it is not sufficient for a plaintiff's claims to “rest on mere labels, conclusions, or a formulaic recitation of the elements of a cause of action”
How later courts described this case
- it is not sufficient for a plaintiff's claims to “rest on mere labels, conclusions, or a formulaic recitation of the elements of a cause of action”
- to be considered a proper party, defendant must be “specif[ied] in the caption”
Written by the judges who cited it.
The opinion
IN THE UNITED STATES DISTRICT COURT
FOR THE SOUTHERN DISTRICT OF ILLINOIS
JAMES E. WALKER,
#R02343,
Plaintiff, Case No. 22-cv-00632-SPM
v.
SAWYER,
DUNLAP,
HOWARD,
MCQUEEN,
BAKER,
HENSON,
FIERS,
NIEKIRK,
RIGGS,
SHAH,
JOHN DOE 1,
JOHN DOE 2,
JANE DOE 1,
JANE DOE 2,
JANE DOE 3,
JANE DOE 4,
JANE DOE 5,
JANE DOE 6,
JANE DOE 7,
JANE DOE 8,
JANE DOE 9,
JANE DOE 10,
JANE DOE 11,
JANE DOE 12,
JANE DOE 13,
JANE DOE 14,
JANE DOE 15,
JANE DOE 16, and
PURDUE,
Defendants.
MEMORANDUM AND ORDER
MCGLYNN, District Judge:
Plaintiff James Walker, an inmate of the Illinois Department of Corrections who is
currently incarcerated at Sheridan Correctional Center, brings this civil action pursuant to 42
U.S.C. § 1983 for violations of his constitutional rights that occurred while at Lawrence
Correctional Center (“Lawrence”). The Complaint is now before the Court for preliminary review
pursuant to 28 U.S.C. § 1915A. Under Section 1915A, any portion of a complaint that is legally
frivolous, malicious, fails to state a claim upon which relief may be granted, or requests money
damages from a defendant who by law is immune from such relief must be dismissed. See 28
U.S.C. § 1915A(b). At this juncture, the factual allegations of the pro se complaint are to be
liberally construed. Rodriguez v. Plymouth Ambulance Serv., 577 F.3d 816, 821 (7th Cir. 2009).
THE COMPLAINT
Plaintiff alleges he suffers from sinusitis, gastrointestinal problems, and back pain caused
by arthritis. (Doc. 1, p. 17). At various times at Lawrence, Plaintiff was denied adequate medical
care to treat these conditions.
Cold/Sinusitis
In late November 2019, Jane Doe 1 told Plaintiff that all his medications for his allergies
would be reissued. (Doc. 1, p. 17). Plaintiff was not given any pain or allergy medications during
this visit because Jane Doe 1 said he would be receiving the medication in a few days, but he did
not. In December, Plaintiff made a request to be seen during sick call for cold symptoms. He was
seen in the healthcare unit by Jane Doe 2. Plaintiff told Jane Doe 2 that he had been waiting over
three weeks for his medicine. Jane Doe 2 said she would reorder the medication. As of January
2020, Plaintiff had not received any of the medication “related to his pain or any other health
problems.”
Plaintiff made repeated requests to see the doctor, and his requests were ignored. (Doc. 1,
p. 17). In February 2020, he was seen by Jane Doe 3 for sinus problems. (Id. at p. 18). Jane Doe 3
asked Plaintiff if he had received his allergy spray and pills. He told her he had not received any
pain or allergy medications. Jane Doe 3 checked on the delay and told Plaintiff he would have to
wait two more days. (Id.).
On February 20, 2020, Plaintiff was called to the health care unit to be seen for
gastrointestinal problems. (Doc. 1, p. 18). Plaintiff told Janes Doe 4 and Jane Doe 5 that he was
barely able to talk because of the cold symptoms in his throat and chest. On February 27, 2020,
Plaintiff was called to the health care unit for his cold symptoms. Jane Doe 6 asked Plaintiff about
his symptoms, and Plaintiff told her, “they are almost gone now.”
Stomach Pains
In June 2020, Plaintiff made repeated requests for treatment of stomach pain caused by
eating cold breakfast, lunch, and dinner. (Doc. 1, p. 19). These requests were ignored by Jane Doe
7. On July 19, 2020, Plaintiff made another request for treatment of his stomach problems and an
aggressive cold sore. On July 29, 2020, he submitted a medication refill request in which he also
sought treatment for stomach problems. Again, both requests were ignored by Jane Doe 7. (Id.).
Around August 8, 2020, Plaintiff received the medication refills by Jane Doe 8, but he did
not receive a response or treatment concerning his stomach pain. (Doc. 1, p. 19). Plaintiff asked
Jane Doe 8 about his requests to be seen by a medical provider, he was told to submit another sick
call request. Around October 21, 2020, Plaintiff again submitted a request to be seen at the health
care unit for stomach pains but “to no avail.” (Id. at p. 21).
Injured Leg
In June 2020, Plaintiff’s back pain caused him to fall while climbing down from his
bunkbed. (Doc. 1, p. 23). Because of the fall Plaintiff injured his right leg. He sought medical care
by submitting a sick call request. The request was ignored by Jane Doe 16. Five days later, Plaintiff
fell again. He submitted another sick call request that was ignored by Jane Doe 16. Plaintiff
informed his wing officer, Purdue, that he needed medical treatment, and again, his request was
ignored. (Id.).
Back Pain
In October 2020, Plaintiff requested treatment for his back pain and notified the health care
unit that he had not received Ibuprofen for his pain in over two months. (Doc. 1, p. 21). While
being seen by Jane Doe 10, in November, Jane Doe 10 informed Plaintiff that the Ibuprofen
prescription had previously been discontinued by Dr. Shah in August. No reason was given in the
medical records for why Dr. Shah terminated the prescription. Jane Doe 10 stated she would check
on Plaintiff receiving pain medication but “to no avail.” (Id. at p. 22).
At another appointment with Jane Doe 11, she also told Plaintiff she would check on him
receiving pain medication. (Doc. 1, p. 22).
Notification of Call Passes
Plaintiff asserts that he was not notified of health care call passes by staff in retaliation for
filing grievances. (Doc. 1, p. 20). Plaintiff was called to the healthcare unit in September 2020.
(Id. at p. 19). Jane Doe 9 informed Plaintiff that he had a call pass for an x-ray to be taken August
28, but it was recorded that Plaintiff refused the call pass and missed his appointment. (Id. at p.
19-20). Plaintiff denies that he was informed of the call pass. He asserts he did not refuse a health
care call pass, and he did not sign anything relating to an August 28 call pass. (Id. at p. 20). Plaintiff
states that Correctional Officer Sawyer did not inform him of the health care call pass the day
before the appointment, and Correctional Officer Dunlap did not notify him of his call pass on the
day of the appointment, August 28. (Id.).
On September 28, 2020, Plaintiff’s cell door was opened. (Doc. 1, p. 20). When he went to
the “pod” to ask the officers why the cell door was opened, they told him he had a health care call
pass. In October, Dunlap did not tell Plaintiff that a call pass for the health care unit was cancelled,
even after Plaintiff had asked Dunlap about the status of his call pass.
Medical Permits
Plaintiff had been issued a medical permit to wash his laundry daily due to gastrointestinal
problems. (Doc. 1, p. 22). At various times, Defendants prevented Plaintiff from “timely usage of
said permit.” (Id.). In October and November 2020, because of improper monitoring of the laundry
room, Plaintiff’s laundry was thrown to the side and not washed. This occurred during the shift of
Correctional Officers Baker, Dunlap, and Henson in October, and during the shift of Correctional
Officers Sawyer, Fiers, Niekirk, and Riggs in November. (Id.).
Plaintiff also has a medical permit to receive one toilet paper roll per week. (Doc. 1, p. 22).
This medical permit was not timely honored by officers and medical staff. Specifically, Plaintiff
made repeated requests for toilet paper from June through August 2021, and the requests were
ignored by the health care unit. In July 2021, he informed Jane Doe 13 that he had not been
receiving toilet paper and was having to go three to four days without toilet paper. (Id. at p. 23).
Jane Doe 13 stated that toilet paper is issued on Sundays by Jane Doe 14. He asked about the toilet
paper in requests for medication refills sent in June and July 2021. Plaintiff received his
medication, but his requests for toilet paper were ignored by Jane Doe 15.
PRELIMINARY DISMISSALS
In the Complaint, Plaintiff mentions an individual named Taylor, but Taylor is not listed
as a defendant or included in the case caption. (Doc. 1, p. 23). Because Taylor is not identified as
a defendant, any potential claims against this person are dismissed without prejudice. See FED. R.
CIV. P. 10(a) (title of complaint “must name all the parties”); Myles v. United States, 416 F.3d 551,
51-52 (7th Cir. 2005) (to be considered a proper party, defendant must be “specif[ied] in the
caption”)
The Court also dismisses Defendants Howard, McQueen, and Jane Doe 12. Although these
individuals are listed in the case caption, there are no allegations against them in the statement of
claim or elsewhere in the Complaint. Accordingly, these Defendants are dismissed without
prejudice.
DISCUSSION
Based on the allegations of the Complaint, the Court finds it convenient to designate the
following counts:
Count 1: Eighth Amendment claim against Jane Does 1, 2, 3, 4, 5, and 6, and
John Doe 11 for deliberate indifference to Plaintiff’s cold and
allergy symptoms.
Count 2: Eighth Amendment claim against Jane Does 7 and 8 for deliberate
indifference to Plaintiff’s stomach pains.
Count 3: Eighth Amendment claim against Jane Doe 16 and Purdue for
ignoring Plaintiff’s requests for medical treatment after he injured
his leg.
Count 4: Eighth Amendment claim against Jane Doe 10 and 11, and Dr. Shah
for deliberate indifference to Plaintiff’s back pain.
Count 5: First Amendment claim against Jane Doe 9, Sawyer, and Dunlap for
retaliating against Plaintiff for filing grievances by refusing to notify
Plaintiff when he had medical appointments or that his appointments
had been canceled.
Count 6: Eighth Amendment claim against John Doe 2, Baker, Dunlap,
Henson, Sawyer, Fiers, Niekirk, and Riggs for preventing Plaintiff
from using his medical permit for daily laundry.
Count 7: Eighth Amendment claim against Purdue, Jane Does 13, 14, and 15
for failing to honor Plaintiff’s medical permit to receive one roll of
toilet paper per week.
1 In listing the Defendants, Plaintiff describes John Doe 1 as a correctional officer and John Doe 2 as a doctor. (Doc.
1, p. 4). However, in the Statement of Claim section of the Complaint, he describes John Doe 1 as a dentist and John
Doe 2 as a correctional officer. (Id. at p. 18, 22). The Court treats John Doe 1 and 2 as described in the Statement of
Claim.
The parties and the Court will use these designations in all future pleadings and orders, unless
otherwise directed by a judicial officer of this Court. Any other claim that is mentioned in the
Complaint but not addressed in this Order should be considered dismissed without prejudice
as inadequately pled under the Twombly2 pleading standard.
Deliberate Indifference
Prison officials and medical staff violate the Eighth Amendment’s prohibition against cruel
and unusual punishment when they act with deliberate indifference to a prisoner’s serious medical
needs. Rasho v. Elyea, 856 F.3d 469, 475 (7th Cir. 2017). To state such a claim, a prisoner must
plead facts and allegations suggesting that (1) he suffered from an objectively serious medical
condition, and (2) the defendant acted or failed to act with deliberate indifference to the risk of
harm from that condition. Id.; see also Farmer v. Brennan, 511 U.S. 825, 842 (1994). The Eighth
Amendment does not give prisoners entitlement to “demand specific care” or “the best care
possible,” but only requires “reasonable measures to meet a substantial risk of serious harm.”
Forbes v. Edgar, 112 F.3d 262, 267 (7th Cir. 1997). Medical negligence or even malpractice does
not violate the Constitution. Estelle v. Gamble, 429 U.S. 97, 106 (1976); Duckworth v. Ahmad,
532 F.3d 675, 679 (7th Cir. 2008); Sanville v. McCaughtry, 266 F.3d 724, 734 (7th Cir. 2001).
Count 1
The Court finds that Plaintiff has not sufficiently stated a claim for an Eighth Amendment
violation relating to his cold symptoms. First, Plaintiff has not sufficiently pled that he suffered
from a serious medical need. The Seventh Circuit has held that “not every ache and pain or
medically recognized condition involving some discomfort can support an Eighth Amendment
claim.” Gutierrez v. Peters, 111 F. 3d 1364, 1372 (7th Cir. 1997). In the Complaint, Plaintiff
2 See Bell Atlantic Corp. v. Twombly, 550 U.S. 544, 570 (2007).
describes his condition as cold symptoms and associated pain that he experienced from November
2019 through February 2020. By February 27, 2020, he reported that his symptoms were “almost
gone.” (Doc. 1, p. 18). Suffering from the common cold is not a severe enough to constitute a
serious condition for deliberate indifference purposes.
Further, even assuming that Plaintiff suffered from a serious medical need, he has not
adequately pled that Defendants acted with deliberate indifference towards his condition. At his
appointment in November 2019, Jane Doe 1 believed that his medications would be issued in a
few days. In December, Jane Doe 2 asked Plaintiff about his medications and stated she would
reorder them. In February 2020, Jane Doe 3 checked on the status of his medications and stated
she believed he would be receiving his medicine in two days. Jane Does 4 and 5 also informed
Plaintiff they would check on Plaintiff’s medications. By the time Plaintiff saw Jane Doe 6, he
reported to her that his symptoms had improved. He had a single interaction with each Defendant,
and their conduct does not allow the Court to plausibly infer that they acted with the level criminal
recklessness required for deliberate indifference. Count 1 is dismissed as to Jane Does 1, 2, 3, 4,
5, and 6.
Likewise, Plaintiff has failed to describe any conduct on the part of the dentist, John Doe
1, for deliberate indifference. Plaintiff states that during the dental appointment, John Doe 1
remarked that it seemed Plaintiff was sick. (Doc. 1, p. 18). He does not allege that John Doe 1 had
any involvement in ordering or providing him with his medications, scheduling him to be seen by
the appropriate medical provider, or otherwise treating his illness. The Seventh Circuit has
“rejected the notion that everyone who knows about a prisoner’s problems will incur § 1983
liability.” Aguilar v. Gaston-Camara, 861 F. 3d 626, 633 (7th Cir. 2017). Accordingly, Count 1 is
also dismissed as to John Doe 1.
Count 2
Plaintiff states he suffers from ongoing gastrointestinal issues, for which he takes various
medications. (Doc. 1, p. 22). He made repeated requests for treatment of his stomach pain, and
these requests were ignored by Jane Doe 7. (Id. at p. 19). This is sufficient for Count 2 to survive
as to Jane Doe 7.
Count 2 will also proceed against Jane Doe 8. Plaintiff states that when Jane Doe 8 was
distributing medication, he told her that his sick call requests for his stomach pains were being
ignored. She responded by telling him to put in another sick call request. These allegations state a
colorable claim for deliberate indifference and Count 2 will proceed against Jane Doe 8.
Count 3
Plaintiff claims that he injured his leg when he fell from his bunkbed on two separate
occasions in June 2020, and Jane Doe 16 and Purdue ignored his requests for medical care. At this
point, these allegations are too vague to state a claim. Plaintiff has not described the nature or
extent of his leg injury, and it is not clear what information was relayed to the Defendants. If
Defendants were not adequately put on notice of a risks of harm, ignoring a request for medical
treatment would not constitute deliberate indifference. See Caffey v. Maue, 679 F. App’x 487, 491
(7th Cir. 2017). Accordingly, Count 3 is dismissed.
Count 4
Plaintiff has failed to plead that Jane Does 10 and 11 and Dr. Shah acted with deliberate
indifference regarding his back pain. Plaintiff asserts that during his visits with Jane Doe 10 and
11, they informed Plaintiff that his pain medication had been discontinued by Dr. Shah. They both
stated they would check on the status of the medication. To the extent the Jane Does failed to check
on Plaintiff’s pain medication after a single complaint, this conduct may be negligent, but as
described, it does not rise to the level of deliberate indifference. Similarly, the fact that Dr. Shah
discontinued his medication by itself, also does not constitute deliberate indifference. There is
nothing in the Complaint from which the Court can infer that Dr. Shah knew that Plaintiff was still
suffering from pain after the pain medication was discontinued, and Dr. Shah consciously
disregarded the risk it posed. Count 4 is dismissed.
Count 5
To state a claim for retaliation, a plaintiff must plead that (1) he engaged in First
Amendment activity; (2) he experienced an adverse action that would likely deter First
Amendment activity in the future; and (2) the First Amendment activity was “at least a motivating
factor” in the defendants’ decision to take the retaliatory action. Bridges v. Gilbert, 557 F.3d 541,
551 (7th Cir. 2009).
Plaintiff asserts that on three occasions there were issues with his appointments and call
passes to see a medical provider. For an August 28, 2020, appointment, he was never notified he
had an appointment, and it was falsely recorded that he refused the call pass. (Doc. 1, p. 20). On
September 28, 2020, he was let out of his cell to attend a medical appointment, but he was not
given prior notice that he had a call pass that day. Finally, in October 2020, Plaintiff was given a
call pass for the health care unit for an appointment scheduled the following day, but when it came
time for his appointment, he was not notified that the appointment was cancelled. Plaintiff claims
that these miscommunications occurred in retaliation for filing grievances. This conclusion, that
the issues with his call passes was the result of retaliation is “implausibly speculative.” See Conner
v. Schwenn, 821 F. App’x 633, 636 (7th Cir. 2020). There are no facts suggesting that Defendants
even knew that Plaintiff had filed grievances regarding his medical care. Therefore, Count 5 is
dismissed. See Twombly, 550 U.S. at 555 (it is not sufficient for a plaintiff's claims to “rest on
mere labels, conclusions, or a formulaic recitation of the elements of a cause of action”).
Count 6
Plaintiff claims that at unspecified times in October and November 2020, his laundry was
not done pursuant to his medical permit because Correctional Officers Baker, Dunlap, Henson,
Sawyer, Fiers, Niekirk, and Riggs were not properly monitoring the laundry room during their
shifts. As pled, Plaintiff’s allegations do not state a constitutional claim. First, a deprivation of this
nature does not rise to the level of a constitutional violation. Second, “supervisors who are merely
negligent in failing to detect and prevent subordinates’ misconduct are not liable” under Section
1983. Jones v. Chicago, 856 F. 2d 985, 992 (7th Cir. 1988). Accordingly, Count 6 is dismissed.
Count 7
Plaintiff states that he takes “various medications to help with gastrointestinal problems”
and because of these problems “he was issued a medical permit for one toilet paper each week.”
(Doc. 1, p. 22). He informed Jane Doe 13 that he was not receiving his extra roll of toilet paper,
and she responded that Jane Doe 14 distributes the toilet paper on Sundays. He does not provide
any factual details regarding his interactions with Jane Doe 14. As for Jane Doe 15, Plaintiff states
that he requested toilet paper when asking for medication refills, but his request was ignored.
The existence of a medical permit does not “supplant [the] framework for Eighth
Amendment claims.” Estate of Miller by Chassie v. Marberry, 847 F. 3d 425, 428 (7th Cir. 2017).
A plaintiff must still adequately plead that he had a serious medical condition, and that the
defendants’ conduct was deliberately indifferent to a serious risk. A staff member’s “refusal to
comply with an inmate medical permit does not automatically establish the subjective element of
Eighth Amendment claims.” Salley v. Parker, No. 18-cv-5700, 2022 WL 2952818, at *10. (N.D.
Ill. July 26, 2022). As other courts have noted, a medical permit “might call for treatment that is
beyond what is required by the Eighth Amendment.” Id. (quoting Everett v. Baldwin, No. 13 C
04697, 2016 WL 8711476, at *7 n.6 (N.D. Ill. 2016)).
Here, Defendants’ conduct, as described by Plaintiff, does not amount to an Eighth
Amendment claim. Plaintiff has not stated any diagnosis or described his symptoms. He simply
states he had gastrointestinal issues. It is also not clear how Defendants were ignoring a serious
risk to his health by not properly responding to his complaint about not receiving extra toilet paper
in accordance with his medical permit. Accordingly, Count 7 is dismissed without prejudice.
IDENTIFICATION OF DOE DEFENDANTS
Plaintiff is allowed to proceed with Count 2 against Jane Does 7 and 8. These defendants
must be identified with particularity, however, before service of the Complaint can be made. In
that vein, Deanna Brookhart, Warden of Lawrence, will be added a party in this action, in her
official capacity only, and shall be responsible for responding to discovery aimed at identifying
this unknown defendant. Once Warden Brookhart is served and has entered her appearance, the
Court will enter a scheduling order setting guidelines for discovery. Plaintiff will then have the
opportunity to engage in limited discovery to ascertain Jane Doe’s identity. Rodriguez, 577 F.3d
at 832. Once the names of these individuals are discovered, Plaintiff shall file a motion to substitute
the newly identified defendant in place of the generic designations in the case caption and
throughout the Complaint.
DISPOSITION
For the reasons stated above, the Complaint survives preliminary review pursuant to
Section 1915A. COUNT 2 will proceed against Jane Doe 7 and Jane Doe 8. COUNTS 1, 3, 4, 5,
6, and 7 are DISMISSED without prejudice. Because there are no surviving claims against
Defendants Purdue, Sawyer, Dunlap, Howard, McQueen, Baker, Henson, Fiers, Niekirk, Riggs,
Shah, Jane Does 1-6, 9-16, and John Does 1 and 2, these Defendants are DISMISSED without
prejudice. The Clerk is DIRECTED to TERMINATE them as parties. The Clerk SHALL ADD
to the docket the Warden of Lawrence Correctional Center, Deanna Brookhart, as a defendant in
her official capacity only.
Because Plaintiff’s claims involve his medical care, the Clerk of Court is DIRECTED to
ENTER the standard qualified protective order pursuant to the Health Insurance Portability and
Accountability Act.
The Clerk of Court shall prepare for Brookhart (official capacity only) the following: (1)
Form 5 (Notice of a Lawsuit and Request to Waive Service of a Summons), and (2) Form 6
(Waiver of Service of Summons). The Clerk is DIRECTED to mail these forms, a copy of the
Complaint, and this Memorandum and Order to Defendant’s place of employment. If Defendant
fails to sign and return the Waiver of Service of Summons (Form 6) to the Clerk within 30 days
from the date the forms were sent, the Clerk shall take appropriate steps to effect formal service
on Defendant, and the Court will require Defendant to pay the full costs of formal service, to the
extent authorized by the Federal Rules of Civil Procedure.
Brookhart need not answer or otherwise respond to the Complaint, as she is only in
this case for the purpose of identifying the Jane Doe defendants. She must only enter her
appearance and will receive further instructions on discovery at a later date.
Service shall not be made on the unknown defendants until such time as Plaintiff has
identified him or her by name in a properly filed motion for substitution. Plaintiff is ADVISED
that it is his responsibility to provide the Court with the name and service address for this
individual.
Jane Doe Defendants, once identified, are ORDERED to file an appropriate responsive
pleading to the Complaint in a timely manner and shall not waive filing a reply pursuant to 42
U.S.C. § 1997e(g). Pursuant to Administrative Order No. 244, Jane Doe Defendants only need
to respond to the issues stated in this Merit Review Order.
Finally, Plaintiff is ADVISED that he is under a continuing obligation to keep the Clerk
of Court and each opposing party informed of any change in his address; the Court will not
independently investigate his whereabouts. This shall be done in writing and not later than 7 days
after a transfer or other change in address occurs. Failure to comply with this order will cause a
delay in the transmission of court documents and may result in dismissal of this action for want of
prosecution. See FED. R. CIV. P. 41(b).
IT IS SO ORDERED.
DATED: May 8, 2023
s/Stephen P. McGlynn
STEPHEN P. MCGLYNN
United States District Judge
NOTICE TO PLAINTIFF
The Court will take the necessary steps to notify the appropriate defendants of your lawsuit and
serve them with a copy of your complaint. After service has been achieved, the defendants will
enter their appearance and file an Answer to the complaint. It will likely take at least 60 days from
the date of this Order to receive the defendants’ Answers, but it is entirely possible that it will take
90 days or more. When all of the defendants have filed Answers, the Court will enter a Scheduling
Order containing important information on deadlines, discovery, and procedures. Plaintiff is
advised to wait until counsel has appeared for the defendants before filing any motions, to give the
defendants notice and an opportunity to respond to those motions. Motions filed before defendants’
counsel has filed an appearance will generally be denied as premature. Plaintiff need not submit
any evidence to the Court at his time, unless otherwise directed by the Court.