stating that the attorney-client privilege “is not a broad rule of law which interposes a blanket ban on the testimony of an attorney.”
How later courts described this case
- stating that the attorney-client privilege “is not a broad rule of law which interposes a blanket ban on the testimony of an attorney.”
- “When a party relies on a privilege log to assert these privileges, the log must ‘as to each document . . . set[] forth specific facts that, if credited, would suffice to establish each element of the privilege or immunity that is claimed.’”
- simply objecting to requests as “overly broad, burdensome, oppressive and irrelevant,” without showing “specifically how each [request] is not relevant or how each question is overly broad, burdensome or oppressive” is inadequate to “voice a successful objection.”
Written by the judges who cited it.
The opinion
UNITED STATES DISTRICT COURT
EASTERN DISTRICT OF LOUISIANA
G.K. * CIVIL ACTION
VERSUS * NO. 21-2242
D.M. * SECTION “T” (2)
ORDER AND REASONS
Before me is Intervenors Fishman Haygood, LLP and its attorneys Michael Dodson,
Danielle Teutonico, and Monica Bergeron’s Motion to Compel. ECF No. 286. Plaintiff G.K.
timely filed an Opposition, entitled “Objections.” ECF No. 289. Intervenors filed a Reply. ECF
No. 290. No party requested oral argument in accordance with Local Rule 78.1, and the court
agrees that oral argument is unnecessary.
Having considered the record, the submissions and arguments of counsel, and the
applicable law, the motion to compel is GRANTED IN PART AND DENIED IN PART for the
reasons stated herein.
I. BACKGROUND
Plaintiff originally filed suit alleging that Defendant falsely represented his HIV status to
induce Plaintiff to engage in unprotected sexual relations and infected him with HIV after a sexual
encounter on September 1, 2019. ECF No. 3, ¶¶ 5–13, at 8–9. The court entered a default
judgment against Defendant D.M. on May 24, 2023, and entered Judgment on November 21, 2023.
ECF Nos. 236, 273.
Intervenor filed a Complaint in Intervention asserting a statutory lien and privilege on any
recovery on July 26, 2023. ECF No. 249. In Plaintiff’s Answer to the Intervention, he asserted
various defenses including malpractice. ECF No. 265-1 ¶ 4. On November 30, 2023, Intervenors
issued discovery, two topics of which are at issue in this motion: (1) information regarding the
email address spark@gardilaw.com and (2) information and communications between Plaintiff
and California attorney Shiloh Bentacourt. ECF No. 286-1 at 4, 6. Movant contends Plaintiff
responded with boilerplate objections (specifically, “irrelevant, vague, ambiguous, overly broad,
calls for a legal conclusion, calls for speculation, is burdensome and harassing, and subject to
varying interpretations”), that he does not have possession of responsive documents, and attorney-
client privilege. Id. at 4-5. Movant argues relevance and waiver of the privilege. Id. at 5-9.
In Opposition, G.K. argues that he has not waived his attorney-client privilege as to his
communications with any attorneys other than intervenors. ECF No. 289-1 at 1. G.K. further
argues that he has no written or audio communications with Shiloh Bentacourt and that he has
never been associated with the email address about which Intervenor seeks information. Id. at 2.
Plaintiff contends the information sought is irrelevant and is simply harassment, subjecting movant
to penalties. Id. at 2-3.
In Reply, Intervenors assert that G.K. has repeatedly relied on advice from Bentacourt and
they are “entitled to demonstrate both that the basis for their withdrawal was well-founded and
that Plaintiff has long been relying on other attorneys to provide him legal advice.” ECF No. 290.
Intervenors further argue that G.K.’s blanket attorney-client privilege invocation and boilerplate
objections are inappropriate and thus should be stricken. Id. at 1-2, 5-6. Intervenors also cite two
Middle District of Louisiana cases wherein parties were compelled to produce information despite
invocation of the attorney-client privilege in order to establish when those parties learned certain
information. Id. at 3. Intervenors further contend that G.K.’s assertion that the
“spark@gardilaw.com” email was “made up” or a filing error should be tested through proper
discovery responses rather than ipse dixit in an opposition memorandum. Id. at 4.
II. APPLICABLE LAW
A. Scope of Discovery
Under Rule 26, “[p]arties may obtain discovery regarding any nonprivileged matter that is
relevant to any party’s claim or defense and proportional to the needs of the case, considering the
importance of the issues at stake, the amount in controversy, the parties’ relative access to relevant
information, the parties’ resources, the importance of the discovery in resolving the issues, and
whether the burden or expense of the proposed discovery outweighs its likely benefit. Information
within this scope of discovery need not be admissible in evidence to be discoverable.” FED. R.
CIV. P. 26(b)(1).
Rule 26’s advisory committee comments make clear that the parties and the court have a
collective responsibility to ensure that discovery is proportional. The party claiming it would
suffer an undue burden or expense is typically in the best position to explain why, while the party
claiming the information is important to resolve the issues in the case should be able “to explain
the ways in which the underlying information bears on the issues as that party understands them.”
FED. R. CIV. P. 26 advisory committee’s notes to 2015 amendment. “The court’s responsibility,
using all the information provided by the parties, is to consider these and all the other factors in
reaching a case-specific determination of the appropriate scope of discovery.” Id.
B. Duty to Respond to Discovery
A party served with written discovery must fully answer each request to the full extent that
it is not objectionable and affirmatively explain what portion of an interrogatory or document
request is objectionable and why, affirmatively explain what portion of the interrogatory or
document request is not objectionable and the subject of the answer or response, and explain
whether any responsive information or documents have been withheld.1 Likewise, a party must
1 Lopez v. Don Herring Ltd., 327 F.R.D. 567, 580 (N.D. Tex. 2018) (citation omitted).
provide full and complete responses to requests for production within thirty days after being served
same unless otherwise stipulated or ordered. FED. R. CIV. P.34(b)(2)(A).
A party responding to discovery must produce responsive documents not only that are
within that party’s actual, physical possession, but also documents that are within the party's
constructive possession, custody or control. FED. R. CIV. P. 26(a)(1)(A)(ii); 34(a)(1). For each
request, the respondent must either state that the inspection or production will be permitted or state
with specificity the grounds for objection, including the reason. FED. R. CIV. P. 34(b)(2)(B). If a
party fails to produce documents, respond that inspection will be permitted, or permit inspection,
the party seeking discovery may, on notice to other parties and certification that the parties
participated in a Rule 37 conference in good faith, move for an order compelling an answer,
designation, production, or inspection. FED. R. CIV. P. 37(a).
The Federal Rules of Civil Procedure take a “demanding attitude toward objections,”2 and
courts have long interpreted the rules to prohibit general, boilerplate objections.3 When a party
objects to a request for production, the “objection must state whether any responsive materials are
being withheld on the basis of that objection. An objection to part of a request must specify the
part and permit inspection of the rest.”4 Objections interposed without also indicating whether
any document or information is being withheld are improper.5 Responses must also clearly state
whether any responsive materials are being withheld and the specific basis for objecting and not
2 8B CHARLES WRIGHT & ARTHUR MILLER, Federal Practice and Procedure: Civil § 2173 (3d ed. 2021).
3 See, e.g., Chevron Midstream Pipelines LLC v. Settoon Towing LLC, Nos. 13-2809, 12-3197, 2015 WL 269051, at
*3 (E.D. La. Jan. 21, 2015) (noting that an objection is boilerplate and insufficient “when it merely states the legal
grounds for the objection without: (1) specifying how the discovery request is deficient and (2) specifying how the
objecting party would be harmed if it were forced to respond to the request.”) (citation omitted); see also McLeod,
Alexander, Powel & Apffel, P.C. v. Quarles, 894 F.2d 1482, 1485–86 (5th Cir. 1990) (simply objecting to requests as
“overly broad, burdensome, oppressive and irrelevant,” without showing “specifically how each [request] is not
relevant or how each question is overly broad, burdensome or oppressive” is inadequate to “voice a successful
objection.”) (citations omitted).
4 FED. R. CIV. P. 34(b)(2)(C); Orchestrate HR, Inc. v. Trombetta, 178 F. Supp. 3d 476, 507 (N.D. Tex. 2016), objs.
overruled sub nom. Orchestratehr, Inc. v. Trombetta, No. 13-2110, 2016 WL 5942223 (N.D. Tex. Oct. 13, 2016).
5 See Chevron, 2015 WL 269051 at *4 (holding that objections fall short of party’s burden when party objected based
on privilege but failed to state whether any documents were withheld or the nature of withheld documents).
producing same.6 Further, it is improper for parties responding to discovery to provide responses
with the caveat that they are given “subject to and without waiving” objections. Courts have
repeatedly recognized that such language is improper and inconsistent with the Federal Rules.7
III. ANALYSIS
In response to Intervenors’ discovery requests regarding G.K.’s communications with
attorney Bentacourt and the owner of the spark@gardilaw.com email address, G.K. lodged various
unexplained objections, including relevance, vagueness, ambiguity, overbreadth, speculation, and
undue burden; claimed that he has no responsive information in his possession; and asserted the
attorney-client privilege. ECF No. 286-9. In his Opposition Memorandum, G.K. reiterates his
attorney-client privilege invocations, insists that he has no written or audio communications with
Bentacourt, asserts that he does not know who owns the e-mail address at issue and has never been
associated with same, repeats his boilerplate objections, and seeks sanctions against Intervenors
for filing the motion to compel. ECF No. 289-1.
Intervenors argue that Plaintiff waived the attorney-client privilege by alleging an
affirmative defense of legal malpractice in his Answer to the Complaint in Intervention, “thereby
putting Intervenors’ legal representation of Plaintiff at issue.” ECF No. 286-1 at 1.
Initially, G.K.’s unsubstantiated boilerplate objections are improper and thus overruled.
Any responsive information withheld in reliance on these objections must be produced within
fourteen (14) days. Moreover, Plaintiff attempts to both argue that he never engaged Bentacourt
as counsel and has no association with the legal email address while at the same time arguing that
6 Id. (citation omitted) (“Objections that fail to provide an appropriate basis make it difficult for the parties to even
informally discuss any alleged defects in a discovery request or response in hope of fixing the defects.”).
7 Heller v. City of Dallas, 303 F.R.D. 466, 486 (N.D. Tex. 2014) (citations omitted) (“The practice of asserting
objections and then answering ‘subject to’ and/or ‘without waiving’ the objections–like the practice of including a
stand-alone list of general or blanket objections that precede any responses to specific discovery requests–may have
developed as a reflexive habit . . . [but the practice] ‘manifestly confuses (at best) and mislead[s] (at worse), and has
no basis at all in the Federal Rules of Civil Procedure.’”).
any communications with either attorney are subject to the attorney-client privilege. Both cannot
be true. Either G.K. has received legal advice from Bentacourt and/or other counsel and such
communications may potentially be protected by privilege or did not receive legal advice and thus
has no basis to assert attorney-client privilege. Further, G.K. insists that he has no documents
responsive to Intervenors’ requests. Of course, the court cannot compel someone to produce
something that does not exist. But should it become evident that documents do, in fact, exist, then
consideration of sanctions will be appropriate.
A. Waiver of the Attorney-Client Privilege
Intervenors argue that Plaintiff waived the attorney-client privilege by alleging an
affirmative defense of legal malpractice in his Answer to the Complaint in Intervention, “thereby
putting Intervenors’ legal representation of Plaintiff at issue.” ECF No. 286-1 at 1. Intervenors
contend that communications between G.K. and Bentacourt and/or other counsel obtained during
or after Intervenors’ representation of G.K. are relevant insofar as same could be used to dispute
G.K.’s contention that Intervenors abandoned him in the middle of litigation.
The attorney-client privilege is the oldest of the privileges for confidential communications.8 The
purpose of the attorney-client privilege is well-established: to encourage candid communications
between client and counsel.9 The applicability of the attorney-client privilege “is a question of
fact, to be determined in the light of the purpose of the privilege and guided by judicial
precedents.”10 Not all communications between a client and its attorney are protected by the
attorney-client privilege.11 While the attorney-client privilege extends to all situations in which
counsel is sought on a legal matter, it protects “only those disclosures necessary to obtain informed
8 Hodges, Grant & Kaufmann v. U.S. Gov’t, Dep’t of the Treasury, 768 F.2d 719, 720 (5th Cir. 1985).
9 Upjohn Co. v. United States, 449 U.S. 383, 390–91 (1981).
10 Hodges, 768 F.2d at 721.
11 United States v. Pipkins, 528 F.2d 559, 562–63 (5th Cir. 1976) (stating that the attorney-client privilege “is not a
broad rule of law which interposes a blanket ban on the testimony of an attorney.”).
legal advice which might not have been made absent the privilege.”12 The attorney-client privilege
therefore does not attach to every communication between a client and counsel, as the privilege
“does not embrace everything that arises out of the existence of an attorney-client relationship.”13
“What is vital to the privilege is that the communication be made in confidence for the purpose of
obtaining legal advice from the lawyer.”14 The attorney-client privilege “was intended as a shield,
not a sword.”15
Although the Federal Rules of Civil Procedure, not the Louisiana Code of Civil Procedure,
govern litigation in federal courts, under Rule 501 of the Federal Rules of Evidence, state law
governs privilege issues in a civil case for which state law supplies the rule of decision. FED. R.
EVID. 501. Thus, Louisiana law governs any objection based on the attorney-client privilege and
requires the proponent of the privilege claim to establish: (1) the holder of the privilege is or sought
to become a client; (2) the communication was made to an attorney or his subordinate in a
professional capacity; (3) the communication was made outside the presence of strangers; (4) the
communication was made to obtain a legal opinion or services; and (5) the privilege has not been
waived.16 While both the client and his lawyer or the lawyer’s representative may claim the
privilege, as the holder of the privilege, only the client may waive it.17 The party asserting the
privilege has the burden of proving its applicability and that a waiver has not occurred.18
12 Fisher v. United States, 425 U.S. 391, 403 (1976) (citations omitted).
13 Pipkins, 528 F.2d at 563.
14 United States v. El Paso Co., 682 F.2d 530, 538 (5th Cir. 1982) (internal quotations and citation omitted); see also
Hodges, 768 F.2d at 720.
15 Conkling v. Turner, 883 F.2d 431, 434 (5th Cir. 1989).
16 Cacamo v. Liberty Mut. Fire Ins. Co., 1991-1421 (La. App. 4th Cir. 2001); 798 So. 2d 1210, 1216 (citation omitted);
LA. CODE EVID. ART. 506 (2006); see also United States v. Robinson, 121 F.3d 971, 974 (5th Cir. 1997) (citations
omitted) (holding that a party invoking the attorney-client privilege bears the burden of demonstrating its applicability
and must show: (1) that he made a confidential communication; (2) to a lawyer or his subordinate; (3) for the primary
purpose of securing either a legal opinion or legal services, or assistance in some legal proceeding).
17 La. Code Evid. art. 506(D).
18 Smith v. Kavanaugh, Pierson & Talley, 513 So.2d 1138, 1143 (La.9/9/87); accord Fremin v. Entergy New Orleans,
Inc., 2006-1700 (La. 10/6/06); 938 So.2d 62, 63; Zydeco’s II, LLC v. Certain Underwriters at Lloyd’s, London, 18-
604 (La. App. 5 Cir. 2/19/19), 2019 WL 692963, at *5 (“The Louisiana Supreme Court has recognized that waiver of
the attorney-client privilege may occur when a party places privileged communications ‘at issue.’”) (citation omitted).
Despite Intervenors’ relevance arguments, however, a litigant’s pleading of a claim or
defense to which his attorney client communications are relevant does not by such pleading alone
waive his attorney-client privilege.19 Instead, the pleading must “inevitably require the
introduction of a privileged communication at trial to constitute a waiver.”20 “Thus, ‘placing at
issue’ waiver does not depend on the relevance of the privileged communications or on the
adversary's need, no matter how strong, for the privileged matters.”21 Rather, the privilege holder
must have “committed himself to a course of action that will require the disclosure of a privileged
communication.”22 This principle is rooted in fairness—“when the [privilege] holder places the
information at issue to his own benefit, allowing ‘the privilege to protect against disclosure of such
information would be manifestly unfair to the opposing party.’”23 Moreover, a party who makes
a pretrial partial disclosure of his attorney-client communications waives his privilege as to all
such communications on the same subject unless he stipulates that he will not introduce any such
communications at trial.24
To determine whether G.K. has waived any attorney-client privilege concerning his
communications with Bentacourt or another attorney (presumedly at the Gardi Firm), this Court
must consider (1) whether G.K. has already revealed privileged communications; and (2) G.K.’s
use of his protected communications with these attorneys, if any—i.e., whether G.K. has
“committed himself to a course of action that will require the disclosure of a privileged
19 Smith, 513 So.2d at 1141.
20 Id.; accord State v. Jennings, 220-97 (La. App. 3 Cir. 7/15/20); 304 So.3d 494, 501 (citing McNeely v. Bd. of River
Port Pilot Comm’rs, 534 So.2d 1255 (La. 1988)).
21 Gibbens v. Quality Rental Tools, Inc., Nos. 13-6401, 14-288, 2014 WL 5432113, at *5 (E.D. La. Oct. 24, 2014)
(citing Stumpf v. Stumpf, 613 So.2d 683, 685 (La. Ct. App. 5th Cir.1993) (citing Smith, 513 So.2d at 1146)).
22 Id.
23 Forever Green Athletic Fields, Inc. v. Babcock Law Firm, LLC, No. 11-633, 2014 WL 29451, at *6 (M.D. La Jan.
3, 2014) (quoting Conkling v. Turner, 883 F.2d 431, 434 (5th Cir. 1989).
24 Smith, 513 So.2d at 1141; see also Ocean Sky Int’l, L.L.C. v. Limu Co., L.L.C., No. 18-00528, 2019 WL 13177256
(W.D. La. Dec. 9, 2019) (applying Louisiana privilege law and requiring production of all communications between
defendant and its former counsel on certain topics absent defendant’s agreement to stipulate that it would not rely on
advice of counsel or its communications with former counsel in its defense).
communication,” not the intervenors’ alleged need for the communications.25
Intervenors have not met this burden here. First, although G.K.’s deposition testimony
reflects the potential existence of an attorney-client relationship between himself and Bentacourt
whereby the attorney “consulted with” G.K. and “gave [him] pointers,” G.K. has not disclosed any
specific communications between himself and Bentacourt or another attorney. Likewise, as to the
second inquiry, there is no evidence at this time that G.K. has committed himself to a course of
conduct that will require the use of any privileged communication at trial in support of his legal
malpractice affirmative defense.
Moreover, Intervenors’ assertion that a finding of waiver is appropriate because G.K. put
his communications with Bentacourt and other attorneys at issue by raising a legal malpractice
affirmative defense falls short. Notably, in making their relevance and “at issue” arguments,
Intervenors cite the incorrect standard. Relying on Rowan Companies, Inc. v. Houston
Helicopters, Inc.,26 Intervenors assert that a party is considered to have waived the attorney-client
privilege where “(1) assertion of the privilege was the result of an affirmative act . . .; (2) through
the affirmative act, the asserting party put the protected information at issue by making it relevant
to the case; and (3) application of the privilege would deny the opposing party access to
information necessary to his defense.” The Rowan court cites Hearn v. Rhay, 68 F.R.D. 574, 581
(E.D. Wash. 1975) as the source of this test. The Louisiana Supreme Court, however, made clear
in Smith v. Kavanaugh, Pierson & Talley, 513 So.2d 1138, 1143 (La. 9/9/87), that it “[has] not
followed the Hearn v. Rhay test because it improperly undermines the legislatively established
attorney-client privilege by causing courts to reassess the privilege by weighing the individual
privilege-holder's interests against his opponent's need for evidence whenever the privilege is
25 Gibbens, 2014 WL 5432113, at *5.
26 No. 06-10755, 2007 WL 9809155, at *2 (E.D. La. Oct. 5, 2007).
attacked.”27 Accordingly, under Louisiana law, Intervenors’ argument that the privileged
information is relevant and/or necessary to their defense of the malpractice claim does not bear
upon the waiver decision. Instead, the operative question under Louisiana law is whether the
privilege holder has committed himself to a course of action that would require the disclosure of a
privileged communication.28
Intervenors fail altogether to address whether G.K. “will be forced inevitably to draw upon
a privileged communication [with Betancourt or any other attorney] in trial in order to prevail.”
Further, Intervenors’ reliance on Blackmon v. Bracken Construction Co., Inc.29 and Forever
Green Athletic Fields, Inc. v. Babcock Law Firm, LLC30 is inapposite. In Blackmon, a party sought
discovery from plaintiffs’ former counsel regarding when and how plaintiffs learned about certain
insurance policies and their limits. The Court found that plaintiffs waived privilege as to this topic
because the question of when and how plaintiffs learned of the insurance policies was “not only
relevant but crucial to their causes of action for fraudulent omissions, material misrepresentations,
detrimental reliance, and the like,” which claims all required plaintiffs to show reliance on an
omission or misrepresentation of a material fact to his or her own detriment.31 The court further
noted that the plaintiffs, who listed their former attorneys as trial witnesses, could not
simultaneously claim that when and how they learned of the insurance policies was privileged but
then selectively disclose that they were not aware of the policies prior to executing the alleged
settlement agreement.32 In Forever Green, plaintiffs faced a peremption issue and argued that
they were not “put on notice” of defendant’s malpractice until a certain date. The court agreed
27 Smith, 513 So.2d at 1145.
28 Id. at 1146.
29 No. 18-142, 2020 WL 6065520 (M.D. La. Oct. 14, 2020), aff’d, No. 18-142, 2021 WL 2150694 (M.D. La. May 26,
2021).
30 No. 11-633, 2014 WL 29451, at *8-*9 (M.D. La. Jan. 3, 2014).
31 Id. at *9
32 Id.
with defendant that plaintiffs “sufficiently placed the running of the one year peremptive period at
issue by claiming they were not put on notice of [defendant’s] malpractice” until a certain point
and that attorney-client communications would be relied on by the parties and the factfinder to
establish when the plaintiff had actual or constructive knowledge of the malpractice claim.
This case involves neither fraudulent misrepresentation claims nor peremption issues. Nor
have Intervenors identified a single specific issue for which the contents of G.K.’s communications
with other attorneys would prove necessary for plaintiff to use. Accordingly, the record does not
reflect a factual basis to find a wholesale waiver of the attorney-client privilege as to any
communications with Bentacourt or other attorneys.
B. The Requirement for a Privilege Log
The party asserting privilege bears the burden of proof sufficient to substantiate its claims33
by proving that each document it has withheld is privileged, rather than relying on a blanket
assertion of privilege.34 G.K.’s blanket assertion of attorney-client privilege is wholly insufficient.
A party withholding information by claiming attorney-client privilege “must (i) expressly
make the claim; and (ii) describe the nature of the documents, communications, or tangible things
not produced or disclosed—and do so in a manner that, without revealing information itself
privileged or protected, will enable the other parties to assess the claim.” FED. R. CIV. P. 26(b)(5)
(emphasis added). The use of the word “must” indicates that production of a privilege log,
including the detail specified by Rule 26(b)(5)(A)(i) and (ii), is mandatory.
33 United States v. Newell, 315 F.3d 510, 525 (5th Cir. 2002) (citing In re Santa Fe Int’l Corp., 272 F.3d 705, 710 (5th
Cir. 2001)); see Hodges, 768 F.2d 719, 721.
34 Jordan v. Aries Marine Corp., No. 14-377, 2015 WL 151336, at *3 (E.D. La. Jan. 12, 2015) (citing In re Equal
Emp't Opportunity Comm'n, 207 F. App'x 426, 431 (5th Cir. 2006); Woodard v. Andrus, No. 2:03–2098, 2008 WL
2540600, at *3 (W.D. La. June 20, 2008) (citing High Tech Commc'ns, Inc. v. Panasonic Co., No. 94–1447, 1995 WL
45847, at * 1 (E.D. La. Feb. 2, 1995) (citing Hodges, 768 F.2d at 721; In re Shell Oil Ref., 812 F. Supp. 658, 661 (E.D.
La. 1993))).
The “privilege log’s description of each document and its contents must provide sufficient
information to permit courts and other parties to ‘test[ ] the merits of’ the privilege claim.”35 It
“should not only identify the date, the author, and all recipients of each document listed therein,
but should also describe the document's subject matter, the purpose for its production, and a
specific explanation of why the document is immune from discovery.”36 Satisfying Rule
26(b)(5)’s requirements as to each withheld document or communication may also require
affidavits or declarations to establish that the items or categories withheld and the reason for same,
with enough information for the requesting party to assess and the court to determine whether the
withheld documents or information are privileged or are work product.37
Should G.K. have withheld any responsive documents in reliance on attorney-client
privilege, each communication must be identified on a privilege log as detailed herein, which
privilege log must be produced to Intervenors within fourteen (14) days.
IV. CONCLUSION
G.K.’s discovery responses are evasive and insufficient. Although this Court finds that
movants have not established a wholesale waiver of any potentially applicable attorney-client
privilege under Smith, G.K. must properly substantiate his invocation of privilege through a proper
privilege log detailing any communication withheld from production. Further, while the court
must accept the plaintiff’s sworn responses reflecting that he has no responsive communications,
35 Equal Emp’t Opportunity Comm'n v. BDO USA, L.L.P., 876 F.3d 690, 697 (5th Cir. 2017) (citing United States v.
El Paso Co., 682 F.2d 530, 541 (5th Cir. 1982); N.L.R.B. v. Interbake Foods, LLC, 637 F.3d 492, 502 (4th Cir. 2011)
(“When a party relies on a privilege log to assert these privileges, the log must ‘as to each document . . . set[] forth
specific facts that, if credited, would suffice to establish each element of the privilege or immunity that is claimed.’”)
(quoting Bowne, Inc. v. AmBase Corp., 150 F.R.D. 465, 474 (S.D.N.Y. 1993))).
36 See Peacock v. Merrill, No. 08-01, 2008 WL 687195, at *3 (M.D. La. 2008) (quoting Jones v. Hamilton County
Sheriff’s Dept., 2003 WL 21383332, at *4 (S.D. Ind. 2003) and citing Compaq Comput. Corp. v. Packard Bell Elecs.,
Inc., 163 F.R.D. 329, 338 (N.D. Cal. 1995)).
37 Jolivet v. Compass Group USA, Inc., 340 F.R.D. 7, 21 (N.D. Tex. 2021) (citing Navigant Consulting, Inc. v.
Wilkinson, 220 F.R.D. 467, 473-74 (N.D. Tex. 2004)).
should Intervenors discover any undisclosed evidence, sanctions may be imposed. Accordingly,
for the foregoing reasons,
IT IS ORDERED that Intervenor’s Motion to Compel (ECF No. 286) is GRANTED IN
PART AND DENIED IN PART. G.K. must provide supplemental responses that do not rely on
his boilerplate objections and must also produce a proper privilege log within fourteen (14) days.
“os -. 20th
New Orleans, Louisiana, this day of March, 2024.
re PHILL ys CURRAULT
UNITED STATES MAGISTRATE JUDGE
13