“[W]e stop short of imposing a more demanding rule with respect to witnesses and documents.”
How later courts described this case
- “[W]e stop short of imposing a more demanding rule with respect to witnesses and documents.”
- “Relief that in essence serves to compensate a party injured in the past by an action of a state official in his official capacity that was illegal under federal law is barred even when the state official is the named defendant”
- “However, an action seeking a declaratory judgment must present an ‘actual case or controversy’ within the meaning of Article III of the United States Constitution.”
- finding that transfer to higher security prison did not constitute a protected liberty interest
Written by the judges who cited it.
The opinion
UNITED STATES DISTRICT COURT
DISTRICT OF MASSACHUSETTS
JONATHAN RIVERA, *
*
Plaintiff, *
*
v. * Civil Action No. 1:22-cv-10654-IT
*
CAROL MICI, Commissioner of Correction, *
in her individual and official capacities, *
*
Defendant. *
MEMORANDUM & ORDER
September 26, 2023
TALWANI, D.J.
Plaintiff Jonathan Rivera, proceeding pro se, brings § 1983 claims against Carol Mici,
Commissioner of the Massachusetts Department of Correction (the “DOC”) for alleged
constitutional violations related to prison disciplinary proceedings he was subjected to while in
custody at the North Central Correctional Institution (“NCCI”). See Am. Compl. [Doc. No. 32].
Now pending is Mici’s Motion to Dismiss [Doc. No. 33]. For the reasons set forth below, Mici’s
Motion to Dismiss [Doc. No. 33] is GRANTED.
I. Factual Background as Alleged in the Amended Complaint [Doc. No. 32]
On January 24, 2022, Lieutenant Christopher Phelps searched Rivera’s assigned cell at
NCCI. Am. Compl. ¶ 6 [Doc. No. 32]. Lieutenant Phelps reported in a disciplinary ticket that he
found a “plastic toothbrush, that was a sharpened to a point and approximately five inches in
length” in the cell’s stand-up locker. Id. Rivera was then placed in a restrictive housing unit. Id.
Rivera timely filed a request for evidence with the disciplinary officer. Id. at ¶¶ 9, 14.
Specifically, Rivera asked for (1) access to the security video footage of the stand-up locker, (2)
documentation of any staff or inmate with knowledge of the events leading up to the incident,
with a supplemental request for time to question these witnesses, and (3) DNA testing of the
alleged weapon. Id. at ¶14. The disciplinary officer deemed the evidence to be irrelevant and
denied Rivera’s request. Id. at ¶ 8.
On February 23, 2022, Rivera had a disciplinary hearing where he was represented by
privately retained counsel. Id. at ¶¶ 1, 22. The Department of Corrections’ disciplinary process is
governed by 103 C.M.R. 430, and infractions are categorized by severity on a scale of one to
four, with category one encompassing the most severe violations. Id. at ¶¶ 2, 4. Prison officials
can impose established sanctions, including, but not limited to, placement in segregation, loss of
telephone privileges, loss of visitation, and loss of good time. Id. at ¶ 3.
At the disciplinary hearing, the reporting staff member, who was a high-ranking
investigator with the Inner Perimeter security unit, testified that the sharpened toothbrush was
not found in the stand-up locker location, but rather in another location not mentioned in the
report. Id. at ¶ 14. The reporting staff member also testified that it was possible that another
inmate placed the alleged weapon in Rivera’s assigned area because the area was not secured by
Rivera. Id. The Hearing Officer deemed the reporting officer’s testimony and initial report to be
true and credible, and found Rivera guilty of a Category 1/08 infraction for “possession,
manufacture, or introduction of any gun, firearm, weapon, sharpened instrument, knife or poison,
or any component thereof.” Id. at ¶ 5.1 As a result, Rivera was subject to sanctions, namely “loss
of privileges” for 120 days, including telephone restrictions. Am. Compl. Ex. 1 (showing
sanctions as “LOP” for “120 units”) [Doc. No. 32-1]. Rivera appealed the decision to the highest
1 Three other code violations were dismissed. See Am. Compl., Ex. 1 [Doc. No. 32-1].
level of review; his appeal was denied on March 10, 2022. Am. Compl. ¶ 19 [Doc. No. 32], Ex. 1
[Doc. No. 32-1].
II. Procedural Background
On April 29, 2022, Rivera filed his initial Complaint [Doc. No. 1]. Mici filed a Motion to
Dismiss [Doc. No. 19], and when Rivera did not respond, the court issued an Order to Show
Cause [Doc. No. 23] why the action should not be dismissed for failure to state a claim. In
response, Rivera filed a Motion for Leave to Amend [Doc. No. 24]. The court granted leave and
denied the Motion to Dismiss [Doc. No. 19] without prejudice. Elec. Order [Doc. No. 26].
Rivera filed the Amended Complaint [Doc. No. 32], alleging civil rights violations
against Mici in both her individual and official capacities, and Mici filed a renewed Motion to
Dismiss [Doc. No. 33] for failure to state a claim. When Rivera did not respond, the court again
issued an Order to Show Cause [Doc. No. 35] why the action should not be dismissed for failure
to state a claim. Rivera filed a Response to Order to Show Cause and Mici’s Motion to Dismiss
[Doc. No. 38], which the court interprets as Rivera’s opposition to the motion to dismiss.2,3
2 Rivera’s Response to Order to Show Cause and Mici’s Motion to Dismiss [Doc. No. 38] also
included a request for appointment of counsel. A court “may request an attorney to represent any
person unable to afford counsel.” 28 U.S.C. § 1915(e)(1). Because a civil party lacks a
constitutional right to free counsel, however, there is no mandate that a court request pro bono
counsel. See DesRosiers v. Moran, 949 F.2d 5, 15, 23 (1st Cir. 1991). In determining whether to
request counsel, the court considers whether the requesting party is indigent and whether
exceptional circumstances exist such that the denial of counsel will result in fundamental
unfairness impinging upon the party’s due process rights. Id. In assessing whether exceptional
circumstances exist, the court examines the total situation, including the merits of the case, the
complexity of the legal issues, and the litigant’s ability to represent himself. Id. On review of the
Amended Complaint [Doc. No. 32], the court finds no exceptional circumstances to warrant the
appointment of pro bono counsel and denies the request.
3 The Response to Order to Show Cause and Mici’s Motion to Dismiss [Doc. No. 38] also
alleged additional facts. To the extent that Rivera attempts to rely on additional facts beyond
those alleged in the Amended Complaint [Doc. No. 32], those facts are not properly before the
court.
Several days later, Rivera filed a document entitled Cause of Action [Doc. No. 39], which Mici
opposed, see Opp. to Pl’s Cause of Action [Doc. No. 40]. On March 24, 2023, Mici filed a Reply
to Plaintiff’s Responses to Order to Show Cause [Doc. No. 41] in support of her motion to
dismiss.
III. Standard of Review
In evaluating a motion to dismiss for failure to state a claim, the court assumes “the truth
of all well-pleaded facts” and draws “all reasonable inferences in the plaintiff's favor.” Nisselson
v. Lernout, 469 F.3d 143, 150 (1st Cir. 2006). To survive dismissal, a complaint must contain
sufficient factual material to “state a claim to relief that is plausible on its face.” Bell Atl. Corp.
v. Twombly, 550 U.S. 544, 570 (2007). “While a complaint attacked by a Rule 12(b)(6) motion
to dismiss does not need detailed factual allegations . . . [f]actual allegations must be enough to
raise a right to relief above the speculative level . . . .” Id. at 555 (internal citations omitted). “A
claim has facial plausibility when the plaintiff pleads factual content that allows the court to
draw the reasonable inference that the defendant is liable for the misconduct alleged.” Ashcroft
v. Iqbal, 556 U.S. 662, 678 (2009). In addition, “an adequate complaint must include not only a
plausible claim but also a plausible defendant.” See Peñalbert-Rosa v. Fortuño-Burset, 631 F.3d
592, 594 (1st Cir. 2011).
In general, a complaint filed pro se is “liberally construed” and held to “less stringent
standards than formal pleadings drafted by lawyers.” Estelle v. Gamble, 429 U.S. 97, 106 (1976)
(quoting Haines v. Kerner, 404 U.S. 519, 520 (1972)). That does not mean that pro se plaintiffs
need not plead facts sufficient to state a claim, but it does afford them some leniency when
facing a motion to dismiss. See Ferranti v. Moran, 618 F.2d 888, 890 (1st Cir. 1980).
IV. Section 1983 Claims
Section 1983 creates a civil cause of action against an individual acting under color of
state law who violates a plaintiff’s federally protected rights. 42 U.S.C. § 1983. “A claim under
section 1983 has two essential elements. First, the challenged conduct must be attributable to a
person acting under color of state law.” Soto v. Flores, 103 F.3d 1056, 1061 (1st Cir. 1997).
“[S]econd, the conduct must have worked a denial of rights secured by the Constitution or by
federal law.” Id. Rivera alleges that his Fourteenth Amendment due process rights were violated
when he was denied access to evidence for his disciplinary hearing, denied telephone privileges,
and placed in segregated housing. Am. Compl. ¶ 21 [Doc. No. 32]. Rivera also alleges that his
Eighth Amendment rights were violated where the loss of telephone access and placement in the
Restrictive Housing Unit constituted cruel and unusual punishment. Id. Rivera seeks damages in
the amount of his attorney’s fees for the disciplinary hearing, recovery of costs associated with
this action, and “Directive and/or Declaratory Relief . . . for the unconstitutionality of the
disciplinary process claims in this action, and rectification of such claims.” Id. at ¶¶ 25-27.
A. Liability
1. Official Capacity Claims
As an initial matter, Rivera’s § 1983 claims for damages against Mici in her official
capacity are barred as a matter of law. “[N]either a state agency nor a state official acting within
his official capacity may be sued for damages in a section 1983 action.” Johnson v. Rodriguez,
943 F.2d 104, 108 (1st Cir. 1991) (citing Will v. Michigan Dep’t of State Police, 491 U.S. 58, 71
(1989)). Further, to the extent that Rivera seeks declaratory relief for past harm, such relief is
also barred by sovereign immunity. See Papasan v. Allain, 478 U.S. 265, 278 (1986) (“Relief
that in essence serves to compensate a party injured in the past by an action of a state official in
his official capacity that was illegal under federal law is barred even when the state official is the
named defendant”); see also Wilson v. Brown, 889 F.2d 1195, 1197 n.4 (1st Cir. 1989) (“[I]t is
well settled that while prospective injunctive relief is permissible, retrospective relief is barred
[by the Eleventh Amendment].”) (citing Edelman v. Jordan, 415 U.S. 651, 651, 668 (1974)).
However, state officials may be sued in their official capacities for prospective injunctive
relief. See Papasan, 478 U.S. at 277–78; Whalen v. Mass. Trial Court, 397 F.3d 19, 29-30 (1st
Cir. 2005). To the extent Rivera seeks “directive and/or declaratory relief” related to future
implementation of the inmate disciplinary policies, see Am. Compl. ¶ 27 [Doc. No. 32], Rivera’s
claims for declaratory relief against Mici in her official capacity are not barred by sovereign
immunity principles.
2. Supervisory Liability
Rivera argues that Mici is liable as the final authority for inmate disciplinary procedures,
and therefore liable for the actions of her subordinates. Am. Compl. ¶ 20 [Doc. No. 32]. Mici
argues that any claim premised on supervisory liability must fail where Rivera does not
sufficiently allege any specific conduct by Mici. Mot. to Dismiss Mem. 5-8 [Doc. No. 34].
As a general matter, a supervisor is not automatically liable under § 1983 for the
misconduct of their supervisees. Carmona v. Toledo, 215 F.3d 124, 132 (1st Cir. 2000). Rather,
“[p]ublic officials may be held liable under § 1983 for a constitutional violation only if a plaintiff
can establish that his or her constitutional injury ‘resulted from the direct acts or omissions of the
official, or from indirect conduct that amounts to condonation or tacit authorization.’” Ocasio-
Hernandez v. Fortuno-Burset, 640 F.3d 1, 16 (1st Cir. 2011) (quoting Rodríguez–García v.
Miranda–Marín, 610 F.3d 756, 768 (1st Cir. 2010)). That is, “the plaintiff must show that one of
the supervisor’s subordinates abridged the plaintiff’s constitutional rights,” and that “the
[supervisor]’s action or inaction was affirmative[ly] link[ed] to that behavior in the sense that it
could be characterized as supervisory encouragement, condonation, or acquiescence or gross
negligence amounting to deliberate indifference.” Guadalupe-Baez v. Pesquera, 819 F.3d 509,
515 (1st Cir. 2016) (quoting Pineda v. Toomey, 533 F.3d 50, 54 (1st Cir.2008)).
Under a deliberate indifference theory of supervisory liability, “the plaintiff must show
(1) that the officials had knowledge of facts, from which (2) the officials can draw the inference
(3) that a substantial risk of serious harm exists.” Parker v. Landry, 935 F.3d 9, 14 (1st Cir. 2019)
(quoting Guadalupe-Báez, 819 F.3d at 515) (internal quotation marks omitted). “[E]ven if the
complaint contains facts plausibly showing deliberate indifference, the plaintiff must also allege
facts giving rise to a causal nexus between the supervisor’s acts or omissions and the
subordinate’s misconduct.” Id. “In addition to deliberate indifference and causation, the plaintiff
must allege facts showing that the supervisor was on notice of the subordinate’s misconduct.” Id.
“[I]solated instances of unconstitutional activity ordinarily are insufficient to establish a
supervisor’s policy or custom, or otherwise to show deliberate indifference.” Maldonado-Denis
v. Castillo-Rodriguez, 23 F.3d 576, 582 (1st Cir. 1994).
Even if Rivera had established that that one of Mici’s subordinates violated his
constitutional rights, Rivera does not sufficiently state any action or inaction by Mici related to
that misconduct. Rivera’s basis for his claim rests solely based on Mici’s position as DOC
Commissioner, see Am. Compl. ¶ 20 [Doc. No. 32], and Rivera does not allege any facts to
suggest his injury resulted from Mici’s direct acts or omissions. Rivera also fails to show that
Mici had any knowledge of the actions taken regarding his disciplinary process such that she
could draw the inference that Rivera’s constitutional rights were being infringed, or that a
substantial risk of harm existed.
Further, the Hearing Officer’s decision to deny Rivera’s request for evidence was an
isolated use of his permitted discretion, and Rivera has not alleged facts sufficient to show that
this incident was indicative of a violative policy or custom that Mici knew of, approved of, or
ignored. As an isolated incident, the Hearing Officer’s decision to deny Rivera’s request for
evidence is insufficient to establish that Mici acted with deliberate indifference. Maldonado-
Denis, 23 F.3d at 582.
Rivera also asserts that subsection 14(15) of 103 C.M.R. 430 allows for biased favoritism
towards DOC staff in disciplinary procedures. Am. Compl. ¶ 12 [Doc. No. 32]. Therefore,
Rivera argues, Mici, is responsible for derivative constitutional violations by implementing and
failing to correct, amend, or remove the offending subsection. Id. at¶ 20.. Rivera further contends
that Mici is liable for the hiring of impartial disciplinary staff. Id. Although supervisor liability
may be established if the supervisor formulated a policy or engaged in a custom that led to a
constitutional violation, see Perry v. Dickhaut, 125 F. Supp. 3d 285, 298 (D. Mass 2015), Rivera
has similarly failed to allege that the “offending conduct of [Mici]… manifest[ed], at a
minimum, a deliberate indifference to the constitutional rights of the third party,” McIntyre v.
United States, 336 F. Supp. 2d 87, 127 (D. Mass. 2004).
“Absent evidence of an unconstitutional . . . policy, a single incident of misconduct
cannot provide the basis for . . . liability under § 1983.” Fabiano v. Hopkins, 352 F.3d 447, 452
(1st Cir. 2003). Here, Rivera has alleged misconduct as it related to his disciplinary procedures,
but he has not alleged facts that go to the unconstitutionality of the policies. The Supreme Court
has awarded significant discretion to prison officials for handling evidence in disciplinary
hearings based on the rationale that prison officials need to “keep the hearing within reasonable
limits and to refuse to call witnesses that may create a risk of reprisal or undermine authority, as
well as to limit access to other inmates to collect statements or to compile other documentary
evidence.” Wolff v. McDonnell, 418 U.S. 539, 566–67 (1974). While the Supreme Court
encouraged committees to state the reason for refusing to call a witness “whether it be for
irrelevance, lack of necessity, or the hazards presented in individual cases,” the Court did not
require prison officials provide a reason or explanation for refusing to call a witness. Id. at 567
(“[W]e stop short of imposing a more demanding rule with respect to witnesses and
documents.”). Thus, even if it were established that Mici was responsible for making and
sustaining the policy, the policy itself is not unconstitutional. Id. at 566–67 (“[Prison officials]
must have the necessary discretion without being subject to unduly crippling constitutional
impediments”).
Where Rivera does not allege any acts or omissions by Mici related to alleged
constitutional violations, or that Mici was deliberately indifferent to a constitutional violation,
Rivera does not sufficiently state a claim against Mici based on supervisory liability.
B. Constitutional Violations
Even if Rivera had plausibly alleged that Mici was subject to liability, he has failed to
state a claim that his constitutionally protected rights were violated under the Fourteenth or
Eighth Amendments.
1. Due Process
Rivera alleges that he was denied the opportunity to access and present evidence, and as a
result was subject to a 120-day loss of privileges, including a temporary phone restriction, and
was placed in restrictive housing, both of which caused him to suffer mental anguish. Am.
Compl. ¶¶ 10, 16, 23, 24 [Doc. No. 32].4 Mici asserts that neither the phone restriction nor the
placement in segregated housing is a protected interest,5 and that Rivera was afforded due
process. Mot. to Dismiss Mem. 8-11 [Doc. No. 34].
To succeed on a procedural due process claim, a plaintiff must demonstrate (1) that he
has been deprived of a protected interest and (2) that the deprivation was accomplished without
due process of law. Perez-Acevedo v. Rivero-Cubano, 520 F.3d 26, 30 (1st Cir. 2008). In the
prison context, a protected liberty interest is defined as a change that “imposes atypical and
significant hardship on the inmate in relation to the ordinary incidents of prison life.” Sandin v.
Conner, 515 U.S. 472, 484 (1995).
Rivera’s placement in restrictive housing does not rise to the level of a protected interest
on which to premise a due process violation. Inmates do not have a constitutional right to remain
in the general prison population or to be free from administrative segregation. Rodi v.
Ventetuolo, 941 F.2d 22, 25 (1st Cir. 1991). Courts have generally ruled that placement in
segregated housing does not constitute an atypical or significant deprivation of liberty rights, see
Drayton v. Comm’r of Corr., 52 Mass. App. Ct. 135, 138-39, 751 N.E.2d 917 (2001) (finding
that transfer to higher security prison did not constitute a protected liberty interest), and that
whether any such hardship exists is determined by examining both the degree and the duration of
restrictive confinement. Id. at 486. If the nature of the conditions of confinement do not present
4 Although Rivera alleges a deprivation of a property interest in his Response to Order to Show
Cause and Mici’s Motion to Dismiss [Doc. No. 38], he only alleges a deprivation of liberty in his
Amended Complaint [Doc. No. 32]. Accordingly, the court examines Rivera’s due process
claims under that framework only.
5 The Amended Complaint [Doc. No. 32] does not state how long Rivera was in the restrictive
housing unit. Mici reports that Rivera was returned to the general population after his appeal was
resolved. See Mot to Dismiss Mem. 2, n. 2 [Doc. No. 34]. Based on that report, which Rivera
does not dispute, Rivera was in restrictive housing for six and a half weeks.
“a dramatic departure from the basic conditions” of the inmate’s sentence, the inmate does not
have a protected liberty interest. Sandin v. Conner, 515 U.S. 472, 485 (1995).
Here, Rivera’s temporary placement in restrictive housing did not affect the duration of
his sentence or subject Rivera to conditions “different from those ordinarily experienced by large
numbers of other inmates serving their sentences in customary fashion.” Sires v. Hefferman,
2011 WL 2516093, at *7 (D. Mass. June 21, 2011) (citing Dominique v. Weld, 73 F.3d 1156,
1159-60 (1st Cir. 1996)); see Benner v. Alves, 2022 WL 220314, at *1 (D. Mass. June 15, 2022)
(“An inmate does not a possess a protected liberty interest in preventing a transfer to a more
restrictive form of confinement.”) (internal citations omitted); Hewitt v. Helms, 549 U.S. 460,
468 (1983) (“It is plain that the transfer of an inmate to less amenable and more restrictive
quarters for nonpunitive reasons is well within the terms of confinement ordinarily contemplated
by a prison sentence.”). Rivera has not set forth any facts from which the court could reasonably
infer that he endured an atypical and significant hardship during his unspecified time in the
restrictive housing unit.
Rivera also argues that the placement in restrictive housing denied him access to
privileges available in general housing.6 Am. Compl. ¶ 10 [Doc. No. 32]. However, courts have
found that inmates do not have a protected liberty interest even when their relocation results in
the loss of access to vocational, educational, recreational, and rehabilitative programs. Howell,
2011 WL 3563159, at *15–16 (internal citations omitted). “By virtue of their convictions,
6 Rivera raises the issue of restricted access to the law library in his Response to Order to Show
Cause and Mici’s Motion to Dismiss [Doc. No. 38] and asks the court to order the DOC to
provide him access. However, inmates do not have a freestanding right to access the law library
such that a restriction would bear on a protected interest. See Lewis v. Casey, 518 U.S. 343, 351
(1997) (stating that there is no “abstract, freestanding right to law library or legal assistance” for
inmates).
inmates must expect significant restrictions, inherent in prison life, on rights and privileges free
citizens take for granted.” McKune v. Lile, 536 U.S. 24, 39 (2002). Further, “the placement of
prisoners within the correctional system is a matter of discretion invoked for various reasons
such as security, convenience and rehabilitation.” Howell, 2011 WL 3563159 (quoting Meachum
v. Fano, 427 U.S. 215, 228 (1976)).
Similarly, the loss of telephone privileges for 120 days is not a protected liberty interest.
Prisoners do not have a constitutional right to telephone access. United States v. Footman, 215
F.3d 145, 155 (1st Cir. 2000); Riley v. O’Brien, No. 16-11064, at *8 (D. Mass. Sept. 2, 2016).
Courts have consistently found that a temporary loss of telephone access does not impose
atypical and significant hardship on the inmate in relation to the ordinary incidents of prison life.
Doe v. Sanderson, 2018 WL 1586026, at *6 (D. Mass Mar. 30, 2018) (dismissing §1983 claim
for denial of access to telephone); Renkowicz v. Mici, 2020 WL 636492, at *3 (D. Mass Feb. 11,
2020) (finding failure to state a claim based on DOC denying inmate access to use of the
telephone). Although the court is sympathetic that limits on family contact caused Rivera
emotional anguish, the Supreme Court has asserted that the right of association and maintenance
of familial relationships may be limited for incarcerated individuals. Overton v. Bazzetta, 359
U.S. 126, 130 (2003). Thus, neither Rivera’s temporary loss of telephone access nor the resulting
inability to speak on the telephone with his family rise to the level of atypical and significant
deprivation necessary to create a liberty interest.
Where Rivera was not deprived of a protected liberty interest, the court need not consider
whether that deprivation was accomplished without due process. Howell, 2011 WL 3563159 at
*15, 18.
2. Eighth Amendment
Rivera also alleges that his placement in segregated housing and the loss of his right to
use the telephone amounted to cruel and unusual punishment, particularly where he was cut off
from his support network and the restrictions caused him emotional distress. Am. Compl. ¶¶ 10,
23 [Doc. No. 32]. The Eighth Amendment of the United States Constitution, incorporated against
the states through the Fourteenth Amendment, see Robinson v. California, 370 U.S. 660 (1962),
provides in part that “nor [shall] cruel and unusual punishments [be] inflicted.” U.S. Const.
amend. VIII. To establish cruel and unusual punishment in the prison context, however, the
inmate must demonstrate that “(1) a prison’s conditions of confinement present a substantial risk
of serious harm; and (2) prison officials acted with deliberate indifference to inmate health or
safety.” Torres v. Comm’r of Correction, 427 Mass. 611, 613–14, 695 N.E.2d 200 (Mass. 1998)
(internal citations omitted).
As discussed, supra, restrictions on telephone access are a routine disciplinary practice
that does not constitute impose an atypical or significant hardship on inmates. See Schmitt v.
Mulvey, 2006 WL 516755 at *9 (D. Mass. Mar. 1, 2006); Restucci, 2009 WL 1704688 at *2; see
also Libby v. Comm’r of Correction, 432 N.E.2d 488, 494 (Mass. 1982) (holding that for
inmates, isolation and loneliness is not in and of itself unconstitutional under the Eighth
Amendment). The First Circuit has observed a “widely shared disinclination to declare even very
lengthy periods of segregated confinement beyond the pale of minimally civilized conduct on the
part of prison authorities.” Torres, 427 Mass. at 615 (quoting Jackson v. Meachum, 699 F.2d
578, 583 (1st Cir. 1983)); Tavares v. Gelb, 2016 WL 6518428 (D. Mass Nov. 2, 2016) (“The
isolation inherent in administrative segregation or maximum custody is not itself constitutionally
objectionable.”); see Santana v. Collazo, 714 F.2d 1172, 1179 (1st Cir. 1983) (stating that courts
have been reluctant to find prison isolation unconstitutional, “based either on the length of
confinement or on the possibility that isolation might cause psychiatric deterioration”). In line
with that observation, periods in segregation and the subsequent loss of access to the amenities
generally do not meet the threshold for objectively serious harm or deprivation. Torres, 427
Mass. at 615 (citing Santana v. Collazo, 714 F.2d 1172, 1179 (1st Cir. 1983)).
Accordingly, Rivera does not sufficiently allege that he was subject to cruel and unusual
punishment through the placement in restrictive housing nor the restrictions on phone access.7
V. Leave to Amend
Rivera also requests that he be granted leave to amend his complaint to add new
defendants. Response to Order to Show Cause 11 [Doc. No. 38]. His filing entitled Cause of
Action [Doc. No. 39] also purports to add a claim for declaratory relief pursuant to M.G.L. ch.
231A to “enjoin and obtain a determination of the legality of the administrative practices and
procedures employed by the Department of Correction Defendant in determining that Plaintiff
committed a disciplinary infraction, as well as the legality of the sanctions imposed,” Cause of
Action 5-6 [Doc. No. 39].
Mici contends that Rivera has had ample time to add new parties and that it is improper
for Rivera to add additional parties or claims at this stage of the proceedings. Reply to Response
to Order to Show Cause [Doc. No. 41].
A party may amend its pleadings once as a matter of course within certain time limits.
Fed. R. Civ. P. 15(a). In all other cases, a party may amend its pleading only with the consent of
the other party or leave of the court. Id. Here, Rivera has already amended his pleading once and
7 Where the court finds that Rivera has failed to state a claim as to Mici’s supervisory liability or
any constitutional deprivations, the court does not address Mici’s qualified immunity arguments.
Mici does not consent to further amendment. Thus, Rivera may amend his pleading only with
leave of court. Under Federal Rule of Civil Procedure 15(a), leave to amend a pleading shall be
freely granted “when justice so requires.” Nevertheless, a motion for leave to amend may be
denied on various grounds, including futility of amendment. See Foman v. Davis, 371 U.S. 178,
182 (1962).
When leave to amend is sought under Rule 15(a) before discovery is complete and
neither party has moved for summary judgment, futility is gauged by the same standard as legal
sufficiency under Rule 12(b)(6). See Hatch v. Dep’t for Children, Youth & Their Families, 274
F.3d 12, 19 (1st Cir. 2001); see also Bell Atl. Corp. v. Twombly, 550 U.S. 544, 555, 570 (2007).
Here, where the court has concluded that Rivera does not allege a liberty interest to state a claim
to relief under § 1983, the court finds that the addition of new defendants would be futile where
Rivera fails to state a claim. Similarly, to the extent Rivera seeks to add a claim for declaratory
judgment under M.G.L.ch. 231A, the court finds that a declaratory judgment is inappropriate
where no actual live controversy exists. Rivera has not sufficiently alleged a deprivation of a
protected interest, nor has he brought a facial challenge to the DOC policies. See Tocci Bldg.
Corp. of New Jersey v. Virginia Sur. Co., 750 F. Supp. 2d 316, 320 (D. Mass. 2010) (“However,
an action seeking a declaratory judgment must present an ‘actual case or controversy’ within the
meaning of Article III of the United States Constitution.”).
Accordingly, the court finds no cause to allow a further amendment, and Rivera’s request
for leave to amend is DENIED.
VI. Conclusion
For the foregoing reasons, Mici’s Motion to Dismiss [Doc. No. 33] is GRANTED.
IT IS SO ORDERED
September 26, 2023 /s/ Indira Talwani
United States District Judge