The opinion
UNITED STATES DISTRICT COURT
WESTERN DISTRICT OF LOUISIANA
LAFAYETTE DIVISION
BEAU A. DERISE CIVIL ACTION NO. 6:21-CV-03669
VERSUS JUDGE JUNEAU
UNITED STATES DISTRICT COURT, MAGISTRATE JUDGE HANNA
ALEXANDRIA DIVISION
REPORT AND RECOMMENDATION
Plaintiff Beau A. Derise is proceeding in this lawsuit without the assistance
of legal counsel and in forma pauperis. His complaint was screened under 28 U.S.C.
§ 1915(e)(2)(B) to determine whether his claims are frivolous, malicious, or fail to
state a claim upon which relief may be granted. For the reasons fully explained
below, it is recommended that this lawsuit should be dismissed for failure to state a
claim upon which relief may be granted, and it is further recommended that Mr.
Derise should be barred from filing any further lawsuits in this court without first
obtaining leave to do so.
Background
In his complaint, Mr. Derise alleged that an Allstate representative named
John Henrich is a terrorist who caused ISIS broadcasting equipment to be installed
inside the United States courthouse in Alexandria, Louisiana. Mr. Derise alleged
that this was done to support federal fraud and terrorism and to protect Allstate and
other corporations from lawsuits filed by Mr. Derise in 2018 and 2020. Mr. Derise
also alleged that micro-transmitters were placed inside his ears and have not yet been
surgically removed. He seeks to recover “68 zillion dollars.”1
Law and Analysis
A. Leniency for Pro Se Litigants
Mr. Derise is not represented by counsel. The pleadings of pro se litigants are
held to a more lenient standard than those of attorneys2 and are construed liberally
to prevent a loss of rights that might result from inartful expression.3 However, pro
se plaintiffs are required to plead factual allegations that rise above a speculative
level,4 and courts should not create causes of action where none exist.5 A pro se
litigant should ordinarily be offered an opportunity to amend his complaint before it
is dismissed,6 but leave to amend is not required if an amendment would be futile,
or if, in other words, an amended complaint would still fail to survive a Rule 12(b)(6)
1 Rec. Doc. 1 at 5.
2 Taylor v. Books A Million, Inc., 296 F.3d 376, 378 (5th Cir. 2002).
3 Cledera v. United States, 834 Fed. App’x 969, 972 (5th Cir. 2021) (citing Andrade v.
Gonzales, 459 F.3d 538, 543 (5th Cir. 2006)).
4 Chhim v. University of Texas at Austin, 836 F.3d 467, 469 (5th Cir. 2016); see, also, Taylor
v. Books A Million, Inc., 296 F.3d at 378.
5 Cledera v. United States, 834 Fed. App’x at 972); Smith v. CVS Caremark Corp., No. 3:12-
CV-2465-B, 2013 WL 2291886, at *8 (N.D. Tex. May 23, 2013).
6 Mendoza-Tarango v. Flores, 982 F.3d 395, 402 (5th Cir. 2020); Brewster v. Dretke, 587
F.3d 764, 767-68 (5th Cir. 2009).
motion to dismiss.7 Furthermore, pro se litigants have “no license to harass others,
clog the judicial machinery with meritless litigation, and abuse already overloaded
court dockets.”8 Litigants who abuse the judicial process are “not entitled to sue and
appeal without paying the normal filing fees – indeed, are not entitled to sue and
appeal, period.”9
B. Screening of Complaints Filed In Forma Pauperis
Mr. Derise filed a motion for in forma pauperis status along with his
complaint,10 which was granted.11 An indigent person may bring an in forma
pauperis action in federal court without paying costs.12 District courts screen such
complaints and may dismiss them at any time if the allegation of poverty is untrue
or if the action is frivolous or malicious, fails to state a claim on which relief may be
granted, or seeks monetary relief against a defendant who is immune from such
relief.13 A dismissal “at any time” includes dismissal at the initiation of the action,
7 Marucci Sports, L.L.C. v. NCAA, 751 F.3d 368, 378 (5th Cir. 2014).
8 Farguson v. MBank Houston, N.A., 808 F.2d 358, 359 (5th Cir. 1986).
9 Free v. United States, 879 F.2d 1535, 1536 (7th Cir. 1989).
10 Rec. Doc. 2.
11 Rec. Doc. __.
12 28 U.S.C. § Section 1915(a)(1).
13 28 U.S.C. § 1915(e)(2). See, also, Smilde v. Snow, 73 Fed. App'x 24, 25 (5th Cir. 2003).
before the defendant has appeared.14 This “discourage[s] the filing of, and waste of
judicial and private resources upon, baseless lawsuits”15 and “spare[s] prospective
defendants the inconvenience and expense of answering such complaints.”16 A court
must not dismiss a complaint simply because the facts presented by the plaintiff
appear unlikely.17 However, a complaint must allege a set of facts sufficient “to state
a claim. . . that is plausible on its face.”18 Therefore, a district court may review a
complaint and dismiss sua sponte those claims premised on meritless legal theories
and those that clearly lack any basis in fact.19
District courts are vested with especially broad discretion in determining
whether a dismissal for frivolousness is warranted in cases brought by plaintiffs in
forma pauperis,20 and dismissal is appropriate if a complaint has no “realistic chance
14 Green v. McKaskle, 788 F.2d 1116, 1119 (5th Cir. 1986).
15 Neitzke v. Williams, 490 U.S. 319, 327 (1989).
16 Neitzke v. Williams, 490 U.S. at 324.
17 Denton v. Hernandez, 504 U.S. 25, 33 (1992).
18 Bell Atlantic Corp. v. Twombly, 550 U.S. 544, 570 (2007).
19 Denton v. Hernandez, 504 U.S. at 32 (citing Neitzke v. Williams, 490 U.S. at 327).
20 Green v. McKaskle, 788 F.2d at 1119.
of ultimate success”21 or is “clearly baseless.”22 A complaint is frivolous if it “lacks
an arguable basis either in law or in fact.”23 A complaint lacks an arguable basis in
law when it is “based on an indisputably meritless legal theory,”24 while factually
frivolous claims are those in which the facts alleged are clearly baseless, fanciful,
fantastic, delusional, irrational, or wholly incredible.25
In determining whether a complaint filed by a plaintiff proceeding in forma
pauperis fails to state a claim, the court should apply the same standards governing
dismissals under Fed. R. Civ. P. 12(b)(6).26 Thus, the court must limit itself to the
contents of the pleadings, accept all well-pleaded facts as true, view the facts in a
light most favorable to the plaintiff,27 and determine whether the plaintiff has plead
“enough facts to state a claim to relief that is plausible on its face.”28
21 George v. King, 837 F.2d 705, 707 (5th Cir. 1988) (quoting Green v. McKaskle, 788 F.2d
at 1120).
22 Denton v. Hernandez, 504 U.S. at 32.
23 Brewster v. Dretke, 587 F.3d at 767; Talib v. Gilley, 138 F.3d 211, 213 (5th Cir. 1998).
24 Rogers v. Boatright, 709 F.3d 403, 407 (5th Cir. 2013); Talib v. Gilley, 138 F.3d at 213.
25 Talib v. Gilley, 138 F.3d at 213 (clearly baseless); Horton v. Cockrell, 70 F.3d 397, 400
(5th Cir. 1995) (irrational or wholly incredible); Hicks v. Garner, 69 F.3d 22, 25 (5th Cir. 1995)
(fanciful, fantastic, delusional).
26 Samford v. Dretke, 562 F.3d 674, 678 (5th Cir. 2009).
27 In re Katrina Canal Breaches Litigation, 495 F.3d 191, 205 (5th Cir. 2007); Collins v.
Morgan Stanley Dean Witter, 224 F.3d 496, 498 (5th Cir. 2000).
28 Bell Atlantic v. Twombly, 550 U.S. at 570.
C. Available Sanctions
Litigants who file frivolous pleadings may be sanctioned. Under Fed. R. Civ.
P. 11(b), litigants have an obligation to make only nonfrivolous arguments to support
their factual contentions with evidentiary support. Violations of this rule subject a
litigant to sanctions, including non-monetary ones, with the goal of “deter[ring]
repetition of the conduct.”29 This rule gives district courts wide discretion in
determining what sanctions are appropriate.30 A court may order a party to show
cause why conduct has not violated Rule 11 and impose sanctions sua sponte.31
Federal courts also have the inherent power to sanction abusive litigation
practices “to protect the efficient and orderly administration of justice and. . . to
command respect for [their] orders, judgments, procedures, and authority.”32 Within
this inherent authority is the ability to issue a prefiling injunction to deter vexatious
filings with the court.33 “A district court has jurisdiction to impose a pre-filing
injunction to deter vexatious, abusive, and harassing litigation.”34 If issued, a
29 Fed. R. Civ. P. 11(c)(4).
30 Mercury Air Group, Inc. v. Mansour, 237 F.3d 542, 548 (5th Cir. 2001).
31 Fed. R. Civ. P. 11(c)(3).
32 In re Stone, 986 F.2d 898, 902 (5th Cir. 1993).
33 Baum v. Blue Moon Ventures, LLC, 513 F.3d 181, 189 (5th Cir. 2008).
34 Baum v. Blue Moon Ventures, LLC, 513 F.3d at 187.
prefiling injunction must be tailored to preserve the legitimate rights of litigants
while also protecting the courts and innocent parties.35 When determining whether
the imposition of a prefiling injunction would be appropriate, the court must weigh
all relevant circumstances, including four main factors:
(1) the party's history of litigation, in particular whether he has filed
vexatious, harassing, or duplicative lawsuits; (2) whether the party had
a good faith basis for pursuing the litigation, or simply intended to
harass; (3) the extent of the burden on the courts and other parties
resulting from the party's filings; and (4) the adequacy of alternative
sanctions.36
Notice and a hearing are required if the district court sua sponte imposes a prefiling
injunction.37
D. The Complaint Does Not State a Plausible, Nonfrivolous Claim
In this lawsuit, Mr. Derise asserted claims that are clearly baseless. He did
not articulate a legal theory with any plausible merit, nor did he articulate any
factually plausible claims. His complaint lacks both an arguable basis in law and an
arguable basis in fact and is, therefore, frivolous.
Mr. Derise did not allege facts supporting his conclusory contention that an
Allstate representative installed ISIS broadcasting equipment in the Alexandria
35 Baum v. Blue Moon Ventures, LLC, 513 F.3d at 187; Farguson v. MBank Houston, N.A.,
808 F.2d 358, 360 (5th Cir. 1986).
36 Baum v. Blue Moon Ventures, LLC, 513 F.3d at 189.
37 Baum v. Blue Moon Ventures, LLC, 513 F.3d at 189.
courthouse nor did he allege facts supporting his conclusory contention that someone
implanted transmitters in his ears. To the contrary, Mr. Derise’s complaint contains
irrational and nonsensical allegations, lacking a concrete factual basis sufficient to
establish a nonfrivolous claim. His allegations may be characterized as fanciful,
fantastic, and delusional, and the complaint contains insufficient factual matter to
support an inference that the defendant is liable for the alleged misconduct.
Therefore, Mr. Derise failed to state a plausible claim on which relief can be granted.
Furthermore, Mr. Derise’s complaint lacks a valid legal premise. He asserted
a claim against the court, indicating that his claim arises under 42 U.S.C. § 1983 and
is against federal officials. But no federal officials are named as defendants in the
suit. The only person identified in the complaint is John Henrich. Mr. Henrich is
alleged to be an Allstate representative, is not alleged to be a government actor, and
was not named as a defendant. Critically, there can be no Section 1983 liability
unless the plaintiff has suffered a constitutional violation at the hands of a state
actor.38 But Mr. Derise neither sued a state actor nor alleged a constitutional
violation. Therefore, he failed to articulate a potentially meritorious legal theory.
38 See, e.g., Doe ex rel. Magee v. Covington County School Dist. ex rel. Keys, 675 F.3d 849,
867 (5th Cir. 2012).
Finally, this Court is persuaded that allowing Mr. Derise to amend his
complaint would be futile. He has now filed several complaints,39 many of which
seem to begin with an alleged 2015 automobile accident, allude to terrorism, and
decry the presence of ISIS-related broadcasting equipment in various locations. In
essence, he has already made multiple attempts to articulate his claims, all of which
are difficult to comprehend and lack plausibility. In April 2021, he was offered an
opportunity to clarify his complaints by testifying in court at a Spears hearing, but
he failed to appear.40 Therefore, another attempt at a clear articulation of his claims
is unnecessary. For these reasons, this Court recommends that Mr. Derise’s
complaint should be dismissed for failure to state a claim on which relief can be
granted.
Furthermore, due to Mr. Derise's persistently vexatious litigation history and
his unabated filing of baseless lawsuits, this Court recommends that Mr. Derise
should be sanctioned and barred from proceeding in forma pauperis in any civil
action in this court without first obtaining leave of court to do so. Mr. Derise has
filed numerous lawsuits involving largely duplicative allegations, asserting frivolous
claims against a variety of defendants, based on untenable legal predicates. These
39 By this Court’s latest tally, Mr. Derise has filed thirty-four lawsuits in this division of the
court this year.
40 See Rec. Doc. 4 in Civil Action No. 21-cv-00069, which is the transcript of the proceedings
held on April 8, 2021 before this Court.
lawsuits constitute an unnecessary burden on the court, and Mr. Derise has not
heeded prior warnings to stop filing frivolous suits.41 There apparently is no
alternative sanction. Accordingly, the relevant factors weigh in favor of barring Mr.
Derise from initiating lawsuits in this court absent permission to do so.
Conclusion
For the foregoing reasons,
IT IS FURTHER RECOMMENDED that Mr. Derise’s complaint should be
dismissed for failure to state a plausible, nonfrivolous claim on which relief can be
granted; and
IT IS FURTHER RECOMMENDED that Mr. Derise should be ordered to
show cause in open court why he should not be placed on the list of
sanctioned/barred litigants for this district, so that he can be barred from filing any
action in the United States District Court for the Western District of Louisiana
without first obtaining the approval and authorization of the chief judge.
Under the provisions of 28 U.S.C. § 636(b)(1)(C) and Fed. R. Civ. P. 72(b),
parties aggrieved by this recommendation have fourteen days from service of this
report and recommendation to file specific, written objections with the Clerk of
41 See, e.g., Rec. Doc. 7 at 1-2 in Civil Action No. 21-cv-00069 (“as Mr. Derise’s complaints
fail to state any plausible, nonfrivolous claims on which relief can be granted, he is hereby
WARNED that the filing of any additional frivolous lawsuits will result in his being ordered to
show cause why he should not be placed on the list of sanctioned/barred litigants. . . .”).
Court. A party may respond to another party’s objections within fourteen days after
being served with of a copy of any objections or responses to the district judge at the
time of filing.
Failure to file written objections to the proposed factual findings and/or the
proposed legal conclusions reflected in the report and recommendation within
fourteen days following the date of its service, or within the time frame authorized
by Fed. R. Civ. P. 6(b), shall bar an aggrieved party from attacking either the factual
findings or the legal conclusions accepted by the district court, except upon grounds
of plain error.*”
Signed at Lafayette, Louisiana, this 20th day of October 2021.
lie
UNITED STATES MAGISTRATE JUDGE
See Douglass v. United Services Automobile Association, 79 F.3d 1415 (5 Cir. 1996) (en
banc), superseded by statute on other grounds, 28 U.S.C. § 636(b)(1).
11