“The Federal rule, followed by a majority of the States, is that a trial court judgment is final and has preclusive effect regardless of the fact that it is on appeal.”
How later courts described this case
- “The Federal rule, followed by a majority of the States, is that a trial court judgment is final and has preclusive effect regardless of the fact that it is on appeal.”
Written by the judges who cited it.
The opinion
United States District Court
District of Massachusetts
)
DONALD STRUNK, )
)
Plaintiff, )
)
v. ) Civil Action No.
) 18-11007-NMG
CITY OF BEVERLY POLICE )
DEPARTMENT and RYAN P. HEGARTY, )
)
Defendants. )
)
MEMORANDUM & ORDER
GORTON, J.
This case arises out of a claim for discrimination under
Title II of the Americans with Disabilities Act (“the ADA”), 42
U.S.C. § 12131 et seq.
Donald Strunk (“Strunk” or “plaintiff”) alleges that the
City of Beverly Police Department (“the Beverly Police
Department”) and Officer Ryan Hegarty (“Officer Hegarty”)
(collectively “defendants”) violated his rights under the ADA by
1) forcing him to undertake (and failing to make reasonable
accommodations for) standard field sobriety tests after he was
pulled over for suspected drunk driving and 2) thereafter
arresting him for and charging him with operating under the
influence after he failed those tests. Strunk maintains that he
failed the field sobriety tests because of his alleged
disabilities rather than as a result of being intoxicated.
Nevertheless, he was convicted by a jury of operating under the
influence and other related offenses. He subsequently brought
this ADA claim.
Before the Court is defendants’ motion to dismiss for
failure to state a claim on the basis that 1) there is no
individual liability under the ADA, 2) the claims are precluded
by the principle announced by the Supreme Court in Heck v.
Humphrey, 512 U.S. 477, 484 (1994), 3) the claim is barred by
issue preclusion, 4) the individual officer defendant is
entitled to qualified immunity and 5) the Beverly Police
Department is not a governmental entity amenable to suit under
the ADA. For the following reasons, the Court finds that
plaintiff’s ADA claim is barred by the doctrine of issue
preclusion and thus will be dismissed.
I. Background
A. The Incident
Strunk is a resident of Danvers, Massachusetts. He submits
that he is “a 100% handicapped, disabled veteran” with the
following alleged disabilities: 1) “a large ventral hernia”, 2)
“bilateral flat feet”, 3) “bilateral shoulder osteoarthritis”,
4) “bilateral knee osteoarthritis (bone on bone)”, 5) a “right
foot cyst”, 6) “hearing loss” and 7) “others”.
In January, 2018, Officer Hegarty stopped Strunk while he
was traveling late at night in his vehicle. Officer Hegarty
suspected Strunk of driving under the influence after he saw the
passenger in the vehicle throw a glass bottle out the window.
After providing Officer Hegarty with his identification, Strunk
was asked to get out and step to the rear of the vehicle.
Strunk allegedly informed the officer that he was disabled and
could not walk well.
Nevertheless, Officer Hegarty instructed plaintiff to
perform various standard field sobriety tests. He was first
asked to perform the so-called “walk and turn test”. Strunk
allegedly repeated that he was disabled and could not walk well
but complied with the officer’s command. Strunk failed that
test which he submits was a result of his various disabilities.
Next, Strunk was directed to stand on one leg which he
protested he was unable to perform because of his disabilities.
Officer Hegarty apparently accepted that explanation and moved
on to the third test which was the “Horizontal Gaze Nystagmus
Test”. Strunk believes that he passed that final test. Officer
Hegarty concluded, however, that plaintiff was intoxicated and
placed him under arrest.
While on the way to the Beverly Police Station, Strunk
began to experience chest and leg pain and believed that he was
having a heart attack. He was taken immediately to the local
hospital. Strunk contends that he was never offered a
breathalyzer test at the hospital but that the Beverly Police
Department falsely charged him with refusing a breathalyzer. He
also alleges that he requested a blood alcohol test at the
hospital to prove that he was not intoxicated but that the
hospital refused to administer the test because it was “not
medically indicated”. No other tests were performed that night
to establish plaintiff’s blood alcohol level.
The Beverly Police Department subsequently charged Strunk
with operating under the influence and other related violations.
B. The State Court Conviction
In April, 2018, Strunk was tried by jury in Salem District
Court. Officer Hegarty testified that plaintiff had failed the
walk and turn test. When asked what consideration, if any, he
had given to Strunk’s alleged disabilities with respect to his
ability to perform the field sobriety tests, Officer Hegarty
testified that he simply moved on to the next test. The jury
found Strunk guilty of operating under the influence and other
related violations and his driver’s license was suspended.
In May, 2018, Strunk filed a notice of appeal which is
apparently still pending.1 Shortly thereafter he filed the
1 In his most recent status report filed with this Court, Strunk indicates
that he has just recently filed a motion for a new trial and a request for an
evidentiary hearing in the Salem District Court which has not yet been
responded to by the Commonwealth or acted upon by the District Court.
present civil action claiming that the Beverly Police Department
and Officer Hegarty violated his rights under Title II of the
ADA.
II. Motion to Dismiss
A. Legal Standard
To survive a motion to dismiss, a complaint must contain
sufficient factual matter, accepted as true, to “state a claim
to relief that is plausible on its face.” Bell Atl. Corp. v.
Twombly, 550 U.S. 544, 570 (2007). In considering the merits of
a motion to dismiss, the Court may look only to the facts
alleged in the pleadings, documents attached as exhibits or
incorporated by reference in the complaint and matters of which
judicial notice can be taken. Nollet v. Justices of Trial Court
of Mass., 83 F. Supp. 2d 204, 208 (D. Mass. 2000), aff’d, 248
F.3d 1127 (1st Cir. 2000). Furthermore, the Court must accept
all factual allegations in the complaint as true and draw all
reasonable inferences in the plaintiff's favor. Langadinos v.
Am. Airlines, Inc., 199 F.3d 68, 69 (1st Cir. 2000). Although a
court must accept as true all of the factual allegations
contained in a complaint, that doctrine is not applicable to
legal conclusions. Ashcroft v. Iqbal, 556 U.S. 662 (2009).
B. Issue Preclusion
Under Massachusetts law, the doctrine of issue preclusion
applies to bar the relitigation of the same issue in a
subsequent lawsuit where
(1) there was a final judgment on the merits in the
prior adjudication; (2) the party against whom
preclusion is asserted was a party (or in privity with
a party) to the prior adjudication; and (3) the issue
in the prior adjudication was identical to the issue
in the current adjudication . . . [and was] essential
to the earlier judgment.
In re Sonus Networks, Inc. Shareholder Derivative Litig., 499
F.3d 47, 57 (1st Cir. 2007). Issue preclusion does not apply
unless the particular issue “was actually litigated and decided
in the first litigation”. Id. at 56.
Moreover, it is well established that the doctrine
“precludes raising issues in a civil case already decided in a
prior criminal trial”. Glantz v. United States, 837 F.2d 23, 25
(1st Cir. 1988). Issue preclusion applies even where an appeal
of the prior judgment is pending. O’Brien v. Hanover Ins. Co.,
692 N.E. 2d 39, 44 (Mass. 1998) (“The Federal rule, followed by
a majority of the States, is that a trial court judgment is
final and has preclusive effect regardless of the fact that it
is on appeal.”); see also Federacion de Maestros de P.R. v.
Junta de Relaciones del Trabajo de P.R., 410 F.3d 17, 27 n.13
(1st Cir. 2005) (citing O’Brien); In re Kane, 254 F.3d 325, 328
(1st Cir. 2001).
C. Application
Strunk is precluded from relitigating the issue of whether
he was intoxicated. There was a final judgment on the merits in
a prior adjudication to which plaintiff was a party, namely a
criminal conviction for operating under the influence. It is
irrelevant for purposes of issue preclusion that the conviction
is currently under appeal. Furthermore, plaintiff is the party
against whom issue preclusion is being asserted and the issue in
the prior adjudication was identical to that in the current
litigation: whether Strunk failed the field sobriety tests as a
result of his disabilities or because he was intoxicated. That
issue was actually litigated in the criminal case which is
evidenced by the fact that Strunk asserts in his civil complaint
that he was not intoxicated on the night of the incident and
that Officer Hegarty was questioned at the criminal trial as to
what consideration he gave to plaintiff’s alleged disabilities
during the field sobriety tests.
Finally, determination of the issue of intoxication was
presumably essential to the jury’s decision in the criminal case
because the only evidence of Strunk’s condition was allegedly
his failure to perform the field sobriety tests. Thus the jury
apparently found that Strunk had not failed the field sobriety
tests because of his alleged disabilities but rather because he
was intoxicated. Because the jury found beyond a reasonable
doubt that Strunk was drunk on the night of the incident, he
cannot now assert that he was discriminated against on the basis
of his alleged disabilities when he was arrested and charged
after failing the field sobriety tests.
ORDER
For the foregoing reasons, defendants’ motion to dismiss
(Docket No. 28) is ALLOWED.
So ordered.
/s/ Nathaniel M. Gorton______
Nathaniel M. Gorton
United States District Judge
Dated May 6, 2019