“[procedural] rules apply to uncounseled litigants”
How later courts described this case
- “[procedural] rules apply to uncounseled litigants”
- “[E]ven pro se litigants must follow rules of civil procedure.”
- “Though courts are solicitous of pro se litigants, they may nonetheless require strict compliance with local rules
- “[S]trictly enforcing Local Rule 56.1 was well within the district court’s discretion, even though Wilson is a pro se litigant.”
Written by the judges who cited it.
The opinion
IN THE UNITED STATES DISTRICT COURT
FOR THE SOUTHERN DISTRICT OF ILLINOIS
GREGORY CAIN,
Plaintiff,
v. Case No. 19-cv-643-SPM
CONTINENTAL TIRE THE
AMERICAS, LLC,
Defendant.
MEMORANDUM AND ORDER
McGLYNN, District Judge:
Pending before the Court is a Motion for Summary Judgment and supporting
Memorandum of Law filed by Defendant, Continental Tire The Americas, LLC (“CTA”)
(Docs. 49, 50). For the reason’s set forth below, the Court GRANTS the Motion for
Summary Judgment.
This action arises from the employment of Plaintiff Gregory Cain (“Cain”) at CTA
(Doc. 1). In his second amended complaint, Cain brought claims of hostile work
environment and race and national origin discrimination under Title VII of the Civil
Rights Act of 1967 (“Title VII”), as well as discrimination under the Americans with
Disabilities Act (“ADA”) (Doc. 13). Cain claims that CTA discriminated against him,
caused him great emotional distress and pain and suffering, stopped workers’
compensation, committed medical negligence and retaliated against him by putting a
hold on further treatment to heal him because of his “darker race” (Id.).
FACTUAL BACKGROUND
Within its Motion for Summary Judgment, CTA set forth its factual allegations
in numbered paragraphs (Doc. 49). In accordance with Rule 56(c)(1)(A) of the Federal
Rules of Civil Procedure, CTA cited to particular portions of the record to support its
contention that each and every fact alleged was material and undisputed (Id.).
Cain filed three separate responses to the motion for summary, on September 2,
2021, September 15, 2021, and September 23, 2021, respectively; however, none of the
responses complied with Rule 56 (Docs. 54, 59). As such, and in accordance with Rule
56(e)(2), this Court may consider the facts set forth by CTA as undisputed for purposes
of this motion. Nevertheless, the Court is still obligated to ensure that the evidence
submitted by CTA properly substantiates its assertions of entitlement to summary
judgment. Fed. R. Civ. P. 56(e)(3). Indeed, the [movant] must still demonstrate that it
is entitled to judgment as a matter of law.” Keeton v. Morningstar, Inc., 667 F.3d 877,
884 (7th Cir. 2012).
The following is a summary of the facts alleged by CTA, limited to those facts
which would be admissible at trial and which are adequately supported and material to
the issues in this case.
CTA operates a tire manufacturing plant in Mt. Vernon, Illinois. On March 14,
2016, CTA hired Cain as a passenger extruder operator, a full-time hourly position.
Cain’s Offer of Employment letter set forth the terms and conditions of his employment,
including group health insurance with Blue Cross/Blue Shield (“BCBS”) provided by
CTA. Cain received training on CTA policies and procedures at orientation. CTA has an
Equal Employment Opportunity policy and a policy that includes mandatory drug and
alcohol testing procedures for when employees are injured at work or when initiating a
workers’ compensation claim. Cain understood that an employee had to submit to a drug
test when involved in a work-related injury.
CTA’s Mt. Vernon plant has an onsite first-aid station called “Health Services”1
that provides triage and/or immediate medical aid to ill and injured CTA workers.
Health Services was staffed by SSM medical personnel, not CTA employees, who were
hired by SSM. Every CTA employee who was injured at CTA had to submit to a drug
test. Although the drug test normally occurred at Health Services immediately following
the incident, in a medical emergency, immediate medical care may prevent the drug
screen until a later time. If a CTA employee is ill or injured, Health Services2 can direct
them to urgent care and/or the emergency room.
On June 1, 2018, CTA supervisor, Donny Smith, took Cain to Health Services
with reported pain and swelling in his right hand. At Health Services, Cain was drug
tested and signed the consent form in accordance with CTA policies and procedures for
work related injuries. At Health Services, the SSM staff offered to take Cain to Urgent
Care, but he decided to go home and ice his hand.
On June 30, 2018 Cain went to Health Services and reported swelling in his right
arm. Cain had a drug screen at Health Services and signed the consent pursuant to CTA
policy regarding on-the-job injuries. At that time, there was a Caucasian woman called
“Summer” also in Health Services who was bleeding “all over the place” and needed
stitches in her finger. Summer did not get a drug test at Health Services, but she got
1 Some CTA employees referred to Health Services as the Nurses’ Station.
2 This decision is made by SSM medical personnel in the exercise of their professional judgment.
one about a week later when she returned to CTA. Cain did not have any issues with
taking a drug test so long as everyone had to take one. Summer is the only person he
knows of who was not required to take a drug test immediately after an incident.
There were two SSM employees at Health Services, Tom Stoudt (“Stoudt”) and
Dawn (“Dawn”), attending to both Summer and him. Stoudt was not an employee of
CTA. SSM personnel called the rover to take Summer to the hospital, but Cain was
given a note for Urgent Care and was told that Health Services did not have another
rover. SSM has access to one CTA rover to transport injured employees offsite and SSM
makes the determination who medically needs the rover. Cain only had 17 minutes to
get to Urgent Care, but he made it on time. Stoudt had no oversight of workers’
compensation claims at CTA and any statements he may have made were just his
opinions. At Urgent Care, a blood clot was ruled out and the treater believed Cain had
carpal tunnel. Cain was released to light duty and told to follow up with the nurse
practitioner at CTA.
Cain complained about the treatment he received from Stoudt in Health Services
and submitted a “Fair Treatment Form” to CTA. Cain’s complaint centered on Stoudt
and not any CTA employees. Stoudt never mentioned Cain’s race, but Cain felt
discriminated against because Stoudt treated Caucasian people like Summer and
another man differently. On August 9, 2018, after he filed the Fair Treatment Form,
Cain met with Mike Wagoner (“Wagoner”), the head of HR at CTA, and Paige Owens
(“Owens”), an HR representative for CTA, to discuss his concerns. Cain knew Owens
from his orientation and thought the meeting went very well.
On September 21, 2018, Cain returned to full duty work, but was injured when
he resumed his regular duties. Cain visited Health Services and the SSM personnel
authorized the rover take him to Urgent Care. Per Cain, everything was “handled
perfectly”.
CTA’s workers’ compensation program is administered by Sedgwick. Sedgwick
adjudicates workers’ compensation claims and conducts the investigations and medical
reviews. On September 14, 2018, Cain filed a workers’ compensation claim for his June
1, 2018 injury.
On September 21, 2018, Cain saw his physician, Dr. John Ahn, at the Orthopaedic
Center of Southern Illinois for evaluation of his right hand. Sedgwick arranged for him
to get a second opinion. On October 15, 2018, Cain saw Dr. Paletta at the Orthopedic
Center of St. Louis for evaluation of his left shoulder and also saw Dr. David Brown for
evaluation of his wrists.
Melody Cravens, CTA’s workers’ compensation administrator, received Dr.
Paletta’s report and questioned the accuracy of the passenger extruder operator
description utilized, as well as the description of repetitive nature of the job duties.
Cravens spoke with Cain’s supervisor, James Johnson, regarding Cain’s job duties and
a work study report was performed of the passenger extruder operator position to
evaluate the actual job duties.
On November 21, 2018, Andrew Keefe (“Keefe”), CTA’s workers’ compensation
attorney, reached out to Ryan Baker (“Baker”), Cain’s attorney, disputing causal
connection of the injury to Cain’s job duties and advising that Cain had group health
insurance available. Baker advised Cain to consider using his group health insurance.
On January 23, 2019, Keefe sent Baker a job video, work study of passenger
extruder operator position and a memorandum requesting to forward same to Dr.
Paletta and Dr. Brown for review to address causation. On April 23, 2019, Keefe sent a
follow-up to Baker regarding the extruder operator position, the job video, and job
description.
On May 9, 2019, Baker advised Keefe that he had Cain’s permission to submit
the video and job description to Dr. Paletta and Dr. Brown for opinions regarding
causation. On May 31, 2019, the information was forwarded with a request as to
whether opinions and treatment recommendations/restrictions were causally related to
Cain’s work at CTA.
On June 6, 2019, Dr. Paletta opined that his diagnosis and treatment did not
change, but his causation was altered to say that Cain was not doing any activities on-
the-job that would cause or contribute to impingement syndrome. The report was
forwarded from Keefe to Baker on June 20, 2019, along with correspondence that CTA
would not agree to authorize ongoing shoulder treatment.
On July 8, 2019, Dr. Brown opined that if Cain had been on restricted duties since
June of 2018, any increased and/or new symptoms in his left hand would not be causally
related to his work duties at CTA. The report was forwarded from Keefe to Baker on
August 21, 2019, along with correspondence that CTA denied the request for ongoing
treatment of Cain’s upper extremities.
Work-Fit Center is a physical therapy provider at the Mt. Vernon CTA plant and
is an employee benefit paid by CTA. Cain received physical therapy at Work-Fit Center
from July 2018 through August 2019, even while on medical leave. During this time
frame, Cain fired Baker as his workers’ compensation attorney.
Cain could have received medical treatment between November 2018 and August
2019 under his BCBS health insurance through CTA. After his workers’ compensation
was denied, Cain received the shoulder and hand surgeries under his BCBS insurance.
On November 8, 2018, Cain filed a Charge of Discrimination with the EEOC. On
March 14, 2019, Brandi Kraft, EEOC investigator, advised that she had been unable to
establish a clear violation. On March 18, 2019, the EEOC issued a dismissal and notice
of rights.
Cain has not filed any other EEOC charges. Cain was not discouraged by any
CTA employee from filing an EEOC charge or from filing a workers’ compensation claim
nor did any CTA employee ever say anything negative about his charge. On December
2, 2018, Cain had his annual review at CTA. Cain received pay increases during his
time at CTA and never had a change in position or benefits. The only Fair Treatment
Form Cain submitted while at CTA was regarding Stoudt’s treatment.
Cain is currently receiving long-term disability benefits through CTA. He was on
light-duty work from July 2018 until August 2019. The passenger extruder operator job
description calls for medium to heavy work, occasional exposure to heat and dust,
constant exposure to noise and moving equipment, ability to stoop, bend, walk long
distances, climb stairs and lift 50 or more pounds on occasional to frequent basis, and
medium to heavy pushing and pulling. Cain is currently unable to do his job due to his
disability. Cain was unable to perform the essential functions of his job from September
5, 2019 until September 18, 2020 and is currently unable to perform the essential
functions with or without accommodations.
PROCEDURAL HISTORY
On June 13, 2019, Cain filed his complaint against CTA (Doc. 1). On August 14,
2019, the complaint was dismissed for failure to state a claim; however, Cain was
granted leave to file an amended complaint (Doc. 4).
On September 12, 2019, Cain filed his amended complaint (Doc. 5). Because the
amended complaint appeared to be missing pages and was lacking the EEOC charge,
the IDHR charge, and the right to sue letter, Cain was granted until October 28, 2019
to file a second amended complaint (Doc. 10).
On October 24, 2019, Cain filed his second amended complaint (Doc. 13). On
January 15, 2020, Cain was granted leave to proceed in forma pauperis (Doc. 16). In
that Order, the Court noted that it had conducted a preliminary review of the second
amended complaint and determined that Cain had sufficiently alleged discrimination
claims under Title VII and Section 1981, discrimination under the ADA, and retaliation
under Title VII (Id.). The Court reiterated that Cain had not stated claims for a hostile
work environment and negligence, so those allegations were dismissed without
prejudice (Id.).
On July 20, 2020, CTA filed a motion for definite statement (Docs. 24, 28). On
September 22, 2020, the Court denied the motion and divided Cain’s claims into the
following three counts: (I) Race and/or national origin discrimination under Title VII of
the Civil Rights Act of 1967 and 42 U.S.C. §1981; (II) Discrimination under the
Americans with Disabilities Act of 1990; and, (III) Retaliation under Title VII of the
Civil Rights Act of 1967 (Doc. 28). On October 6, 2020, CTA answered the amended
complaint (Doc. 30).
On November 2, 2020, this case was assigned CJRA Track B with the final
pretrial conference being set on October 14, 2021 and a presumptive jury month of
November 2021 (Doc. 31). On December 15, 2020, a scheduling order was entered
regarding the handling of discovery and providing a deadline of July 23, 2021 for the
filing of dispositive motions (Doc. 34).
On July 23, 2021, CTA filed its motion for summary judgment and supporting
memorandum of law (Docs. 49, 50). On that same date, CTA also filed a notice of filing
pursuant to Rule 56 of the Federal Rules of Civil Procedure, regarding the motion for
summary judgment that advised Cain, as a pro se litigant, of the procedures and
potential pitfalls of Rule 56 (Doc. 51). The notice included a copy of Rule 56 in its entirety
(Doc. 51-1). Cain’s response was due on August 26, 2021; however, since no response
was filed, on August 30, 2021, the Court issued an Order to show cause, granting Cain
until September 13, 2021 to respond (Doc. 52).
On September 2, 2021, Cain filed two handwritten documents – one was
designated as response to order to show cause and the other as response to motion for
summary judgment (Docs. 53, 54). Cain claimed he could not respond to motion because
he did not have it and claimed to be a whistle-blower who had faced racial
discrimination, retaliation, and no medical care (Id.).
On September 15, 2021, Cain filed his second response to motion for summary
judgment, this time a three-page document asking the Court to keep the case open;
however, he again failed to comport to any of the requirements set forth in Rule 56 (Doc.
59).
On September 16, 2021, CTA filed a reply, after having obtained leave to do so.
(Doc. 61). Within its reply, CTA first rebutted Cain’s contention that he had not received
the motion, and then argued that Cain provided no evidence to establish a prima facie
case for relief for any of his claims or to permit a reasonable factfinder to conclude that
he suffered any adverse employment action or retaliation (Id.).
On September 23, 2021, Cain filed his third response to motion for summary
judgment, this time a one-page document where he again “humbly asked the court not
to dismiss the case” (Doc. 62). Not only was this the third response and filed out of time,
it again failed to comport to any of the requirements set forth in Rule 56 (Id.).
LEGAL STANDARD
Summary Judgment – Rule 56 of the Federal Rules of Civil Procedure
The court shall grant summary judgment “if the movant shows that there is no
genuine dispute as to any material fact and the movant is entitled to judgment as a
matter of law.” Spurling v. C & M Fine Pack, Inc., 739 F.3d 1055 (7th Cir. 2014) (quoting
Fed. R. Civ. P. 56(a)). Once the moving party has set forth the basis for summary
judgment, the burden then shifts to the nonmoving party who must go beyond mere
allegations and offer specific facts showing that there is a genuine issue of fact for trial.
Fed. R. Civ. P. 56(e); see Celotex Corp. v. Catrett, 477 U.S. 317 (1986). Stated another
way, the nonmoving party must offer more than “[c]onclusory allegations, unsupported
by specific facts,” to establish a genuine issue of material fact. Payne v. Pauley, 337 F.3d
767 (7th Cir. 2003) (citing Lujan v. Nat’l Wildlife Fed’n, 497 U.S. 871 (1990)).
Summary judgment is “the put up or shut up moment in a lawsuit” where a party
lays its proverbial cards on the table, showing what evidence it possesses to convince a
trier of fact to agree with its version of the events. Steen v. Myers, 486 F.3d 1017, 1022
(7th Cir. 2007) (quoting Hammel v. Eau Galle Cheese Factory, 407 F.3d 852, 859 (7th
Cir. 2005). Summary judgment is proper against “a party who fails to make a showing
sufficient to establish the existence of an element essential to that party's case, and on
which that party will bear the burden of proof at trial.” Id. at 322. The non-moving party
“must do more than simply show that there is some metaphysical doubt as to the
material facts.” Matsushita Elec. Indus. Co., Ltd. v. Zenith Radio Corp., 475 U.S. 574,
586 (1986). “The mere existence of a scintilla of evidence in support of the [non-movant's]
position will be insufficient; there must be evidence on which the jury could reasonably
find for the [non-movant].” Anderson v. Liberty Lobby, 477 U.S. 242, 252 (1986).
Local Rules
According to Local Rule 7.1(c)(1) of the U.S. District Court for the Southern
District of Illinois, which includes motions for summary judgment, “[A]n adverse party
in a civil case shall have 30 days after service of a motion listed above to file a response.”
(SDIL-LR 7.1(c)(1)) (emphasis added). Local Rule 7.1(c) goes on to state, in pertinent
part that:
“Failure to timely file a response to the motion may, in the Court’s
discretion, be considered an admission of the merits of the motion.
Reply briefs, if any, shall be filed within 14 days of the service of a
response. Reply briefs are not favored and should be filed only in
exceptional circumstances. … under no circumstances will sur-
reply briefs be accepted.” (SDIL-LR 7.1(c)).
Cain’s response to the Motion for Summary Judgment was due within 30 days of
filing, or by August 26, 2021 (Doc. 49). Because no response had been received by August
30, 2021, this Court entered an Order to Show Cause, advising Cain to respond to show
cause OR respond to motion for summary judgment by September 13, 2021 (Doc. 52).
On September 2, 2021, Cain filed his first response to summary judgment (Doc. 54).
Then without leave of Court and outside of the already extended time to respond, Cain
filed two additional responses, on September 15, 2021 and on September 23, 2021 (Docs.
59, 62).
While it is true that pro se pleadings are liberally construed; leniency toward
a pro se litigant is circumscribed. See Greer v. Bd. Of Educ., 267 F.3d 723, 727 (7th Cir.
2001) (courts are not “obliged ... to scour the record looking for factual disputes” to rescue
a pro se litigant from losing summary judgment). Pro se status does not serve as a
license to ignore the Federal Rules of Civil Procedure or the Local Rules. See Members
v. Paige, 140 F.3d 699, 702 (7th Cir. 1998) (“[procedural] rules apply to uncounseled
litigants”); Downs v. Weslphal, 78 F.3d 1252, 1257 (7th Cir. 1996) (“pro se litigants are
not entitled to a general dispensation from the rules of procedure”). Furthermore,
although severe, the Seventh Circuit has consistently upheld district judges’ discretion
to require strict compliance with local rules. Coleman v. Goodwill Indus. of Se. Wis.,
Inc., 423 Fed.Appx. 642, 643 (7th Cir. 2011) (“Though courts are solicitous of pro se
litigants, they may nonetheless require strict compliance with local rules); Wilson v.
Kautex, Inc., 371 Fed.Appx. 663, 664 (7th Cir. 2010) (“[S]trictly
enforcing Local Rule 56.1 was well within the district court’s discretion, even though
Wilson is a pro se litigant.”) (citation omitted); Cady v. Sheahan, 467 F.3d 1057, 1061
(7th Cir. 2006) (“[E]ven pro se litigants must follow rules of civil procedure.”).
ANALYSIS
I. Race and/or National Origin Discrimination
Cain first claims that CTA discriminated against him on the basis of his race
and/or national origin in violation of Title VII of the Civil Rights Act of 1967 and 42
U.S.C. §1981 (Doc. 28). Title VII prohibits employers from discriminating against
employees because of their race, color, religion, sex, or national origin. 42 U.S.C. §
2000e–2(a)(1).
The test for proving discrimination “is simply whether the evidence would permit
a reasonable factfinder to conclude that the plaintiff's race, ethnicity, sex, religion, or
other proscribed factor caused the discharge or other adverse employment action”.
David v. Board of Trustees of Community College District No. 508, 846 F.3d 216, 224
(7th Cir. 2017) citing Ortiz v. Werner Enterprises, Inc., 834 F.3d 760, 765 (7th Cir. 2016).
Generally speaking, the plaintiff has the initial burden of establishing that: (1) he is a
member of a protected class, (2) he performed reasonably on the job in accord with his
employer[’s] legitimate expectations, (3) despite his reasonable performance, he was
subjected to an adverse employment action, and (4) similarly situated employees outside
of his protected class were treated more favorably by the employer.” Andrews v. CBOCS
West, Inc., 743 F.3d 230, 234 (7th Cir. 2014), overruled on other grounds by Ortiz, 834
F.3d at 765. “If the plaintiff satisfies that burden, then the employer must articulate a
legitimate, nondiscriminatory reason for the adverse employment action, at which point
the burden shifts back to the plaintiff to submit evidence that the employer's
explanation is pretextual.” Id.
There is no question that Cain, an African American, is a member of a protected
class and that he received pay increases and never had a change in position or benefits
prior to his injury (Doc. 49, ¶ 76). However, Cain has not shown that any adverse
employment action was taken by CTA as the crux of his allegations focus on the conduct
of Health Services and the SSM personnel. Although the definition of
an adverse employment action is generous, it is still subject to certain limitations that
Cain cannot meet. See Herrnreiter v. Chicago Housing Auth., 315 F.3d 742, 744 (7th
Cir.2002). At the very least, Cain must show some quantitative or qualitative change in
the terms or conditions of his employment. Id.
Notwithstanding the forgoing, Cain has not shown that any similarly situated
employee outside of his protected class was treated more favorably. When asked about
similarly situated non-black employees, Cain mentioned a Caucasian female known as
“Summer” (Id., ¶ 29). First, Cain indicated that Summer did not have to take a drug
test upon arriving at Health Services; however, Summer was bleeding and needed
emergency services, and she had to take a drug test when she returned to CTA in
accordance with the CTA policy. (Id., ¶¶ 17, 26-28). Second, Summer was given a ride
to the hospital, but Cain had to drive himself to Urgent Care; however, Summer needed
emergency care and CTA only provides access to one rover to transport injured
employees off-site (Id., ¶¶ 20-21). While the rover can be used in non-life threatening
instances, it is up the professional judgment of the SSM staff to determine who
medically needs access to the rover (Id.).
Assuming arguendo that Cain can meet the burden, Count I would still fail. CTA
has articulated legitimate, nondiscriminatory reasons for what transpired. With respect
to not being drug tested at Health Services, Summer clearly needed emergency care and
the SSM personnel were more concerned with stopping the bleeding. Summer was also
required to be drug tested upon her return to CTA, per policy. As for the use of the rover,
there is only one and SSM personnel, not CTA, determined medical need.
In the employment discrimination context, summary judgment is warranted
where “the evidence, interpreted favorably to the plaintiff, could not persuade a
reasonable jury that the employer had discriminated against the plaintiff.” Palucki v.
Sears, Roebuck & Co., 879 F.2d 1568, 1570 (7th Cir. 1989). Because Cain is unable to
prove a prima facie case of discrimination; summary judgment is clearly appropriate.
II. Discrimination under the Americans with Disabilities Act
In Count II of his amended complaint, Cain alleges that CTA discriminated
against him under Americans with Disabilities Act of 1990 (Doc. 28). “The ADA
prohibits an employer from discriminating against a qualified person on the basis of
disability.” McCurry, 942 F.3d at 789 (citing 42 U.S.C. § 12112(a)). To prove a violation
of this provision, a plaintiff must show “(1) he is disabled; (2) he is otherwise qualified
to perform the essential functions of the job with or without reasonable accommodation;
and (3) the adverse job action was caused by his disability.” Shell v. Burlington N. Santa
Fe Ry. Co., 941 F.3d 331, 335 (7th Cir. 2019), reh’g denied (Dec. 20, 2019).
In this case, Cain can satisfy the first element; he is disabled and is currently
receiving long-term disability benefits from CTA (Doc. 49, ¶79-80). He cannot; however,
satisfy the second element as he is not a qualified individual with a disability. Cain is
unable to do his job at CTA, with or without accommodation (Id., ¶82, 84).
With respect to the ADA, summary judgment for a defendant is appropriate when
the plaintiff “fails to make a showing sufficient to establish the existence of an element
essential to [his] case, and on which [he] will bear the burden of proof at trial.” Celotex
Corp. v. Catrett, 477 U.S. 317, 322 (1986). Because Cain is not qualified to perform the
essential functions of his job as passenger extruder operator, with or without
accommodation, there is no reason to analyze the third element and summary judgment
is appropriate on count II of the amended complaint.
Notwithstanding the forgoing, Cain’s claim under the ADA is also precluded as
he did not exhaust his administrative remedies. Under the ADA, “a plaintiff filing suit
in federal court may bring only those claims that were included in her EEOC charge, or
that are like or reasonably related to the allegations of the charge and growing out of
such allegations.” See Chaidez v. Ford Motor Co., 937 F.3d 998, 1004 (7th Cir. 2019) .
“Claims are ‘like or reasonably related’ when (1) there is a reasonable relationship
between the allegations in the charge and the claims in the complaint and (2) the claim
in the complaint can reasonably be expected to grow out of an EEOC investigation of
the allegations in the charge.” Id. ). “The charge and complaint must, at minimum,
describe the same conduct and implicate the same individuals.” Id. (emphases in
original).
In his Charge of Discrimination, Cain stated,
“I began my employment with Respondent in or around 2015. My
current position is Extruder Operator. Beginning around June
2018 and continuing throughout the remainder of my employment,
I have been subject to different terms and conditions of
employment, including, but not limited to, not being given medical
assistance when injured on duty and being required to take a drug
test. Similarly situated non-Black employees were provided
medical assistance when they were injured on duty and were not
required to take a drug test. I have complained to Respondent
about discrimination. I believe I have been discriminated against
because of my race, Black, in violation of Title VII of the Civil
Rights Act of 1964, as amended.” (Doc. 49-27).
While the charge named CTA as respondent, so clearly implicated the same party,
the same conduct is not implicated. The EEOC charge only mentions Title VII and
instances where Cain claims racial discrimination. At no point does the EEOC charge
refer to the ADA, Cain’s carpal tunnel syndrome, and/or a disability, which were
addressed in the second amended complaint.
III. Retaliation under Title VII of the Civil Rights Act of 1967
In Count III of his amended complaint, Cain asserts that he was retaliated
against in violation of Title VII, which forbids employers from retaliating against
employees for complaining about prohibited discrimination. Boss v. Castro, 816 F.3d
910, 917 (7th Cir. 2016). In general, Title VII forbids employer retaliation where an
employee “has opposed any practice made an unlawful employment practice” by Title
VII or “has made a charge, testified, assisted, or participated in any manner in an
investigation, proceeding, or hearing under” Title VII. 42 U.S.C. § 2000e–3(a).
Although the Court noted that Cain’s second amended complaint was “not a
model of clarity”, Chief Judge Rosenstengal advised CTA that the Title VII retaliation
claim asserted by Cain involved the September 26, 2018 ‘complaint’ against CTA and
its medical claims insurance company, Sedgwick, and the October 25, 2018 interview
with the EEOC (Doc. 28). Specifically, Cain claimed that CTA and Sedgwick were not
happy with his EEOC complaint, so they retaliated by putting a halt to his medical
treatment, which could be considered a reduction in Cain’s employment benefits (Id.).
First and foremost, any claim of retaliation has not been exhausted.
In Title VII cases, as with the ADA claim, the scope of the complaint brought before the
administrative agency limits the scope of subsequent civil proceedings in federal court;
in other words, plaintiffs may pursue only those claims that could reasonably be
expected to grow out of the administrative charges. See Dear v. Shinseki, 578 F.3d 605,
609 (7th Cir.2009); Ajayi v. Aramark Business Services, Inc., 336 F.3d 520, 527 (7th Cir.
2003); Rush v. McDonald's Corp., 966 F.2d 1104, 1110 (7th Cir.1992).
The scope of an administrative charge brought against a private-sector employer
is determined by examining the claims that were “brought to [the EEOC's] attention,”
not by whether the EEOC actually considered or disposed of a given claim. Rush, 966
F.2d at 1112. As set forth infra, Cain’s Charge of Discrimination, which was filed on
November 8, 2018, references Title VII and instances where Cain claims racial
discrimination, but does not mention retaliation even though filed after the September
26, 2018 ‘complaint’ against CTA and its medical claims insurance company, Sedgwick,
and after the October 25, 2018 interview with the EEOC.
Notwithstanding the foregoing, summary judgment is also appropriate on the
merits on the retaliation claim. There are two different ways to make a prima
facie showing of retaliation, the direct method and the indirect method. Boss v. Castro,
816 F.3d 910 (7th Cir. 2016). Under both methods, Cain fails.
A Title VII plaintiff proceeding under the direct method must show that (1) he
engaged in protected activity; (2) he suffered a materially adverse employment action;
and (3) there was a causal link between the protected activity and the adverse
action. Harden v. Marion County Sheriff’s Dept., 799 F.3d 857, 861-862 (7t Cir.
2015)(citing Colman v. Donahoe, 667 F.3d 835, 845 (7th Cir. 2012). To
prove retaliation under the indirect method, a plaintiff must show that (1) he engaged
in protected activity; (2) he suffered a materially adverse employment action; (3) he was
meeting his employer's legitimate expectations; and (4) he was treated less favorably
than similarly-situated employees who did not engage in protected
activity. Harden, 799 F.3d at 862 (citing Argyropoulos v. City of Alton, 539 F.3d 724, 733
(7th Cir.2008)).
The first two elements of proof are the same under either the direct or indirect
method. While it is clear that Cain engaged in protected conduct in filing both the
workers’ compensation claim and EEOC complaint, and it could be argued that refusal
to pay for further medical could be an adverse employment action, Cain still cannot
prevail under either scenario as he cannot prove the remaining elements. Cain cannot
show a causal connection between the filing of the claim/complaint with the termination
of his benefits as it was based upon the medical opinions of Dr. Brown and Dr. Paletta.
Furthermore, because he was unable to perform his job, with or without
accommodations, he could not meet his job expectations. Finally, Cain has not shown
that he was treated less favorably than similarly situated employees.
While not conceding all the elements have been established under one of the
methods, even if they were, he would still fail. Under both methods, once a prima
facie case is established, a presumption of retaliation is triggered, and the burden shifts
to the employer to articulate some legitimate, nonretaliatory reason for its
action. Id. (citing Coleman, 667 F.3d at 845). CTA can articulate that the loss of
benefits is attributable to the reports of Dr. Brown and Dr. Paletta, a non-pretextual
reason because they both opine that his injuries were not causally connected to his job
duties.
CONCLUSION
For the reasons set forth above, the Court GRANTS the Motion for Summary
Judgment filed by Defendant, Continental Tire The Americas, LLC. This action is
DISMISSED with prejudice and the Clerk of Court is DIRECTED to close this case
and enter judgment accordingly. As such, all pending court dates are cancelled and
terminated.
IT IS SO ORDERED.
DATED: September 24, 2021
/s/ Stephen P. McGlynn_
STEPHEN P. McGLYNN
U.S. District Judge