failure to allege that named defendants were personally involved is a “fatal flaw” in a suit under section 1983
How later courts described this case
- failure to allege that named defendants were personally involved is a “fatal flaw” in a suit under section 1983
Written by the judges who cited it.
The opinion
UNITED STATES DISTRICT COURT
NORTHERN DISTRICT OF INDIANA
HAMMOND DIVISION AT LAFAYETTE
JAMES K. SCHENKE, )
)
Plaintiff, )
)
v. NO. 4:18CV87-PPS/JEM
)
QUENTIN PHELPS, Patrol Officer, )
JASON DOMBKOWSKI, Police Chief, )
JOHN DENNIS, Mayor, )
DAVID LORD, Lieutenant, )
ADAM FREGUSON, Patrol Officer, )
ANY TBD WLPD OFFICER
)
INVOLVED,
)
MATT ROSENBARGER, Detective,
KEENE RED ELK, Captain, and )
ANY TBD PUPD OFFICER )
INVOLVED, )
)
Defendants.
)
OPINION AND ORDER
Acting on his own without an attorney, James K. Schenke filed this lawsuit
against a group of defendants associated with the City of West Lafayette, Indiana, and a
smaller group of defendants associated with the Purdue University Police. Both groups
of defendants have filed a motion to dismiss Schenke’s complaint. Schenke has not filed
any opposition to either motion.
Schenke’s complaint tells a convoluted tale, and not in chronological order.
Schenke begins with the events of November 11, 2016, when he says that he was
“falsely arrested” by West Lafayette police officers “led by [defendant] patrolman
Quentin Phelps.” [DE 1 at 2.] Schenke claims that without cause the officers were
physically abusive, including by slamming Schenke’s head into the top of a police car
and by elbowing Schenke in the throat. The arrest was apparently on public intoxication
charges, which were later dismissed. Also alleged is that Schenke “had been verbally
and physically assaulted by drunken, belligerent college students who at one point in a
brawl that started among themselves, nearly knocked Schenke down.” [DE 1 at 2.]
The day also reportedly involved several trips for Schenke to St. Elizabeth’s
Hospital – earlier for a scheduled surgery that was cancelled because Schenke had an
infection, then later for a health check as part of Schenke’s arrest and detention. Schenke
alleges that he had asked Phelps and other officers for help because he’d locked his keys
in his car, but they refused that help and advised him to check into a motel. This
presumably happened before the false arrest. Then there are allegations about Schenke’s
“supposed victim, Christina,” and the officers’ failure to speak with her, which Schenke
insists would have cleared up any suggestion of wrong-doing on his part. [DE 1 at 3.]
The complaint goes on to relate that Schenke’s wife filed for divorce four days
later on November 15, 2016, and, based on the public intoxication arrest, the court
issued a no-contact order that rendered Schenke homeless. Schenke alleges that the
public intoxication charge and protective order had further ramifications. These
included defendant Red Elk, captain of the Purdue University Police Department,
allegedly “pounc[ing] on” Schenke to advise him not only that he was terminated from
employment with the university, but was also persona non grata on the campus. [DE 1 at
4.]
Schenke alleges that, also based on the protective order, Tippecanoe County
deputy sheriffs seized Schenke’s lawfully-owned firearms. Schenke contends that the
West Lafayette Police Department continues to illegally harass and falsely arrest him
based on the protective order, even though it was later “gutted then vacated.” [Id. at 4.]
The complaint contains some facts about an arrest by unnamed WLPD officers in a
restaurant in January 2017, somehow relating to a birthday present Schenke had sent for
his daughter to her grandmother’s home. Unnamed WLPD officers are also alleged to
have caused Schenke’s church to sign a no trespass order against him. The complaint
then appears to circle back to additional details about the events of November 11, 2016,
followed by allegations about Schenke’s history with WLPD Chief Jason Dombkowski
and Mayor John Dennis. As for the nature of Schenke’s legal claims, the complaint
makes references to false arrest, harassment and violations of First and Second
Amendment rights.
To survive a motion to dismiss under Rule 12(b)(6) of the Federal Rules of Civil
Procedure, “a complaint must contain sufficient factual matter, accepted as true, to state
a claim to relief that is plausible on its face.” Ashcroft v. Iqbal, 556 U.S. 662, 678 (2009)
(internal quotation marks and citation omitted). “A claim has facial plausibility when
the plaintiff pleads factual content that allows the court to draw the reasonable
inference that the defendant is liable for the misconduct alleged.” Id.
The group calling themselves the West Lafayette Defendants are those Schenke
has named as Patrol Officer Quentin Phelps, Mayor John Dennis, Police Chief Jason
Dombkowski, Patrol Officer Adam Ferguson, and Lieutenant David Lord. They
describe the complaint as containing “22 paragraphs of ‘claims and facts’ which are a
combination of legal conclusions and unclear and vague declarations that lack any
coherent progression or relevance” along with “24 pages of attachments which are
given no explanation.” [DE 10 at 1.] The “Purdue Defendants” are Matt Rosenbarger
and Keene Red Elk, and their motion to dismiss adopts the West Lafayette Defendants’
arguments that the complaint fails to comply with the pleading requirements of Rules 8
and 10 of the Federal Rules of Civil Procedure. [DE 14 at 2.]
Although a pro se plaintiff’s filings are given the benefit of a generous
interpretation, he is still required to follow the Rules of Civil Procedure. Abu-Shawish v.
United States, 898 F.3d 726, 738 (7th Cir. 2018); Townsend v. Alexian Brothers Medical
Center, 589 Fed.Appx. 338, 339 (7th Cir. 2015). Schenke’s complaint fails to comply with a
number of procedural rules. First, I note that the local rules of this court require all
pleadings (such as complaints), motions and briefs to be double-spaced, and to “include
a separate index identifying and briefly describing each exhibit if there are more than
four exhibits.” N.D.Ind. L.R. 5-4(a)(5), (8). It’s unclear how many separate exhibits
Schenke’s attachments are.
Complaints are pleadings, and so are subject to the requirements of Fed.R.Civ.P.
10(b): “A party must state its claims or defenses in numbered paragraphs, each limited
as far as practicable to a single set of circumstances,” and “each claim founded on a
separate transaction or occurrence…must be stated in a separate count…” Schenke’s
single-spaced paragraphs are lengthy and dense, and so fail to comply with Rule 10(b),
as well as Fed.R.Civ.P. 8(d)(1), which requires that “[e]ach allegation must be simple,
concise and direct..” These shortcomings of the complaint make it impossible for
defendants to readily “admit or deny the allegations asserted against [them] by an
opposing party” as they are required to do by Rule 8(b)(1)(B).
Rule 8’s General Rules of Pleading include that a complaint contain “a short and
plain statement of the grounds for the court’s jurisdiction,” and “a short and plain
statement of the claim showing that the pleader is entitled to relief.” Schenke’s
complaint contains no jurisdictional statement at all, and cannot be said to offer a short
and plain statement of his various claims against particular defendants. The confusing
narrative presentation of facts and claims deprives the defendants of “fair notice of
what the…claim is and the grounds upon which it rests.” Bell Atlantic v. Twombly, 550
U.S. 544, 555 (2007). I agree with the West Lafayette defendants that, to too large an
extent, the complaint “improperly requires Defendants to guess and speculate what
wrongful act plaintiff may be alleging and extrapolate from that what violation plaintiff
may be claiming caused his damages and the legal basis he has for making that claim.”
[DE 10 at 2.]
While I construe Schenke’s complaint liberally because he is acting without
counsel, the complaint in its present form defies a construction that is intelligible and
meets the standards of Rules 8 and 10 without organizing the plaintiff’s legal theories
and claims for him. Such a complaint must be dismissed under Rule 12(b)(6): “where
the lack of organization and basic coherence renders a complaint too confusing to
determine the facts that constitute the alleged wrongful conduct, dismissal is an
appropriate remedy.” Stanard v. Nygren, 658 F.3d 792, 798 (7th Cir. 2011).
The excessive and meandering detail of Schenke’s fact pleading makes it
“impossible for the district court to identify the specific allegations against each
defendant and therefore impossible to determine whether there are potential claims
against any of them.” Griffin v. Milwaukee Cty., 369 Fed.Appx. 741, 743 (7th Cir. 2010).
Complaints are supposed to be “straightforward, so that judges and adverse parties
need not try to fish a gold coin from a bucket of mud.” U.S. ex rel. Garst v. Lockheed-
Martin Corp., 328 F.3d 374, 378 (7th Cir. 2003). See also Davis v. Anderson, 718 Fed.Appx.
420, 424 (7th Cir. 2017).
The result of this analysis is that the complaint must be dismissed pursuant to
Fed.R.Civ.P. 12(b)(6) for failure to state a claim upon which relief may be granted, but to
allow Schenke an opportunity to remedy the defects of his pleading by filing an
amended complaint. In the Seventh Circuit, “the usual standard in civil cases is to allow
defective pleadings to be corrected, especially in early stages, at least where amendment
would not be futile.” Abu-Shawish, 898 F.3d at 738.
A few coins could be extracted from the bucket of mud that is Schenke’s
complaint, and the defendants have made some legal arguments against the merits of
particular claims where they could be identified. The West Lafayette defendants
erroneously make a two-year statute of limitations argument against any federal civil
rights claims brought under 42 U.S.C. §1983 concerning events of November 11, 2016,
wrongly asserting that the complaint was “filed on November 20, 2018.” [DE 10 at 7.] In
fact, the complaint was filed on November 9, 2018. [DE 1.]
The West Lafayette defendants point out that defendants David Lord and Adam
Ferguson are not mentioned within the complaint. Obviously, Schenke has not stated
any viable claims against Lord or Ferguson if he has failed entirely to allege what
actions they took and any basis for their liability to him. “[P]ublic employees are
responsible for their own misdeeds but not for anyone else’s.” Burks v. Raemisch, 555
F.3d 592, 596 (7th Cir. 2009). See also Lennon v. City of Carmel, Indiana, 865 F.3d 503, 507
(7th Cir. 2017) (failure to allege that named defendants were personally involved is a
“fatal flaw” in a suit under section 1983). Besides naming individuals and then making
no allegations about their conduct, Schenke has a habit of referring generally to
categories of officers and officials (such as “WLPD officers,” “Tippecanoe Sheriff
Deputies” and “Purdue and West Lafayette officials”) without identifying the conduct
of particular actors. The doctrine of respondeat superior, which allows an employer to
be held liable for subordinates’ actions in some types of cases, has no application to §
1983 actions for civil rights violations. Moore v. State of Indiana, 999 F.2d 1125, 1129 (7th
Cir. 1993).
To the extent that the complaint lists “Any TBD WLPD officer involved” in the
list of defendants on page 1, no claim is stated either. The Court of Appeals has said that
“it is pointless to include lists of anonymous defendants in federal court; this type of
placeholder does not open the door to relation back under Fed.R.Civ.P. 15…nor can it
otherwise help the plaintiff.” Wudtke v. Davel, 128 F.3d 1057, 1060 (7th Cir. 1997).
Schenke’s list of defendants repeats this same phrase but corresponding to an address
for the Purdue University Police, so I presume that he intended the same sort of John
Doe placeholder for those officers as well, but it is unavailing for the same reason.
The West Lafayette Defendants also point out that “harassment” is not sufficient
to state a constitutional claim under 42 U.S.C. §1983 (if that was Schenke’s intent).
Courts have long recognized that: “Citizens do not have a constitutional right to
courteous treatment by the police. Verbal harassment and abusive language, while
‘unprofessional and inexcusable,’ are simply not sufficient to state a constitutional
claim[.]” Slagel v. Shell Oil Refinery, 811 F.Supp. 378, 382 (C.D.Ill. 1993), quoting Patton v.
Przybylski, 822 F.2d 697, 700 (7th Cir. 1987). See also Fuson v. City of Indianapolis, 2016 WL
1270203, at *13 (S.D.Ind. Mar. 31, 2016) (“Quite simply, the Fourth Amendment does not
protect citizens from being treated rudely by police officers.”).
The West Lafayette Defendants argue that the existence of probable cause defeats
any claim for false arrest or illegal search and seizure. In support, they rely upon
statements in the police report Schenke has attached to his complaint, but those “facts”
are clearly disputed by the complaint’s factual allegations concerning Schenke’s
sobriety and behavior that night. Probable cause and qualified immunity
determinations cannot be made at this juncture. Neither can the West Lafayette
Defendants argue their way to judgment on the merits of any excessive force claims or
punitive damages under federal law at this stage of the case. Generalized arguments
about the availability of state law claims, and about damages under state law, are
premature as it is unclear from the current complaint what if any state law claims are
alleged.
The Purdue Defendants rightly point out that the Eleventh Amendment bars
actions in federal court against state officials acting in their official capacities. “A
plaintiff cannot bring a claim for damages against state personnel in their official
capacities.” Haynes v. Indiana University, 902 F.3d 724, 732 (7th Cir. 2018). Sovereign
immunity also bars a damages action against state defendants in their individual
capacities if any resulting judgment would be paid by the state treasury. Id.
CONCLUSION
Both motions to dismiss will be granted because James Schenke’s complaint is
subject to dismissal for failure to state a claim. But he will be given an opportunity to
revise his pleading and file an amended complaint. Schenke’s failure to timely file an
amended complaint will result in the dismissal of his case with prejudice. If Schenke
persists with the litigation, he should take advantage of the considerable guidance on
the requirements for a viable complaint contained in this opinion.
ACCORDINGLY:
The Motion to Dismiss of defendants Phelps, Dennis, Dombkowski, Lord and
Ferguson [DE 9] is GRANTED.
The Motion to Dismiss of defendants Rosenbarger and Red Elk [DE 13] is
GRANTED.
The complaint [DE 1] is DISMISSED.
Plaintiff Schenke is granted to July 19, 2019 to submit an amended complaint. If
he fails to do so, this case will be dismissed without further notice.
SO ORDERED.
ENTERED: June 17, 2019.
/s/ Philip P. Simon
PHILIP P. SIMON, JUDGE
UNITED STATES DISTRICT COURT