once a defendant invokes qualified immunity, the burden shifts to the plaintiff show its inapplicability, which includes establishing an actual violation of a federal right
How later courts described this case
- once a defendant invokes qualified immunity, the burden shifts to the plaintiff show its inapplicability, which includes establishing an actual violation of a federal right
- finding that even if the defendant- sheriff was the person with authority to decide whether or not to pursue criminal charges, he could not be held liable for failure to pursue criminal charges against the officers involved in the alleged assault of the plaintiff
- “[T]he presence of a holstered firearm is unlikely to be coercive absent active brandishing of the weapon.”
- noting, in appellate review of excessive force action brought by pre-trial detainee, that “allegations of verbal abuse do not present actionable claims under § 1983”
Written by the judges who cited it.
The opinion
UNITED STATES DISTRICT COURT
EASTERN DISTRICT OF LOUISIANA
D. DOUGLAS HOWARD, JR. CIVIL ACTION
VERSUS NO. 22-701
PAUL FERRAND, ET AL. SECTION “R” (2)
ORDER AND REASONS
Before the Court is defendants’ motion to dismiss plaintiff’s
federal civil rights claims pursuant to Fed. R. Civ. P. 12(b)(6).1 Plaintiff
opposes defendants’ motion.2 For the following reasons, the Court
grants defendants’ motion to dismiss and declines to exercise
jurisdiction over plaintiff’s pendent state law claims.
I. BACKGROUND
This case arises from an alleged altercation in Orleans Parish
Civil District Court. Plaintiff D. Douglas Howard is a practicing
attorney.3 On the day of the alleged altercation, Howard was attending
a hearing, on behalf of a client, in Orleans Parish Civil District Court.
1 R. Doc. 10.
2 R. Doc. 13.
3 R. Doc. 1 ¶ 11.
He asserts that the court’s bailiff, later identified as defendant Deputy
Paul Ferrand, approached Howard during the proceeding and warned
him—without cause or provocation—that Howard needed to “respect
this court and respect this judge.”4 Howard alleges that after the
presiding judge and her staff left the courtroom for a recess, Ferrand
approached Howard once more and admonished him, saying, “the next
time you disrespect my judge, you’re not going to like what’s going to
happen to you, because I am going to take matters into my own
hands.”5 Howard asserts that while Ferrand made this statement, he
simultaneously placed his hand on his holstered weapon.6 Howard
further alleges that, upon asking Ferrand who he was talking to,
Ferrand remarked that “ain’t no old, white mother fucker gonna come
into Orleans Parish and tell us what to do.”7 Additionally, Howard
alleges that his law firm’s office manager advised him that Ferrand
made an improper gesture during the hearing by pulling his finger
across his throat in a manner that signaled to the testifying witness,
who was adverse to Howard’s client, that he should stop answering
4 Id. ¶ 15.
5 Id. ¶ 18.
6 Id.
7 Id. ¶ 19.
questions or disclosing information harmful to the witness’s case.8
Howard asserts that after this incident, Ferrand refused to give
Howard his name or identification.9
On July 13, 2021, Howard sent correspondence to defendant
Chief Deputy Craig McGehee regarding the May 25, 2021 incident.10 In
the letter, Howard explained what purportedly happened in the
courtroom, articulated how Howard was in fear of Ferrand and felt that
the altercation was racially motivated, informed McGehee that the
correspondence would serve as Howard’s formal complaint regarding
the incident, and advised that if Ferrand was not investigated and
disciplined, Howard would file suit.11 On July 20, 2021, Howard
allegedly received a phone call from defendant Sheriff Marlin
Gusman.12 Gusman assertedly told Howard: “Doug, you know me[,
and] I won’t tolerate this kind of stuff.”13 Howard alleges that Gusman
also advised him that Gusman would conduct an investigation
regarding the May 25, 2021 incident, that the investigation should
8 Id. ¶ 30.
9 Id. ¶¶ 22-24.
10 Id. ¶ 32.
11 Id. ¶¶ 32-42.
12 Id. ¶ 44.
13 Id. ¶ 45.
conclude in about two weeks, and that Gusman would contact Howard
at the conclusion of the investigation.14 Howard asserts that he never
heard back from the Orleans Parish Sheriff’s Office, and accordingly
sent an additional correspondence to Sheriff Gusman on October 13,
2021, which received no reply.15 Following the October 13
correspondence, Howard was allegedly contacted by Detective Julian
A. Augustus via telephone.16 Detective Augustus travelled to
Howard’s office in late October of 2021 and obtained statements from
Howard and his office manager regarding the incident.17 Augustus
assertedly advised Howard that he would subsequently receive a copy
of the official statements, which Howard never did.18 Howard further
represents that he never received any subsequent communication from
the Orleans Parish Sheriff Office, despite following up several times.19
Howard asserts that the previously described conduct amounted
to a violation of his rights under the First, Fourth, and Fourteenth
Amendments to the United States Constitution. Howard also alleged
14 Id. ¶¶ 46-47.
15 Id. ¶¶ 52-54.
16 Id. ¶ 58.
17 Id. ¶ 59.
18 Id.
19 Id. ¶ 66.
that the department improperly failed to investigate and discipline
Ferrand, amounting to a denial of equal protection and a conspiracy to
violate Howard’s constitutional rights. Accordingly, Howard brought
this action alleging violations of 42 U.S.C. §§ 1983, 1985, and 1986.
Now, defendants move to dismiss Howard’s federal civil rights
claims, contending that he has failed to state a claim and that
defendants are entitled to qualified immunity.20 Howard opposes the
motion.21
The Court considers the motion below.
II. LEGAL STANDARD
To survive a Rule 12(b)(6) motion to dismiss, a plaintiff must
plead enough facts to “state a claim to relief that is plausible on its
face.” Ashcroft v. Iqbal, 556 U.S. 662, 678 (2009) (quoting Bell
Atlantic Corp. v. Twombly, 550 U.S. 544, 547 (2007)). A claim is
facially plausible “when the plaintiff pleads factual content that allows
the court to draw the reasonable inference that the defendant is liable
for the misconduct alleged.” Id. at 678. The Court must accept all well-
20 R. Doc. 10.
21 R. Doc. 13.
pleaded facts as true and must draw all reasonable inferences in favor
of the plaintiff. Lormand v. U.S. Unwired, Inc., 565 F.3d 228, 239,
244 (5th Cir. 2009). But the Court is not bound to accept as true legal
conclusions couched as factual allegations. Iqbal, 556 U.S. at 678.
On a Rule 12(b)(6) motion, the Court must limit its review to the
contents of the pleadings, including attachments. Brand Coupon
Network, L.L.C. v. Catalina Mktg. Corp., 748 F.3d 631, 635 (5th Cir.
2014). The Court may also consider documents attached to a motion
to dismiss or an opposition to that motion when the documents are
referred to in the pleadings and are central to a plaintiff’s claims. Id.
“In addition to facts alleged in the pleadings, however, the district court
‘may also consider matters of which [it] may take judicial notice.’” Hall
v. Hodgkins, 305 F. App’x 224, 227 (5th Cir. 2008) (citing Lovelace v.
Software Spectrum, Inc., 78 F.3d 1015, 1017-18 (5th Cir. 1996)).
III. DISCUSSION
A. Personal Capacity § 1983 Claims Against Ferrand
Howard asserts that Ferrand is liable in his personal capacity
under 42 U.S.C. § 1983. Section 1983 provides a cause of action for
plaintiffs whose federal rights are violated under the color of state law.
42 U.S.C. § 1983; Doe v. Dallas Indep. Sch. Dist., 153 F.3d 211, 215 (5th
Cir. 1998). To state a claim under section 1983, a plaintiff must first
show a violation of the Constitution or of federal law, and then show
that the violation was committed by someone acting “under color of
state law.” Id. The qualified-immunity defense to such claims shields
government officials who perform discretionary functions from suit
and liability under section 1983, “unless their conduct violates clearly
established statutory or constitutional rights of which a reasonable
person would have known.” Babb v. Dorman, 33 F.3d 472, 477 (5th
Cir. 1994) (internal quotation marks omitted). Qualified immunity
may “be raised in a Rule 12(b)(6) motion to dismiss.” Nguyen v.
Louisiana State Bd. of Cosmetology, No. 14-80, 2015 WL 1281959, at
*1 (M.D. La. Mar. 20, 2015). At the motion-to-dismiss stage, the Court
looks to “defendant’s conduct as alleged in the complaint” to determine
whether a defendant is entitled to qualified immunity. Behrens v.
Pelletier, 516 U.S. 299, 309 (1996).
“Once a defendant invokes the qualified immunity defense, the
plaintiff carries the burden of demonstrating its inapplicability.” Floyd
v. City of Kenner, 351 F. App’x 890, 893 (5th Cir. 2009) (citing Club
Retro, L.L.C. v. Hilton, 568 F.3d 181, 194 (5th Cir. 2009)). To satisfy
that burden at the motion-to-dismiss stage, the plaintiff must allege
facts sufficient to demonstrate (1) that the defendant violated a
constitutional right, and (2) that the violated right was “clearly
established” at the time of defendants’ alleged actions. Pearson v.
Callahan, 555 U.S. 223, 231 (2009). Thus, an “officer will be entitled
to qualified immunity if no constitutional violation occurred or if the
conduct ‘did not violate law clearly established at the time.’” Davis v.
Hodgkiss, 11 F.4th 329, 333 (5th Cir. 2021), cert. denied, 142 S. Ct. 1127
(2022). It is within the Court’s discretion to decide which prong to
address first. Whitley v. Hanna, 726 F.3d 631, 638 (5th Cir. 2013)
(citing Pearson, 555 U.S. 223, 236 (2009)). The Court addresses each
section 1983 claim against Ferrand in his personal capacity below.
1. Fourth Amendment Excessive Force Claim
At the outset, the Court notes that Howard does not explicitly
claim a Fourth Amendment violation in his complaint. Instead,
Howard largely fixates on his allegations that Ferrand purportedly
assaulted him under Louisiana criminal and tort law, and alleges a
violation of his purported “right” to be free from intimidation.22 But
because of the nature of a section 1983 claim, Howard must allege a
violation of a specific constitutional or statutory federal right to be
entitled to relief under section 1983. Morales v. State, No. 94-1194,
1996 WL 442225, at *1 n.3 (E.D. La. Aug. 2, 1996). Thus, in his
opposition to defendants’ motion, Howard attempts to shoehorn the
purported verbal assault into a Fourth Amendment claim, presumably
on the basis of excessive use of force.23 Setting aside the propriety of
raising the Fourth Amendment contention for the first time in an
opposition brief, Howard has failed to allege facts that could support
liability for a use of excessive force in violation for the Fourth
Amendment.
“To bring a § 1983 excessive force claim under the Fourth
Amendment, a plaintiff must first show that she was seized.” Flores v.
City of Palacios, 381 F.3d 391, 396 (5th Cir. 2004) (citing Graham v.
Connor, 490 U.S. 386, 388 (1989)). “An officer seizes a person when
he, ‘by means of physical force or show of authority, has in some way
restrained the liberty of a citizen.’” Id. (quoting Terry v. Ohio, 392 U.S.
22 R. Doc. 1 ¶¶ 80-87.
23 R. Doc. 13 at 11.
1, 19 n. 16 (1968) (emphasis added)). Here, Howard has not alleged
any use of physical force by Ferrand. Cf. California v. Hodari D., 499
U.S. 621, 625 (1991) (noting that no physical force was applied where
the criminal defendant was untouched by the police officer). But a
seizure may nevertheless occur without physical contact.
The second type of seizure “occurs when someone submits to a
governmental show of authority that would cause a reasonable person
to believe that she was not free to leave.” United States v. Morris, 40
F.4th 323, 327 (5th Cir. 2022) (citing California v. Hodari D., 499 U.S.
621, 627–28 (1991)). “[T]he test for existence of a ‘show of authority’
is an objective one: not whether the citizen perceived that he was being
ordered to restrict his movement, but whether the officer’s words and
actions would have conveyed that to a reasonable person.” Hodari D.,
499 U.S. at 628. Put simply, Howard’s alleged facts cannot support a
finding that Ferrand’s words and actions would have conveyed to a
reasonable person that he was being ordered to restrict his movement.
Indeed, Ferrand did not order Howard to do anything—he merely
admonished him. Nor did he otherwise imply that Howard was not
free to leave. Accordingly, Ferrand has failed to allege a Fourth
Amendment claim for excessive use of force against Ferrand.
2. First Amendment Retaliation Claim
Howard also alleges that Ferrand violated his First Amendment
rights by retaliating against Howard for protected speech. Howard did
not press this issue in his opposition to defendants’ motion, and
therefore has abandoned the claim. See Black v. N. Panola Sch. Dist.,
461 F.3d 584, 588 n.1 (5th Cir. 2006) (concluding that plaintiff’s failure
to defend a claim in response to the defendant’s motion to dismiss
constituted abandonment of the claim). This abandonment is
particularly fatal in the section 1983 context because of the burden
imposed on Howard. See Floyd, 351 F. App’x at 893 (once a defendant
invokes qualified immunity, the burden shifts to the plaintiff show its
inapplicability, which includes establishing an actual violation of a
federal right).
Nevertheless, the alleged facts cannot support such a claim even
if Howard had briefed the issue in his opposition. To state a First
Amendment retaliation claim, Howard must show that: (1) he was
engaged in constitutionally protected activity; (2) Ferrand’s actions
caused him to suffer an injury that would chill a person of ordinary
firmness from continuing to engage in that activity; and (3) Ferrand’s
actions were substantially motivated against Howard’s exercise of
constitutionally protected conduct. Keenan v. Tejeda, 290 F.3d 252,
258 (5th Cir. 2002). The Court need not engage in extended analysis
because Howard’s claim, on its face, fails to establish the third element.
Howard does not allege facts which, if true, would support a finding
that Ferrand’s actions were driven by the “forbidden motive” of
retaliation against Howard’s speech. Nieves v. Bartlett, 139 S. Ct. 1715,
1722 (2019). To the contrary, Howard contends that he was “sitting
quietly at his table, ‘minding his own business,’”24 when Ferrand
approached him. There is no nexus between Ferrand’s actions and
Howard’s speech. Indeed, Howard himself asserts that the altercation
occurred because of his status as a white man.25 Accordingly, Howard’s
First Amendment retaliation claim must be dismissed as well.
3. Equal Protection Claim
24 R. Doc. 1 ¶ 27.
25 Id. ¶¶ 37, 96 & 97. The Court also notes that Howard alleges he
has continued to engage in courtroom speech in Orleans Parish
Civil District Court despite the altercation, albeit while suffering
from “emotional distress.” See id. ¶ 69. While this may not, by
itself, prove fatal to Howard’s First Amendment claim, it does
call into question whether Howard suffered an injury which
would chill an ordinary person’s speech.
Howard also alleges in his complaint that Ferrand’s actions
constituted a violation of the Fourteenth Amendment’s Equal
Protection Clause. As with the First Amendment claim, discussed in
Section III.A.2, supra, Howard has failed to press this claim in his
opposition brief—he offers no law or argument on the issue of
Ferrand’s violation of the Equal Protection Clause. Therefore, he has
abandoned the claim and failed to meet his burden of showing a
constitutional violation in response to defendants’ invocation of
qualified immunity. Floyd, 351 F. App’x at 893. Nevertheless, Howard
did not allege facts which could support an equal protection claim.
Here, Howard asserts that he was verbally abused because of his
race, in violation of the Fourteenth Amendment’s guarantee of equal
protection. In order to state a claim under the Equal Protection Clause,
“a § 1983 plaintiff must either allege that (a) a state actor intentionally
discriminated against [him] because of membership in a protected
class, or (b) he has been intentionally treated differently from others
similarly situated and there is no rational basis for the difference in
treatment.” Gibson v. Tex. Dep’t of Ins., 700 F.3d 227, 238 (5th Cir.
2012) (internal citations omitted). When a litigant specifically brings
“a claim of racial discrimination under the Equal Protection Clause and
§ 1983, a plaintiff must demonstrate that the governmental official was
motivated by intentional discrimination on the basis of race.” Coleman
v. Houston Indep. Sch. Dist., 113 F.3d 528, 533 (5th Cir.1997) (citing
Washington v. Davis, 426 U.S. 229, 238–42 (1976)).
Howard’s equal protection claim, like his other constitutional
claims, fails. The Fifth Circuit has explained that when an officer’s
conduct “consists solely of speech, there is no equal protection
violation.” Williams v. Bramer, 180 F.3d 699, 706 (5th Cir. 1999).
Specifically, the Bramer court held that “an officer’s use of a racial
epithet, without harassment or some other conduct that deprives the
victim of established rights, does not amount to an equal protection
violation.” Id. To start, it is questionable whether Ferrand’s single,
brief interaction with Howard can be fairly construed as harassment,
as that term ordinarily connotes conduct that is repetitive or
continuous in nature. For example, Black’s Law Dictionary notes that
harassment is usually understood as conduct that is “repeated or
persistent” in nature. Harassment, Black’s Law Dictionary (11th ed.
2019) (defining harassment as “[w]ords, conduct, or action (usu.
repeated or persistent) that, being directed at a specific person, annoys,
alarms, or causes substantial emotional distress to that person and
serves no legitimate purpose; purposeful vexation”). But in this
instance, it was Howard who continued to engage Ferrand by asking,
apparently rhetorically, who Ferrand was speaking to and what it was
that Ferrand had said to him. Further, it was Ferrand that ended the
altercation by walking away.
Yet even if Ferrand’s remarks can be fairly viewed as harassment,
Howard has failed to show how this was the type of harassment that
the Fifth Circuit intimated might be actionable—that is, harassment
that deprives a plaintiff of established rights. Bramer, 180 F.3d at 706.
In this case, Ferrand began with a statement that merely admonished
Howard that he needed to respect the court and the presiding judge.
Later, Ferrand made a conditional statement that if Howard did not
respect the judge, Ferrand would “take matters into his own hands.”
The qualification that Howard would suffer adverse consequences if he
disrespected the judge, combined with the unspecific nature of the
threatened consequences, persuades the Court that the allegedly
threatening conduct did not amount to harassment that deprived
plaintiff of a constitutional or statutory right. Indeed, the parties have
not cited, and the Court has not found, any authorities sustaining an
equal protection claim when the only malfeasance was a verbal threat
by a police officer. Cf. Bender v. Brumley, 1 F.3d 271, 274 n.4 (5th Cir.
1993) (noting, in appellate review of excessive force action brought by
pre-trial detainee, that “allegations of verbal abuse do not present
actionable claims under § 1983”); Williams v. Milligan, No. 05-905,
2006 WL 1867327, at *4 (N.D. Tex. July 6, 2006) (“Verbal abuse by a
police officer is not sufficient to state a constitutional claim under §
1983.”); Hopson v. Fredericksen, 961 F.2d 1374, 1378 (8th Cir. 1992)
(affirming directed verdict for defendant on a section 1983 excessive
force claim where defendant “uttered a racial slur, and threatened to
‘knock [plaintiff’s] remaining teeth out of his mouth’ if he remained
silent”).
Additionally, Ferrand’s placement of his hand on his holstered
weapon while making his abusive remarks does not transform an
unactionable, verbal threat into a cognizable section 1983 claim. See,
e.g., Gressett v. City of New Orleans, No. 17-16628, 2018 WL
3642008, at *3 (E.D. La. Aug. 1, 2018), aff’d sub nom. Gressett v. New
Orleans City, 779 F. App’x 260 (5th Cir. 2019) (dismissing a Section
1983 claim alleging a Fourteenth Amendment violation where an
“officer stepped into [plaintiff’s] path, with one hand on his holstered
gun and the other on his holstered Taser, and [called plaintiff] ‘an
asshole’”). Indeed, the Supreme Court has recognized, in the Fourth
Amendment context, that an officer’s holstered weapon is a non-factor.
See United States v. Drayton, 536 U.S. 194, 195 (2002) (“[T]he
presence of a holstered firearm is unlikely to be coercive absent active
brandishing of the weapon.”). The Court fails to see how an officer’s
mere placement of his hand on his holster meaningfully changes the
circumstances. Howard also fails to make any showing that the “throat
cut” gesture by Ferrand to a testifying witness, which was not observed
by Howard and was relayed to him by another after the fact, violated
any constitutional or statutory federal right of Howard’s.
Lastly, even if the Court were persuaded that Ferrand’s conduct
violates the Equal Protection Clause, Ferrand is nonetheless entitled to
qualified immunity because Howard has not shown that the right was
“clearly established” under Fifth Circuit law at the time of the
altercation. To determine whether a right is clearly established, a
plaintiff “must be able to point to controlling authority—or a robust
consensus of persuasive authority—that defines the contours of the
right in question with a high degree of particularity.” Morgan v.
Swanson, 659 F.3d 359, 371–72 (5th Cir. 2011) (en banc) (cleaned up).
“Although this does not mean that ‘a case directly on point’ is required,
‘existing precedent must have placed the statutory or constitutional
question beyond debate.’” Trammell v. Fruge, 868 F.3d 332, 339 (5th
Cir. 2017) (quoting Ashcroft v. al-Kidd, 563 U.S. 731, 741 (2011)). The
precedent must also be at “a sufficiently high level of specificity to put
a reasonable official on notice that his conduct is definitively unlawful.”
Vincent v. City of Sulphur, 805 F.3d 543, 547 (5th Cir. 2015). As can
be seen from the Court’s discussion of whether Howard’s equal
protection rights were violated, existing precedent does not place the
question “beyond debate.” al-Kidd, 563 U.S. at 741. To the contrary,
the Court has not found any binding authorities that squarely address
the issue in the context presented here. Accordingly, Ferrand is
entitled to qualified immunity and Howard’s equal protection claim
must be dismissed.
In finding no equal protection liability, the Court by no means
condones conduct of the type alleged. Ferrand’s alleged verbal threat
was unprofessional, excessive, and a clearly improper response to any
perceived disrespect shown to the court, and his use of racially charged
language is reprehensible. The Court’s ruling is simply that the
incident does not rise to the level of an equal protection violation and
does not defeat qualified immunity.
4. § 1983 Conspiracy Claim
Howard also brings a section 1983 conspiracy claim against
Ferrand. “[T]o prove a conspiracy under § 1983, a plaintiff must allege
facts that indicate (1) there was an agreement among individuals to
commit a deprivation, and (2) that an actual deprivation occurred.”
Jabary v. City of Allen, 547 F. App’x 600, 610 (citing Cinel v. Connick,
15 F.3d 1338, 1343 (5th Cir. 1994)). Howard’s claim therefore fails
because a section 1983 conspiracy claim is not actionable without an
underlying violation of a federally protected right, which did not occur
in this case.26 Hale v. Townley, 45 F.3d 914, 920 (5th Cir. 1995).
Accordingly, this claim is likewise dismissed.
B. Personal Capacity § 1983 Claims Against McGehee
1. Equal Protection Claim
Howard asserts that the motion should be denied as to claims
against Chief Deputy McGehee in his personal capacity because he
26 The Court addresses why there was no equal protection violation
in the Sheriff’s Office’s investigation or lack thereof in Section
III.B.1, infra, negating that basis for an underlying constitutional
violation as well.
deprived Howard of his Fourteenth Amendment right to equal
protection by not properly investigating the Ferrand incident. As the
Court explains below, Howard’s claims against McGehee are also
deficient because there is no legal basis for a finding that Howard’s
constitutional rights were violated by McGehee’s failure to investigate
the incident.
Absent an improper, discriminatory motive guiding law
enforcement’s decision, “[f]ailure to investigate or prosecute an offense
does not give rise to § 1983 liability.” Rolen v. City of Brownfield, Tex.,
182 F. App’x 362, 364 (5th Cir. 2006) (citing Piotrowski v. City of
Houston, 237 F.3d 567, 582 (5th Cir. 2001)); see also Oliver v. Collins,
904 F.2d 278, 281 (5th Cir. 1990) (finding that even if the defendant-
sheriff was the person with authority to decide whether or not to
pursue criminal charges, he could not be held liable for failure to
pursue criminal charges against the officers involved in the alleged
assault of the plaintiff). Here, although Howard alleges that Ferrand’s
actions were racially motivated, he does not allege that racial animus
or some other similar prohibited discriminatory reasoning guided law
enforcement’s decision to handle the investigation into the alleged
altercation the way that it did. Rather, he contends that the Orleans
Parish Sheriff’s Office turned a blind eye to Ferrand’s conduct because
of Ferrand’s status as a deputy. The facts before the Court are
altogether different from a situation where the government denies
protective services to certain disfavored minorities. Cf. DeShaney v.
Winnebago Cnty. Dep’t of Soc. Servs., 489 U.S. 189, 197 n.3 (1989)
(citing Yick Wo v. Hopkins, 118 U.S. 356 (1886)).
The only case Howard cites in support of his position is Donahue
v. Strain, an unpublished decision by another section of this court. No.
15-6036, 2017 WL 3311241, at *14 (E.D. La. Aug. 3, 2017). He urges
the Court to follow the approach in Donahue and contends that, like
the defendants in that case, McGehee is liable for intentionally failing
to investigate Ferrand’s actions.27 But Donahue is inapposite.
Donahue involved police denying protection to a plaintiff because of
her status as the wife of an allegedly abusive officer. Id. In stark
contrast, Howard essentially contends that the Orleans Parish Sheriff’s
Office denies police protection to all victims of crime at the hands of
27 See R. Doc. 13 at 13 (“Defendant Ferrand’s status as a law
enforcement officer and his relationship with Defendant
Gusman and Defendant McGehee led to a conspiracy to deprive
Plaintiff of his Constitutional right to equal protection and a
thorough investigation of his claims in order to protect ‘one of
their own’ from disciplinary action.”).
deputies. Thus, Howard’s version of the facts conveys that he was
treated the same as other similarly situated individuals. Accordingly,
this claim must be dismissed as well.
2. § 1983 Conspiracy Claim
Howard also asserts a section 1983 conspiracy claim against
McGehee. As with the conspiracy claim against Ferrand discussed in
Section III.A.4, supra, this claim must be dismissed because there was
no underlying violation of Howard’s federal rights.
C. Personal Capacity Claims § 1983 Against Gusman
The claims against Sheriff Gusman in his personal capacity stem
from the investigation of Ferrand or lack thereof, so they must be
dismissed for the same reasons as those asserted against McGehee,
discussed in Section III.B.1, supra. As to Gusman’s potential liability
from the Ferrand altercation itself, “[s]upervisory officials cannot be
held liable under section 1983 for the actions of subordinates . . . on
any theory of vicarious or respondeat superior liability.” Est. of Davis
ex rel. McCully v. City of N. Richland Hills, 406 F.3d 375, 381 (5th Cir.
2005). Howard has not alleged any personal involvement by Gusman
other than in the investigation, which is not actionable as explained
above. Accordingly, the Court dismisses Howard’s claims against
Gusman in his personal capacity.
D. Official Capacity § 1983 Claims
Howard also sues the officers in their official capacities. Because
claims against officers in their professional capacities are really claims
against the government entity, these claims require that a policy or
custom of the Orleans Parish Sheriff’s Office directly led to the
constitutional violation found. Estate of Davis ex rel. McCully v. City
of N. Richland Hills, 406 F.3d 375, 381 (5th Cir. 2005). Accordingly,
Howard must plead facts that plausibly establish: (1) a policymaker,
(2) an official policy or custom of the Sheriff’s office, and (3) a violation
of constitutional rights whose “moving force” is the violation of that
policy or custom. Railiff v. Aransas Cnty., Tex., 948 F.3d 281, 285 (5th
Cir. 2020) (citing Piotrowski v. City of Houston, 237 F.3d 567, 578 (5th
Cir. 2001)). Further, the description of a policy or custom “cannot be
conclusory; it must contain specific facts.” Spiller v. City of Texas City,
Police Dept., 30 F.3d 162, 167 (5th Cir. 1997).
As discussed previously, there has been no violation of Howard’s
constitutional rights, requiring dismissal of the official-capacity claims
for this reason alone. But Howard also fails to meet other elements of
the test. His claims against Ferrand in his official capacity must fail
because the bailiff was not a policymaker—there is no indication that
he was responsible for the actions of anyone besides himself. Railiff,
948 F.3d at 285. While Chief Deputy McGehee may or may not have
been delegated policymaking authority for the purposes of section
1983, those claims must fail for the same reasons as the claims against
Gusman—Howard has not adequately alleged the existence of a
relevant policy or custom. Here, Howard merely reiterates that “[i]t
was the policy and practice of Defendant, Sheriff Gusman, to employ
certain deputies, detectives, and staff members, including Defendants,
Deputy Ferrand, and Chief Deputy McGehee,”28 and that “it was the
custom and policy of Defendants, Sheriff Gusman and Chief Deputy
McGehee, and unknown supervisors who supervised the deputies who
unlawfully violated Petitioner’s rights, to tolerate the practices
described in the foregoing paragraphs.”29 He also adds that defendants
28 R. Doc. 1 ¶ 111.
29 Id. ¶ 116.
“refused adequately train, direct, supervise or control Defendant
officers, detectives, and staff members to prevent the violation of
Petitioner’s constitutional rights.”30
But to find official-capacity liability, the Court must determined
that a specific policy was the “moving force behind the constitutional
violation at issue, or that the Plaintiff’s injuries resulted from the . . .
policy.” Spiller, 130 F.3d at 167 (internal quotation marks and citation
omitted). Further, courts may not infer that a policy was responsible
“merely because harm resulted from some interaction with a
government entity,” and instead must identify a policy or custom that
actually caused the violation. Colle v. Brazos Cnty., Tex., 981 F.2d 237,
245 (5th Cir. 1993). And, with respect to the failure to train allegation,
a single incident, standing alone, is generally insufficient to establish a
violation. See Connick v. Thompson, 131 S.Ct. 1350, 1361–62 (2011).
In this case, the single, alleged failure by the Orleans Parish
Sheriff’s Office to adequately investigate the incident cannot give rise
to official-capacity section 1983 liability, as it does not show a policy or
custom. Nor does the allegation that the Sheriff’s Office failed to train
30 Id.
Ferrand, which is based on the one altercation mentioned in the
complaint. These two isolated incidents “are not the persistent, often
repeated, constant violations, that constitute custom and policy as
required for municipal section 1983 liability.” Bennett v. City of Slidell,
728 F.2d 762, 768 n.3 (5th Cir.1984), cert. denied, 472 U.S. 1016
(1985). Further, “it is nearly impossible to impute [a] lax disciplinary
policy to the [defendant] without showing a pattern of abuses that
transcends the error made in a single case.” Piotrowski v. City of
Houston, 237 F.3d 567, 582 (5th Cir. 2001) (citing Bryan County, 520
U.S. at 410–11). Howard has not done so here. Plaintiff’s bare
allegation that “[t]his matter is bigger than this one incident”31 does
not make up for the wholesale lack of facts alleged on which a court
could find this to be a recurrent issue. Instead, plaintiff focuses on the
prospective conjecture of what might happen if his action is not
successful.32 This type of forward-looking, speculative concern is not
the basis of a section 1983 action. Plaintiff’s claims against defendants
in their official capacities are therefore dismissed.
31 R. Doc. 1 ¶ 77.
32 Id.
E. §§ 1985 and 1986 Claims
Howard also brings a conspiracy claim against the defendants
under 42 U.S.C. § 1985(3). “To state a claim under 42 U.S.C. § 1985(3),
a plaintiff must allege: (1) a conspiracy involving two or more persons;
(2) for the purpose of depriving, directly or indirectly, a person or class
of persons of the equal protection of the laws; and (3) an act in
furtherance of the conspiracy; (4) which causes injury to a person or
property, or a deprivation of any right or privilege of a citizen of the
United States.” Hilliard v. Ferguson, 30 F.3d 649, 652–53 (5th Cir.
1994). Additionally, “[i]n order to assert a claim under § 1985(3), a
plaintiff must allege some class-based animus.” Burns-Toole v. Byrne,
11 F.3d 1270, 1276 (5th Cir. 1994). While Howard alleges that
Ferrand’s own actions were racially charged, he has not alleged that
anyone else’s actions were motivated by racial animus, or that the
purported conspiracy was based on racial or otherwise improper
discrimination towards him. Accordingly, plaintiff’s conspiracy claim
under section 1985 must be dismissed. See Morales v. State, No. 94-
1194, 1996 WL 442225, at *1 (E.D. La. Aug. 2, 1996) (noting that “the
Court dismissed plaintiff's § 1985 claims because he failed to allege that
defendants’ actions were motivated by race or class-based animus as
required by the statute.”).
Lastly, because a section 1986 claim is predicated on liability
under section 1985, Galloway v. Johnson, 817 F.2d 1154, 1159 n. 2 (5th
Cir. 1987), and Howard has failed to state a cause of action under
section 1985, Howard’s claims under section 1986 must also be
dismissed. See Hagardon v. Hingle, No. 03-607, 2003 WL 22174273,
at *3 (E.D. La. Sept. 11, 2003) (“Because plaintiffs failed to state a
cognizable claim under Section 1985, they may not recover under the
interrelated, dependent cause of action under Section 1986.”).
F. Leave to Amend
Howard asks the Court for leave to amend should the Court grant
defendants’ motion to dismiss.33 Generally, the Court should “freely
give” leave to amend “when justice so requires.” Fed. R. Civ. P.
15(a)(2); Leal v. McHugh, 731 F.3d 405, 417 (5th Cir. 2013). When
deciding whether leave to amend should be given, the Court considers
several factors, including “undue delay, bad faith or dilatory motive on
the part of the movant, repeated failure to cure deficiencies by
33 R. Doc. 13 at 15.
amendments previously allowed, undue prejudice to the opposing
party by virtue of allowance of the amendment, [and] futility of the
amendment.” Forman v. Davis, 371 U.S. 178, 182 (1962). The Court
finds that amendment would be futile here, as further detail of the
alleged altercation would not transform the incident into an actionable
claim. Nor would amendment cure the claims stemming from the
investigation of the altercation, as Howard would have to present a
new, significantly different narrative. And, the other claims essentially
rise and fall with the section 1983 allegations stemming from the
altercation and subsequent investigation. In sum, to correct the
deficiencies in his complaint, plaintiff would need to allege a whole new
set of facts amounting to different incidents altogether, which the
Court will not entertain. Plaintiff’s federal claims are therefore
dismissed with prejudice.
G. Jurisdiction Over Remaining Claims
The Court, having dismissed Howard’s federal claims, has the
discretion to decline to exercise jurisdiction over the state law claims.
28 U.S.C. § 1367(c)(3); see also Burns-Toole v. Byrne, 11 F.3d 1270,
1276 (5th Cir. 1994) (“When all federal claims are dismissed . . . the
district court enjoys wide discretion in determining whether to retain
jurisdiction over the remaining state law claims.”). The Court exercises
that discretion here and dismisses plaintiffs remaining claims without
prejudice.
IV. CONCLUSION
For all of the foregoing reasons, defendants’ motion is
GRANTED. Plaintiff's claims under 42 U.S.C. 88 1983, 1985, and 1986
are DISMISSED WITH PREJUDICE. Plaintiffs remaining claims are
DISMISSED WITHOUT PREJUDICE.
New Orleans, Louisiana, this 20th _ day of January, 2023.
herek Vevee_
SARAH S. VANCE
UNITED STATES DISTRICT JUDGE
30