petitioner never
explained the evidence he contends the investigator should have found that might have
changed the result at trial. (Postconviction Decision at 13.) The state court’s reasoning is
sound and, therefore, the court’s finding was not an unreasonable determination of the facts
and its decision was not contrary to or an unreasonable application of Strickland and its
progeny.
v. Jury Polling
Petitioner argues trial counsel were ineffective when they declined to poll the jury
after the verdict. Without evidence “that the verdict was anything less than unanimous,”
counsels’ decision to forego jury polling does not “f[a]ll outside the range of competence
expected of attorneys in criminal cases.” United States v. Gerardi, 586 F.2d 896, 899 (1st
Cir. 1978) (internal quotations omitted). The state court’s rejection of Petitioner’s claim
was not contrary to or an unreasonable application of Strickland and its progeny.
vi. Declining to Object
Petitioner asserts that trial counsel were ineffective when they “backed off” or
declined to object at a number of points during the trial. While Petitioner cited certain
instances to support his contention, Petitioner has not demonstrated that any of the alleged
decisions by counsel amount to substandard practice. For example, Petitioner’s argument
that counsel should have objected to certain leading questions posed by the prosecutor is
unavailing. As the state court noted, the questions were not for the State’s benefit; rather,
they arose as a result of an agreement with defense counsel to prevent unintended prejudice
to Petitioner. (Postconviction Decision at 13, 15 – 16.) Petitioner also maintains that trial
counsel failed to prevent the State from playing the relevant 911 recording at trial. Trial
counsel objected to that evidence, but the Court overruled the objection on the merits.
Petitioner also asserts that trial counsel should have disputed the qualifications of some of
the State’s witnesses, but trial counsel are entitled to deference concerning that decision as
it could have generated negative reactions from the jury if the approach were unsuccessful.
Petitioner has also failed to demonstrate the such an approach would have been successful.
The state court’s decision, therefore, was not contrary to or an unreasonable application of
Strickland and its progeny.
vii. Fight or Flight Expert Testimony
Petitioner claims trial counsel’s performance was substandard because they
declined to retain an expert psychologist to testify concerning the fight or flight syndrome
and its purported impact on one of the victims, Renee Sandora. Petitioner claims that a
fight or flight response would have compelled Ms. Sandora to use the name of the intimate
partner if that partner were the actual attacker, rather than refer to him as “you” or “my
boyfriend” as she did in the 911 recording. Petitioner provided no persuasive record
evidence to support his argument. The state court’s decision was not contrary to or an
unreasonable application of Strickland and its progeny.
viii. James Hutchinson Testimony
Petitioner contends that trial counsel were ineffective because they declined to call
James Hutchinson to testify that he saw a brown minivan drive by shortly after the
shootings in order to cast doubt on other testimony about the dark sedan. After the
postconviction hearing, the state court reasonably credited trial counsel’s testimony that
they believed his testimony would have been more prejudicial than helpful as a result of
other information that Mr. Hutchinson was prepared to recount. (Postconviction Decision
at 14.) Petitioner’s alternate vehicle theory also potentially conflicts with the intoxication
manslaughter defense. The state court’s decision was not contrary to or an unreasonable
application of Strickland and its progeny.
ix. Pretrial Discovery
Petitioner maintains that trial counsel did not use pretrial discovery to obtain certain
law enforcement notes. During trial, the parties realized that one of the state police officers
was referring to annotations he had placed on a report for his reference in preparation for
testifying. (Trial Transcript at 258:16 – 260:24.) When defense counsel asked to see the
notes, the trial judge called a sidebar conference. (Id.) At sidebar, the prosecutor mentioned
that defense counsel had not asked for the notes before that point. (Id.) The trial judge
allowed defense counsel to examine the notes or annotations during a brief recess. (Id.)
If a “lawyer neither investigate[s]” nor makes “a reasonable decision not to
investigate[ ] the State’s case through discovery,” it can amount to a “a complete lack of
pretrial preparation,” undermining “the reliability of the adversarial process.” Kimmelman
v. Morrison, 477 U.S. 365, 385 (1986). Petitioner does not allege a “total failure” to
investigate or conduct pre-trial discovery that led to counsel failing to notice a significant
constitutional issue, as occurred in Kimmelman. Id. at 386 – 87. Indeed, the record lacks
any evidence to suggest that had counsel requested and obtained the notes before trial, the
examination of the officer would have been different or that the examination would have
generated a different result. Petitioner also references certain phone text information that
was not discovered until after trial began, but Petitioner does not provide any more
information about the significance of that information. Petition did not demonstrate that
prior knowledge of either the annotations or phone text information could have produced
a different result. The state court’s denial of Petitioner’s claim, therefore, was not contrary
to or an unreasonable application of Strickland and its progeny.
x. Testing for Gunshot Residue and DNA
Petitioner argues that trial counsel were ineffective because they did not arrange for
further forensic testing. Petitioner notes that Detective Bolton’s blood could have been on
Petitioner’s shorts, along with the blood of Petitioner and one of the victims, which,
Petitioner apparently contends, would have generated questions about the state’s theory.
The record reflects that there was no unknown source of DNA on the shorts, and Petitioner
has not explained how it would have mattered if there were. The state court concluded that
it did not matter if Detective Bolton’s blood also ended up on Petitioner’s shorts.
(Postconviction Decision at 14.) Given the volume of evidence suggesting that Petitioner
was the perpetrator, trial counsel’s strategy to pursue a manslaughter defense rather than
seek to rebut all of the other evidence, including the DNA evidence on Petitioner’s shorts
containing blood from one of the victims, was not unreasonable. The state court’s decision,
therefore, was not contrary to or an unreasonable application of Strickland and its progeny.
xi. Inconsistent Testimony
Petitioner claims that trial counsel elicited testimony that was inconsistent with his
defense and, therefore, their performance was substandard. Petitioner cited an exchange
between trial counsel and Detective Bolton, wherein Detective Bolton said he fell and cut
his thumb while pursing Petitioner before the arrest. Petitioner argues the testimony would
allow the jury to infer that any unknown DNA on his shorts was Detective Bolton’s, rather
than an unknown source. The state court concluded the testimony was not inconsistent
with the defense theory of the case. (Postconviction Decision at 15.) Given that Petitioner
has not established that the testimony would not have been presented regardless of
counsel’s questioning and given that the testimony is not inconsistent with the defense
strategy, the state court’s decision was not contrary to or an unreasonable application of
Strickland and its progeny.
xii. Same Attorneys on Appeal
Petitioner contends that his trial counsel had a conflict of interest in their
representation of him on direct appeal, because they could not reasonably be expected to
raise their own errors at trial. Although no Supreme Court case requires separate attorneys
at trial and appeal, Martinez and its progeny recognize the difficulty in presenting
ineffective assistance of trial counsel claims when the same attorneys represent a defendant
on direct appeal. Petitioner suffered no prejudice as a result of the same counsel at trial
and on appeal, however, because under Maine law, he had a full opportunity to present his
ineffective assistance of trial counsel claims to the state court on postconviction review
with the assistance of different counsel. See State v. Bellavance, 2013 ME 42, 65 A.3d
1235, 1240 (“As a general rule, ‘[w]e do not consider claims of ineffective assistance of
counsel on direct appeal; such claims will only be considered after a certificate of probable
cause has been issued following a hearing on a post-conviction petition’”) (quoting State
v. Ali, 2011 ME 122, ¶ 20, 32 A.3d 1019). None of Petitioner’s claims was barred for
failing to raise it on direct appeal. The state court’s denial of relief thus was not contrary
to or an unreasonable application of Strickland and its progeny.
xiii. Cumulative Errors
Petitioner argues that the claimed errors collectively, if not individually, warrant
postconviction relief. The state court concluded the claims did not collectively amount to
any violation. Particularly given that Petitioner’s claimed errors fail as discussed herein,
the state court’s denial was not contrary to or an unreasonable application of Strickland
and its progeny.
d. Ineffective Assistance of Postconviction Counsel
Petitioner asserts that postconviction counsel made numerous errors. Petitioner has
not established that his postconviction counsel’s performance was substandard, and even
he had, Petitioner cannot seek relief based on the conduct of postconviction counsel
because “[t]here is no constitutional right to an attorney in state post-conviction
proceedings.” Coleman, 501 U.S. at 752. “Inadequate assistance of counsel at initial-
review collateral proceedings may establish cause for a prisoner’s procedural default of a
claim of ineffective assistance at trial,” Martinez, 566 U.S. at 9, but none of Petitioner’s
ineffective assistance of trial counsel claims was procedurally defaulted. Petitioner’s
ineffective assistance claims were considered and rejected on the merits by the state court,
and the state court decisions were not contrary to or unreasonable applications of federal
law.
e. Challenge to the Maine Postconviction Review Statute
Petitioner contends that Maine’s postconviction statute, 15 M.R.S. §§ 2121 – 2132,
as applied to him, violated due process and deprived him of federal habeas review because
the statute allegedly does not require the Maine courts to adjudicate all federal claims and
allegedly does not require postconviction counsel to advocate zealously on their clients’
claims. Because Petitioner did not assert this claim during the state court postconviction
proceedings, Petitioner did not exhaust the available state remedies, and, therefore, the
claim is barred.
Even if the claim were properly exhausted, it lacks merit. If a petitioner presents
his or her claims to each available state court, federal habeas review is available even when
state courts do not reach the merits of claims. See e.g., Kirwan v. Spencer, 631 F.3d 582,
586 (1st Cir. 2011) (If a claim was presented but “has not been adjudicated on the merits
in state court, [federal habeas courts] review that claim de novo”). For petitioners in Maine
and other states who incorporate ineffective assistance of trial counsel claims into
postconviction hearings rather than direct appeals, federal habeas review remains available
for those procedurally defaulted claims if the reason for the default was ineffective
assistance of postconviction counsel. See Martinez, 566 U.S. at 9, 16. In other words, the
Maine postconviction statute does not preclude (and did not preclude Petitioner in this case)
a petitioner from seeking review in state court or federal court postconviction proceedings.
Accordingly, Petitioner has not established a constitutional violation resulting from the
application of Maine’s postconviction statute in this case.
III. CONCLUSION
Based on the foregoing analysis, an evidentiary hearing is not warranted under
Rule 8 of the Rules Governing Section 2254 Cases. I recommend the Court deny
Petitioner’s request for habeas relief under 28 U.S.C. § 2254, and that the Court deny a
certificate of appealability pursuant to Rule 11 of the Rules Governing Section 2254 Cases
because there is no substantial showing of the denial of a constitutional right within
the meaning of 28 U.S.C. § 2253(c)(2).
NOTICE
A party may file objections to those specified portions of a magistrate
judge’s report or proposed findings or recommended decisions entered
pursuant to 28 U.S.C. § 636(b)(1)(B) for which de novo review by the district
court is sought, together with a supporting memorandum, within fourteen
(14) days of being served with a copy thereof. A responsive memorandum
shall be filed within fourteen (14) days after the filing of the objection.
Failure to file a timely objection shall constitute a waiver of the right to de
novo review by the district court and to appeal the district court’s order.
/s/ John C. Nivison
Dated this 24th day of July, 2019. U.S. Magistrate Judge